Mays v. Dunaway, Unpublished Decision (4-1-2005)
Mays v. Dunaway, Unpublished Decision (4-1-2005)
Opinion of the Court
{¶ 2} Mays agreed to purchase farm land from Dunaway. The written contract of sale was contingent on rezoning the land for development. Mays retained Attorney Koverman to prosecute the rezoning application before the Board of Zoning Appeals ("BZA").
{¶ 3} Because Dunaway owned the land, she needed to sign the consent for rezoning filed with the BZA. The application was denied. Mays then directed Attorney Koverman to file an R.C. Chapter 2506 appeal to the court of common pleas. Mays presented a verified complaint Attorney Koverman had prepared to Dunaway for her signature as owner of the land concerned. The complaint, signed by both Mays and Dunaway, was subsequently filed on their behalf by Attorney Koverman.
{¶ 4} While the R.C. Chapter 2506 appeal was pending, Dunaway agreed to sell the land to other persons. Learning of this, Mays filed the underlying breach of contract action against Dunaway. In the course of that proceeding, Dunaway caused a Civ.R. 45 subpoena to be served on Attorney Koverman, seeking his deposition testimony pursuant to Civ.R.30(A).
{¶ 5} Mays moved to quash the subpoena and for a protective order, asserting the attorney-client privilege. After a hearing on the motions, the trial court denied both, finding that Attorney Koverman's dual representation of both Mays and Dunaway in the rezoning proceedings barred Mays from asserting the privilege to prevent Attorney Koverman's deposition by Dunaway in the breach of contract action.
{¶ 6} Mays filed a timely notice of appeal from the trial court's order.
{¶ 7} ASSIGNMENT OF ERROR
{¶ 8} "The court below erred when it held that attorney-Client privilege did not bar the defendant from obtaining testimony from appellant's lawyer."
{¶ 9} Generally, discovery orders are interlocutory and therefore not final or appealable. State v. Port Clinton Fisheries (1984),
{¶ 10} It is undisputed that an attorney-client relationship existed between Mays and Attorney Koverman. The issue in this appeal is whether an attorney-client relationship also existed between Koverman and Dunaway. If so, the further issue is, when an attorney has represented two clients in the same matter, whether communications between either client and the attorney are protected by attorney-client privilege from discovery by the other in a subsequent action between them.
{¶ 11} R.C.
{¶ 12} Mays argues that Attorney Koverman had no independent attorney-client relationship with Dunaway pursuant to the R.C.
{¶ 13} R.C.
{¶ 14} Hardiman, an attorney met with a prospective client but told him that Hardiman wouldn't represent him as a defendant in a forcible detainer action without being paid a retainer. However, Hardiman subsequently acted without a retainer and helped the prospective client respond to interrogatories, and he sent and received mail from the opposing party on the prospective client's behalf. When neither Hardiman nor the prospective client appeared for trial, the court entered judgment against the prospective client. The Supreme Court found that Hardiman's conduct supported a reasonable belief on the part of both the prospective client and the opposing party that Hardiman was the prospective client's attorney, and held that Hardiman's conduct created an attorney-client relationship by implication. Id.
{¶ 15} Although it pre-dates Hardiman by more than 20 years, the rationale of Netzley v. Nationwide Mut. Ins. Co. (1971),
{¶ 16} We found that both Netzley and Nationwide were clients of the same attorney. We held that "it can [not] be effectively argued that trial counsel for Nationwide was only incidentally legal counsel for the insured. Even though Nationwide may have only been specifically interested in the law suit to the extent of its liability . . . the legal counsel retained by Nationwide was, or should have been, interested in the handling of the trial of the cause in its totality." Id. at 79.
{¶ 17} The facts in Netzley differ from those in the present case in important respects. Netzley was told that Nationwide's attorney would represent his interests in the litigation if he elected to not retain his own counsel. Netzley had several conferences with Nationwide's attorney, attended a deposition with him, and reviewed the scene of the accident with him. All of those demonstrate actual communication and a promise of legal representation. In the present case there was neither direct communication nor a promise of representation. Nevertheless, on this record, we believe that an attorney-client relationship existed between Attorney Koverman and Dunaway.
{¶ 18} "The determination of whether an attorney-client relationship was created turns largely on the reasonable belief of the prospective client." Hardiman,
{¶ 19} Furthermore, Dunaway signed the consent for rezoning and the verified complaint that identified Attorney Koverman as her attorney. Although she never spoke with him, it is difficult to find that an attorney-client relationship could not exist when Attorney Koverman held himself out to the BZA and the court as the attorney representing both Dunaway's and Mays' interest in the action. Hardiman, supra.
{¶ 20} We find that Attorney Koverman's acts in representing himself as acting in Dunaway's interests, as well as acting through Mays to have Dunaway sign the consent for re-zoning and verified complaint, had the capacity to create a reasonable belief in Dunaway's mind that he was her attorney, resulting in an attorney-client relationship between the two by implication.
{¶ 21} Where there is a degree of common interest between joint clients in any communication, information, or other legal advice, the communication is not privileged in a future action between the two clients. Netzley. That common interest exception to the attorney-client privilege is limited to aid or advice pertaining to matters wherein both clients have a common interest. Therefore, the common interest exception to the attorney-client privilege applies to only those communications, advice or other information exchanged between Mays and Attorney Koverman in the prosecution of the rezoning proceedings before the BZA and the subsequent R.C. Chapter 2506 appeal. Attorney Koverman may be required to testify, but concerning only those matters.
{¶ 22} The assignment of error is overruled.
{¶ 23} The judgment of the trial court will be affirmed.
Wolff, J. and Fain, J., concur.
Reference
- Full Case Name
- Douglas M. Mays v. Thelma M. Dunaway
- Cited By
- 2 cases
- Status
- Unpublished