State v. Klema, Unpublished Decision (5-31-2006)
State v. Klema, Unpublished Decision (5-31-2006)
Opinion of the Court
{¶ 3} The Medina County Grand Jury indicted Appellant on three counts of drug (marijuana) trafficking, in violation of R.C.
{¶ 4} Appellant asserts that the trial court improperly refused his request for a jury instruction regarding police entrapment, from which he implies that either reversal of his conviction or a new trial is warranted. This Court disagrees.
{¶ 5} The decision of whether or not to give a jury instruction on an affirmative defense is reviewed for an abuse of discretion. See State v. Getsy,
{¶ 6} "[I]n order for the defendant to successfully raise an affirmative defense, evidence of a nature and quality sufficient to raise the issue must be introduced, from whatever source the evidence may come. Evidence is sufficient where a reasonable doubt of guilt has arisen based upon a claim of [the] defense." (Internal quotations, citations, and edits omitted.) State v.Melchior (1978),
{¶ 7} Appellant's counsel requested a jury instruction on entrapment, and the court responded by asking him to articulate his basis:
"THE COURT: My question is, why do you believe a jury can find by a preponderance of the evidence that the police officer, or in this case, the confidential informant, planted in the mind of the defendant, Mr. Klema, the original idea or purpose, thus furnishing from the start the moving force or incentive to commit an offense which the defendant did not himself conceive of committing the offense, and if it was suggested to him by the office[r] for the purpose of causing his arrest and prosecution, the defendant must be found not guilty.
"Where is there evidence, by a preponderance of the evidence, that the jury could find this?"
In response, Appellant's counsel pointed to evidence from each of the three dates in question. However, because the jury acquitted Appellant on the first two counts we need not consider the propriety of refusing the instruction as it relates to those counts, and need not analyze evidence from those dates. Instead we will focus on the evidence from the third count, involving the incident on October 17, 2003, the sole count upon which Appellant was convicted.
{¶ 8} Appellant's counsel argued: "I think the results of the search tend to indicate a lack of predisposition, there wasn't even an ounce of marijuana in the entire building. There was [sic] no baggies. There was $300 taken predominantly out of cash registers." But, the court was unpersuaded:
"[THE COURT:] I don't think there is enough evidence to allow the trier of fact to conclude there is a lack of predisposition.
"Based on the evidence offered, I won't give the [requested police entrapment] instruction.
"The question [to Appellant's counsel] is, do you wish to reopen your case?
"* * *
"[APPELLANT'S COUNSEL]: No, Your Honor.
"THE COURT: Then I won't give the instruction because I don't think there is enough evidence to allow the trier of fact to come to that conclusion."
{¶ 9} Based on our review of the record, this Court might find that the evidence supports a speculation that Appellant was not routinely engaged in the sale of marijuana, or supports apossible doubt as to Appellant's predisposition to sell marijuana, but speculation and possibility are not enough. SeeMelchior,
{¶ 10} Appellant alleges that his trial counsel was so ineffective as to render his conviction unjust and points to specific conduct by his attorney at trial as evidence of the purported ineffectiveness. Specifically, Appellant complains of his trial counsel's failure to object to the prosecution's questioning of its witnesses during direct examination. Appellant concludes that this perceived ineffectiveness warrants a new trial. This Court disagrees.
{¶ 11} The
"First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the `counsel' guaranteed the defendant by the
"Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." (Paragraph break added.) Strickland v. Washington (1984),
Either of these steps may determine the outcome and based on Appellant's particular claims of error in this appeal this Court finds the deficiency question dispositive, which negates a need to inquire into prejudice.
