State v. Toddy, Unpublished Decision (3-30-2001)
State v. Toddy, Unpublished Decision (3-30-2001)
Opinion of the Court
The following procedural history is relevant to this appeal. Prior to the instant matter, appellant was indicted in case number 98-CR-158 on three courts of aggravated trafficking of drugs. Subsequently, on April 8, 1999, a jury found appellant guilty of two counts of aggravated trafficking. Appellant learned of the guilty verdict at about 4 p.m. that day. However, a judgment entry, which reflected that the trial court accepted the jury's verdict, was not journalized until the following day, April 9, 1999.
On April 8, 1999, the same day that appellant was found guilty of drug trafficking, neighbors called the police reporting that they had heard gunshots coming from appellant's residence. When the police officers arrived on the scene, the police dispatcher telephoned appellant's residence and asked him to come out of the house. After complying with this request, appellant was handcuffed and placed in a police cruiser.
Police officers then obtained permission from appellant's wife to enter the residence in order to search for weapons. Subsequently, six guns were retrieved from appellant's residence.
Based on the events which took place on the evening of April 8, 1999, appellant was indicted by the Ashtabula County Grand Jury on June 3, 1999 for having weapons while under a disability, a felony of the fifth degree, in violation of R.C.
The matter proceeded to a jury trial, and on December 16, 1999, the jury returned a verdict of guilty. Appellant was sentenced to nine months in prison to be served consecutively with the sentence imposed in case number 98-CR-158. From this judgment, appellant filed a timely notice of appeal, asserting a single assignment of error for our consideration:
"Appellant's conviction of having weapons while under disability violated appellant's rights pursuant to the
fifth andfourteenth amendments to the United States Constitution and Article1 , Section10 of the Ohio Constitution."
Under his sole assignment of error, appellant contends that appellee, the State of Ohio, failed to meet its burden of proof in establishing that he had notice of his disability status. According to appellant, his disability was based on an indictment, not a conviction, for drug trafficking because the trial court did not enter the guilty verdict on its journal until April 9, 1999. Thus, the disability attached solely due to an indictment, not a conviction, and, as a result, he was entitled to notice of his disability status.1
In rebuttal, appellee argues that it is irrelevant whether the disability arose from an indictment rather than a conviction because the plain language of R.C.
Hence, the issues before this court are whether appellant's disability under R.C.
Crim.R. 32(C) is pertinent to this matter, and it provides as follows:
"A judgment of conviction shall set forth the plea, the verdict or findings, and the sentence. If the defendant is found not guilty or for any other reason is entitled to be discharged, the court shall render judgment accordingly. The judge shall sign the judgment and the clerk shall enter it on the journal. A judgment is effective only when entered on the journal by the clerk." (Emphasis added.)
A trial court speaks only through its journal entries. State ex rel.White v. Junkin (1997)
In the instant matter, although the jury returned a guilty verdict on April 8, 1999, this verdict was not accepted by the trial court until the next day as the time stamp of the clerk on the judgment entry indicated journalization occurred on April 9, 1999. Under these circumstances, appellant was not convicted of drug trafficking until April 9, 1999 when the trial court accepted the guilty verdict of the jury because "[a] judgment is effective only when entered on the journal by the clerk." Crim.R. 32(C). Accordingly, appellant's disability, which stemmed from the events taking place on the evening of April 8, 1999, could only have been based on an indictment, not conviction, for drug trafficking.
It is significant that appellant is not claiming he did not know he had been indicted. Rather, his claim is that he had no notice that being under indictment creates the disability restriction now at issue. The facts are clear that appellant knew he had been indicted.
Having said that, we must next consider whether appellant was entitled to notice of his disability status when the disability attached solely from an indictment. Before proceeding towards our analysis, we note that this issue appears to be one of first impression in this court.
R.C.
"(A) Unless relieved from disability as provided in section
2923.14 of the Revised Code, no person shall knowingly acquire, have, carry, or use any firearm or dangerous ordnance, if any of the following apply:
"* * *
"(3) The person is under indictment for or has been convicted of any offense involving the illegal possession, use, sale, administration, distribution, or trafficking in any drug of abuse * * *."
