State v. McIntosh, Unpublished Decision (7-18-2003)
State v. McIntosh, Unpublished Decision (7-18-2003)
Opinion of the Court
{¶ 2} In February of 2000, a Hamilton County grand jury returned a fourteen-count indictment against McIntosh and eight other individuals. The indictment charged McIntosh with two counts of possession of marijuana, a single count of trafficking in marijuana, and a single count of conspiracy to possess and/or traffic in marijuana. McIntosh's co-indictees entered negotiated pleas, and McIntosh alone proceeded to a trial of the charges before a jury. In September of 2000, the jury found McIntosh guilty as charged, and the trial court sentenced him as appears of record.1
{¶ 3} McIntosh subsequently filed a "Petition for Postconviction Relief and Alternative Motion to Set Aside Judgment Pursuant to Criminal Rule 57 and Civil Rule 60(B)." On September 4, 2002, the common pleas court placed of record its findings of fact and conclusions of law and its entry denying the postconviction petition.
{¶ 5} To prevail on a postconviction claim, the petitioner must demonstrate a denial or infringement of his rights in the proceedings resulting in his conviction that renders the conviction void or voidable under the Ohio Constitution or the United States Constitution. See R.C.
{¶ 6} A postconviction claim is subject to dismissal without an evidentiary hearing if the petitioner has failed to submit with his petition evidentiary material setting forth sufficient operative facts to demonstrate substantive grounds for relief. See id.; State v. Pankey
(1981),
{¶ 8} In support of his petition, McIntosh offered the affidavit of his wife and fellow indictee, Susan Kuhns McIntosh. She therein averred that she had entered a guilty plea in exchange for the state's promise that it would "recommend [a] sentence of probation." She stated that the state's promise was conditioned upon her agreement that she would neither attend nor offer testimony for the defense at her husband's trial, and that if called by the defense to testify, she would invoke her
{¶ 9} This affidavit was corroborated in its essentials by correspondence to Kuhns McIntosh from her attorney. In his letter, counsel summarized and forwarded to Kuhns McIntosh a copy of a letter that counsel had sent to assistant prosecuting attorney Gus Leon, and that counsel characterized as the "final signed and initialed copy of [her] plea agreement." Counsel, in his letter to Kuhns McIntosh, also conveyed to her the trial court's vow to honor the plea agreement if she adhered to it.
{¶ 10} McIntosh also supported his petition with a copy of the entry by which his fellow indictee Jeff Geraci had entered guilty pleas to various drug and gun charges in exchange for an "agreed * * * potential sentence [of] 5 years total on all charges." This agreement was expressly "[c]onditioned" on Geraci's promise that he "w[ould] not testify for any other [co-indictee]."
{¶ 11} Finally, McIntosh offered the affidavit of counsel for Geraci and co-indictee Keiron Ashurst. Counsel averred that both Geraci and Ashurst had entered into plea agreements that precluded them from testifying for any co-indictee and that compelled them to invoke their
{¶ 12} The record of the proceedings at McIntosh's trial further corroborates his claim. The record discloses that, prior to trial, McIntosh had moved pursuant to Crim.R. 14 for a severance of defendants. In the motion and at the hearing on the motion, McIntosh argued that the testimony of his co-indictees was crucial to his defense against the allegations of co-indictees Carl Wesley and Todd Klein, who had already entered guilty pleas. At the hearing, the trial court learned that all of McIntosh's co-indictees planned to enter guilty pleas, and assistant prosecutor Gus Leon assured the defense and the court that all of the co-indictees would be available to testify. The court thereupon denied the motion to sever.
{¶ 13} At trial, the state called Wesley and Klein to testify to their involvement in a large-scale marijuana-distribution network. Their testimony, along with the testimony of Regional Narcotics Unit officers, implicated McIntosh.
{¶ 14} After the state had rested, defense counsel moved for a mistrial. The defense argued that the state had committed what amounted to "prosecutorial misconduct in that it effect[ed] an obstruction of justice" by making the plea agreements of Geraci, Ashurst, and Kuhns McIntosh conditional upon their refusal to testify for the defense.2 Assistant prosecutor Leon initially denied defense counsel's charge that "part of the agreement with some [co-indictees] was that they [would] not testify for or against Thomas McIntosh to receive the recommendation from [the state] of a certain sentence." Assistant prosecutor Melynda Machol offered that "counsel [for the co-indictees] * * * would understand that implicitly."
