Sturgill v. Worcester, Unpublished Decision (5-1-2002)
Sturgill v. Worcester, Unpublished Decision (5-1-2002)
Concurring Opinion
I concur with the majority analysis and decision but write separately to address an issue related to the notification of the Attorney General.
As noted in the majority opinion, the record establishes that the Attorney General was notified of the potential constitutional issues in this case on two occasions. In the first instance, the Attorney General was notified via a copy of a summary judgment motion, and in the second instance, the Attorney General was notified via an amended complaint. In both instances, a response was filed with the trial court stating, interalia, that "[h]aving read and examined the pleadings, the Attorney General has elected not to participate as a party at this time. However, pursuant to R.C.
It is difficult to envision when the issues of a case might become more "ripe for the court's consideration" than when motions for summary judgment are pending. Nevertheless, I am more concerned about the implication in those responses that under R.C.
In her response filed with the trial court, the Attorney General appears to rely on language from the decision in Ohioans for FairRepresentation, Inc. v. Taft (1993),
If, upon receiving proper notice, the Attorney General elects to participate, that office would presumably be entitled to service of any pleadings, motions and orders filed thereafter in due course of the litigation, which the Attorney General could evaluate for herself as to when the constitutional issues are "ripe" for consideration. In short, I believe it is clearly contemplated that if the Attorney General elects to participate in a case, she should become involved in the litigation from that point forward. Indeed, this was a fundamental part of the majority rational in Cicco, supra, for holding that notice must be provided in the initial or amended complaint as opposed to later pleadings such as a summary judgment motion. See Cicco, supra, at 99.
On the other hand, if the Attorney General formally notifies the court that she does not wish to participate in the litigation, it seems to me that there would be no further obligation upon the court or the parties with regard to notification of the Attorney General in that case. However, once duly notified under R.C.
Opinion of the Court
OPINION
Plaintiff-Appellants, Tammy Sturgill and the Estate of Edgar Goddard, deceased ("Appellants"), appeal from a judgment issued by the Marion County Common Pleas Court granting summary judgment in favor of Defendant-Appellees, Patsy A. Worcester, administratrix of the estate of Cory A. Worcester, Affirmative Insurance Company, and Anthem Casualty Insurance Company.On May 10, 1995, Edgar Goddard ("Goddard") was the passenger in a vehicle operated by Cory A. Worcester ("Worcester") when they were involved in an automobile accident allegedly caused by Worcester's negligence. Goddard suffered injuries resulting in his death. Upon Goddard's death, his daughter, Tammy Sturgill ("Sturgill"), was named executrix of his estate.
At the time of the accident, Sturgill was the named insured under an automobile insurance policy issued by Affirmative Insurance Company, a subsidiary of the Anthem Insurance Company (collectively "Appellees"), with underinsured motorist ("UIM") coverage limits of $12,500 per-person and $25,000 per accident. Because Worcester was uninsured at the time of the accident, Appellants sought recovery of the full $25,000 per-accident limit under the aforementioned UIM coverage. Appellees claimed that R.C.
Appellants moved for summary judgment, attacking the constitutionality of R.C.
After the appeal, Appellants took the opportunity to file a second motion for summary judgment, reasserting their constitutional challenge to R.C.
On February 10, 2000, after significant additional briefing from Appellees and Appellants, the court denied Appellants' second summary judgment motion, citing authority upholding the constitutionality of R.C.
Appellants present two assignments of error for our consideration. Because we find the resolution of Appellants' second assignment of error to be dispositive of their first assignment of error, we have elected to address the assigned errors out of the order in which they were presented.
The preliminary issue before us is whether Appellants satisfied the jurisdictional prerequisites of former R.C.
When declaratory relief is sought, all persons shall be madeparties who have or claim any interest which would be affected by thedeclaration. No declaration shall prejudice the rights of persons notparties to the proceeding. In any proceeding which involves the validityof a municipal ordinance or franchise, the municipal corporation shall bemade a party and shall be heard, and if any statute or the ordinance orfranchise is alleged to be unconstitutional, the attorney general shallalso be served with a copy of the proceeding and shall be heard. In anyproceeding which involves the validity of a township resolution, thetownship shall be made a party and shall be heard.1
Although the former version of R.C.
