Johnson v. Columbiana Cty. Auditor, Unpublished Decision (3-12-2002)
Johnson v. Columbiana Cty. Auditor, Unpublished Decision (3-12-2002)
Opinion of the Court
OPINION
Appellants, Bonnie Johnson, deceased, and Dennis Johnson, the administrator of the decedent's estate, appeal from a judgment of the Franklin County Court of Common Pleas affirming a decision of the State Personnel Board of Review ("SPBR") dismissing decedent's appeal and denying the motion of the administrator of decedent's estate to substitute himself as appellant in decedent's appeal to SPBR. Appellants raise the following seven assignments of error:1. The Common Pleas Court erred in applying the incorrect standard of review of the SPBR decision.
2. Assuming arguendo that an abuse of discretion standard is applied, the Common Pleas Court erred in failing to find that SPBR abused its discretion.
3. The Common Pleas Court erred in failing to find that the SPBR Order is not supported by reliable, probative, and substantial evidence and is contrary to law.
4. The Common Pleas Court erred in failing to find that SPBR misapplied O.A.C.
124-11-06 (A), in ruling that Mrs. Johnson's Executor or Administrator failed to file a motion for substitution within a reasonable period of time following Mrs. Johnson's death, when the rule instead requires that a matter be "held open" a reasonable time to permit the filing of a motion for substitution.5. The Common Pleas Court erred in failing to find that O.A.C.
124-11-06 (A) does not provide for dismissal of an action.6. The Common Pleas Court erred in failing to find that the application to substitute the administrator of the estate was filed within a reasonable time.
7. The Common Pleas Court erred in failing to reverse the SPBR decision to dismiss Ms. Johnson's claim, order SPBR to permit substitution by the Administrator and consider the merits of Ms. Johnson's claim.
This appeal has a lengthy procedural history that has its origins in the election of a new Columbiana County Auditor in November 1990. As one of her first actions upon taking office in March 1991, the newly elected auditor, appellee herein, discharged several long-term employees of the auditor's office. Decedent and Judy Baker were among the employees discharged. Decedent and Baker appealed their terminations to SPBR arguing that they were classified employees. Following a hearing, an SPBR Administrative Law Judge ("ALJ") issued a report finding that decedent and Johnson were unclassified employees because they were fiduciaries to the auditor under R.C.
Decedent and Baker then appealed to this court. In Baker v. Hadley (June 6, 1995), Franklin App. No. 94APE10-1550, unreported, we determined that the common pleas court had abused its discretion in upholding SPBR's decision that Baker and Johnson were unclassified employees pursuant to the R.C.
On remand, the common pleas court granted appellee's motion to remand the case to SPBR so that the board could determine whether either decedent or Baker, at the time of their discharge, held an "administrative relationship" to the Columbiana County Auditor for purposes of R.C.
On July 6, 1998, SPBR scheduled a supplemental hearing for October 8, 1998, on the issue of whether decedent or Baker, at the time of their discharge, held an "administrative relationship" to the Columbiana County Auditor for purposes of R.C.
Decedent and Baker appealed our dismissal of their original action to the Ohio Supreme Court. On April 10, 1999, while their appeal to the Supreme Court was pending, decedent passed away. On June 16, 1999, the Supreme Court affirmed this court's dismissal of decedent and Baker's original action in State ex rel. Baker v. State Personnel Bd. of Review (1999),
On October 26, 1999, SPBR scheduled decedent's and Baker's appeals for a consolidated hearing before an ALJ on January 27, 2000. On October 28, 1999, appellee filed a motion to dismiss decedent's action before SPBR on the grounds that decedent's counsel had not timely filed a suggestion of decedent's death with SPBR as required by Civ.R. 25(E), nor timely filed a motion to substitute the administrator of decedent's estate as appellant in decedent's appeal before SPBR as required by Civ.R. 25(A)(1). On November 8, 1999, decedent's counsel filed a brief in opposition to appellee's motion to dismiss. Therein, decedent's counsel argued that Ohio Adm. Code
On November 9, 1999, an ALJ issued a report recommending that SPBR dismiss decedent's appeal on the grounds that the administrator of decedent's estate had failed to file a motion to substitute within a reasonable time as required by Ohio Adm. Code
On January 27, 2000, the hearing on Baker's appeal was held as scheduled before an ALJ. The hearing on decedent's appeal did not go forward, however, due to the ALJ's recommendation that the appeal be dismissed.
On February 14, 2000, SPBR adopted the findings and recommendations contained in the ALJ's report of November 9, 1999, and dismissed decedent's appeal. The administrator of decedent's estate appealed to the Franklin County Court of Common Pleas, which found that SPBR's dismissal of the appeal was supported by reliable, probative and substantial evidence, and was in accordance with law. Accordingly, the court of common pleas affirmed SPBR's determination.
Together, appellants' seven assignments of error raise two issues: (1) whether the common pleas court used an incorrect standard of review in reviewing SPBR's order; and (2) whether the common pleas court abused its discretion in upholding SPBR's dismissal of decedent's appeal.
