Independence Excav. v. City of Twinsburg, Unpublished Decision (9-4-2002)
Independence Excav. v. City of Twinsburg, Unpublished Decision (9-4-2002)
Opinion of the Court
This cause was heard upon the record in the trial court. Each error assigned has been reviewed and the following disposition is made: {¶ 1} Plaintiff-Appellant Independence Excavating, Inc., dba Independence Recycling, Inc. ("Independence"), has appealed from an order of the Summit County Court of Common Pleas that granted judgment in favor of Defendant-Appellee City of Twinsburg on Independence's claim for declaratory judgment. This Court affirms.
{¶ 3} In December 1986, title to the property was transferred to the First National Bank of Ohio. One year later, the property was sold to Ohio Bulk Transfer Co., its current owner. In 1998, the City of Twinsburg brought misdemeanor charges against certain officers of Ohio Bulk for violations of the city's zoning ordinances. The city claimed that the property's nonconforming use status expired as the result of a one-year discontinuance of mining operations. The Cuyahoga Falls Municipal Court agreed, and its decision was affirmed by this Court. See City ofTwinsburg v. Palladino (May 12, 1999), 9th Dist. Nos. 19168, 19169.
{¶ 4} Ohio Bulk subsequently leased the property to Independence, which filed with the city an application for a conditional use permit to reestablish mining operations on the property. The application never proceeded to the city's Planning Commission for a hearing. Instead, Independence relied on representations made by city officials that the city's Unified Development Code ("UDC") prohibits mining anywhere in the city, and does not provide for the issuance of a conditional use permit to mine under any circumstances. Anticipating that its application would be denied, Independence filed a complaint for declaratory judgment against the city in the Summit County Court of Common Pleas. Independence argued that the city's ban on mining and the ordinance providing for the discontinuance of a nonconforming use were unconstitutional. The parties submitted the case to the trial court for decision based on detailed stipulations of fact. The trial court determined that the ordinances at issue were constitutional, granted judgment in favor of the city, and dismissed Independence's complaint. Independence has timely appealed, asserting three assignments of error.
{¶ 5} "THE COURT BELOW ERRED IN ENTERING JUDGMENT IN FAVOR OF [THE CITY] BECAUSE THE CITY OF TWINSBURG'S UNIFIED DEVELOPMENT CODE, WHICH PROHIBITS MINING OUTRIGHT, IS IN CONFLICT WITH THE LAWS OF THE STATE OF OHIO AND IS THEREFORE UNCONSTITUTIONAL."
{¶ 6} In its first assignment of error, Independence has argued that the trial court erred in finding that the city's ordinance prohibiting mining is constitutional. Independence has contended that the ordinance conflicts with legislation enacted by the state of Ohio, and is therefore in violation of the Ohio Constitution.
{¶ 7} Section
{¶ 8} "Municipalities shall have authority to exercise all powers of local self-government and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws."
{¶ 9} "The test to determine when a conflict exists between a municipal ordinance and a general law of the state is `whether the ordinance permits or licenses that which the statute forbids and prohibits, and vice versa.'" Village of Sheffield v. Rowland (1999),
87 Ohio St.3d 9 ,11 , quoting Struthers v. Sokol (1923),108 Ohio St. 263 , paragraph two of the syllabus. In the event of a direct conflict, the state regulation prevails. Id. Whether there is a conflict between the city's ordinance and the state's general law presents a question of law, which this Court reviews de novo. Ohio Bell Tel. Co. v. Pub. Util. Comm. (1992),64 Ohio St.3d 145 ,147 .
{¶ 10} Section 1139.01(m) of the UDC prohibits "[s]trip or open mining or extracting operations for clay, gravel, stone, coal, and other natural resources." The parties have stipulated that the UDC does not authorize the issuance of a conditional use permit to allow mining activities on the property. Independence has argued that the UDC's total prohibition of mining is in conflict with R.C. Chapter 1514, which provides for the licensing and regulation of surface mining. This Court disagrees.
{¶ 11} R.C.
{¶ 12} Although only township zoning ordinances authorized by R.C. Chapter 519 were before the court in Set Products, the Ohio Supreme Court has also acknowledged the applicability of R.C.
