Perotti v. Beck, Unpublished Decision (9-24-2001)
Perotti v. Beck, Unpublished Decision (9-24-2001)
Opinion of the Court
On August 13, 1999, Mr. Perotti filed a legal malpractice action against Attorney Beck. His complaint alleged that he retained Attorney Beck in 1998 for $2,000. He states that Attorney Beck was to do the following: speak to the prosecutor in Scioto County and ensure that the state would not object to a motion for conditional probation/judicial release; file that motion; obtain an affidavit from the felonious assault victim who wanted to recant his prior testimony and declare that he did not believe it was appellant who stabbed him; and file a motion with the recantation affidavit attached asking for a new trial in the felonious assault case.
Mr. Perotti's complaint accuses Attorney Beck of fraudulently stating that the prosecutor would not object to judicial release, when in fact he did object. He notes that the statutes did not allow for release since he used a weapon and opines that his only chance for release was if the prosecutor did not object. Thus, he claims fraud in misinforming the client, failure to properly apply the law, and error in choice of procedure. He also complains that Attorney Beck failed to file a motion for a new trial. Attached to Mr. Perotti's complaint are copies of the various correspondence between himself and Attorney Beck over the course of the representation.1
In his answer, Attorney Beck admitted that he "represented Mr. Perotti in performing certain legal services" regarding Mr. Perotti's criminal case, and he denied all other allegations. Shortly thereafter, Attorney Beck filed a motion for summary judgment. The motion contends that Mr. Perotti must set forth expert opinion to establish his claims of legal malpractice. Attached to this motion is Attorney Beck's affidavit, which states that he is licensed to practice law in Ohio. In the affidavit, he renders his opinion that he did not commit malpractice or professional negligence which caused injury to Mr. Perotti and that, within a reasonable degree of legal certainty, no malpractice or professional negligence was committed during the course of representation.
Mr. Perotti responded by stating that there was a genuine issue of material fact. He submitted his own affidavit which states that he plainly established malpractice due to the fact that the relevant statutes make him ineligible for probation. However, he admits that he knew he was ineligible and advised Attorney Beck that the only way he could receive release was with the cooperation of the state due to a "grey area in the law." He states that Attorney Beck told him that he spoke with the prosecutor and that the prosecutor would not object to a motion for probation or judicial release. He then claims that this was a lie because the prosecutor did object. Finally, his affidavit declares that Attorney Beck failed to file the motion for a new trial and the recantation affidavit. In support of his case, Mr. Perotti also filed the affidavit of his fiancee, Lucy Gordon, who contacted Attorney Beck on Mr. Perotti's behalf and listened in on conference calls. Her affidavit states that Attorney Beck told them that the prosecutor would not object to probation "if Beck found the legal avenue." The court granted summary judgment in favor of Attorney Beck, and appellant filed the within timely appeal.
"SUMMARY JUDGMENT WAS NOT APPROPRIATE WHEN THEIR (sic) WERE GENUINE ISSUES OF MATERIAL FACT IN DISPUTE AND A PRIMA FACIE CASE OF MALPRACTICE WHEN:
A. The prevailing case law from the Ohio Supreme Court does not allow probation to a repeat, dangerous offender, whose crime involved a weapon and carried a term of actual incarceration;
B. Mr. Beck's fraudulent representation that he discussed probation with Mr. Grimshaw is another material fact in dispute precluding summary judgment.
C. Expert testimony is not required in the summary judgment stage when the malpractice lies within the common knowledge of laypersons."
Mr. Perotti's claims of malpractice revolve around two issues, the motion for judicial release and the failure to file a motion for new trial. All three of the preceding subassignments of error relate to the issues surrounding the motion for judicial release. Only the third subassignment is pertinent to the failure to filed a motion for a new trial. Thus, we shall divide our analysis along the lines of the two determinative claims of malpractice, but first, we shall set forth the law regarding summary judgment and legal malpractice suits.
However, there is an exception to the plaintiff's obligation to produce an expert opinion in support of his claim. The Ohio Supreme Court has held that on certain limited claims of legal malpractice, the plaintiff need not submit an expert opinion if "the claimed breach of professional duty is within the common understanding of the laymen on the jury."McInnis,
Mr. Perotti first suggests that Attorney Beck's submission of his own affidavit as an expert opinion is unworthy of credibility. However, this court has previously upheld such a practice. Nuckols v. Kapp (Mar. 30, 1999), Columbiana App. No. 97CO6, unreported. In that case, we pointed out that a defendant in a legal malpractice action would possess the required skill and knowledge to testify as to whether he met the standard of case applicable to the client and that an independent expert is not required to defend a malpractice action. Id. at 5. Hence, this preliminary argument is without merit. We thus turn to Mr. Perotti's main argument that the breaches of duty outlined in his complaint are within the common and ordinary understanding of jurors.
Nevertheless, Mr. Perotti submitted the affidavit of his fiancee, Ms. Gordon, in support of his opposition to summary judgment. Apparently, Ms. Gordon acted as a message carrier between Mr. Perotti and Attorney Beck; she also listened in on teleconferences between these parties. Her affidavit specifically states that Attorney Beck informed them that the prosecutor would not oppose Mr. Perotti's release on conditional probation "if Beck found the legal avenue."
According to Mr. Perotti's own arguments, there existed no legal avenue for this type of release, except possibly if the prosecutor failed to object which, he reasoned, would cause the court to notice that appellant is not eligible for judicial release. Accordingly, it appears that this affidavit submitted by Mr. Perotti destroyed any existing issue of fact as to whether Attorney Beck unequivocally told Mr. Perotti that the prosecutor would not object.
Regardless, this argument revolves around his indirect allegation that, in the absence of a guarantee that the prosecutor would not object, a motion for judicial release should not have been filed. As stated above, Mr Perotti believes that Attorney Beck utilized the wrong procedure and failed to properly apply the law regarding eligibility. These are arguments that are not within the common understanding and experience of jurors. See, e.g., Georgeoff,
Mr. Perotti acknowledges that he knew before retaining Attorney Beck that he was not eligible for probation, and yet, he still retained him to attempt to get around any statutory barriers by talking the prosecutor out of objecting and probably hoping that neither the prosecutor nor the court would realize any issues of ineligibility. Notably, at one point, Mr. Perotti himself states that his eligibility for release was "a grey area in the law." Elsewhere, he contradictorily contends that his ineligibility was an obvious status that Attorney Beck failed to appropriately consider.
In conclusion, an expert opinion was required to rebut Attorney Beck's own expert opinion that he did not commit malpractice regarding the motion for conditional probation. As such, Mr. Perotti was required to support his opposition motion with the opinion of an expert who would state that Attorney Beck's conduct surrounding the motion for conditional probation was not in accordance with the knowledge, skill and ability ordinarily exercised in the legal profession in similar situations. For the above reasons, the trial court correctly granted summary judgment to Attorney Beck on the claims surrounding the motion for conditional probation. However, this does not end our inquiry.
Contrary to Attorney Beck's arguments, an expert opinion is not required to determine whether part of Mr. Perotti's payment of $2,000 to Attorney Beck was made to cover the cost of a motion for new trial. SeeBaiko v. Mays (2000),
For the foregoing reasons, the order granting summary judgment is affirmed in part, reversed in part and this cause is remanded to the trial court for further proceedings on the issue of whether Attorney Beck was hired and paid to file a motion for a new trial.
DONOFRIO, J. and WAITE, J., concurs.
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