State v. Brewer, Unpublished Decision (6-30-2003)
State v. Brewer, Unpublished Decision (6-30-2003)
Dissenting Opinion
I respectfully dissent. Because I find Ferback's statements are inadmissible under Evid.R. 803(4) and there is a reasonable, alternative explanation of the only other evidence indicative of sexual conduct, I would sustain Brewer's first, second and fourth assignments of error and reverse and remand for a new trial.
{¶ 48} In his first and second assignments of error, Brewer argues that the trial court erred when it allowed hearsay statements from an incompetent witness into evidence. Evid.R. 803(4) excludes from the hearsay rule statements "made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment." The rule depends upon the motivation of the declarant to make the statement admissible. State v. Boston (1989),
{¶ 49} The Ohio Supreme Court relaxed the motivational requirement in Evid.R. 803(4) with regard to children in State v. Dever (1992),
{¶ 50} "The trial court should consider the circumstances surrounding the making of the hearsay statement. If the trial court finds in voir dire that the child's statements were inappropriately influenced by another, then those statements would not have been made for the purpose of diagnosis or treatment. This inquiry will vary, depending on the facts of each case. For example, the trial court may consider whether the child's statement was in response to a suggestive or leading question (as was the case in Idaho v. Wright [(1990),
{¶ 51} The Dever rationale has been extended to adults who are mentally retarded. See, State v. Burnette (1998),
{¶ 52} The majority appears to presume Ferback's competency but applies Dever, supra, to determine whether the trial court erred in admitting Ferback's statements. In my opinion it is inappropriate to apply Dever if the declarant is competent because Dever involved the admission of statements from a child victim witness who had been declared incompetent to testify. If Ferback was competent, the appropriate inquiry is her motivation in making the statements to nurse Meyer, and the evidence clearly shows that Ferback did not want to receive treatment. Therefore, Ferback's statements cannot be deemed to be trustworthy since that motivation for medical treatment was lacking, and the trial court should not have admitted the statements pursuant to Evid.R. 803(4).
{¶ 53} If Ferback was incompetent as Brewer alleges1, her statements still would not be admissible given the surrounding circumstances. While Ferback may have been in a hospital, she was not there to receive treatment for any injury Brewer may have inflicted upon her. Ferback repeatedly refused the proposal of medical treatment when Meyer approached her about it. Ferback continued to refuse medical treatment even after her sister arrived at the hospital. More importantly, Meyer's testimony about her conversation with Ferback is vague. While the nurse stated she explained the importance of her questions, the record does not contain enough detail to allow a determination that Ferback's statements were reliable or trustworthy. The question "Was he in?" was objected to and is certainly open to interpretation.2 Ferback could have thought the nurse meant "Was he in the room?" or "Was he in the bed?" when she responded to the question. The specific statements attributed to Ferback are simply "yes" and "no" responses to vague, leading questions. Furthermore, Ferback had been given a dose of Demerol, a strong pain medication and narcotic. These circumstances cast doubt upon the reliability of Ferback's statements, and therefore, I would find the trial court erred in admitting the statements pursuant to Evid.R. 803(4) and that Brewer's first two assignment of errors should have been sustained.
{¶ 54} In Brewer's fourth assignment of error, he alleges his conviction was against the manifest weight of the evidence. In a criminal case, the factfinder must find each element was proved beyond a reasonable doubt. Based on a review of the evidence presented at trial, I would find that the trier of fact clearly lost its way, creating a manifest miscarriage of justice, and that Brewer's conviction for rape and sexual battery was against the manifest weight of the evidence.
The evidence shows that Brewer did take the necessary steps toward committing rape, or sexual battery, or both. He was on Ferback's bed with his pants pulled down and Ferback's gown pushed up. He was also found lying on top of Ferback who had her legs spread apart — something she could have done by herself. However, the evidence does not show beyond a reasonable doubt that Brewer actually engaged in sexual conduct with Ferback. None of the witnesses saw any vaginal intercourse. No one testified that they saw Brewer's penis or buttocks or that specifically his underpants as well as his pants were down.3 Although the jury reasonably could have convicted on both attempted rape or attempted sexual battery, it never reached these lesser included offenses because it clearly lost its way on the rape and sexual battery charges.
