Schock v. Brown, Unpublished Decision (5-4-2005)
Schock v. Brown, Unpublished Decision (5-4-2005)
Concurring Opinion
{¶ 14} I concur in the judgment which reverses the decision of the trial court. The record in this matter is devoid of any evidence to support the conclusion reached by the trial court. Neither party has argued or briefed the issue of affirming the trial court on alternative grounds. I believe that remanding the case for a full hearing to create a proper record ends our review.
Opinion of the Court
{¶ 3} On July 12, 1999, attorney Mark Riddle died. The renewed hearing occurred on May 2, 2000, at which the appellees represented themselves, pro se. The magistrate reaffirmed the prior decision, specifically finding the parties were just as responsible as the attorney for the frivolous conduct under an agency theory, and reissuing the recommendation of $13,174 in attorney fees. The appellees objected with the trial court, Mr. Brown opposed the objection and the appellees filed a further objection, contesting Mr. Brown's opposition.
{¶ 4} On April 16, 2004, the trial court overruled the magistrate's decision and denied the attorney fees. Mr. Schock timely appealed, asserting three assignments of error for review. The second assignment of error is addressed first, as it is dispositive of the appeal.
{¶ 5} Mr. Schock contends that the trial court's decision was unfounded by the evidence and constitutes an abuse of discretion warranting reversal. We agree.
{¶ 6} An abuse of discretion exists when the record is devoid of even some evidence on which the finder of fact bases a decision. State exrel. Brady v. Indus. Comm. (1986),
{¶ 7} In overruling the magistrate's decision, the trial court stated succinctly: "The court finds that the conduct of Attorney Riddle was a direct result of his mental impairment due to advanced cancer of the brain." However, there is no support for this factual "finding" anywhere in the record, and therefore, a decision founded on such a finding is necessarily in error. Based on prevailing law, we must conclude that such a decision is an abuse of discretion. See Brady,
{¶ 8} At the prompting of the dissent, we feel compelled to emphasize that we are deciding only the impropriety of the trial court's peculiar rationale, which was the issue put before us for review, and are remanding for a full and fair reconsideration by the trial court, as is its proper role. See Marbury v. Madison (1803),
"The magistrate did not cite any case law for his position other than in regard to imputed liability for purposes of Civ.R. 60(B). Moreover, I have not located any support for the application of `vicarious liability' under such circumstances." Infra at ¶ 17.
However, this issue of vicarious liability was not raised to this Court, briefed, or argued. Furthermore, as it was not the basis for the trial court's judgment, the court's consideration or decision on this particular issue is as of yet unstated.
{¶ 9} While we feel at this point somewhat obligated to defend our opinion that the law on this issue is not so well settled as the dissent would suggest, we are reluctant to take too active a role in this debate. As this Court routinely cautions, even if an argument for a cause may exist, it is not this Court's duty to root it out. See, e.g.,Calvaruso v. Calvaruso, 9th Dist. No. 21392, 2003-Ohio-4906,\ at ¶ 19;State v. Patton, 9th Dist. No. 02CA0113-M, 2003-Ohio-4030, at ¶ 15;Harris v. Nome, 9th Dist. No. 21071, 2002-Ohio-6994, at ¶ 15; Pearn v.Daimler Chrysler Corp.,
"There is certainly no merit to the contention that dismissal of petitioner's claim because of his counsel's unexcused conduct imposes an unjust penalty on the client. Petitioner voluntarily chose this attorney as his representative in the action, and he cannot now avoid the consequences of the acts or omissions of this freely selected agent. Any other notion would be wholly inconsistent with our system of representative litigation, in which each party is deemed bound by the acts of his lawyer-agent and is considered to have notice of all facts, notice of which can be charged upon the attorney." (Internal quotations omitted.) Link v. Wabash R.R. Co. (1962),
Notably, at this point, we will not rush to the conclusion that dismissal of a plaintiff's otherwise valid claim is any less punitive to the client than imposition of the fees in this case. In fact, the Link dissent considered this question:
"Or had the trial judge here, instead of putting an end to plaintiff's substantial cause of action, simply imposed a fine of several thousand dollars upon the plaintiff because of his lawyer's neglect, I cannot doubt that this Court would unanimously reverse such an unjust penalty. The result actually reached here, however, is that this Court condones a situation no different in fact from either of those described above." Id. at 646 (Black, J., and Warren, C.J., dissenting). Thus, by "condon[ing] a situation no different in fact," we do find some authority for this vicarious liability proposition. See, also, GTE AutomaticElec., Inc. v. Arc Indus., Inc. (1976),