As outlined above, Appellants reasserted their constitutional challenge in their second summary judgment motion but served the Attorney General by ordinary mail and failed to amend their complaint. Therefore, Appellants failed to comply with the requirements of R.C.
The action for which Appellants complain is, in substance, the result of the trial judge's refusal to amend the pleadings to conform with the evidence pursuant to Civ.R. 15(B). Civ.R. 15(B) provides, in pertinent part:
When issues not raised by the pleadings are tried by express orimplied consent of the parties, they shall be treated in all respects asif they had been raised in the pleadings. Such amendment of thepleadings as may be necessary to cause them to conform to the evidenceand to raise these issues may be made upon motion of any party at anytime, even after judgment.
The standard for appellate review of Civ.R. 15(B) matters is abuse of discretion.8 An abuse of discretion implies an attitude of the trial court that is unreasonable, arbitrary, or unconscionable.9 We are mindful, however, of the rule's mandate that courts shall freely allow the amendment of pleadings "when the presentation of the merits of the action will be subserved thereby and the objecting party fails to satisfy the court that the admission of such evidence would prejudice him in maintaining his action or defense upon the merits."10 Staff notes to Civ.R. 15(B) provide that "[i]f the opposing party does not raise an objection to the introduction of evidence outside of the pleadings and continues on the merits, the evidence is treated as if it had been raised by the pleadings whether the pleadings are amended to include such evidence or not."11 The Ohio Supreme Court has indicated that in order to justify the exclusion of evidence on the basis of prejudice under Civ.R. 15(B), the objecting party must satisfy the court that admission of such evidence will put him at a serious disadvantage in presenting his case.12 In the event an objecting party is not prepared for evidence offered outside the pleadings, the court may still allow an amendment under Civ.R. 15(B) and grant a continuance to enable the opposing party to meet the new evidence.13
Here, Appellants raised the constitutional issues for the first time in a motion for summary judgment. While the Attorney General is not required to participate and may elect otherwise, the Cicco Court found that "the General Assembly intended that the Attorney General have a reasonable amount of time in which to evaluate the issues and determine whether to participate in the case[,]" holding that "[n]otification at the summary judgment stage provides inadequate time for evaluation and response (usually fourteen days instead of twenty-eight days), and participation may be limited if pretrial discovery has already occurred."14 The Cicco Court did not, however, hold that constitutional challenges could never be raised after the complaint or other initial pleading, stating:
If the constitutionality of the statute arises at a point later in theproceedings, the party seeking such a declaration must amend thecomplaint (or other initial pleading) to properly plead the claim andidentify all interested parties.
Moreover, in Leisure v. State Farm Mutual Automobile Ins. Co.15
the appellees failed to serve the Attorney General with a copy of their compliant until after the trial court had rendered default judgment and conducted a hearing on damages. Further, it was not until after the appellees filed their notice of appeal that they received notice from the Attorney General that she did not intend to participate in the litigation. Upon review, the Supreme Court remanded the cause to the trial court with instructions to permit the plaintiff to rectify their failure to timely and properly serve the Attorney General in accordance with R.C.
Accordingly, we have authority under Leisure to remand this cause to allow Appellants to comply with the requirements of R.C.
Under Civ.R. 15(B) analysis, Appellants provided Appellees and the trial court with sufficient notice of and opportunity to address the constitutional issue. Though they failed to comply with the technical requirements of R.C.
Accordingly, Appellants' second assignment of error is sustained.
Having found error prejudicial to the Appellants herein, in the particulars assigned and argued, the judgment of the trial court is reversed and the cause is remanded for further proceedings in accordance with this opinion.
Judgment reversed and cause remanded.
BRYANT, J., concurs.
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