State v. Fort, Unpublished Decision (9-26-2002)
State v. Fort, Unpublished Decision (9-26-2002)
Opinion of the Court
{¶ 2} On March 27, 2001, the Cuyahoga County Grand Jury indicted appellant on seven counts. Counts one, two and three charged appellant with trafficking in cocaine, preparation of drugs for sale and possession of drugs in an amount less than five grams relating to an incident that occurred on November 16, 2000. Counts four, five and six of the indictment related to an incident that occurred on November 22, 2000 and charged appellant with trafficking in cocaine, preparation of drugs for sale and possession of drugs in an amount exceeding ten grams but less than one hundred grams. Count eight of the indictment charged appellant with possession of criminal tools, i.e., a cellular telephone. Count seven of the indictment applied only to appellant's co-defendant, Clare Cogan.
{¶ 3} Appellant was arraigned on April 16, 2001 and assigned defense counsel from the Office of the Public Defender. On May 11, 2001, however, William LeFaiver filed a notice of appearance as retained counsel for appellant.
{¶ 4} At a hearing on September 27, 2001, appellant and Cogan, both represented by LeFaiver, pled guilty to the indictment and the trial court accepted the pleas.
{¶ 5} The record reflects that on November 16, 2000, a confidential reliable informant (CRI), working with the Westshore Enforcement Bureau, contacted appellant and arranged for the purchase of cocaine. The CRI met with appellant at his home in Lakewood and handed him $175 in marked money in exchange for 3.16 grams of cocaine. After the transaction was completed, appellant handed the money to Cogan, who was present during the transaction.
{¶ 6} On November 22, 2000, the CRI made arrangements with appellant for the purchase of an ounce of cocaine in exchange for $1,200. The CRI and an undercover agent went to appellant's home. After the deal was confirmed, appellant instructed the CRI and undercover detective to follow him to where they would purchase the cocaine. Appellant led the CRI and detective to a residence in Akron, Ohio. Appellant entered the home for a few minutes and when he came out, he approached the CRI's vehicle and collected $1,200 from the CRI in exchange for 27.66 grams of cocaine. Appellant returned $40 to the CRI and then went back into the residence. The CRI and detective left the scene. Akron police officers subsequently arrested appellant as he drove away from the home.
{¶ 7} A search of appellant's Lakewood home, executed on November 22, 2000, produced various drug paraphernalia.1
{¶ 8} On October 30, 2001, the trial court sentenced appellant to a total of six and a-half years incarceration and a $20,000 fine.
{¶ 9} Appellant timely appealed, raising eight assignments of error for our review. For analytical purposes, we will consider the second assignment of error last.
{¶ 10} In his first assignment of error, appellant contends that the trial court knew or should have known of a possible conflict of interest posed by defense counsel's dual representation of him and Cogan and, therefore, the trial court had a duty to inquire into the possible conflict to determine whether defense counsel's loyalties were, in fact, divided. According to appellant, the trial court's failure to so inquire requires that he be allowed to withdraw his plea.
{¶ 11} [W]here a trial court knows or reasonably should know of an attorney's possible conflict of interest in the representation of a person charged with a crime, the trial court has an affirmative duty to inquire whether a conflict of interest actually exists. * * * Where a trial court breaches its affirmative duty to inquire, a criminal defendant's rights to counsel and to a fair trial are impermissibly imperiled and prejudice or `adverse effect' will be presumed. State v. Gillard (1992),
{¶ 12} In the absence of special circumstances, however, it is reasonable for the trial court to assume that multiple representation entails no conflict or that the lawyer and his clients knowingly accepted such risk of conflict as may be inherent in such a representation. State v. Manross (1988),
{¶ 13} Nothing in the circumstances of this case indicates that the trial court had an affirmative duty to inquire whether LeFaiver's dual representation presented a conflict of interest. First, neither appellant nor Cogan objected to the multiple representation. Indeed, the record indicates that although the trial court initially appointed defense counsel for appellant from the Office of the Public Defender, appellant discharged his court-appointed counsel and then retained the same counsel as Cogan. Thus, it was reasonable for the trial judge to assume that appellant knowingly accepted any risk of conflict that LeFaiver's dual representation presented.
{¶ 14} Furthermore, there is no conflict [of interest] where the two defenses did not result in one [defendant] assigning blame to the other and where both defendants had a common interest in attacking the credibility of the prosecution witnesses. Manross, supra, at 182, citing Kaplan v. Bombard (C.A.2, 1978),
{¶ 15} Accordingly, we hold that the trial court did not have an affirmative duty under the circumstances of this case to inquire into the propriety of LeFaiver's multiple representation.