{¶ 15} Defense counsel then submitted a copy of the letter from Kuhns McIntosh's attorney to assistant prosecutor Gus Leon. The letter outlined the terms of the plea agreement, including Kuhns McIntosh's promise that, in exchange for a sentencing recommendation of "one (1) year nonreporting probation," she would "NOT testify on behalf of her husband" and "if called as a witness, she [would] claim Spousal Privilege and her 5th amendment rights." Assistant prosecutor Leon asserted that the terms of the plea agreement set forth in the letter were "not at [the state's] suggestion," but were "what [Kuhns McIntosh's counsel had] worked out and [the state had] agreed to * * *." He also denied defense counsel's allegation "that there was another provision where [Kuhns McIntosh] would not be allowed in the courthouse," adding, "She's in the courthouse. She can come in." Upon assistant prosecutor Leon's assurances that Kuhns McIntosh was available to be subpoenaed and brought before the court, the trial court denied the motion for a mistrial.
{¶ 16} The copy of the letter submitted in support of the motion for a mistrial was not made a part of the trial record. But the exchange among counsel and the trial court makes clear that the letter submitted at trial was an earlier incarnation of the letter that Kuhns McIntosh's counsel had, well before McIntosh's trial, forwarded to her as the "final signed and initialed copy of [her] plea agreement" (and that McIntosh submitted in support of his postconviction petition). In contrast to the letter submitted at trial, the letter forwarded to Kuhns McIntosh bore interlineations that appear to have been initialed by assistant prosecutor Leon, indicating that Kuhns McIntosh's sentencing would be delayed until after her husband's trial, and that she was "not to attend [his] trial."
{¶ 17} The
{¶ 18} The government must aid an accused, and may do nothing to impede him, in the exercise of this right. Thus, the United States Supreme Court in Washington v. Texas, supra, held that a state procedural statute that precluded persons charged as principals, accomplices, or accessories in the same crime from testifying as witnesses for each other denied the defendant his
{¶ 19} To establish a violation of the
{¶ 20} McIntosh's postconviction petition and its supporting evidentiary material, along with the record of the proceedings at trial, provided uncontroverted evidence that the state had entered into plea agreements with Geraci, Ashurst, and Kuhns McIntosh that effectively precluded them from testifying for the defense at his trial. But McIntosh failed to offer in support of his petition the substance of the witnesses' proposed testimony to demonstrate that their testimony would have been material and favorable to the defense.
{¶ 21} This deficiency may fairly be explained, however, by the fact that the right to compel the witnesses' testimony, which was effectively denied McIntosh at trial, was also denied him in the initial stages of his postconviction proceeding. See Civ.R. 26 and 30 (which permit a civil litigant to subpoena and depose witnesses); State v. Byrd
(2001),
{¶ 24} The common pleas court properly denied the third, fourth and fifth claims without a hearing, because, with respect to these claims, McIntosh failed to sustain his initial burden of submitting with his petition evidentiary material setting forth sufficient operative facts to demonstrate substantive grounds for relief. See Pankey,
{¶ 25} Upon our determination that McIntosh has established an entitlement to an evidentiary hearing on his first and sixth claims for relief, we sustain the third assignment of error to the extent that it challenges the dismissal of those claims. As it relates to the balance of the claims, the third assignment of error is overruled.
{¶ 27} McIntosh appealed from the common pleas court's September 4, 2002, judgment. By this entry, the court memorialized its findings of fact and conclusions of law on McIntosh's postconviction claims and, upon its findings and conclusions, denied the postconviction petition. The court in its entry did not address McIntosh's Civ.R. 60(B) motion.
{¶ 28} R.C.
{¶ 30} Having thus determined that McIntosh has established an entitlement to an evidentiary hearing on his first and sixth claims for relief, we reverse in part the judgment entered below and remand this case for further proceedings consistent with the law and this Decision. In all other respects, we affirm the judgment of the court of common pleas.
Judgment affirmed in part and reversed in part, and cause remanded.
Sundermann, P.J., Hildebrandt and Painter, JJ.
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