State v. Miller, Unpublished Decision (3-21-2003)
State v. Miller, Unpublished Decision (3-21-2003)
Opinion of the Court
{¶ 2} On May 3, 2001, appellant was indicted on six counts of unlawful sexual conduct with a minor, a felony of the third degree, in violation of R.C.
{¶ 3} Appellant ultimately withdrew his former plea of not guilty and entered a written plea of guilty to three counts of unlawful sexual conduct with a minor. The trial court formally accepted appellant's guilty plea by judgment entry on July 12, 2001 and entered a nolle prosequi to the remaining charges. The trial court then referred the matter to the adult probation department for the preparation of a presentence investigation report and ordered that appellant be evaluated by the Kevin Coleman Center ("the Coleman Center") for a sexual predator determination.
{¶ 4} Prior to sentencing, the matter came on for a hearing to determine whether appellant was a sexual predator. At the hearing, the state presented the testimony of Michael Berzinsky ("Berzinsky"), a clinic counselor at the Coleman Center, who evaluated appellant and prepared a sexual offender risk assessment report. This report, along with the sexual predator evaluation, the presentence investigation report and the victim impact statement, were admitted into evidence.1
{¶ 5} Upon consideration, the trial court issued a judgment entry on November 15, 2001, finding, by clear and convincing evidence, that appellant was a sexual predator. Thereafter, in a separate judgment entry also dated November 15, 2001, the trial court sentenced appellant to a three-year prison term on each of the three counts to be served concurrently.
{¶ 6} Appellant now appeals the sexual predator classification, and advances a single assignment of error for our consideration:
{¶ 7} "The trial court committed reversible error in designating the defendant a sexual predator without sufficient evidence."
{¶ 8} Prior to examining appellant's assignment of error, it is necessary to address an issue not set forth in appellant's brief. During the trial court's sexual predator and sentencing hearing, appellee introduced Berzinsky as an expert witness, and both his testimony and risk assessment report were incorporated as part of the record. Although appellant has waived this matter on appeal by failing to object, we find that Berzinsky's qualification as an expert in the area of sexual predator evaluations is unknown.
{¶ 9} The record indicates that Berzinsky was employed as a clinical counselor at the Coleman Center for over ten years. His educational background includes a masters in education and community counseling, and an undergraduate degree in psychology. Berzinsky was not licensed as a psychiatrist or psychologist.
{¶ 10} Berzinsky was certainly qualified to testify as to what type of counseling appellant received. However, it is unknown if he was qualified to testify regarding his opinion as to the appellant's likeliness to commit another sexual offense.
{¶ 11} Pursuant to Evid.R. 104, prior to the introduction of expert testimony, a trial court must make a threshold determination as to the qualification of a person testifying as an expert. State v. Rhodes, 11th Dist. No. 2000-L-089, 2001-Ohio-8693, at 4. To determine whether a person is qualified Evid.R. 702 must be applied. See, e.g., Durso v.Durso (Dec. 4, 1987), 11th Dist. No. 3832, 1987 Ohio App. LEXIS 9917, at 4. Specifically, Evid.R. 702(B) provides, "[t]he witness is qualified as an expert by specialized knowledge, skill, experience, training, or education regarding the subject matter of the testimony."
{¶ 12} A ruling as to the admission or exclusion of expert testimony is within the trial court's broad discretion. Rhodes at 4. Thus, all questions concerning the admission or exclusion of expert testimony are considered on an abuse of discretion basis. State v. Awkal
(1996),
{¶ 13} Upon applying Evid.R. 702, a trial court should exercise caution in assuring that the subject matter of an expert witness's testimony relates to the expertise the witness brings to the courtroom. See, e.g., Azzano v. O'Malley (1998),
{¶ 14} We now consider the merits of appellant's appeal. Although not raised as an issue on appeal, we take notice of the fact that the trial court failed to provide a general discussion of the factors contained in R.C.
{¶ 15} In deciding whether a defendant is a sexual predator, the trial court must consider all relevant factors including, but not limited to, all of the factors specified in R.C.
{¶ 16} Once the trial court determines that an offender should be deemed a sexual predator, "that court has an obligation to state which factors under R.C.
{¶ 17} "`The statute does not require the court to list the criteria, but only to "consider all relevant factors, including" the criteria in R.C.
{¶ 18} Likewise, in State v. Eppinger (2001),
{¶ 19} "A primary objective of a sexual predator hearing is to ensure that an adequate record exists for meaningful appellate review."State v. Marshall, 2d. Dist. No. 19239, 2002-Ohio-5131, at ¶ 18, citing Eppinger at 166-167. On review, the appellate court does not apply a de novo standard of review; rather the manifest weight of the evidence standard is applicable. Davis at 7. The significance of this standard is that the appellate court cannot review the record in light of all the evidence available to the trial court and draw its own conclusions as to weight and credibility. Id. Thus, a blanket incorporation of various reports and comments will not ensure a meaningful appellate review or satisfy the requirements of Eppinger. Id.
{¶ 20} With these principles in mind, we examine the record and judgment entry. A review of the transcript from the sexual predator hearing reveals that the trial court made the following statement:
{¶ 21} "Let me first of all, on the sexual status as to offender or sexual predator, the primary thing the Court has to be concerned about under the statute is whether or not the defendant is likely to commit another sex offense.
{¶ 22} "Based upon his background and what was said here, theCourt can only find that [appellant is] likely to commit another sexoffense, and therefore the Court must find that he's a sexual predator,and the Court does make that finding." (Emphasis added.)
{¶ 23} Then, in its November 15, 2001 judgment entry, the trial court stated the following:
{¶ 24} "The Court has considered all of the factors contained in O.R.C. Section
{¶ 25} While the trial court indicated that it considered the factors contained in R.C.
{¶ 26} At most, the trial court ambiguously referred to appellant's "background" and his "history of sexual offenses[.]"2 This statement, however, does not constitute a "general discussion" of the statutory factors. "When we consider the trial court's brief reference to one of the criteria at the sexual predator adjudication hearing, we are not persuaded that the trial court sufficiently engaged in the required statutory analysis or provided a sufficient explanation of its reasons for its finding that appellant is a sexual predator." (Emphasis added.)State v. Schoolcraft, 4th Dist. No. 01CA673, 2002 Ohio 3583, at ¶ 26. This is especially true in the instant matter where several of the statutory factors seem to be relevant in determining whether appellant should have been adjudicated a sexual predator.
{¶ 27} There is also concern over the brevity of the standard form used by the court for its judgment entry. While we do not object to the concept of using a judgment entry form, it should be a form which encourages the making of specific factual findings. The judgment entry form in the instant case simply made a blanket incorporation of all of the evidence and arguments presented. Such a form does not assist in a meaningful appellate review, and does not satisfy the requirements of Eppinger.
{¶ 28} The trial court must "provide a `general discussion' of the relevant criteria so that an appellate court can conduct a meaningful review of the decision." Swick at 9, fn. 6. See, also, Davis at 2; Naples at 3. While this may be viewed as merely a procedural technicality, it is, nonetheless, an important requirement for purposes of appellate review.
{¶ 29} Accordingly, the judgment of the trial court is reversed, and the matter is remanded for the trial court to provide a general discussion of the factors contained in R.C.
Our decision, however, should not be construed to express any view as to whether appellant is a sexual predator.
DONALD R. FORD, P.J. and WILLIAM M. O'NEILL, J., concur.
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