{¶ 16} Absent an affirmative duty to inquire, in order to establish a Sixth Amendment claim of ineffective assistance of counsel, a defendant who raised no objection at trial must demonstrate that an actual conflict of interest adversely affected his counsel's performance. State v. Keith (1997),
{¶ 17} Appellant's first assignment of error is therefore overruled.
{¶ 18} In his third assignment of error, appellant argues that the trial court failed to comply with the requirements of Crim.R. 11(C).
{¶ 19} Crim.R. 11(C) provides, in pertinent part:
{¶ 20} (2) In felony cases the court may refuse to accept a plea of guilty or a plea of no contest, and shall not accept a plea of guilty or no contest without first addressing the defendant personally and doing all of the following:
{¶ 21} (a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.
{¶ 22} (b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.
{¶ 23} (c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant's favor, and to require the state to prove the defendant's guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.
{¶ 24} The underlying purpose of Crim.R. 11(C) is to convey certain information to a defendant so that he or she can make a voluntary and intelligent decision regarding whether or not to plead guilty. State v. Ballard (1981),
{¶ 25} In determining whether the trial court has satisfied its duties, reviewing courts have distinguished constitutional and non-constitutional rights. Ballard; supra; State v. Stewart (1977),
{¶ 26} Under the broader standard for rights not protected by the constitution, reviewing courts consider whether the trial court substantially complied with the requirements of Crim.R. 11(C)(2) and whether the defendant subjectively understood the implications of his or her plea and the nature of the rights he or she was waiving. State v. Nero (1990),
{¶ 27} The record reflects the following colloquoy:
{¶ 28} THE COURT: It's my understanding you two want to plead to the indictment; is that correct?
{¶ 29} COGAN: Yes, your Honor.
{¶ 30} THE COURT: Yes or no, Mr. Fort.
{¶ 31} FORT: I guess so.
{¶ 32} THE COURT: I don't want to hear I guess so. If you want to plead, you plead. It's yes or no.
{¶ 33} (Appellant conferring with counsel.)
{¶ 34} FORT: I guess, yes.
{¶ 35} THE COURT: There we go again. Is it yes? If you don't want to plead, it's dandy with me. That's why they built the courthouse, we have trials. That's why we have courtrooms and jury boxes. If you want one, you can have one. You want to plea or don't want to plead?
{¶ 36} FORT: Yes, I'll plead.
{¶ 37} The record also reflects that before accepting the plea, the trial court inquired, Either one of you under the influence of drugs, alcohol or medication here today? and appellant responded, Yes. The trial court did not ask any follow-up questions, however, in response to appellant's affirmative answer.
{¶ 38} Appellant contends that in light of this affirmative response and his initial reluctance to plead, the trial court should have questioned him further to determine whether he was able to make a knowing and intelligent plea. Appellant contends that the court's failure to do so indicates that the court failed to comply with the requirements of Crim.R. 11(C). Appellant also contends that he was not informed of the potential penalties arising out of his plea. Appellant's arguments are without merit.
{¶ 39} First, the record does not support appellant's contention that he was not informed of the potential penalties. To the contrary, the record demonstrates that at the request of the court, the prosecutor outlined each count of the indictment, identifying the level of felony associated with each count and the potential penalties and fines for each count, including which counts required the imposition of a mandatory prison term.
{¶ 40} Moreover, although it would have been better if the trial court had inquired further after appellant responded affirmatively to the court's question regarding whether he was under the influence of alcohol or medication, nothing in the record suggests that appellant did not understand the implications of the plea or the rights he waived in entering that plea. Appellant acted appropriately throughout the hearing and gave appropriate responses to the other questions the trial judge asked him.
{¶ 41} Furthermore, even a finding that the trial court failed to comply with the requirements of Crim.R. 11(C) in this case by not inquiring further would not end our inquiry. A defendant who challenges his plea on the basis that it was not knowingly, intelligently and voluntarily made must demonstrate a prejudicial effect. State v. Johnson (1988),
{¶ 42} Here, appellant has failed to demonstrate that he was prejudiced in any way by his plea. Appellant never tried to withdraw his plea on the basis that he was under the influence of drugs or alcohol when he plead. Moreover, nowhere in his brief does appellant allege that he would not have pled guilty if the trial court had inquired further regarding whether he was under the influence of alcohol or drugs. Rather, appellant's argument is that the court did not comply with Crim.R. 11(C) and, therefore, his plea was ipso facto involuntary. Without a showing of prejudice, however, appellant's claim fails.
