State v. Sanders, Unpublished Decision (3-13-2003)
State v. Sanders, Unpublished Decision (3-13-2003)
Dissenting Opinion
{¶ 20} The majority's concern only appears to be the timing because the majority ultimately concludes that Sanders' allocution on September 25, 2001 was not an allocution at all. The majority reaches this conclusion by treating only the May 23, 2002 hearing as the sentencing hearing. Yet the evidence that Sanders did not address was gathered over the course of the hearings prior to and including the May 23, 2002 hearing. The majority treats the hearings as one hearing when considering the gathering of evidence but then treats only the May 23, 2002 hearing as the sentencing hearing when considering Sanders' right of allocution.
{¶ 21} The majority's position, that the multiple hearings did not constitute one sentencing hearing, is further undermined in that, not only did Sanders never object to the continuance, but also, one of the continuances was granted in response to statements made by defensecounsel. As the majority points out, the trial court continued the hearing on November 28, 2001 after defense counsel informed the court that one of the reports was incomplete. Sanders' selective emphasis here of the May 23, 2002 hearing suggests invited error. See State v.Campbell (2000),
{¶ 24} That Sanders was not permitted to speak, however, was not the prejudice; it was the error itself. After finding error, this court must still determine whether prejudice resulted from that error. Here, by using the error itself as the basis for a finding of prejudice, the majority has ignored well-settled law that "a trial court's failure to address the defendant at sentencing is not prejudicial in every case."Campbell at 325.
{¶ 26} I respectfully dissent.
Opinion of the Court
{¶ 2} On October 1, 1998, after a jury found then twenty-one year old Sanders guilty of two counts of kidnapping1 and one count of aggravated robbery,2 the judge sentenced him to, inter alia, five years in prison on each count, to be served consecutively. On appeal, the sentence was vacated and remanded because the judge failed to make proper findings before imposing consecutive sentences3 and because he violated Sanders' right against self-incrimination by placing him under oath and questioning him about the offenses.4 The judge resentenced Sanders to concurrent four year terms for the kidnapping offenses, to be served consecutive to a four year sentence for the aggravated robbery offense. However, the sentence was again vacated and remanded because the judge again failed to follow statutory requirements for imposing consecutive sentences, and also because the judge failed to consider imposing the minimum sentence under R.C.
{¶ 3} Sanders' first assignment of error claims that he was not granted his right of allocution as guaranteed by Crim. R. 32(A) and R.C.
{¶ 4} On August 21, 2001, when Sanders was first brought before the judge for the current (third) sentencing, the judge immediately noted on the record that the case file had not yet been returned to him by this court. He permitted Sanders' lawyer to speak and then stated that he would obtain the case file for review and order a "post sentence report" to learn any relevant information that had arisen since the last (second) sentencing hearing. The judge then ordered a report from the Cuyahoga County Probation Department and rescheduled the sentencing hearing for September 25, 2001. On that date the judge allowed Sanders to speak, but then postponed sentencing again because he wanted to see Sanders' institutional record, which had not been included in the reports prepared for the hearing.
{¶ 5} A journal entry dated October 24, 2001, ordered the Ohio Department of Rehabilitation and Corrections ("DRC")to forward Sanders' file, and rescheduled the sentencing hearing to October 25, 2001. The transcript, however, shows that Sanders' next hearing occurred on November 28, 2001, during which his lawyer argued that the DRC institutional records were incomplete, and the judge again postponed sentencing pending further evidence. On December 10, 2001, the judge ordered the DRC to provide more records and, after receiving no response, again ordered the DRC to provide the records on February 8, 2002. On March 18, 2002, and again on May 1, 2002, the judge requested further updates from the county probation department, and the sentencing hearing finally took place on May 23, 2002.
{¶ 6} At that hearing the judge stated his findings about Sanders' institutional record, which included a number of disciplinary reports. The judge then stated:
{¶ 7} "Okay. Now, I tell you that up front here prior to beginning the resentencing, so if you have anything you want to correct the Court on, go ahead."
{¶ 8} He then invited Sanders' lawyer to speak, but did not provide Sanders an opportunity to speak on his own behalf. During his colloquy with the lawyer, the judge also stated:
{¶ 9} "* * * [T]his is a ridiculous proposition of law what you suggest here. When * * * there is codefendants, and the State makes a deal with somebody to testify, and the other fellow gambles, goes to trial, puts on a fraud of a defense —"
{¶ 10} There was a brief colloquy with Sanders' lawyer, who protested that he had only required the State to prove its case. The judge then stated:
{¶ 11} "* * * [S]top interrupting me, all right? You put up a defense that wasn't bought. The jury looked at it as fraud. They did not buy it at all."
{¶ 12} Although the State argues that the sentencing took place over four separate dates, the judge's statement that he was "beginning the resentencing" during the May 23, 2002 hearing shows that he did not consider Sanders' three prior appearances to be part of the R.C.
{¶ 13} Moreover, even if one could imagine circumstances justifying a single R.C.
{¶ 14} At the risk of giving the dissent's contentions more credit than they deserve, it first bears note that the "implicit concession" claimed by the dissent does not exist. The initial holding of this opinion is that R.C.
{¶ 15} The dissent fails to understand the difference between hearing evidence relevant to sentencing and "imposing sentence" under Crim. R. 32(A)(1). The rule expressly requires that the defendant be allowed to speak "[a]t the time of imposing sentence," and there should be no claim that the judge was "imposing sentence" on September 25, 2001. The dissent's attempt to fashion a contrary rule falls flat, as its author quotes Crim. R. 32(A)(1) in one sentence and immediately misquotes the same rule in the next. The dissent's quote from United States v.Foss10 supports our conclusion for the same reason, because the word "pronounces" is in this context equivalent to the word "imposes." Moreover, Foss concerned a motion to correct or reduce sentence pursuant to Fed.R.Crim.P.
{¶ 16} The dissent's accusation of "circular logic" also fails, because its author has misidentified the relevant premise. The conclusion that Sanders was prejudiced is not based on the premise that he was not allowed to speak, but on the premise that he was not allowed to speak atthe appropriate time because evidence was introduced and consideredafter he was purportedly granted his right of allocution. Furthermore, the conclusion that Sanders was prejudiced is yet a third alternative holding, applying only if one rejects the conclusion that the State is required to show a lack of prejudice. Neither State v. Campbell12 nor the Ohio Supreme Court's subsequent opinion in State v. Green, supra, supports the dissent's assertion of a substantial compliance rule or any other rule placing the burden of showing prejudice on the defendant.Campbell in fact states that a rule of strict compliance is appropriate because "use of the term `shall' in a statute or rule connotes the imposition of a mandatory obligation unless other language is included that evidences a clear and unequivocal intent to the contrary."13 Green reinforces the application of this rule by reaffirming the importance of allocution at sentencing, thereby preventing any inference of a contrary intent.14 Sanders' first assignment of error is sustained.
{¶ 17} Although the remaining assignments of error need not be addressed pursuant to App. R. 12(A)(1)(c), the judge's comments concerning Sanders' "fraud of a defense" also suggest a lack of objectivity that should be addressed in further proceedings. Not only must a judge maintain objectivity in sentencing proceedings remanded after a defendant's successful appeal,15 he should never give the impression that a defendant's sentence is related to his decision to go to trial.16 On this third remand, the sentencing judge should take exceptional care to comply with all sentencing requirements.
Sentence vacated, remanded for resentence.
FRANK D. CELEBREZZE, JR., J., CONCURS IN JUDGMENT ONLY
MICHAEL J. CORRIGAN, P.J., DISSENTS WITH SEPARATE DISSENTING OPINION
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