{¶ 13} The other authorities cited by Appellant likewise do not compel a finding that the UDC's prohibition on strip mining is in conflict with state regulation under R.C. Chapter 1514. East FairfieldCoal Co. v. Booth (1957),
{¶ 14} Similarly, Newbury Twp. Bd. of Twp. Trustees v. LomackPetroleum, Inc. (1992),
{¶ 15} Finally, we note that the face of the Surface Mine Permit issued to Ohio Bulk by the state specifies that "[t]he issuance of this permit means only that the application to conduct a surface mining operation meets the requirements of [R.C. Chapter 1514], and as such DOESNOT RELIEVE the operator of any obligation to meet other federal, state, or local requirements." (Emphasis sic.) See, also, Athens Metro. Hous.Auth. v. Pierson, 4th Dist. Nos. 01CA28, 01CA29, 2002-Ohio-2164, at ¶ 40 ("Many Ohio courts, including the Supreme Court of Ohio[,] have construed [R.C.
{¶ 16} "THE [CITY'S] PROHIBITION OF MINING ON THE SUBJECT PROPERTY IS ARBITRARY AND UNREASONABLE, DEPRIVING [INDEPENDENCE] OF ITS PROPERTY INTEREST WITHOUT DUE PROCESS OF LAW."
{¶ 17} In its second assignment of error, Independence has argued that the city's prohibition of mining on the property is arbitrary and unreasonable. As such, Independence has contended, the ordinance prohibiting mining is unconstitutional because it deprives Independence of its property interest without due process of law.
{¶ 18} Zoning regulations must bear a substantial relationship to the public health, safety, morals, and general welfare, whether they are enacted through a legislative body or through a referendum of voters.Mintz v. Pepper Pike (1978),
{¶ 19} Zoning ordinances are presumed constitutional, and the party challenging the constitutionality of a zoning ordinance bears the burden of proving that the regulation is unconstitutional "beyond fair debate." Goldberg,
{¶ 20} Independence has argued that the property cannot "be used for anything except mining." In support of this assertion, Independence has cited stipulations that the property adjoins an active cement crushing and recycling plant to the south, and a neighboring mining operation to the east. Independence has also pointed to the fact that "[r]esidential homes, located north of the property, are over 1800 feet from the primary mine." Based on these stipulated facts, Independence has contended that the city's prohibition of mining on the property is arbitrary.
{¶ 21} However, it was also stipulated that Ward 3, the ward in which the property is located, is currently zoned for residential use. The UDC, which includes this residential zoning classification as well as the prohibition of mining, was voted upon and approved by a majority of the electorate of Ward 3. Section
{¶ 22} "The [UDC] is adopted for the purposes of improving and protecting the public health, safety and welfare of the residents of the City; for the purposes of maintaining and enhancing the quality of life within the City; and for the purposes of preserving and enhancing environmental quality. These purposes are addressed in this [UDC] by provisions design [sic] to assure compatibility of uses and practices within districts; by facilitating the economic provision of public utilities and services; [and] by providing adequate public streets, roads and highways necessary to lessen congestion[.]"
{¶ 23} The UDC also articulates more specific purposes for each of its residential zoning classifications. As they apply to the property, these purposes include:
{¶ 24} District R-3: Planned Low Density Residential District (one single-family dwelling unit per acre):
{¶ 25} "The reasonableness of encouraging more intensive development in the areas so designated is predicated upon: more economical extension of public utilities and facilities to serve the district's residents, and to encourage a more economic interchange of people and goods by providing greater population concentrations near the central activity areas of the Municipality." UDC Section
1111.01 .{¶ 26} District R-5: Cluster Development District (two single-family dwelling units per acre):
{¶ 27} "In order to allow in site design for land areas with inherent development limitations and/or significant natural features, and to provide for greater open space than is possible through the strict application of minimum requirements of single family districts and to provide a reasonable variation in dwelling unit types and density; contiguous one-family dwellings may be clustered in accordance with the regulations of this chapter on land zoned in a R-5 District in order to encourage:
{¶ 28} "(a) The creation of functional and interesting residential areas[;]
{¶ 29} "(b) The provision of varying arrangements of one-family dwellings; and,
{¶ 30} "(c) A reasonable increase in place based residential density in exchange for the preservation of substantial open space and natural environmental features." UDC Section
115.01 .
