State v. Lockney, Unpublished Decision (4-9-2004)
State v. Lockney, Unpublished Decision (4-9-2004)
Dissenting Opinion
{¶ 26} I must respectfully dissent. I do not believe the state has satisfied its burden to demonstrate, by clear and convincing evidence, that appellant was currently likely to reoffend. Clear and convincing evidence is "that measure or degree of proof which is more than a mere `preponderance of the evidence,' but not to the extent of such certainty as is required `beyond a reasonable doubt' in criminal cases, and which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established." State v.Schiebel (1990),
{¶ 27} Indeed, as the majority stated, a trial court "may consider the facts of the underlying crime as a basis for a sexual predator determination." (Emphasis added.) State v.Cathcart, 3rd Dist. No. 17-02-20, 2002-Ohio-6593, at ¶ 32, citing State v. Eppinger,
{¶ 28} In Eppinger, the Supreme Court of Ohio stated although any "sexually-oriented offense is reprehensible and does great damage to the life of the victim, [sexual predator determinations are] not meant to punish a defendant, but instead, `to protect the safety and general welfare of the people of this state.'" Id. at 165, quoting R.C.
{¶ 29} A psychiatric or psychological expert report or testimony may in some cases be reasonably necessary to determine whether a defendant who has been convicted of a sexually-oriented offense is likely to reoffend. Eppinger at 166. According toEppinger, this need can arise when a defendant has been convicted of just one sexually-oriented offense. Id.
{¶ 30} In Eppinger, the defendant was convicted in 1988 of two counts of rape, one count of kidnapping, and one count of assault; the trial court merged one of the rape counts with the kidnapping count. No presentence report was completed. Nine years later, in 1997, the Ohio Department of Rehabilitation and Correction recommended to the trial court that the defendant be adjudicated a sexual predator. Prior to the hearing, appellant filed a motion for a psychological/psychiatric expert. The trial court denied the motion and subsequently found him to be a sexual predator.
{¶ 31} In Eppinger, the Court determined that "an expert witness shall be provided to an indigent defendant at [a] * * * sexual offender classification hearing if the court determines, within its sound discretion, that such services are reasonably necessary to determine whether the offender is likely to engage in the future in one or more sexually oriented offenses * * *." Id. at 162. Because the defendant had been convicted of only one sexually-oriented offense, the Court determined that a psychiatric report was reasonably necessary to predict his likelihood to reoffend. Eppinger at 163.
{¶ 32} Further, in State v. Dobies, this court specifically determined that a psychiatric evaluation was crucial to a trial court's determination of a defendant's risk of recidivism when the only psychiatric evaluation was conducted six years before the sexual predator hearing and was essentially a substance abuse assessment.
{¶ 33} The trial court in this matter did not err by failing to order a psychiatric evaluation because no party requested such an evaluation. However, evidence demonstrating appellant'scurrent likelihood of recidivism was crucial for the state to satisfy its burden of proof. Appellant's offenses occurred at least fifteen years prior to the sexual offender hearing, as appellant pleaded guilty to four counts of rape and one count of attempted rape on July 23, 1987, and his hearing was held on July 17, 2002.
{¶ 34} The state presented old evidence related to the crimes themselves and presented no current evidence at the 2002 hearing demonstrating that, at that time, appellant was likely to reoffend. On the other hand, appellant presented evidence that he had completed a substance abuse program, a parenting program, and two sexual offender courses while in prison. The first sexual offender course involved thirty hours of class, lecture, and discussion, while the second sexual offender program involved an additional 65 hours of the same. Completion of these courses should weigh in favor of appellant's rehabilitation. See, e.g.,State v. Maddox, 11th Dist. Nos. 2001-G-2329 and 2001-G-2330, 2002-Ohio-1168, 2002 Ohio App. LEXIS 1202, at 13, (Completion of sexual offender programs points towards a defendant's prison time being constructive and meaningful.); State v. Kunsman, 11th Dist. No. 2001-L-073, 2002-Ohio-4700, (noting that a defendant's failure to complete a sexual offender program while in prison weighs against his rehabilitation).
{¶ 35} Appellant also admitted, without objection, a study examining the rate of recidivism among paroled sex offenders. Ohio Department of Rehabilitation and Correction, Ten-YearRecidivism Follow-Up of 1989 Sex Offender Releases, 2001. The study examined data from 14,261 offenders released from Ohio prisons in 1989 and followed them for ten years. According to the data, the ten-year sexual recidivism rate for sexual offenders was 11 percent. However, it is important to note that sexual offenders who victimized relatives were only 7.4 percent likely to sexually reoffend within ten years after parole. The report further suggests that paroled sex offenders who participated in one sexual offender class have less than half the sexual recidivism rate as those without programming.
