In Re Puckett, Unpublished Decision (9-17-2001)
In Re Puckett, Unpublished Decision (9-17-2001)
Opinion of the Court
Jarred and Abigail, ages seven and five respectively, were removed from appellant's custody and a complaint alleging abuse and dependency was filed on October 18, 1996.1 In July 1998, the children were found to be dependent and abused.2 Appellant was named the perpetrator of abuse on the children. A dispositional hearing was held and an entry was filed on September 9, 1998. As part of the disposition of the case, appellant was ordered by the trial court to participate in intensive sexual abuse therapy.
BCCSB filed a motion for permanent custody that was postponed numerous times while a relative placement was pursued unsuccessfully. The hearing on the motion was held in March 2000, and an amended entry granting appellee permanent custody of Jarred and Abigail was filed by the juvenile court on September 28, 2000, nunc pro tunc to March 24, 2000.
Appellant appeals the decision to grant permanent custody of his children to BCCSB and raises eight assignments of error. For ease of discussion, we will address the assignments out of order and will combine some of the assignments of error.
Appellant's fourth, fifth, sixth and seventh assignments of error are as follows:
Assignment of Error No. 4:
THE FINDING THAT RESPONDENT PERPETRATED SEXUAL ABUSE ON HIS CHILDREN WAS THE RESULT OF EXTENSIVE AND IMPROPER HEARSAY AND OTHER INCOMPETENT EVIDENCE THAT UNDULY PREJUDICED RESPONDENT AND DENIED HIM A FAIR HEARING.
Assignment of Error No. 5:
THE UNSWORN TESTIMONY OF A VICTIM IN A JUVENILE ADJUDICATORY HEARING FOR ALLEGED SEXUAL ABUSE IS INSUFFICIENT TO SUPPORT AN ADJUDICATION OF SUCH ABUSE OR THE IDENTITY OF APPELLANT AS THE PERPETRATOR OF SUCH ABUSE.
Assignment of Error No. 6:
APPELLANT WAS UNDULY PREJUDICED BY THE IMPROPER ADMISSION OF CHARACTER EVIDENCE AND ALLEGATIONS OF PRIOR ACTS OF MISCONDUCT.
Assignment of Error No. 7:
APPELLANT WAS UNDULY PREJUDICED BY THE IMPROPER ADMISSION OF EVIDENCE THAT OPINED THAT A CHILD WITNESS WAS TRUTHFUL.
In these four assignments of error, appellant is disputing evidentiary matters from the original adjudication of abuse and dependency. Appellant argues that we should consider these assignments because the original appeal was dismissed without a review on the merits. Appellant's appeal of the adjudication and disposition was dismissed with prejudice after appellant failed to file his brief and assignments of error.
In considering these four assignments of error, we must review the circumstances pertaining to appellant's first appeal of the adjudication. A review of the appellate docket shows that appellant,pro se, filed a notice of appeal of the adjudication and disposition on September 15, 1998. The scheduling order filed in the original appeal indicated that appellant's brief was due thirty days after the record was filed. After appellant received an extension, the transcript was filed on November 23, 1998. BCCSB filed a motion to dismiss the appeal on December 30, 1998, after appellant failed to file a brief on December 23, 1998, but that motion was denied by this court. Appellant retained appellate counsel, who filed a notice of appearance and a motion for additional time to file a brief on January 25, 1999. Although appellant was nearly one month past the deadline for filing his brief, this court permitted appellant additional time to file his brief until March 13, 1999. The notice also stated that no additional extensions would be granted. BCCSB filed a second motion to dismiss on March 16, 1999, after appellant missed the new deadline. Appellant did not respond to BCCSB's motion to dismiss until he filed a second motion for an extension on March 31, 1999, and noted that he had previously not received the motion to dismiss. Appellant asked for yet another extension on April 1, 1999, indicating that his computer or printer had malfunctioned and the brief was not complete. An entry of dismissal with prejudice was filed by this court on April 6, 1999, and a subsequent motion for reconsideration by appellant was denied.