{¶ 31} A city may properly exercise its zoning authority to preserve and protect the character of the designated areas in order to promote the overall quality of life for its citizens. Cent. Motors,
{¶ 32} "[A] court can not usurp the legislative function by substituting its judgment for that of the council. Municipal governing bodies are better qualified, because of their knowledge of the situation, to act upon these matters than are the courts. * * * The legislative, not the judicial, authority is charged with the duty of determining the wisdom of zoning regulations[.]" Id. at 584, quoting Willott v. Beachwood (1964),
175 Ohio St. 557 ,560 .
{¶ 33} We cannot conclude on the record before us that the zoning of the districts containing the property for residential use, and prohibition of mining operations therein, was arbitrary. Unlike the detailed expert reports before the court in Booth, supra, there is no evidence in this case regarding the value of the property, whether used for residential or mining purposes. Moreover, the property in Booth, which was to be mined for a period of only four years and restored to productive agricultural use within six years, consisted of "run-down farm land," located on the edge of the township and approximately two miles away from "built-up areas." Booth,
{¶ 34} "THE COURT BELOW ERRED IN AFFIRMING THE CITY OF TWINSBURG'S CONCLUSION THAT THE SUBJECT PROPERTY HAD LOST ITS NONCONFORMING USE."
{¶ 35} In its third assignment of error, Independence has argued that the property never lost its nonconforming use status because there was never a "voluntary" discontinuance of mining operations on the property. Independence has asserted that the city's zoning ordinance providing that a nonconforming use shall not be reestablished after the use has been discontinued for a period of one year is in conflict with state legislation that requires that any such discontinuance be voluntary. Consequently, Independence has contended, the discontinuance provision of the city's ordinance is unconstitutional, and its application was ineffective to strip the property of its nonconforming use status.
{¶ 36} The parties stipulated that prior to the adoption of the UDC, the City of Twinsburg's Planning and Zoning Code regulated the use of the property. Section
{¶ 37} "Discontinuance. Whenever a nonconforming use has been discontinued for a period of one year or more, the nonconforming use shall not be reestablished, and any further use shall be in conformity with the provisions of this Zoning Ordinance."
{¶ 38} The issue of the property's nonconforming use status was the subject of litigation brought by the city in the Cuyahoga Falls Municipal Court in 1998 and affirmed by this Court in 1999. SeePalladino, supra. In Palladino, we affirmed the trial court's convictions of Ohio Bulk's officers charged with violations of the city's zoning ordinances. In Palladino, we specifically held that the trial court did not err in concluding that at least a one-year cessation of mining operations on the property occurred, and that the property thereby lost its non-conforming use status pursuant to Section
{¶ 39} The city has argued that the doctrine of res judicata bars Independence from asserting the unconstitutionality of the city's discontinuance provision in the instant declaratory judgment action. The doctrine of res judicata provides that "[a] valid, final judgment rendered upon the merits bars all subsequent actions based upon any claim arising out of the transaction or occurrence that was the subject of the previous action." Grava v. Parkman Twp. (1995),
{¶ 40} "[T]he collateral estoppel aspect [of res judicata] precludes the relitigation, in a second action, of an issue that has been actually and necessarily litigated and determined in a prior action that was based on a different cause of action. `In short, under the rule of collateral estoppel, even where the cause of action is different in a subsequent suit, a judgment in a prior suit may nevertheless affect the outcome of the second suit.'" Ft. Frye Teachers Assn., OEA/NEA v. StateEmp. Relations Bd. (1998),
{¶ 41} Independence has argued that litigation of the issue of the property's nonconforming use is not barred by res judicata for three reasons. We will first address Independence's contention that res judicata only applies where there is an identity of the parties, and the only defendants in the proceedings before the Cuyahoga Falls Municipal Court, James and August Palladino, are not parties to the case at bar.