{¶ 36} The state attempts to argue in its appellate brief that appellant had a 33.9 percent chance of recidivism. Such a statement misconstrues the study. The average recidivism rate among all classes of sexual offenders who had received programming is 33.9 percent, and that is the likelihood they will commit any crime in the future. This 33.9 percent does not take into account significant differences in recidivism rates among different classes of sexual offenders, nor does it differentiate sex-related recidivism from non-sex-related recidivism. A careful review of the data reveals that appellant, who had victimized relatives and completed two sexual offender courses while in prison, had an approximate 3.7 percent likelihood of sex-related recidivism.
{¶ 37} Despite appellant's evidence, and the state's lack of evidence, the majority concludes that competent and credible evidence supported the trial court's designation of appellant as a sexual offender. I believe the majority looked primarily towards the horrific circumstances surrounding appellant's offenses and failed to ensure the state met its burden to demonstrate, by clear and convincing evidence, that appellant wascurrently likely to reoffend.
{¶ 38} "Instead of deciding whether the offender is particularly deserving of punishment, the issue presented to the court at a sexual offender classification hearing is whether the defendant is likely to commit future sexually-oriented offenses."Eppinger at 166. This court has held that while the conduct for which a defendant is imprisoned may be reprehensible, the record must show that a defendant is currently likely to engage in one or more sexually-oriented offenses in the future for that defendant to be adjudicated a sexual predator. State v. Moore, 11th Dist. No. 98-L-250, 2001-Ohio-4296, 2001 Ohio App. LEXIS 4450, at 10. Further, when a defendant's risk for repeated sexual violence appears to be low, it does not constitute clear and convincing evidence that a defendant is likely to engage in one or more sexually-oriented offenses in the future. State v.Worthy (Nov. 12, 1999), 10th Dist. No. 99AP-260, 1999 Ohio App. LEXIS 5347, at 8.
{¶ 39} Appellant put forth evidence that he had completed various courses in prison, including two sexual offender programs, and these pointed towards his rehabilitation. Appellant also put forth evidence demonstrating that he had an approximate 3.7 percent likelihood to commit one or more sex-related offenses within the ten years following his release. Meanwhile, the state failed to put forth any evidence that appellant was currently likely to reoffend. Thus, the state failed to meet its burden to demonstrate, by clear and convincing evidence, that appellant was likely to reoffend. Appellant's first assignment of error has merit, and judgment in favor of the state should be reversed.
Opinion of the Court
OPINION {¶ 1} David Lockney ("Lockney") appeals the July 17, 2002 judgment entry of the Trumbull County Court of Common Pleas designating Lockney as a sexual predator. For the reasons stated below, we affirm the decision of the trial court in this matter.
{¶ 2} On July 23, 1987, Lockney pleaded guilty to four counts of rape and one count of attempted rape stemming from his repeated sexual abuse of his seven year old daughter. Lockney was sentenced to four life sentences for each of the rape convictions and to seven to twenty-five years on the attempted rape conviction, all to be served concurrently.
{¶ 3} In 2001, the Department of Rehabilitation and Corrections recommended that Lockney be considered for a sexual designation. A sexual designation hearing was held on July 17, 2002. The state proffered the testimony of Lockney's victim, Jennifer Lockney ("Jennifer"), Barbara Barshney ("Barshney"), Mary Jane Julian ("Julian"), and Dr. Wilfred Dodgson, ("Dr. Dodgson"). Jennifer testified that the abuse occurred "all the time," that Lockney threatened to beat her in order to keep her silent, that she would cry during the abuse and plead with Lockney to stop, and that Lockney would tell her that he was sorry but he "had" to do this to her. Barshney, Jennifer's aunt, testified that she examined Jennifer after Jennifer had complained of pain and discovered signs of abuse. Barshney further testified that she told Lockney that Jennifer needed to be taken to the hospital, but he refused to do so. Dr. Dodgson, Jennifer's treating physician, testified that the sexual abuse was so extensive and was causing Jennifer so much pain that, in order to examine Jennifer, he had to administer anesthesia to her. He also testified that the sexual abuse resulted in Jennifer contracting herpes and Chlamydia, with herpes lesions in Jennifer's vaginal/anal region, as well as in her mouth. Julian, the assigned social worker, testified that Lockney admitted the sexual abuse to her and that Jennifer was hospitalized for 16 days as a result of the abuse.
{¶ 4} Lockney did not proffer any testimony, but did introduce various certificates of completion regarding programs he has completed while imprisoned. Lockney also introduced a 2001 report issued by the Department of Rehabilitation and Correction documenting the recidivism rates for sex offenders.
{¶ 5} At the conclusion of the hearing, the trial court found that the state proved by clear and convincing evidence that Lockney qualified as a sexual predator. In support of its finding, the trial court cited to the age of the victim, the demonstrated pattern of abuse, the nature of the abuse, and the extreme cruelty displayed.
{¶ 6} Lockney timely appealed and raises the following assignments of error:
{¶ 7} "[1.] The appellant's classification as a `sexual predator' is against the manifest weight of the evidence.
