Stacy v. Gains, Unpublished Decision (12-29-2004)
Stacy v. Gains, Unpublished Decision (12-29-2004)
Dissenting Opinion
{45} I respectfully dissent from the majority opinion because the trial court should not have dismissed appellant's complaint.
{46} While the best course of action for appellant would have been to file her declaratory judgment action while she still held her clerk position, she is not necessarily precluded from a declaratory judgment because she failed to do so.
{47} In her complaint, appellant requested a declaration that the version of R.C.
{48} On the contrary, I would conclude that a live controversy did exist at the time this case was pending before the trial court. The trial court dismissed appellant's action in September 2003. In its judgment entry, the court found that appellant was currently on the November ballot for clerk. Thus, the issue was ripe for review.
{49} The majority concludes in ¶ 35 that the threat of prosecution in this case is too speculative to constitute an actual controversy of sufficient immediacy. They conclude that for this issue to become ripe, appellant would have to not only run for office but also win before any threat of criminal prosecution could be carried out. While it is true that any threat of prosecution in appellant's case is contingent upon her being re-elected, in Peltz,
{50} "It was not necessary for the plaintiff, in order to demonstrate the existence of an actual controversy, to place a political sign on his property in violation of the ordinance. Plaintiff's intended action was not speculative nor was defendant's threat hypothetical. If plaintiff had acted, the ordinance would have been applied to his disadvantage." Id. at 131.
{51} This rationale applies in the present case as well: If appellant was reelected, the statute would be applied to her disadvantage. Her intended action was not speculative because, as the trial court noted, appellant was currently on the November ballot for clerk. And appellees' threat was not hypothetical as they had asked her to resign to avoid criminal prosecution.
{52} Additionally, one wonders whether appellant should be expected to spend the time and money to run for political office if, upon being re-elected, she is informed that it is illegal for her to hold the position along with her secretarial position. Moreover, it is unfair to the voting public to re-elect someone to office only for her to resign upon re-election to the office after learning that her failure to resign will result in criminal prosecution. Such an occurrence would have the effect of disenfranchising the voters. These factors explain why speedy relief was necessary in this case.
{53} Furthermore, appellant should not have to subject herself to criminal prosecution in order to maintain her action. In instances where a complainant asserts the validity of a law in a declaratory judgment proceeding and shows that she is affected by or materially interested in a statute, a justiciable cause may be shown by the relationship of the parties concerned with the application of the law and there need not be an actual controversy or violation of the ordinance to give one standing.Pack v. City of Cleveland (1982),
{54} Given these reasons, I would reverse the trial court's decision dismissing appellant's complaint.
Opinion of the Court
OPINION
{¶ 1} Appellant, Catherine Stacy, appeals the trial court's decision to grant Appellee's Civ. R. 12(B)(6) motion, dismissing her complaint for declaratory judgment under R.C. §{¶ 2} Appellant filed her eleven-page complaint for declaratory judgment and "other relief" under R.C. § 2721 in April 2003. Her complaint alleged that Appellees, Mahoning County Prosecutor Paul Gains ("Gains") and the Poland Township Trustees ("the trustees"), unlawfully forced her to resign from her elected position as Poland Township clerk, threatening criminal prosecution. The threatened prosecution concerned the incompatibility of Appellant's employment in two part-time positions for the township after her secretarial position became a bargaining unit position. Appellant also named the Ohio Attorney General as a defendant without asserting any cause of action in support.
{¶ 3} In her complaint, Appellant asserted that the trustees were unlawfully retaliating against her because of her request to have her Poland police secretary position included in the Chauffeurs, Teamsters, Warehousemen Helpers of America Local #377.
{¶ 4} Appellant asked the trial court to assess the applicability of R.C. §
{¶ 5} It is important to note that Appellant resigned her position as township clerk prior to filing this declaratory judgment action.
{¶ 6} The trial court dismissed her complaint because it did not allege the requisite elements to obtain declaratory judgment under R.C. §
{¶ 7} Appellant does not identify assignments of error on appeal. However, she does have four arguments highlighted in her appellate brief:
{¶ 8} "The trial court erred in determining that the requisite elements of a declaratory judgement [sic] do not exist. This controversy clearly satisfies the requisite elements for the granting of a declaratory judgement [sic] under R.C.
{¶ 9} "The trial court erred in determining that this matter was not ripe for declaratory judgement [sic] because appellant stacy had (under threat of prosecution) resigned her position as township secretary. The trial court did not possess a valid reason for dismissing the appellant's complaint for declaratory judgement [sic].
{¶ 10} "The legislature passed two irreconcilable versions of R.C.
{¶ 11} "The appellees, under color of law, unlawfully and maliciously retaliated against appellant stacy."
{¶ 12} The crux of Appellant's argument on appeal is that her resignation does not bar her declaratory judgment action; thus, she claims that the trial court erred in dismissing her complaint.