{¶ 43} Appellant's third assignment of error is therefore overruled.
{¶ 44} In his fourth assignment of error, appellant contends that the trial court lacked jurisdiction to convict and sentence him regarding counts four, five, six and eight of the indictment because those offenses occurred in Summit, rather than Cuyahoga County.
{¶ 45} Venue is neither a jurisdictional issue nor a material element of a criminal offense. State v. McCartney (1988),
{¶ 46} In this case, appellant entered a plea of guilty to all counts of the indictment. Therefore, appellant's plea precludes him from challenging this factual issue on appeal.
{¶ 47} Moreover, even if the issue were properly raised on appeal, R.C.
{¶ 48} In this case, appellant engaged in a course of criminal conduct on November 22, 2000, in which he made arrangements with a CRI, while in Cuyahoga County, for the sale of an ounce of cocaine in exchange for $1,200. After the deal was confirmed, appellant instructed the CRI and an undercover detective to follow him to the location where the cocaine would be purchased. Appellant led them to a house in Akron, where the sale was completed.
{¶ 49} On these facts, it is apparent that on November 22, 2000, appellant offer[ed] to sell a controlled substance, a violation of R.C.
{¶ 50} Appellant's fourth assignment of error is therefore overruled.
{¶ 51} Appellant's fifth and sixth assignments of error are related and therefore will be considered together. In his fifth assignment of error, appellant contends that although he pled guilty to the charges of drug trafficking, preparation of drugs for sale and possession of drugs, they were potentially allied offenses of similar import, subjecting him to conviction of, and sentence for, only one offense. Therefore, appellant contends, the trial judge should have inquired into the nature of the offenses before sentencing pursuant to R.C.
{¶ 52} First, we note that appellant failed to raise this issue in the trial court and therefore has waived it for purposes of appeal. See State v. Powell (1993),
{¶ 53} Moreover, even a cursory review of the case law from this district indicates that this court has consistently and repeatedly rejected appellant's allied offenses argument under various drug statutes. See, e.g., State v. Sloan (May 30, 2002), Cuyahoga App. No. 79832; State v. Franklin (May 10, 2001), Cuyahoga App. No. 77385, citing State v. Gulino (May 27, 1999), Cuyahoga App. No. 75560; State v. Jolly (July 10, 1997), Cuyahoga App. No. 70482; State v. Rose (1997),
{¶ 54} Because it was apparent that the offenses were not allied offenses of similar import, the trial court had no duty to conduct a hearing pursuant to R.C.
{¶ 55} Appellant's fifth and sixth assignments of error are therefore overruled.
{¶ 56} In his seventh assignment of error, appellant asserts that the trial court erred in sentencing. Specifically, appellant contends that because he had not previously served a prison term, he was entitled to the presumption that the minimum prison term should be imposed pursuant to R.C.
{¶ 57} In sentencing appellant, the trial court stated:
{¶ 58} Now the Court's carefully evaluated the evidence in this case — I consider it an extremely serious crime. The Court, under the law, finds your conduct reprehensible. You've been given numerous chances in the past and you're out there selling drugs. And you're selling drugs with your fiancee and a child present in your home and endangering them where people get killed. This is where robberies take place, shootings take place, the — this is — robbing drug houses is a way of life for people. They come in — if you don't mind stop talking when I'm talking, all right.
{¶ 59} DEFENDANT: I'm sorry.
{¶ 60} THE COURT: This is the way of life of people, they come in and this is part of the industry, part of the business that you've chosen. People can get — ma'am, the Court's speaking. I don't want to be in competition with you. All right. Be quiet.
{¶ 61} You're endangering the child, the fiancee, you're endangering their lives, endangering your own life engaging in this activity, but to endanger their's is even more reckless. Selling out of the home, doing that, and this is a terrible business you're in. It's part of a crime business. This is — you're engaging in crime.
{¶ 62} I see recidivism would be highly unlikely (sic) due to your total contempt for the law, your total contempt for society that you've demonstrated in the past from your record. You've been given chance after chance after chance and you've thumbed your nose at all of them. The — you've had the chance, again to rehabilitate. You have this 1997 report, you knew what you had to do. They told you what you had to do. You didn't do it. Instead you chose to go out and keep dealing. You chose a life of crime. You chose not to work legitimately because you had the opportunity. You declined that.
