State v. Wilfong, Unpublished Decision (3-16-2001)
State v. Wilfong, Unpublished Decision (3-16-2001)
Opinion of the Court
OPINION
On November 2, 1992, Defendant-Appellant Chris Wilfong was indicted for rape, sexual battery and kidnaping. He entered a no contest plea on April 28, 1993 to the sexual battery charge, while the other charges were dropped by agreement. Thereafter, he was sentenced to five to ten years of incarceration, which was suspended while he served three years probation. Upon Wilfong's motion, the trial court terminated his probation on October 24, 1995. Three years later, Wilfong filed a motion to expunge this conviction from his record. After no objection from the state, the trial court granted the expungement on March 23, 1999.Almost a year and a half later, the state filed a motion to vacate the expungement order claiming the trial court had had no jurisdiction due to an amendment to the expungement statute in December of 1994. Wilfong filed a strong opposition to this motion. Nonetheless, the trial court vacated the expungement on August 30, 2000. Wilfong timely appeals this decision raising one assignment of error which encompasses several issues for review:
The trial court erred by granting the state's motion to vacate the order expunging Mr. Wilfong's conviction.
These courts agree that if a motion to expunge the record was filed after the effective date of the amendment, in December of 1994, then it would be a prospective application of the statute, not a retroactive application. See, e.g., Davenport, supra, at 14. This is true because an application for expungement is a completely separate remedy that is sought after the criminal proceedings have concluded. Carroll, supra, at 58. Consequently, the date the statute is "applied" is the date of the motion for expungement, not the date of the conviction as alleged by Wilfong. Wilfong filed his motion for expungement on November 2, 1998, almost four years after the new law was in effect, and thus, the law was not applied retroactively.
Alternatively, another line of cases maintains that the expungement statute can be applied retroactively because it is a remedial law, not a substantive law. Hartup, supra, at 773; State v. Heaton (1995),
Accordingly, Wilfong's first issue for review is without merit.
In this case, Wilfong was convicted of sexual battery following his no contest plea. Because he was convicted, he was not eligible for judicial expungement. Accordingly, Wilfong's second issue for review is without merit.
We will start by reiterating the chronology of this case. In December of 1994, while Wilfong was still under probation, the General Assembly amended the expungement statute to exclude sexual battery as an expungeable offense. Wilfong filed a motion to expunge his record in November of 1998, which was not opposed by the state. The trial court granted the expungement on March 23, 1999, and the state did not appeal this order. Almost a year and a half later, on July 26, 2000, the state filed a motion to vacate the expungement order claiming that the trial court had no jurisdiction to grant it, and thus it was void ab initio. Despite vehement opposition from Wilfong, the trial court vacated the expungement.
The state argued in its motion to vacate that the trial court had had no jurisdiction to order the expungement. If a trial court lacks subject matter jurisdiction to render a judgment, the order is void ab initio and may be vacated by the court's inherent power, even without the filing of a Civ.R. 60(B) motion. In re Guardianship of Kinney (June 14, 2000), Belmont App. No. 99 BA 19, unreported, at p. 2, citing Patton v. Diemer (1988),
A few courts have applied this proposition to the expungement statute. See, State v. Brasch (1997),
We believe that there is some confusion between different types of jurisdiction. Indiana, Michigan, Virginia, and now some Ohio appellate courts recognize that there is a distinction between subject matter jurisdiction and jurisdiction of the particular case, otherwise referred to as the "exercise" of jurisdiction. The exercise of jurisdiction refers to the authority provided to a court to decide cases within its subject matter jurisdiction. "Subject matter jurisdiction defines the power of the court over classes of cases it may or may not hear." State ex rel. Wright v. Griffin (July 1, 1999), Cuyahoga App. No. 76299, unreported. More specifically, subject matter jurisdiction focuses on the court as the proper form to hear the cases, such as municipal court, common pleas, or juvenile court. State v. Swiger (1998),
Conversely, the issue in this case involves the exercise of jurisdiction, which "encompasses the trial court's authority to determine a specific case within that class of cases that is within its subject matter jurisdiction." Swiger, supra; see, also, Griffin, supra. Compliance with statutory requirements is a component of a court's exercise of jurisdiction. Griffin, supra. If a trial court improperly exercised its jurisdiction, any defects in judgment would be rendered voidable, not void. Id.; Swiger, supra. In this regard, a voidable judgment must be attacked by a properly filed appeal. To further demonstrate the distinction between subject matter jurisdiction and exercise of jurisdiction, we refer to a Michigan Court of Appeals opinion which explains:
When there is want of jurisdiction over the parties, or the subject matter, no matter what formalities may have been taken by the trial court, the action thereof is void because of its want of jurisdiction, and consequently its proceedings may be questioned collaterally as well as directly. They are of no more value than as though they did not exist. But, in cases where the court has undoubted jurisdiction of the subject matter, and of the parties, the action of the trial court, though involving an erroneous exercise of jurisdiction, which might be taken advantage of by direct appeal, or by direct attack, * * * is not void though it might be set aside for the irregular or erroneous exercise of jurisdiction if appealed from.
Where jurisdiction has once attached, mere errors or irregularities in the proceedings, however grave, although they may render the judgment erroneous and subject to be set aside in a proper proceeding for that purpose, will not render the judgment void, . . . and cannot be collaterally attacked. Error in the determination of questions of law or fact upon which the court's jurisdiction of the particular case depends, the court having general jurisdiction of the cause and the person, is error in the exercise of jurisdiction. Jurisdiction to make a determination is not dependent on the correctness of the determination made.
(Emphasis added in Waite.) In the Matter of Waite (1991),
As pointed out by the Swiger court, even the Supreme Court of Ohio has implicitly recognized this third type of jurisdictional defect in State v. Pless (1996),
There is no dispute that the trial court in this case had subject matter jurisdiction over criminal cases, including motions for expungement. See, R.C.
It is undisputed that the state failed to timely appeal the trial court's original order of expungement. Consequently, we find that the state failed to challenge the trial court's order by the only appropriate means, and therefore, Wilfong's third and fourth issues for review are well taken.
The trial court's judgment vacating the expungement order is reversed, and the expungement order is reinstated.
_______________ BROGAN, J.
WOLFF, P.J., and YOUNG, J., concur.
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