{¶ 13} Civ. R. 12(B)(6) authorizes the dismissal of a complaint for failing to state a cognizable claim upon which relief may be granted. In reviewing a judgment granting a Civ. R. 12(B)(6) motion to dismiss, an appellate court must independently review the complaint to determine if dismissal was appropriate. Rich v. Erie Cty. Dept. of Human Resources
(1995),
{¶ 14} Before the court may dismiss a complaint for failure to state a claim upon which relief may be granted, it must appear beyond doubt that Appellant can prove no set of facts in support of her claim which would entitle her to relief. York v. Ohio State Hwy. Patrol (1991),
{¶ 15} The following facts were taken from Appellant's complaint and are to be presumed true under Civ. R. 12(B)(6):
{¶ 16} Appellant was first elected Poland Township clerk in 1991 while she was employed as the Poland Township police secretary. Both positions were part time. Appellant inquired as to the compatibility of the two positions prior to her first campaign, and she was assured by the Mahoning County Prosecutor's Office that serving as township clerk and police secretary did not create a conflict of interest. She held both positions for almost eleven years.
{¶ 17} In December of 2000, the trustees advised Appellant that her contract as police secretary was not being renewed. The trustees then learned that Appellant elected to join the Chauffeurs, Teamsters, Warehousemen Helpers of America Local #377 in her position as police secretary. The trustees subsequently reversed their decision and renewed her contract but objected to her request for recognition with the State Employment Relation Board ("SERB"), asserting that her position should be excluded from the bargaining unit. SERB consequently decided to include Appellant's position of police secretary in the bargaining unit.
{¶ 18} In January of 2002, Appellant wrote to Prosecutor Gains reporting concerns about potential Sunshine Law, Open Meeting Act, and Ohio Public Records law violations by the trustees. At a special meeting in executive session, Gains advised the trustees as to the lawful procedures that they should employ regarding these issues.
{¶ 19} The trustees subsequently sought Gains' opinion as to the compatibility of Appellant's dual positions. Appellant alleged that this action was in retaliation for her inquiry into the legality of the trustees' acts. The trustees also requested the proper procedure for removing Appellant from one of her two positions. Gains contacted the Ohio Attorney General's Office on these issues, and they referred him to the Ohio Ethics Commission.
{¶ 20} The Ohio Ethics Commission advised Gains by letter that R.C. §
{¶ 21} When presented with the Civ. R. 12(B)(6) motion to dismiss, the trial court concluded that the declaratory judgment action sought was not ripe, since Appellant no longer held a position that could be construed to create a conflict under R.C. §
{¶ 22} R.C. §
{¶ 23} "In order to obtain declaratory relief, [a] plaintiff must establish (1) that a real controversy exists between the parties, (2) that the controversy is justiciable, and (3) that speedy relief is necessary to preserve the rights of the parties. * * * Inherent in these requirements is the principle that Ohio courts do not render advisory opinions." R.A.S. Entertainment, Inc. v. Cleveland (1998),
{¶ 24} It has been repeatedly held in Ohio that:
{¶ 25} "There are only two reasons for dismissing a complaint for declaratory judgment before the court addresses the merits of the case: (1) there is neither a justiciable issue nor an actual controversy between the parties requiring speedy relief to preserve rights which may otherwise be lost or impaired; or (2) in accordance with R.C.
{¶ 26} A controversy exists when there is a genuine dispute between parties with opposing legal interests and that dispute is of sufficient immediacy that declaratory judgment is necessary. Wagner,
{¶ 27} There is no doubt that there is an actual dispute between the parties here, all of whom hold differing legal interests and opinions. Appellant's complaint rests on her assertion that Appellee's legal opinion is incorrect regarding the incompatibility of the township clerk and bargaining unit police secretary positions. Thus she claims that Gains' January 22, 2003, letter asking her to resign one of her two positions in lieu of criminal charges should not have issued. (Complaint, Exh. I.)
{¶ 28} Appellant claims on appeal that a controversy exists in the instant cause since the controlling criminal statute is unclear. She argues that the law is clear, but that Gains, and presumably the Ohio Ethics Commission, simply relied on an incorrect version of R.C. §
{¶ 29} However, the distinguishing attribute of a moot issue is that it involves, "no actual, genuine, live controversy, the decision of which can definitely affect existing legal relations." Central Motors Corp. v.City of Pepper Pike (1983),
{¶ 30} While on review we must presume that Appellant's interpretation of R.C. §
{¶ 31} Appellant relies heavily on Peltz v. City of South Euclid
(1967),
{¶ 32} The plaintiff in Peltz filed a declaratory judgment action, under R.C. §
{¶ 33} "It was not necessary for the plaintiff, in order to demonstrate the existence of an actual controversy, to place a political sign on his property in violation of the ordinance. Plaintiff's intended action was not speculative nor was defendant's threat hypothetical. If plaintiff had acted, the ordinance would have been applied to his disadvantage. Thus, the record establishes the existence of an actual controversy `between parties having adverse legal interests, of sufficient immediacy and reality to warrant the issuance of a declaratory judgment.' Evers v. Dwyer,
{¶ 34} "Moreover, the controversy did not disappear after the election * * *, which, although eliminating plaintiff as a candidate, did not eliminate the justiciability of plaintiff's constitutional right as a citizen, resident, and property owner to erect signs for other candidates and issues in the future. * * *" Id. at 131. The Court held that the South Euclid statute violated both the Ohio and the United States constitutions. Id. at 133.
