State v. Gossard, Unpublished Decision (7-11-2003)
State v. Gossard, Unpublished Decision (7-11-2003)
Dissenting Opinion
{¶ 21} I dissent. The trial court has considerable discretion in deciding whether to permit a defendant to withdraw a guilty plea. I agree with the State that the trial court substantially complied with the requirements of North Carolina v. Alford. Gossard's guilty plea waived his right to raise a manifest weight assignment of error. Although the State concedes the trial court did not comply with the requirements ofMarshall and Eppinger the appellant's third assignment does not address that error in this appeal. I would affirm the trial court's judgment.
Opinion of the Court
OPINION
{¶ 1} Defendant, Don Gossard, appeals the trial court's order denying Gossard's motion to withdraw his Alford plea.{¶ 2} On December 12, 2001, Gossard was indicted on five counts of rape of another less than thirteen years of age, by force or threat of force, in violation of R.C.
{¶ 3} Three days prior to sentencing, Gossard filed a written pro se Petition for Motion to Change Plea asking the court to allow him to withdraw his guilty plea. At the sentencing hearing, the trial court merely asked Gossard if he had anything further to say on the motion. Gossard replied that he did not, and the trial court overruled his motion. Thereafter, the trial court imposed a mandatory life sentence and designated Gossard a sexual predator.
{¶ 4} Gossard now appeals offering three assignments of error.
{¶ 6} A person is not guilty of an offense unless the person's criminal liability is (1) based on conduct that constitutes an act or omission prohibited by law, which is (2) committed with the degree of culpability which the offense prescribes. R.C.
{¶ 7} An Alford plea represents a qualification to the assurances created by a proper Crim.R. 11(C) inquiry. It permits a plea of guilty when the defendant nevertheless denies a necessary foundation of criminal liability, either with respect to the truth of the act or omission charged or the degree of culpability which the offense requires. "An individual accused of a crime may voluntarily, knowingly, and understandingly consent to the imposition of a prison sentence even if he is unwilling or unable to admit his participation in the acts constituting the crime." Alford,
{¶ 8} Interpreting and applying Alford, the Supreme Court of Ohio has held: "Where the record affirmatively discloses that: (1) defendant's guilty plea was not the result of coercion, deception or intimidation; (2) counsel was present at the time of the plea; (3) counsel's advice was competent in light of the circumstances surrounding the indictment; (4) the plea was made with the understanding of the nature of the charges; and, (5) defendant was motivated either by a desire to seek a lesser penalty or a fear of the consequences of a jury trial, or both, the guilty plea has been voluntarily and intelligently made." State v. Piacella
(1971),
{¶ 9} The defendant in Alford was charged with first-degree murder, a capital offense. The defendant entered a guilty plea to a reduced charge of murder in the second degree, which involved a lesser penalty. The record showed that defendant's attorney had interviewed the witnesses whom defendant claimed would substantiate his innocence, and each gave contradictory statements that strongly indicated his guilt. Defendant's attorney recommended the guilty plea to the lesser offense, but left the decision to defendant. Before defendant's guilty plea was accepted by the court, the court heard the sworn testimony of a police officer who summarized the State's case, plus the testimony of two other witnesses who stated that defendant had left home with his gun after stating that he intended to kill the victim and returned later, declaring that he had carried out the killing. Defendant took the stand, told his version of the events that contradicted the State's evidence, and stated "that he was pleading guilty because he faced the threat of the death penalty if he did not do so." (
{¶ 10} Here, in contrast, the record does not portray what, if anything, Gossard's counsel did to investigate the strength of the State's case. The record does not reflect that Gossard's attorney recommended the guilty plea. The court heard no sworn testimony concerning the evidence against Gossard, but instead relied on a summary of evidence the prosecutor presented, which represented to the court in general terms that Gossard had admitted his criminal conduct to investigating officers. Gossard never stated or explained what his motivation was for entering the Alford plea, instead giving only monosyllabic responses to the trial court's leading questions on the matter. The court conducted only a perfunctory hearing on Gossard's subsequent pro se motion to withdraw his plea, asking Defendant only if there was "anything you wish to add to the material that was contained in the Petition?" (T. 2) Defendant replied, simply; "No sir." (T. 3).
{¶ 11} The proper taking of a guilty plea requires "a meaningful dialogue between the court and the defendant." Garfield Heights v.Brewer (1980),
{¶ 12} The essence of an Alford plea is that a Defendant's decision to enter the plea against his protestations of factual innocence is clearly and unequivocally supported by evidence that he exercised that calculus for the purpose of avoiding some more onerous penalty that he risks by, instead, going to trial on the charges against him. A basis for that calculation is apparent here; Gossard avoided five life sentences in favor of one, for which he would be eligible for release after serving ten years. Nevertheless, the evidence must be clear and unequivocal that he made that choice with a full understanding of the risks of conviction and a desire to avoid them. Padgett, supra. Lacking that, the record fails to affirmatively demonstrate that the plea was knowing, intelligent, and voluntary. Piacella.
{¶ 13} In order to accomplish these requirements, a court taking an Alford plea, or one which is characterized as that, can ask a defendant why he's entering the plea. A positive response portraying anAlford calculus will likely avoid later challenges to the plea. That wasn't done here. Indeed, the court conducted the Crim.R. 11(C) colloquy in summary form, instead of pausing after each question for a reply, which is the preferred practice. State v. Ballard (1981),
{¶ 14} As a further matter, the State's recitation of the evidence of Defendant's criminal conduct was that Defendant had "licked (the victim's) vaginal area." Rape, per R.C.
{¶ 15} The "vaginal area" might refer only to the external orifice itself. The State argues, correctly, that evidence of such clinical exactness is generally not required to prove rape involving cunnilingus, but further exactness considerations apply when an Alford plea is involved. R.C.
{¶ 16} The first assignment of error is sustained.
{¶ 19} Having sustained Gossard's first assignment of error, both Gossard's second and third assignments of error are moot, and we decline to address them for that reason. App.R. 12(A)(1(c).
{¶ 20} The order and judgment from which the appeal is taken will be reversed and the case remanded for further proceedings.
Young, J., concurs.
Brogan, J., dissents.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.