Appellant's time to appeal the evidentiary decisions made at the adjudication and disposition hearings has expired. All parties in this case were entitled to move forward on the reunification or permanency plans for these children, resting on the finality of that judgment once appellant's appeal was unsuccessful. A dismissal with prejudice is treated as an adjudication on the merits. Tower City Properties v.Cuyahoga Cty. Bd. of Revision (1990),
Assignment of Error No. 8:
THE PERMANENT CUSTODY ORDER MUST BE VACATED, BECAUSE IT IS DERIVED FROM PRIOR PROCEEDINGS IN WHICH APPELLANT RECEIVED INEFFECTIVE ASSISTANCE OF LEGAL COUNSEL.
Appellant argues that he was prejudiced by the ineffective assistance of both his trial and appellate counsel. Appellant asserts that his trial counsel failed to challenge evidentiary matters in the adjudication, and his appellate counsel failed to successfully challenge these errors in the first appeal. Appellant's argument concerning his trial counsel's alleged ineffective assistance in the adjudication and disposition is an issue that should have been addressed in the first appeal and is res judicata.
Appellant's counsel also raises his own alleged ineffective assistance in failing to successfully pursue the first appeal on the adjudication and disposition. This second part of appellant's eighth assignment of error presents a disturbing situation. Generally, appellate counsel must be presumed to be incapable of arguing his own ineffectiveness at the trial level. State v. Hooks (2001),
When reviewing appellant's claim of ineffective assistance of counsel, this court engages in the two-pronged test enumerated in Strickland v.Washington (1984),
The first prong of the Strickland test can be reached by simply finding that appellant's brief and assignments of error were never timely filed, despite more than adequate opportunities to do so. Next, we must consider whether there is a reasonable probability that the result of appellant's case would have been different absent the attorney's performance.
A review of the adjudication and disposition of the case finds that the trial court had sufficient competent and credible evidence from which to find appellant's two children dependent and abused, and that appellant was the perpetrator of abuse on his children. See In re Pieper Children
(1993),
In addition, there is nothing in the record that the judge, as the factfinder at adjudication and disposition, relied upon the disputed Evid.R. 404(B) evidence of appellant's other crimes, wrongs or acts or that appellant suffered material prejudice by the admission of this evidence. See State v. Martin (1985),
Further, the children's therapist did not improperly bolster the children's testimony by opining about whether the children were telling the truth about their allegations. The therapist was responding to questions concerning the children's possible motivation in disclosing the allegations. She was not telling the factfinder that the children were being truthful. See State v. Boston (1989),
In addition to the children's testimony, the trial court heard testimony from the children's therapist about the allegations of sexual abuse against appellant as related by the children. That testimony was based upon information that arose during the course of her treatment of the children. State v. Vaughn (1995),
Likewise, testimony about the allegations also was presented by a psychologist performing a psychological diagnostic evaluation of the two children for purposes of medical evaluation and treatment. State v.Chappell (1994),
Appellant further disputed the admission of testimony from the foster father concerning a statement made by Abigail after she had a nightmare. The trial court determined that Abigail's comment about her nightmare was disclosed by the child while she was still under the excitement of the startling event. The trial court did not abuse its discretion by admitting this statement as an excited utterance. See State v. Taylor
(1993),
We are disturbed that the children's statements about the abuse were relayed by BCCSB caseworker Betsy Kinder under no recognized hearsay exception. However, appellant did not object to the caseworker's testimony at trial and the trial judge is presumed capable of disregarding improper testimony. In re Sims,
We cannot say that, absent appellate counsel's performance, appellant's adjudication would have been overturned. We find no merit in appellant's argument that he received ineffective appellate representation and that his adjudication would have been previously reversed or should now be reversed. Appellant's eighth assignment of error is overruled.