{¶ 8} "[2.] H.B. 180 violates the equal protection clause of the
{¶ 9} "[3.] Application of the `clear and convincing evidence' standard in H.B. 180 violates equal protection, guaranteed by the
{¶ 10} "[4.] H.B. 180 is void for vagueness since it compels a court to make a preponderance determination based upon clear and convincing evidence.
{¶ 11} "[5.] H.B. 180 is an unconstitutional bill of attainder.
{¶ 12} "[6.] H.B. 180, as applied to appellee [sic], constitutes double jeopardy, in violation of the
{¶ 13} In his first assignment of error, Lockney argues that the trial court failed to consider all of the factors enumerated in R.C.
{¶ 14} When examining a trial court's sexual predator designation, we must determine whether the designation was against the manifest weight of the evidence. State v. Yodice,
11th Dist. No. 2001-L-155, 2002-Ohio-7344, at ¶ 11 (citation omitted). In reviewing a manifest weight argument, the trialcourt's "determination of credibility of testimony and evidencemust not be encroached upon by a reviewing tribunal * * *."Seasons Coal Co., Inc. v. Cleveland (1984),
{¶ 15} "[I]n order for the offender to be designated a sexual predator, the state must prove by clear and convincing evidence that the offender has been convicted of [or pleaded guilty to] a sexually oriented offense and that the offender is likely to engage in the future in one or more sexually oriented offenses."State v. Eppinger,
{¶ 16} "In making a determination * * * as to whether an offender * * * is a sexual predator, the judge shall consider all relevant factors, including, but not limited to, all of the following:" (1) the offender's age; (2) the offender's prior criminal record; (3) the victim's age; (4) whether there were multiple victims; (5) whether drugs or alcohol were used to impair the victim; (6) whether the offender participated in available programs for sexual offenders; (7) whether the offender suffers from a mental illness of disability; (8) the nature of the sexual conduct and whether it was part of a pattern of abuse; (9) whether the offender displayed cruelty or threatened cruelty; and (10) any additional behavioral characteristics. R.C.
{¶ 17} An offender may be designated a sexual predator "even if only one or two of these factors are present, so long as the totality of the circumstances provides clear and convincing evidence that the defendant is likely to commit a sexually-oriented offense in the future." Yodice,
2002-Ohio-7344, at ¶ 13 (citation omitted). Clear and convincing evidence is that measure or proof "which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established." Cross v. Ledford (1954),
{¶ 18} In designating Lockney a sexual predator, the court specifically stated that it considered all the factors contained in R.C.
{¶ 19} Based upon the evidence proffered at the hearing, we find that there was competent and credible evidence to support the trial court's designation of Lockney as a sexual predator. See Eppinger,
{¶ 20} Lockney's first assignment of error has no merit.
{¶ 21} In assignments of error two through six, Lockney makes various arguments regarding the constitutionality of the sexual predator designation statute. Lockney argues that H.B. 180 violates the equal protection clause; that application of the clear and convincing evidence standard violates equal protection and due process; that H.B. 180 is void for vagueness; that H.B. 180 is an unconstitutional bill of attainder; and that H.B. 180, as applied to Lockney, constitutes double jeopardy. Since the Ohio Supreme Court has addressed each of these arguments inState v. Williams,
{¶ 22} "Because neither a suspect class nor a fundamental constitutional right is implicated [by the sexual predator provision], a rational basis analysis is appropriate." Id. at 531 (citation omitted). Under a rational basis analysis, this statute survives an equal protection challenge. Id. Likewise, a constitutional challenge regarding the clear and convincing evidence standard must fail because a sexual predator classification is not punitive. Id. at 532.
{¶ 23} "By writing the statutory language to accommodate for individualized assessments, the General Assembly has not rendered R.C. Chapter 2950 unconstitutionally vague." Id. at 534. Since the sexual predator statute is not sufficiently specific and since it does not inflict punishment without a judicial trial, the statute is not an unconstitutional bill of attainder. Id. at 529. Finally, since the sexual predator statute is "neither `criminal,' nor a statute that inflicts punishment," it does not violate double jeopardy. Id. at 528.
{¶ 24} Based on the Ohio Supreme Court's decision inWilliams, each of Lockney's constitutional arguments must fail. Thus, Lockney's second, third, fourth, fifth, and sixth assignments of error are without merit.
{¶ 25} For the foregoing reasons, we hold that Lockney's assignments of error are without merit. The decision of the Trumbull County Court of Common Pleas is affirmed.
Judgment affirmed.
ROBERT A. NADER, J., retired of the Eleventh Appellate District, sitting by assignment, concurs in judgment only.
JUDITH A. CHRISTLEY, J., dissents with a dissenting opinion.
Reference
- Full Case Name
- State of Ohio v. David Lockney
- Cited By
- 2 cases
- Status
- Unpublished