The Supreme Court of Ohio has recognized this statute to be "clear and unambiguous on its face, and requires no interpretation." State v.Taniguchi (1995),
With this in mind, we recognize that under the plain language of R.C.
While the Supreme Court of Ohio has not spoken on the issue of whether a defendant is entitled to notice of his disability status when the disability stems from an indictment, various appellate districts have recently touched on this issue. For instance, in his appellate brief, appellant relies, in large part, on the reasoning announced by the Twelfth Appellate District in State v. Winkelman (1981),
In Winkelman, the defendant was indicted for aggravated robbery and felonious assault. Prior to trial on these crimes, the defendant was indicted for having a weapon while under a disability. After the defendant was convicted by a jury on the disability charge, he appealed contending that he lacked actual notice or knowledge of his disability status. Winkelman at 464-465, 468-469.
Upon consideration, the Twelfth Appellate District held that for a conviction to lie under R.C.
The aftermath of Winkelman produced the decision in State v. Frederick (July 17, 1989), Butler App. No. CA88-07-111 and CA88-07-118, unreported, 1989 WL 80493, wherein, the Twelfth Appellate District overruled part of its previous decision in Winkelman. In Frederick, the defendant was awaiting trial for illegal weapons possession when he was indicted for having weapons while under a disability. Subsequently, the defendant was convicted on the disability charge. On appeal, he argued that under Winkelman, the state failed to notify him that his prior indictment restricted him from firearm possession. As a result, the state failed to establish all the elements of the disability offense.Frederick at 1-3.
Upon reflection, the Twelfth Appellate District overruled Winkleman's
holding "that notice of a disability is a prerequisite to conviction [under R.C.
"* * * [A] defendant need only have knowledge as to the possession element of the offense and not knowledge of a disability. Thus, * * * appellant need not have been aware that his previous indictment made him a member of a class restricted from firearm possession, but need only have been aware he was under indictment at the time he purchased the gun.
"* * *
"* * * [W]e cannot continue to support the notion that `ignorance of the law should be a defense to the criminal prosecution,' * * * where the previous indictment itself should alert the defendant to potential restrictions upon his normal activity.
"* * * Because we hold notice is not an essential element of the crime of having a weapon while under a disability under R.C.
2923.13 , appellant's lack of notice in this case does not constitute a basis for reversal of his convictions of this offense." (Citations omitted.) Id. at 3-4.
Numerous appellate courts, such as the Fifth and Ninth, have refused to follow Winkelman, and instead, have agreed with the reasoning set forth in Frederick. See, e.g., Schilling at 11; Jackson at 11.
In light of the foregoing, we hold that R.C.
Based on the aforementioned reasons, the judgment of the trial court is affirmed.
______________________________________________________ JUDGE JUDITH A. CHRISTLEY
O'NEILL, P.J., dissents,
FORD, J., concurs in judgment only with Concurring Opinion.
Concurring Opinion
I agree with the majority's analysis of the issues raised under appellant's assignment of error with the exception of its conclusion that appellant was not convicted of drug trafficking until April 9, 1999. This writer notes that the events of the evening of April 8, 1999, triggered appellant's arrest for aggravated menacing which later led to his indictment on June 3, 1999, for having weapons under disability.
The controlling case law in Ohio does not support the statement employed in the majority opinion as to when the conviction in this case occurred, and thus, in my view, is not technically correct as it applies to a situation when a verdict of guilty is confirmed by way of judgment entry which is subsequently journalized involving most criminal violations without the imposition of sentence at that time. The Ohio Supreme Court, in State v. Henderson (1979),
Coextensively, it is conceded that the concept of "conviction" has been qualified since the Supreme Court of Ohio has not applied the Henderson
definition "to every statute in which the term `convicted' appears."State v. Maye (1998),
An excellent example of the court's qualified application of the term "conviction" is found in State ex rel. Watkins v. Fiorenzo (1994),
It is conceded by this writer that the foregoing analysis would not alter the outcome of this appeal; however, for the reasons stated, I concur in judgment only.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.