Assignment of Error No. 3:
CONDITIONING APPELLANT'S ABILITY TO RECEIVE SEX THERAPY ON HIS FIRST "CONFESSING" TO SEXUAL MISCONDUCT WAS UNFAIRLY PREJUDICIAL TO APPELLANT'S RIGHT TO TIMELY SEEK REUNIFICATION.
The case plan for appellant's family recommended that appellant seek intensive individual therapy. The trial court adopted the case plan in September 1998, and indicated on its dispositional entry that appellant was to seek sexual abuse therapy. BCCSB referred appellant to a specific therapist. Appellant stated that he met with the therapist on one occasion. Appellant asserts that he terminated the session early and never returned to that therapist because, according to appellant, the therapist insisted that appellant confess to committing sexual abuse before the therapeutic relationship could continue. Appellant maintains that he brought his predicament to the attention of the trial court a few months after the court order for counseling, but no changes were made. Appellant did not begin to engage in counseling with a different therapist until days before the permanent custody hearings in March 2000.
For this assignment of error, appellant relies upon the reasoning of an appeals court in In re Amanda W. (1997),
We also note that well over a year elapsed between the time the motion for permanent custody was filed and the permanent custody hearings were held. During that time, a possible relative placement had surfaced and all parties were working toward that end, but the case plan still recommended therapy for appellant. Appellant apparently did nothing during that time to seek therapy of any kind. While all parties involved were disappointed that the relative placement did not succeed, appellant cannot sit on his rights and obligations during that time and not expect that passage of time in his children's lives to be a negative factor. We find no error in the requirement to seek therapy. Appellant's right to timely seek reunification was not unfairly prejudiced by the trial court. Appellant's third assignment of error is overruled.
Assignment of Error No. 2:
THE DECISION AND ORDER OF THE TRIAL COURT GRANTING PERMANENT CUSTODY TO BCCSB IS UNLAWFUL, SINCE THERE IS NO CLEAR AND CONVINCING PROOF THAT SUCH AN ORDER IS IN THE BEST INTERESTS OF THE CHILDREN.
Assignment of Error No. 1:
THE DECISION AND ORDER OF THE TRIAL COURT GRANTING PERMANENT CUSTODY TO BCCSB IS UNLAWFUL, SINCE THERE IS NOT CLEAR AND CONVINCING PROOF THAT THE CHILDREN CANNOT BE REUNITED WITH APPELLANT WITHIN A REASONABLE TIME.
Appellant's final two assignments of error involve the trial court's award of permanent custody to BCCSB upon the agency's motion, pursuant to R.C.
2151.414 . According to statute, the trial court may grant permanent custody if it determines, by clear and convincing evidence, that it is in the best interest of the child to grant permanent custody and that one of three other factors applies. R.C.2151.414 (B). The factor applicable in this case is that the children were not abandoned and cannot be placed with either parent within a reasonable time or should not be placed with the parent. R.C.2151.414 (B).
Appellant argues in his second assignment of error that the trial court failed to consider the children's relationship to paternal family members, the children's wishes, and the perceived problems with the adoptability of the children due to their special needs.
As previously noted, the standard of proof in granting permanent custody is by clear and convincing evidence, which is defined as that measure or degree of proof which will produce in the mind of the trier of facts a firm belief or conviction as to the allegations sought to be established. Cross v. Ledford (1954),
An appellate court should not substitute its judgment for that of the trial court when competent and credible evidence going to all the essential elements of the case exists. See C.E. Morris Co. v. FoleyConstruction (1978),
In determining the best interest of a child, R.C.
The children had expressed an interest in being placed with the relative who had initially pursued custody, but were obviously disappointed when that placement did not occur. The children had also expressed an interest in eventual placement with their father if he had successfully obtained "help" for his problems. The children's guardianad litem opined to the court that placement through BCCSB was the only legally secure placement available and was in the children's best interest. The trial court also heard testimony from BCCSB and the foster father that the children's behaviors and special needs would not foreclose the opportunity of adoption for them. The foster father indicated that the children experienced renewed behavioral problems when the relative placement failed, but adoption was viable after he and his family provided the appropriate structure for the children. We find that the trial court did not err in finding clear and convincing evidence that it was in the best interest of the children to be placed in the permanent custody of BCCSB. Appellant's second assignment of error is overruled.