{¶ 55} The only indication of vaginal penetration was the appearance of Ferback's vaginal area later that evening. But nurse assistant, Rhonda Dabney, provided a reasonable, alternative explanation. She testified as follows on direct examination:
{¶ 56} "Q. Now, did you observe Phyllis' vaginal area?
{¶ 57} "A. On the HS care, yes, because we have — HS care means you're cleaning them completely. It's not quite a bath, but you're making sure that there are no abrasions or any discharge or anything like that, or scoring, being burnt by the urine."* * *
{¶ 58} "Q. Did you find something?
{¶ 59} "A. There was some puffiness, slightly pink coloration to where she — because she was very much a cream-colored complexion, very — very pale. And there was some pinkishness and a little puffiness there, but we didn't see any discharge or anything of that nature. But there had been some urine there for a time." [Emphasis added.]
{¶ 60} Because the presence of urine is a reasonable explanation for Ferback's vaginal appearance, the only evidence indicative of sexual conduct, I would Brewer's conviction of rape and sexual battery as against the manifest weight of the evidence and remand for a new trial.
Opinion of the Court
On June 27, 1998, Phyllis Ferback was a patient at Providence Hospital in Sandusky, Ohio. Ferback had received chemotherapy for esophageal cancer and was too sick to return to the nursing home where she resided. She had cerebral palsy which left her unable to move her legs and permitted only gross motor movement of her arms. Ferback also had learning disabilities and could not read nor write. She was described as having less than a first grade education but being more advanced socially.
{¶ 2} Around 9:30 p.m., nurse Anna Meyer administered a dose of Demerol, a pain medication, to Ferback. At that time, Ferback had a visitor who was later identified to be Brewer. When the nurse left the room, she left the door open. A short time thereafter, nurse assistants Rhonda Dabney and Christine Gottfried went to Ferback's room on care rounds to get Ferback ready for bed. The door was closed, so Dabney knocked and pushed the door open. Immediately upon entering the room the assistants saw Brewer with his pants around his ankles crouching/kneeling between Ferback's spread legs. The bed sheet was down at the foot of the bed and Ferback's nightgown was just below her breasts. She was not wearing underpants. The assistants left the room to tell Meyer what was happening.
{¶ 3} Meyer returned to Ferback's room. This time Brewer was lying on top of Ferback, her legs still spread apart. Meyer also noted that Brewer's pants were pulled down and that Ferback's gown was pulled up. After asking Ferback if she was comfortable, Meyer told Brewer that he needed to get dressed and leave. Meyer then left Ferback's room to call security to escort Brewer out of the hospital.
The Sandusky police department was notified of the incident two days later on June 29, 1998. A rape kit was used at that time, but was negative for the presence of any hairs or semen. In October 1998, Ferback died of unrelated causes.
{¶ 4} On June 14, 1999, Brewer was indicted on one count of rape, in violation of R.C.
{¶ 5} On remand, the state did not contest Brewer's motion to withdraw his plea agreement, and the matter was set for jury trial. The trial court charged the jury on the elements of rape and sexual battery as well as the lesser included offenses of attempted rape and attempted sexual battery. The jury returned guilty verdicts on rape and sexual battery. At sentencing, the trial court merged the rape and sexual battery counts. Brewer was sentenced to ten years for rape and was classified as a sexual predator.
{¶ 6} Brewer now raises the six following assignments of error:
{¶ 7} "I. The court erred in admitting the unreliable hearsay statement of an incompetent witness."
"II. The court erred in admitting the hearsay statement of an unavailable incompetent witness."