{¶ 63} Not sending you to prison would be irresponsible to this Court. The Court finds you are not amenable to any community control sanction, you've shown you're not amenable and any community control sanction would demean the seriousness of the conduct and not adequately protect the public from you and protect yourself from you.
{¶ 64} The Court is going to give you the sentence appropriate to 2929. And for the November 16th event we're going to — the Court's going to sentence you to nine months in count one and nine months in count two for eighteen months total, a year and a-half on the November 16th event.
{¶ 65} We're also going to sentence you to nine months in count three to run concurrent with the first two, to the — for the September 22nd event in count four, which is a felony of the third degree. We're going to give you four years consecutive to the other count. The — and in count five for the preparation, one year consecutive to all other counts. In count six you're going to get another four years concurrent, that's a mandatory prison count, also, always is
1925.03 in count four. So you've got four years in each mandatory prison time concurrent. Count eight is a felony four arising out of the November 22nd event, that is going to be one year concurrent. So you got six and a-half years total, in addition the Court is going to fine you $10,000 in both counts four and six for a $20,000 fine.
{¶ 66} Pursuant to R.C.
{¶ 67} If the court imposing a sentence upon an offender for a felony elects or is required to impose a prison term on the offender and if the offender previously has not served a prison term, the court shall impose the shortest prison term authorized for the offense * * * unless the court finds on the record that the shortest prison term will demean the seriousness of the offender's conduct or will not adequately protect the public from future crime by the offender or others.
{¶ 68} The record indicates that the judge began his sentencing analysis by discussing the seriousness of appellant's crimes and the likelihood of recidivism pursuant to R.C.
{¶ 69} After discussing the seriousness of the offenses and appellant's likelihood of recidivism, the trial judge stated his conclusion that appellant must serve a prison term because any community control sanction would demean the seriousness of the conduct and not adequately protect the public.
{¶ 70} The trial judge then sentenced appellant, without acknowledging or discussing the initial presumption that, as an offender who had never served a prison term, he should receive the shortest prison term authorized for each of his offenses.
{¶ 71} The purpose of recorded findings is to confirm that the court's decision-making process included all of the statutorily required sentencing considerations. State v. Edmonson (1999),
{¶ 72} There is no indication here, however, that the judge was aware of the presumption afforded appellant in R.C.
{¶ 73} We reject the State's argument that the trial court's general statements about the seriousness of appellant's offenses, his likelihood of recidivism and the need for appellant to serve a prison term to protect himself and the public are sufficient to demonstrate that the trial court complied with R.C.
{¶ 74} Finally, although not raised by appellant, we note that R.C.
{¶ 75} With respect to the November 16, 2000 incident, appellant was sentenced for three offenses: count one, drug trafficking; count two, preparation of drugs for sale; and count three, possession of drugs. All of the offenses were fifth degree felonies. The maximum penalty for a fifth degree felony is twelve months. R.C.
{¶ 76} Appellant's seventh assignment of error is therefore well taken.
{¶ 77} In his eighth assignment of error, appellant contends that the trial court erred in imposing consecutive sentences.
{¶ 78} R.C.
{¶ 79} Moreover, R.C.
{¶ 80} The court shall impose a sentence and shall make a finding that gives its reasons for selecting the sentence imposed in any of the following circumstances:
{¶ 81} * * *
{¶ 82} (c) If it imposes consecutive sentences under section2929.12 of the Revised Code, its reasons for imposing the consecutive sentences.
{¶ 83} Thus, R.C.
{¶ 84} Here, the trial court did not make the necessary statutory findings to impose consecutive sentences. The trial court made no findings that consecutive sentences (1) were necessary to protect the public and not disproportionate to the seriousness of the offender's conduct or that (2) the offenses were committed while appellant was awaiting trial or sentencing, the harm caused by the offenses was so great that a single prison term would not adequately reflect the seriousness of appellant's conduct or appellant's criminal history demonstrated that consecutive sentences were necessary to protect the public.
{¶ 85} The State argues that the trial court's statements that You've shown you're not amenable to any community control sanction and any community control sanction would demean the seriousness of the conduct and not adequately protect the public from you and protect yourself from you, coupled with the trial court's finding that appellant had failed to rehabilitate himself and recidivism was likely, are sufficient findings to impose consecutive sentences. We disagree.
