Vaia v. Young, Unpublished Decision (12-2-2004)
Vaia v. Young, Unpublished Decision (12-2-2004)
Opinion of the Court
{¶ 3} On June 19, 2002, appellants filed a complaint to contest decedent's purported last Will. In that complaint, the appellants alleged that the decedent and Lula Vaia were live-in companions.1 The appellants stated that the decedent and Lula Vaia had previously made reciprocal Wills under which each left her estate to the other with Michelle Vaia and Allyson Vaia and Young as residual beneficiaries. Appellants contended, therefore, that Michelle and Allison Vaia would have inherited through those Wills if the purported Will probated in the decedent's estate was found to be invalid.2
{¶ 4} Appellants further alleged that when the decedent signed the new, purported last Will, she was under the influence of medication, was incompetent and/or was not of sound mind or memory. Appellants asserted that the decedent was under undue influence and that the purported last Will was procured as a result of fraud, misrepresentation, mistake and/or duress exerted by Young. (Count I) In addition, appellants raised claims that the decedent breached the reciprocal estate plan (Count II) and that inter vivos transactions were made when the decedent was not of sound mind and memory and that the transfers were the product of undue influence, misrepresentation, mistake, fraud and duress exerted by Young. Appellants alleged that Young's actions in regard to the inter vivos transfers violated the confidential and fiduciary relationship between decedent and Young and Young intentionally interfered with appellants' reasonable expectancy of inheritance. (Counts III and IV)
{¶ 5} On November 15, 2002, the appellees filed a motion to dismiss, pursuant to Civ. R. 12(B)(6). In the motion to dismiss, appellees asserted that appellants had no standing to contest decedent's Will because appellants are not heirs at law and failed to specifically plead that they were beneficiaries under any previous specific Will by the decedent and that Count II should be dismissed for lack of a written document entered into by the decedent and Lula Vaia creating a contract to make Wills.
{¶ 6} A hearing was held on the motion to dismiss on July 29, 2003. Subsequently, on August 11, 2003, the trial court issued a Judgment Entry in which it granted the motion to dismiss. Specifically, the trial court found that appellants were not heirs at law of the decedent and, therefore, had no standing to contest the decedent's Will as alleged in Count I, III, and IV. As to Count II, the trial court found that appellants had failed to state a claim upon which relief could be granted because appellants failed to attach to the complaint a written contract signed by decedent in which decedent agreed to make a Will for appellants' benefit.
{¶ 7} It is from the August 11, 2003, Judgment Entry that appellants appeal, raising the following assignments of error:
{¶ 8} "I. The trial court committed error when it held that, on a motion to dismiss, plaintiffs-appellants lack standing to file a will contest.
{¶ 9} "II. The trial court committed error when it held that, on a motion to dismiss, plaintiffs-appellants failed to state a claim upon which relief can be granted."
{¶ 11} A motion to dismiss is procedural and tests the sufficiency of the complaint. State ex rel. Hanson v. GuernseyCty. Bd. of Commrs. (1992),
{¶ 12} In order to dismiss a complaint pursuant to Civ.R. 12(B)(6), the court must find beyond a doubt that the plaintiff can prove no set of facts that would support his claim for relief. O'Brien v. Univ. Community Tenants Union (1975),
{¶ 13} In this case, appellants seek to contest a will. Revised Code 2107.71 concerns who may contest a will:
{¶ 14} "A person interested in a will . . . admitted to probate in the probate court, . . . may contest its validity by a civil action in the probate court in the county in which such will . . . was admitted to probate." R.C.
{¶ 15} When analyzing a previous, analogous version of this statute, the Ohio Supreme Court stated that "we are of the opinion that it is well established that persons who are beneficiaries in a will have such a pecuniary interest as entitles them to contest another alleged will of the same testator which would destroy or reduce their share in his estate if such other alleged will should ultimately control." Kennedyv. Walcutt (1928),
{¶ 16} In this case, accepting all factual allegations in the complaint as true, and drawing all reasonable inferences in favor of the appellants (the nonmoving parties), we find that the trial court erred when it found that appellants have no standing to contest the will. In the complaint, appellants stated that Michelle Vaia and Allison Vaia "upon belief, were residual beneficiaries in prior wills prepared by the decedent [and Lula Vaia] and would, therefore, inherit through those Wills if the purported will probated in the Decedent's estate was to be held invalid." Complaint, Para. 5. Thus, appellants pled the existence of a prior will naming them as the residual beneficiaries. They have pled that the prior will was one of two reciprocal wills and attached to the complaint a copy of Lula Vaia's reciprocal will. We find this is sufficient to survive a Civ. R. 12(B)(6) motion. When all factual allegations in the complaint are accepted as true and all reasonable inferences are drawn in appellants favor, appellants have stated a claim through which they have standing to contest the will.
{¶ 17} We find that there was no need for appellants to have attached a copy of the will, under which they claim to have been beneficiaries, to the Complaint. The facts, as alleged in the complaint and supported by the attached will of Lula Vaia, state a sufficient set of facts to survive a Civ. R. 12(B)(6) motion.
{¶ 18} Appellant's first assignment of error is sustained.
{¶ 20} The trial court was correct that appellants cannot pursue a breach of an agreement to make a will because such an agreement must be in writing and there is no claim that any such written agreement existed. Gottfried-Smith v. Gottfried (1997),
{¶ 21} "The Decedent and her live-in companion, Lula Vaia . . . upon beleief, [sic] made out reciprocal Wills, a copy of Lula's Will attached as Exhibit "B" hereto.
{¶ 22} "As part of said reciprocal estate plans, Michelle and Allison [Vaia] were to receive 50% of the Decedent's and Lula's estate at the time the last of the two passed away.
{¶ 23} "The Decedent breached this reciprocal estate plan by purportedly formulating the Will probated in her estate."
{¶ 24} Appellants claim that they stated a basis for a constructive trust. Constructive trusts are equitable remedies created by implication of law and not by agreement between the parties. Kent v. Mehaffey (1859),
{¶ 25} Appellants have alleged that decedent and Lula Vaia made reciprocal wills under which, each left their estates to each other, with Michelle Vaia, Allyson Vaia and Christine Young named as the residual beneficiaries. This alleged estate plan was carried into execution when Lula Vaia died. Appellants allege in the complaint that the decedent changed her will, after Lula Vaia died, leaving nothing to appellants Michelle and Allison [Vaia]. In Count I, appellants allege that this change to the Will was made due to Young's exercise of undue influence over decedent and/or through fraud and/or duress.
{¶ 26} We agree with appellants that, in essence, Count II states a claim for which a constructive trust could be imposed as a remedy. While we recognize that Count II is not artfully drafted and could be read to be a claim limited to breach of a contract to make a will, such a reading would be contrary to our standard of review of Civ. R. 12(B)(6) motion. In considering a Civ. R. 12(B)(6) motion, this court must draw all reasonable inferences in favor of the non-moving parties (the appellants). Thus, because we find that Count II can be read to state a claim that appellees obtained property which appellees ought not, in good equity and good conscience, hold and enjoy, we find that Count II should not have been dismissed pursuant to appellees' Civ. R. 12(B)(6) motion.
{¶ 27} Accordingly, we sustain appellants' second assignment of error.
{¶ 28} The judgment of the Licking County Court of Common Pleas, Probate Division is reversed. This matter is remanded for further proceedings.
Edwards, J. Wise, P.J. and Boggins, J. concur.
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