{¶ 8} "III. The court erred in denying defendant's motion for acquittal because of insufficient evidence to prove physical contact between defendant and the victim."
{¶ 9} "IV. The jury's verdict was against the manifest weight of the evidence."
{¶ 10} "V. The court erred in classifying defendant as a sexual predator when it had previously classified him as a sexual offender."
{¶ 11} "VI. The trial court abused its discretion by imposing the maximum sentence."
{¶ 12} In his first and second assignments of error, appellant contends that the court erred in admitting the hearsay testimony of Nurse Meyer.
{¶ 13} It is well settled that a trial court has broad discretion in the admission of evidence. State v. Robb (2000),
{¶ 14} The Rules of Evidence prohibit the use of hearsay, which is defined as "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." Evid.R. 801(C). Hearsay is admissible only if it meets one of the exceptions enumerated in the Rules of Evidence. Evid.R. 802. One of those exceptions is described in Evid.R. 803(4) which provides that the following type of statements are not excluded by the hearsay rule even though the declarant is available as a witness: "Statements made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment." The rule has been interpreted to include diagnosis and treatment of psychological injuries as well as physical ailments. Statev. McWhite (1991),
{¶ 15} Anna Meyer testified that she has been a registered nurse for over 18 years. She testified that she had experience in dealing with mentally challenged patients. Meyer explained that mentally challenged patients have their own language, and that once a care giver comes to understand the language they can successfully communicate with the patient. Meyer testified that she could successfully communicate with Phyllis Ferback. On June 27, 1998, Meyer went to Ferback's room after being alerted by the nurse assistants. She walked in and saw Brewer laying on top of Ferback. Meyer testified that she asked the victim if she was okay and the victim replied "yes." Meyer asked the victim if the situation was acceptable to her and the victim replied "no." Meyer then told Brewer to leave. After Brewer was escorted from the hospital, Meyer again questioned Ferback. Meyer testified:
{¶ 16} "I asked her if she was hurting anywhere, and she said, no, she was okay. * * *
{¶ 17} "prosecutor: Did you ask her what happened to her?
{¶ 18} "Meyer: Yes, I did.
{¶ 19} "prosecutor: And can you tell the jury, what did you ask her?
{¶ 20} "Meyer: In the course of the conversation, I explained that I needed to know that she was all right. My words to her were, `Was he in?' And she looked straight at me and said, `Yes.'" Defense counsel objected to this testimony. The trial judge overruled the objection.
{¶ 21} The prosecutor then asked Meyer what she meant when she asked "was he in ?" Nurse Meyer testified:"I meant, had he penetrated?" Meyer then explained that she phrased the question in such a way as to "put it in her communication level." Meyer added: "She appeared to understand very clearly what I meant." When the prosecutor asked Nurse Meyer why she questioned Ferback, Meyer stated that given what she had witnessed in the room, she needed to know if Ferback had been injured. Meyer stated that if Ferback had been injured it was her responsibility to get her medical attention.
Though Ferback refused to go to the emergency room, Meyer testified it was because she did not want her mother to find out what had happened to her.
{¶ 22} Brewer argues that Evid.R. 803(4) does not apply since Ferback refused to go to the emergency room. We disagree. For purposes of this analysis, Ferback's choice not to go to the emergency room is irrelevant. Evid.R. 803(4) does not require the declarant to receive treatment. Evid.R. 803(4) merely requires that the statements be made for purposes of medical diagnosis or treatment. Nurse Meyer clearly testified that she elicited statements from Ferback in an effort to determine whether or not she needed medical treatment. Moreover, we note that the hearsay exception for statements pertinent to medical treatment "* * * is based upon the belief that the declarant's subjective motive generally guarantees the statement's trustworthiness. Since the effectiveness of the treatment depends upon the accuracy of information given to the physician, the declarant is motivated to tell the truth." State v.Eastham (1988),
{¶ 23} Brewer also argues that the trial court erred in failing to make a determination as to Ferback's competency at the time she made the statements to Nurse Meyer. However, "[O]hio courts have previously ruled that Evid.R. 803(4) has no prerequisite of determining whether the declarant is competent to testify." State v. Ulis (1993),
{¶ 24} In sum, Ferback's statements were made in a hospital to an individual she knew to be a medical professional entrusted with her care. Nurse Meyer testified that her questions were purposely geared toward finding out whether or not Ferback needed medical treatment. The record shows that Ferback refused treatment out of fear of upsetting her mother, not because she was not injured. Given the facts and circumstances of this case, the trial court did not err in concluding that Ferback's statements were admissible as hearsay exceptions pursuant to Evid.R. 803(4). Brewer's first and second assignments of error are found not well taken.