Appellant argues in his first assignment of error that the trial court relied heavily upon appellant's failure to seek sex abuse counseling in finding that the children could not be reunited with him. Again, appellant argues that his failure to seek counseling was unavoidable because appellant did not want to admit to abusing his children to receive the counseling. Appellant also disputes the trial court's reliance on the written reports of the children's therapist and on BCCSB's reasonable efforts to provide services.
The juvenile court must assess whether the child can be placed with either or both of the child's parents within a reasonable time. R.C.
(1) Following the placement of the child outside the child's home and notwithstanding reasonable case planning and diligent efforts by the agency to assist the parents to remedy the problems that initially caused the child to be placed outside the home, the parent has failed continuously and repeatedly to substantially remedy the conditions causing the child to be placed outside the child's home. In determining whether the parents have substantially remedied those conditions, the court shall consider parental utilization of medical, psychiatric, psychological, and other social and rehabilitative services and material resources that were made available to the parents for the purpose of changing parental conduct to allow them to resume and maintain parental duties.
R.C.
Appellant argues that the trial court's reliance on the written reports of the children's therapist constituted consideration of inadmissible hearsay. These written reports were admitted into evidence during disposition and post-disposition, without objection and subject to cross-examination. At any time during this matter, the therapist could have been called to testify and subjected to cross-examination by appellant. A review of the record reveals that this apparently was not attempted or accomplished by appellant. This therapist had established a therapeutic relationship with the children. We can only assume that it was appellant's trial strategy not to bring this therapist before the court and to permit the introduction of the written reports only. The trial court did not err to the extent that it relied upon these reports from the therapist.
Appellant argues that BCCSB did not make a diligent effort to provide services. The case plan recommended therapy for appellant and his children. The respective therapists would determine when and if appellant could begin visitations with his children. Appellant's children consistently participated in therapy and other services. Appellant refused to engage in therapy with the therapist with whom BCCSB referred him. BCCSB arranged psychological evaluations for appellant. BCCSB conducted home studies on Ohio relatives and made efforts to facilitate visitation between the children and appellant's family members. Appellant made no further efforts with respect to his responsibilities under the case plan while it appeared that his relative would receive custody of the children. Unfortunately, appellant ignored his obligations at his own peril. The trial court found that BCCSB had made reasonable efforts and we find no error in that determination.
Much like appellant's third assignment of error, appellant asserts that his failure to engage in therapy should not have been used by the trial court in its determination of whether appellant can parent his children within a reasonable time. As we have previously discussed in this opinion, appellant's two children testified at the adjudication hearing about the sexual abuse they endured from appellant. In response to the evidence it received, the trial court ordered appellant to seek sexual abuse therapy. Appellant did not do so for more than a year while his children continued their placement in foster care. In fact, appellant did not engage in any form of therapy until days before the permanent custody hearings.
A psychologist testified on appellant's behalf at the permanent custody hearings and stated that he had recently talked with appellant, and would be arranging therapy for appellant with a therapist. The trial court was faced with the duration of time in which the children had no permanent living plans compared with the prospect of appellant just commencing therapy and its unknown success. At the time of the permanent custody hearings, the trial court was presented with clear and convincing evidence that the children could not be placed with appellant within a reasonable time.3 We will not substitute our judgment for that of the trial court when competent and credible evidence going to all the essential elements exists. Appellant's first assignment of error is overruled.
WALSH, J., and KERNS, J., concur.
Kerns, J., retired, of the Second Appellate District, sitting by assignment of the Chief Justice, pursuant to Section
Case-law data current through December 31, 2025. Source: CourtListener bulk data.