{¶ 86} First, it is apparent from the record that the trial court's statements were made in the context of considering whether the court would sentence appellant to a prison term or a community control sanction. The trial judge stated, Not sending you to prison would be irresponsible to this Court. The Court finds you are not amenable to any community control sanction, and then noted, pursuant to R.C.
{¶ 87} Even assuming for the sake of argument that the findings somehow relate to imposing consecutive sentences, however, it is apparent that the trial court made no finding that the consecutive sentences were not disproportionate to the seriousness o appellant's conduct and the danger he posed to the public.3 The trial court's general statements that appellant's conduct was reprehensible and his offenses extremely serious indicate why the trial court believed a prison term was necessary but are not a finding that consecutive sentences were not disproportionate to the seriousness of appellant's conduct, as required by R.C.
{¶ 88} Finally, we note that the trial court failed to give adequate reasons, as required by R.C.
{¶ 89} Appellant's eighth assignment of error is well taken.
{¶ 90} In his second assignment of error, appellant contends that he was denied his constitutional right to effective assistance of counsel because his counsel failed to: 1) advise him of a possible conflict of interest due to counsel's dual representation of appellant and Cogan; 2) object to the imposition of consecutive sentences; 3) object to multiple convictions for the same offenses; and 4) advise him that venue was not proper regarding counts four, five, six and eight of the indictment.
{¶ 91} As explained by the Ohio Supreme Court in State v. Campbell (1994),
{¶ 92} A defendant who claims ineffective assistance must show deficient performance by counsel and resulting prejudice. Strickland v. Washington (1984),466 U.S. 668 . The performance inquiry requires the court to ask whether, considering all the circumstances, `counsel's representation fell below an objective standard of reasonableness.' Id. at 688. The court `must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance * * *.' Id. at 689. The prejudice inquiry `is whether there is a reasonable probability that, absent the errors, the factfinder would have' acquitted the defendant * * *. Id. at 695. `A reasonable probability is a probability sufficient to undermine confidence in an outcome.' Id. at 694.
{¶ 93} We have already determined that there is nothing in the record to indicate there was a conflict of interest in defense counsel's dual representation of appellant and Cogan. Moreover, there is nothing in the record to support appellant's allegation that defense counsel never informed him of a possible conflict of interest when he was retained by appellant. Therefore, counsel's alleged failure to disclose a potential conflict to appellant was not deficient.
{¶ 94} Likewise, we have determined that venue in Cuyahoga County was proper for all of the offenses and that the offenses were not allied offenses of similar import. Accordingly, defense counsel's failure to object to venue or multiple convictions for the same offenses was not deficient.
{¶ 95} We did conclude, however, that the trial court erred in imposing consecutive sentences. Thus, we must determine whether defense counsel's failure to object at sentencing denied appellant his right to effective assistance of counsel.
{¶ 96} Our conclusion that the trial court erred in imposing consecutive sentences is based on our determination that the trial court did not make the appropriate statutory findings necessary to impose consecutive sentences. We did not determine that consecutive sentences were not warranted in this case. Accordingly, although it would have been better if defense counsel had advised the trial court that it needed to make the requisite statutory findings before imposing consecutive sentences, we cannot conclude that counsel's failure to object to the imposition of consecutive sentences in this case fell below an objective standard of reasonableness.
{¶ 97} Appellant's second assignment of error is therefore overruled.
{¶ 98} Appellant's sentence is vacated and the case is remanded for resentencing in accordance with this opinion.
It is, therefore, ordered that appellant recover from appellee costs herein.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Common Pleas Court to carry this judgment into execution. The defendant's conviction having been affirmed, any bail pending appeal is terminated. The case is remanded to the trial court for resentencing.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
MICHAEL J. CORRIGAN, J. AND DIANE KARPINSKI, J. CONCUR.
N.B. This entry is an announcement of the court's decision. See App.R. 22(B), 22(D) and 26(A); Loc.App.R. 22. This decision will be journalized and will become the judgment and order of the court pursuant to App.R. 22(E) unless a motion for reconsideration with supporting brief, per App.R. 26(A), is filed within ten (10) days of the announcement of the court's decision. The time period for review by the Supreme Court of Ohio shall begin to run upon the journalization of this court's announcement of decision by the clerk per App.R. 22(E). See, also, S.Ct.Prac.R. II, Section 2(A)(1).
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