{¶ 25} In his third of assignment of error, Brewer challenges the sufficiency of the evidence to convict him, specifically evidence of penetration, an integral part of the element of sexual conduct.
{¶ 26} Brewer moved for a judgment of acquittal on the rape and sexual battery counts at the close of the state's case. After the trial court denied his motion, Brewer presented the testimony of his two witnesses. He did not renew his Crim.R. 29 motion at the close of all evidence. Brewer, therefore, waived any error regarding the sufficiency of the evidence. State v. Wohlgamuth, 6th Dist. No. WD-01-012,2001 Ohio 3103 at ¶ 12; State v. Stevenson (July 21, 2000), 6th Dist. No. E-94-002.
Even though Brewer failed to preserve this issue for appeal, after reviewing his argument, we conclude nevertheless that there was evidence sufficient to go to the jury. When reviewing the sufficiency of the evidence to support a criminal conviction, an appellate court is to examine the evidence admitted at trial to determine whether, if believed, it would convince a trier of fact of a defendant's guilt beyond a reasonable doubt. The relevant inquiry is whether, after viewing the evidence in a light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proven beyond a reasonable doubt. State v. Jenks (1991),
{¶ 27} Brewer was charged with two separate crimes involving sexual activity. The rape statute under R.C.
Both crimes contain the element of sexual conduct. Sexual conduct is defined in R.C.
{¶ 28} In this case, evidence of penetration was admitted in the form of Ferback's statements to Meyer and the testimony of Dabney regarding the appearance of Ferback's vaginal area. When this evidence is viewed most favorably for the state, an inference may be made that vaginal intercourse occurred. This evidence was sufficient for reasonable minds to consider whether Brewer engaged in vaginal intercourse with Ferback. Brewer's third assignment of error is not well taken.
{¶ 29} In his fourth assignment of error, Brewer argues that the jury's verdict was against the manifest weight of the evidence. This concept differs from that of sufficiency of the evidence. Weight of the evidence indicates that the greater amount of credible evidence supports one side of an issue more than the other. State v. Thompkins (1997),
"When a court of appeals reverses a judgment of a trial court on the basis that the verdict is against the weight of the evidence, the appellate court sits as a `thirteenth juror' and disagrees with the factfinder's resolution of the conflicting testimony." Id. at 388, citingTibbs v. Florida (1982),
{¶ 30} To determine whether this is an exceptional case where the evidence weighs heavily against conviction, an appellate court must review the record, weigh the evidence and all reasonable inferences, and consider the credibility of witnesses. Id., quoting State v. Martin
(1983),
{¶ 31} Brewer contends that there is no evidence that he engaged in sexual conduct with Ferback. We disagree. As discussed in Brewer's first two assignments of error, evidence was properly admitted in the form of Nurse Meyer's testimony showing that Ferback had been vaginally penetrated by Brewer. Ted J. Manasian, an expert witnesses from the Ohio Bureau of Criminal Identification and Investigation who inspected the rape kit that was administered to Ferback two days after the incident, testified that although the kit was negative for the presence of hairs or semen, this did not necessarily mean that Ferback had not been raped. After a thorough review of the record in this case, we cannot conclude that the jury lost its way and created a miscarriage of justice. Brewer's fourth assignment of error if found not well taken.