{¶ 10} We also note that a further hearing on remand may afford the trial court with evidence of frivolous conduct by these clients, in addition to that of the attorney, which would otherwise support the sanctions. See Masturzo v. Revere Road Synagogue (1994),
{¶ 11} Regarding the dissent's "common sense" argument, infra ¶ 19, we note that the Link dissenters espoused the same argument:
"Surely it cannot be said that there was a duty resting upon Link, a layman plaintiff, to try to supervise the daily professional services of the lawyer he had chosen to represent him. How could he know, even assuming that it is true, that his lawyer was a careless man or that he would have an adverse effect upon the trial judge by failing to appear when ordered? How could he know or why should he be presumed to know that it was his duty to see that the many steps a lawyer needs to take to bring his case to trial had been taken by his lawyer?" Link,
{¶ 12} In his first and third assignments of error, Mr. Schock offers two additional arguments on the same theme: that actual evidence of the attorney's cause of death is contrary to the trial court's decision, and that the decision was against the manifest weight of the evidence. In light of our disposition of Mr. Schock's second assignment of error, we decline to address his alternative assignments of error as they have been rendered moot. See App.R. 12(A)(1)(c).
Judgment reversed, and cause remanded.
The Court finds that there were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. App.R. 22(E). The Clerk of the Court of Appeals is instructed to mail a notice of entry of this judgment to the parties and to make a notation of the mailing in the docket, pursuant to App.R. 30.
Costs taxed to Appellees.
Exceptions.
Dissenting Opinion
{¶ 15} I respectfully dissent. Although I agree with the majority that there is no support for the trial court's finding that the conduct of the attorney was a "direct result of his mental impairment due to advanced cancer of the brain," her judgment was nevertheless correct. "A reviewing court is not authorized to reverse a correct judgment merely because it was reached for the wrong reason." State v. Lozier,
{¶ 16} The magistrate found that appellants were liable for the "frivolous conduct" of their attorney based solely on the fact that they hired him. Specifically, the magistrate made the following relevant conclusions of law:
"* * *
"2. While it is true that these parties were not the active participants in the pleadings which occasioned Defendant Brown's claims, these parties in fact were responsible for hiring Attorney Mark A. Riddle to discharge in their behalf all necessary work associated with their claim. If the activities of such attorney, which have been determined to be inappropriate and in violation of their respective provisions regarding frivolous conduct under Ohio's statutory section, then they, as the hiring or employing entity, are responsible for the conduct of the attorney retained. They are the employer or principals and cannot absolve themselves of responsibility for their choice of having selected an attorney who violated the law in regard to frivolous conduct. They choose him, they are responsible for his actions-good or bad.
"* * *
"4. It is concluded that a party who voluntarily chooses his own counsel as his agent and/or representative in a lawsuit cannot later avoid the consequences of the acts or omissions of his freely selected attorney if the attorney fails in his duty. Thus, responsibility is focused on the Plaintiffs who hired the attorney. * * *"
{¶ 17} The magistrate did not cite any case law for his position other than in regard to imputed liability for purposes of Civ.R. 60(B). Moreover, I have not located any support for the application of "vicarious liability" under the instant circumstances.
{¶ 18} Although R.C.
"Conduct of * * * [a] party to a civil action, * * *, or of the * * * party's counsel of record that satisfies either of the following:
"(i) It obviously serves merely to harass or maliciously injure another party to the civil action or appeal.
"(ii) It is not warranted under existing law and cannot be supported by a good faith argument for an extension, modification, or reversal of existing law."1
{¶ 19} Because the magistrate did not find that appellants, apart from their attorney, engaged in any of these types of statutorily defined "frivolous conduct," the award against them personally was unwarranted. Further, from a "common sense" perspective, how can a client be held responsible for the actions taken by an attorney merely because he employed him? For example, how would the client know if the cause of action is supported by existing case law, or if the attorney requested a continuance merely to harass another party?
{¶ 20} I would affirm for different reasons than those articulated by the trial court.
Reference
- Full Case Name
- Larry A. Schock v. Don Brown
- Cited By
- 1 case
- Status
- Unpublished