Appellant initially contends that, in reviewing SPBR's order dismissing decedent's appeal, the court of common pleas incorrectly used the abuse of discretion standard of review, rather than the reliable, probative and substantial evidence standard of review. Before the court of common pleas, the parties and the court agreed that this administrative appeal is governed by R.C.
Despite the well-established standards of review, the parties agree that the court of common pleas used the abuse of discretion standard in reviewing SPBR's dismissal order. Although the court of common pleas noted, in a footnote, that it was "mindful that it must also weigh the evidence in the record to see if the Board's order is supported by reliable, probative, and substantial evidence," the court expressly concluded that SPBR had not "abused its discretion" at the close of its decision.
In response to appellants' contention that the court of common pleas used the wrong standard in reviewing SPBR's dismissal order, appellee argues, for the first time, that the court of common pleas properly reviewed SPBR's order under the abuse of discretion standard, as the instant matter is governed by R.C.
R.C.
* * * [T]he determination by the highest or ultimate authority of an agency of the rights, duties, privileges, benefits, or legal relationships of a specified person, but does not include the issuance of a license in response to an application with respect to which no question is raised, nor other acts of a ministerial nature.
At its heart, an adjudication is simply a quasi-judicial proceeding, requiring that the affected parties be given notice, a hearing and an opportunity to be heard. Hanson v. Fabe (Dec. 10, 1991), Franklin App. No. 91AP-435, unreported.
Appellee contends that SPBR's order dismissing decedent's appeal for failure to substitute was not issued pursuant to an adjudication, because the order did not determine appellants' rights, duties, or privileges and because no hearing was held by SPBR prior to issuing the order. We do not understand appellee's assertion that SPBR's order did not determine appellants' rights. SPBR's dismissal of decedent's appeal plainly determined that neither decedent nor the administrator of decedent's estate had a right to proceed with the appeal.
Appellee's contention, that no hearing was held prior to the issuance of SPBR's order, rests on the fact that SPBR did not hold an oral hearing on appellee's motion to dismiss. Nothing in R.C.
Because SPBR's order of dismissal was issued pursuant to an adjudication, it was governed by R.C.
We now turn to appellant's contention that the trial court abused its discretion in upholding the trial court's dismissal of decedent's appeal pursuant to Ohio Adm. Code
Initially, we note that both Ohio Adm. Code
SPBR found that decedent's counsel had not complied with Ohio Adm. Code
Ohio Adm. Code
The trial court found that the lengthy delay which occurred in this matter from June 16, 1999, when the appeal to SPBR was reactivated by the Supreme Court's issuance of its decision in decedent's and Baker's original action, until October 28, 1999, when SPBR scheduled decedent's and Baker's appeals for a combined hearing on January 27, 2000, supported SPBR's holding that the matter had been held open for a reasonable time to allow decedent's counsel to file a motion to substitute. The record, however, does not support this finding. In fact, the record is devoid of any evidence that SPBR held decedent's appeal open for any period of time in order to permit the administrator of decedent's estate to file a motion to substitute himself for decedent in this appeal.
Specifically, there is nothing in the record indicating that SPBR had any notice of decedent's death during this time period. The first indication of decedent's death that appears in the record is appellee's motion to dismiss, which was filed on October 28, 1999, two days after SPBR set the matter for a January 27, 2000 hearing. Further, the fact that SPBR delayed scheduling not only decedent's case, but also Baker's companion case for more than four months after the Supreme Court's decision, suggests that the delay was the result of SPBR's scheduling procedures, rather than a deliberate decision to allow the administrator of decedent's estate time to file a motion to substitute.
SPBR was also mistaken in focusing on the length of time that elapsed between decedent's death and the filing of the motion to substitute in determining that the motion to substitute was not filed within a reasonable time. Although decedent died in April 1999, the record is clear that the administrator for decedent's estate was not appointed until November 22, 1999. Until the administrator was appointed, decedent's counsel was unable to file a motion to substitute with SPBR. In reaching this conclusion, we realize that it would have been helpful if decedent's counsel had provided SPBR with notice of decedent's death shortly after her death, or at least shortly after the SPBR appeal was reactivated. However, decedent's counsel was not required to provide SPBR with such notice. Unlike Civ.R. 25,2 Ohio Adm. Code
Lastly, there is no showing that prejudice resulted from decedent's counsel's failure to provide SPBR with prompt notice of decedent's death or to file a motion to substitute until nine days after the appointment of the administrator of decedent's estate. To the contrary, the record reveals that, when decedent's counsel filed the motion to substitute on December 1, 1999, the hearing in the companion Baker appeal was still scheduled to occur on January 27, 2000. Thus, had the ALJ not been insistent on dismissing this matter, he could easily have granted the motion to substitute and allowed both appeals to go forward on January 27, 2000, as originally planned.
Based upon the foregoing, we conclude that the court of common pleas abused its discretion in upholding SPBR's dismissal of this appeal, pursuant to Ohio Adm. Code
Having sustained appellants' seven assignments of error, the judgment of the court of common pleas is reversed and this matter is remanded for further proceedings consistent with this opinion.
Judgment reversed and cause remanded.
PETREE and LAZARUS, JJ., concur.
McCORMAC, J., retired of the Tenth Appellate District, assigned to active duty under authority of Section
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