{¶ 32} In his fifth assignment of error, Brewer contends that the evidence presented at his sexual predator hearing was insufficient to support a finding that he is a sexual predator.
A "sexual predator" is someone who has been convicted of or pleaded guilty to a sexually oriented offense "and is likely to engage in the future in one or more sexually oriented offenses." R.C.
{¶ 33} R.C.
{¶ 34} "(a) The offender's age;
{¶ 35} "(b) The offender's prior criminal record regarding all offenses, including, but not limited to, all sexual offenses;
{¶ 36} "(c) The age of the victim of the sexually oriented offense for which sentence is to be imposed;
{¶ 37} "(d) Whether the sexually oriented offense for which sentence is to be imposed involved multiple victims;
{¶ 38} "(e) Whether the offender used drugs or alcohol to impair the victim of the sexually oriented offense or to prevent the victim from resisting;
"(f) If the offender previously has been convicted of or pleaded guilty to any criminal offense, whether the offender completed any sentence imposed for the prior offense and, if the prior offense was a sex offense or a sexually oriented offense, whether the offender participated in available programs for sexual offenders;
{¶ 39} "(g) Any mental illness or mental disability of the offender;
{¶ 40} "(h) The nature of the offender's sexual conduct, sexual contact, or interaction in a sexual context with the victim of the sexually oriented offense and whether the sexual conduct, sexual contact, or interaction in a sexual context was part of a demonstrated pattern of abuse;
{¶ 41} "(i) Whether the offender, during the commission of the sexually oriented offense for which sentence is to be imposed, displayed cruelty or made one or more threats of cruelty;
{¶ 42} "(j) Any additional behavioral characteristics that contribute to the offender's conduct."
{¶ 43} The standard for determining whether an offender is a sexual predator is by clear and convincing evidence. R.C.
At the sexual predator hearing, evidence was presented showing that Brewer was Ferback's uncle. The state offered evidence of appellant's lengthy criminal record spanning 20 years which included convictions for seven felonies. Patricia Luck testified that Ferback was her sister. On the evening of June 27, 1998, she was called to the hospital after Brewer was escorted out. When comforting Ferback, Ferback told her that she had been raped before by Brewer. Nurse Meyer testified that Ferback told her that Brewer had been raping her for a number of years. According to Meyer, Ferback only told her deceased husband about the assaults. Brewer presented no witnesses but testified that he was not guilty of raping Ferback.
{¶ 44} In rendering its decision finding Brewer to be a sexual predator, the trial court took the following facts into consideration: (1) Ferback was Brewer's niece, (2) Brewer has a lengthy criminal record, (3) witnesses testified that Brewer smelled like alcohol when he was at the hospital, and (4) Ferback's physical and mental limitations. Based on the evidence presented, we find that the trial court was justified in finding Brewer was proven to be a sexual predator by clear and convincing evidence. Appellant's fifth assignment of error is found not well-taken.
{¶ 45} In his sixth and final assignment of error, Brewer contends that the court abused its discretion in sentencing him to ten years in prison. Brewer does not challenge the court's authority to sentence him to ten years based on the requirements of this state's felony sentencing statutes contained in R.C.
{¶ 46} Brewer's argument is without merit. Brewer chose to withdraw his plea which ultimately resulted in a new trial. A jury then convicted him of the more serious offense of rape, a first degree felony. A trial judge is under no obligation, legal or otherwise, to impose the same sentence on two different charges arising from the same incident. Brewer's sixth assignment of error is found not well taken.
{¶ 47} On consideration whereof, the court finds that appellant was not prejudiced nor prevented from having a fair trial, and the judgment of the Erie County Court of Common Pleas is affirmed. It is ordered that appellant pay the court costs of this appeal.
Mark L. Pietrykowski, J. and Arlene Singer, J., CONCUR.
Judith Ann Lanzinger, J., dissents.
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