{¶ 42} The Ohio Supreme Court has stated: Res judicata operates as a "`a complete bar to any subsequent action on the same claim or cause of action between the parties or those in privity with them.'" (Emphasis added.) Johnson's Island v. Bd. of Twp. Trustees (1982),
{¶ 43} Independence has also contended that in order for res judicata to apply, the particular issue raised in the second action must have been litigated in the first action. Independence has averred that the constitutionality of the discontinuance provision in the city's zoning code, and the factual contention that any such discontinuance was involuntary, were never litigated in the proceedings before the Cuyahoga Falls Municipal Court.
{¶ 44} However, "[i]t has long been the law of Ohio that `an existing final judgment or decree between the parties to litigation is conclusive as to all claims which were or might have been litigated in a first lawsuit.' (Emphasis added.) * * * The doctrine of res judicata
requires a plaintiff to present every ground for relief in the first action, or be forever barred from asserting it." Natl. Amusements, Inc.v. Springdale (1990),
{¶ 45} The city's prior action against the Palladinos charged them with violating zoning regulations which prohibited mining without a conditional use permit. Squarely before the court in that action was whether the nonconforming use of mining had ceased for a period of one year or more, and therefore extinguished the nonconforming use status of the property. The allegation that Section
{¶ 46} Independence has also asserted that a judgment in a criminal proceeding cannot operate as res judicata in a civil proceeding. In support of this contention, Independence has cited Waldenv. State (1989),
{¶ 47} "In the criminal proceeding, the burden of proof is upon the state * * *. Moreover, self-incrimination, privilege, and discovery rules are different. In the criminal proceeding, the state may not depose the defendant nor require the defendant to testify involuntarily.
{¶ 48} "In a civil proceeding, not only is the burden of proof usually different, it being placed upon [the] plaintiff * * * but also the rules concerning trial procedure, discovery, evidence and constitutional safeguards differ in important aspects." Id. at 51.
{¶ 49} While we agree that the foregoing are significant qualitative differences that are often relevant to determining the applicability of res judicata, none of these factors bear directly on the determination of res judicata in the instant case. In Walden, the court refused to give an acquittal in a criminal action preclusive effect on the issue of the plaintiff's innocence in a subsequent action against the state for wrongful imprisonment.4 In the case sub judice, however, the city has argued that res judicata bars Independence's litigation of the constitutionality of the city's ordinance prohibiting reestablishment of a nonconforming use after a one-year discontinuance. In the case against the Palladinos, as in the declaratory judgment action filed by the Palladinos' privy Independence, the party seeking to establish the property's nonconforming use would bear the burden of showing the ordinance's unconstitutionality. That burden would be identical in each action, and demonstrating a conflict between the city's ordinance and similar state legislation would not be affected by differences in discovery methods, privilege, or self-incrimination safeguards that normally differ between criminal and civil proceedings.
{¶ 50} Rather, we conclude that the unconstitutionality of the discontinuance provision of the ordinance could have been raised as a defense to the city's prosecution of the Palladinos, and the applicability of res judicata principles in the instant case is controlled by the Ohio Supreme Court's decision in Johnson's Island, supra. InJohnson's Island, the court considered an action brought by a homeowner's association and one of its members seeking to enjoin the operation of a limestone quarry by Johnson's Island, Inc. Johnson's Island defended on the ground that its operations in the quarry constituted a valid nonconforming use, but did not challenge the constitutionality of the township's zoning ordinances. The homeowner's association was successful, and Johnson's Island was enjoined from further operations of the quarry. Johnson's Island then filed a subsequent action for declaratory judgment that challenged the constitutionality of the applicable zoning ordinance. The court held that where Johnson's Island failed to raise the constitutionality argument in the first injunction action, res judicata barred it from challenging the constitutionality of the ordinance in a subsequent, declaratory judgment action. Johnson'sIsland,
{¶ 51} The facts and issues presented for our review are nearly identical to those faced by the Ohio Supreme Court in Johnson's Island, except that the first action was a criminal proceeding brought against the Palladinos rather than a private action for an injunction available to aggrieved homeowners. Under the foregoing analysis of the applicable law and the stipulated facts before us, we conclude that principles of res judicata bar Independence from litigating the constitutionality of the discontinuance provision of the city's former zoning ordinance by the instant declaratory judgment action. Independence's third assignment of error is without merit.
BAIRD, P.J., CARR, J. CONCUR.
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