{¶ 35} Appellant asserts that the threat in the instant cause is, as in Peltz, of sufficient immediacy because Appellee's threat of prosecution was not speculative. She claims that the statute will definitely be applied to her disadvantage if she is elected to a township position in the future while employed as police secretary. However, any threat of prosecution in Appellant's case is contingent upon her becoming re-elected. Not only would Appellant be required to merely run for political office, she would be required to win such office before any possible threat of criminal action could be carried out. This potential threat of prosecution if Appellant is elected is too speculative to constitute an actual controversy of sufficient immediacy. The political sign ban in Peltz is easily distinguished because that ordinance affected every citizen in the city at every election. Further, every case seeking to challenge the sign ban ordinance would have become moot at the trial court level based on the slow pace of the judicial process. The Supreme Court in Peltz noted that the plaintiff's declaratory judgment action had been pending for almost three years. Id. at 132. In addition, Peltz involved a clear violation of both the Ohio and the United States Constitutions. Id. at paragraph three of the syllabus. There is no alleged constitutional violation in the instant matter.
{¶ 36} Once Appellant chose to resign her elected position, she voluntarily resolved any conflict, not only in law but between the parties. Unlike the law in Peltz, which affected every resident of the political subdivision and arose over and over again, the matter Appellant seeks to challenge applies on an extremely limited basis: only when a bargaining unit employee of Poland Township wins an elected position within the township. While there certainly may have been a genuine controversy which existed between the parties here, at the time this action was filed there was not any, "actual controversy between the parties requiring speedy relief to preserve rights which may otherwise belost or impaired[.]" (Emphasis added.) Halley v. Ohio Co. (1995),
{¶ 37} Based on the foregoing, Peltz is distinguishable from the instant matter. Until such time that Appellant actually holds two potentially conflicting positions, a declaratory judgment opinion would be purely advisory.
{¶ 38} Appellant also discusses R.A.S. Entertainment, Inc. v.Cleveland (1998),
{¶ 39} Appellant also directs this Court's attention to GreaterCleveland Regional Transit Authority v. Griffin (1991),
{¶ 40} The facts in Griffin concerned the threatened criminal prosecution of the transit authority for considering whether to indemnify two of its employees' legal expenses. The authority filed a complaint seeking declaratory judgment to determine whether it had the authority under statute and its bylaws to provide indemnification to its employees in a dispute. Id. at 518. Following a trial court hearing, the trial court judge ordered the authority to decide on its own if its bylaws permitted the requested indemnification; otherwise, the trial court would dismiss its complaint. Id. In response to the judge's order, the authority sought a writ of procedendo or mandamus to compel the declaratory judgment. Id.
{¶ 41} The trial judge argued that his opinion would be purely advisory because, "[the authority] may determine under its bylaws that indemnification is unwarranted so that construction of the * * * [applicable statutes] would be unnecessary." Id. at 519. The Eighth District Court of Appeals partially agreed with the judge's argument. However, the employees continued to seek indemnification from the authority and since the county prosecutor had already advised the authority that its decision to indemnify its employees was illegal and that it would be prosecuted if it proceeded to indemnify, the appellate court found that a justiciable controversy existed. Id. It held that the transit authority had a clear legal right to obtain declaratory judgment and granted the writ of procedendo. Id.
{¶ 42} Griffin is also distinguishable from the instant cause. The authority was, at the time of filing its declaratory judgment request, under threat of prosecution should it indemnify its employees. The employees' claims with the authority were still pending. Id. In the matter at bar, no matter how the trial court decides, Appellant cannot resume her position as township clerk. Instead of immediately filing her declaratory judgment action when prosecution was threatened, Appellant resigned. Because she resigned, she cannot receive compensation for lost earnings, and at no time did she amend her complaint to allege a constructive discharge. Thus, even if the trial court agrees with Appellant on the interpretation to be given to the relevant statute, Appellant will be entitled to no relief. As such, the trial court's Civ. R. 12(B)(6) dismissal was appropriate. Appellant cannot prove any set of facts in support of her claim entitling her to relief in this matter.
{¶ 43} As the trial court concluded, Appellant did not maintain two potentially incompatible positions at any time while her action was pending and she was not presently under threat of prosecution. Thus, there was no live controversy of sufficient immediacy before the trial court requiring declaratory judgment.
{¶ 44} Based on the foregoing, Appellant's complaint fails to state a cognizable claim upon which relief may be granted. Thus, Appellant's arguments lack merit, and the trial court's Civ. R. 12(B)(6) dismissal is hereby affirmed.
Donofrio, J., dissents; see dissenting opinion.
DeGenaro, J., concurs.
Reference
- Full Case Name
- Catherine Stacy v. Paul J. Gains
- Cited By
- 3 cases
- Status
- Unpublished