State v. Kelly, Unpublished Decision (10-28-2002)
State v. Kelly, Unpublished Decision (10-28-2002)
Opinion of the Court
{¶ 2} In Warren County Court Case No. 99CRB00552, appellee was charged with two counts of misdemeanor assault arising out of a June 23, 1999 incident. In another incident which occurred six weeks later on August 4, 1999, appellee was charged in Warren County Court Case No. 99CRB00835 with two counts of aggravated menacing and one count each of menacing and aggravated criminal trespass, all misdemeanors. A review of the trial court filings indicates the two cases involved different crimes, victims, locations and circumstances, and were charged under separate complaints.
{¶ 3} In two separate trials, appellee was convicted on one count of assault in Case No. 552 and one count of menacing in Case No. 835, respectively. On June 8, 2000, the trial court sentenced appellee in both cases, issuing separate sentencing entries in each case.1
{¶ 4} On October 23, 2001, appellee filed an application for expungement. Over appellant's objection, the trial court granted the application, finding "that [appellee] is a first offender, as defined by R.C.
{¶ 5} "`[E]xpungement is an act of grace created by the state,' and so is a privilege, not a right." State v. Simon,
{¶ 6} R.C.
{¶ 7} R.C.
{¶ 8} Whether one is a first offender is a question of law to be determined de novo by a reviewing court. State v. Derugen_(1996),
{¶ 9} Multiple convictions must satisfy three requirements in order to qualify as "one conviction" under R.C.
{¶ 10} The record reveals that there were separate and distinct complaints filed under different case numbers regarding these two incidents. The two complaints in Case No. 552 were filed on June 24, 1999, while the four complaints in Case No. 835 were filed on August 5, 1999.2 Thus, the two convictions do not arise out of the same complaint or other charging instrument.
{¶ 11} Furthermore, the convictions did not arise from the same guilty plea. Appellant pled not guilty to all counts and the charges were independently tried on different dates resulting in separate findings of guilt in each case.
{¶ 12} The only procedural nexus between the two cases occurred when appellee was sentenced on June 8, 2000. A separate sentencing entry was issued in each case. The trial court records contain no consolidation entry for sentencing purposes.
{¶ 13} The parties have not cited, and our independent research has not disclosed, any Ohio case defining or expounding upon the term "same official proceeding" as used in R.C.
{¶ 14} We therefore conclude that where the two convictions are the result of separate cases proceeding with separate case numbers, independent complaints, different and distinct trials and with no connection other than having sentence imposed on the same day, such does not constitute the "same official proceeding" for purposes of R.C.
{¶ 15} If an individual is not a first offender, a trial court is without jurisdiction to grant an expungement application. See State v.Brasch. The trial court therefore had no discretion in this regard and should not have granted an expungement. State v. Coleman (1997),
{¶ 16} Having found that appellee is not a first offender and not entitled to have his record sealed, appellant's assignment of error is well-taken and sustained. The trial court's order granting appellee's expungement application is hereby reversed and vacated.
Judgment reversed and vacated.
POWELL, P.J., concurs.
VALEN, J., concurs separately.
Concurring Opinion
{¶ 17} I concur with the majority's decision to reverse the trial court's expungement order. I write separately, however, to point out the difficulties of the expungement statutes as they relate to the trial court's order in this particular case.
{¶ 18} As currently written, R.C.
{¶ 19} A problem occurs when, as in the case at bar, the trial court makes only a rote and conclusory statement that an individual is a first offender and is entitled to have his record sealed. Had the trial court enunciated its reasons and provided the statutory elements of R.C.
{¶ 20} Unless the trial court makes the specific statutory findings to support an expungement order, a reviewing court is unable to determine how criminal acts are "related" or what "official proceeding" resulted in multiple convictions. I agree that an expungement order issued under such circumstances cannot stand.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.