{¶ 12} An attorney properly licensed in Ohio is presumed competent. State v. Lott (1990),
{¶ 13} Appellant asserts that the State's evidence was insufficient to sustain the one guilty verdict (on the third of the three drug trafficking charges). His primary theory is that the State's key witness, a paid informant, was not credible. Appellant challenges the informant's testimony as unreliable and, as further support for this theory, relies on his acquittal on the other two trafficking counts as proof that the jury did not believe the informant's testimony. Appellant labels the verdicts as inconsistent and contends that this outcome renders his conviction on the third count unsupportable. According to Appellant, the conviction was similarly against the manifest weight of the evidence, his opinion being that the State's evidence did not prove the charge beyond a reasonable doubt. He points to conflicting evidence: that the bartender also had marijuana on the night of the search (i.e., could have been the seller), the pouch containing marijuana was found in the café kitchen not at the cigar counter (i.e., maybe it was not Appellant's), the marked $50 bill was found on the police station floor not on Appellant (i.e., could have come from anyone), and Appellant's longtime friend and business partner testified that Appellant would not sell drugs in their café. Based on his rendition of the evidence, Appellant contends that his conviction should be reversed for insufficiency or a new trial ordered because the conviction was against the manifest weight of the evidence. This Court disagrees.
{¶ 14} "The legal concepts of sufficiency of the evidence and weight of the evidence are both quantitatively and qualitatively different." State v. Thompkins,
{¶ 15} Sufficiency is a question of law. Id. at 386; Smith,
{¶ 16} In a sufficiency analysis, an appellate court presumes that the State's evidence is true (i.e., both believable and believed), but questions whether that evidence satisfied each element of the offense. See State v. Getsy,
{¶ 17} Manifest weight is a question of fact. Thompkins,
{¶ 18} In a manifest weight analysis, an appellate court undertakes a three-step, sequential inquiry: whether the State's account was believable based upon the evidence; and if so, whether it was more believable than the defendant's version or criticism of the evidence; but if not, whether the State's case was so unbelievable or unpersuasive as to undermine the integrity of the jury's finding of guilt and cause one to question whether justice was done. See Thompkins,
{¶ 19} In the first step, an appellate court "review[s] the entire record, weighs the evidence and all reasonable inferences, considers the credibility of witnesses[,] and * * * resolve[s] conflicts in the evidence." Thompkins,
{¶ 20} However, the final step dictates that an appellate court may not merely substitute its view for that of the jury, but must find that "the jury clearly lost its way and created such a manifest miscarriage of justice that the convictionmust be reversed and a new trial ordered." (Emphasis added.) Id. at 387. See, also, id. at 390 (Cook, J., concurring) (stating that the "special deference given in a manifest-weight review attaches to the conclusion reached by the trier of fact"). Accordingly, reversal on manifest weight grounds is reserved for "the exceptional case in which the evidence weighs heavily against the conviction." Id. at 387. In application, this may be stated as: "[a court] will not overturn a judgment based solely on the fact that the jury preferred one version of the testimony over the other." State v. Lee,
{¶ 21} Finally, although sufficiency and manifest weight are different legal concepts, manifest weight may subsume sufficiency in conducting the analysis; that is, a finding that a conviction was supported by the manifest weight of the evidence necessarily includes a finding of sufficiency. Thompkins,
{¶ 22} Based on a review of the record, this Court finds it reasonable that the jury could have believed the testimony and evidence proffered by the State. Appellant was charged with selling a controlled substance. R.C.
{¶ 23} The State produced four witnesses: three police detectives and the informant. The State also introduced evidence, including audio tape recordings of each of the three transactions between Appellant and the informant, the drugs allegedly purchased from Appellant by the informant, photo copies of the money used for the purchases, the drugs and paraphernalia seized by the police from Appellant's home and business during the search, and photos of the premises taken during the search. Appellant produced a single witness in his defense.
{¶ 24} One of the police detectives oversaw the controlled buys and testified as to the particular events. He testified that the informant was searched before the purchase to confirm that he had no drugs or money. The informant was instructed as to how to proceed, and was equipped with the recording device (wire) so that the police could monitor the interaction. The detective provided the informant with money to make the purchase and retrieved the drugs and remaining money from the informant after the purchase. This officer also labeled and preserved the audiotape recordings from the wire for use at trial. Another officer testified about the laboratory analysis that confirmed the drugs as marijuana. The third officer testified to finding a $50 bill, folded up very small, on the floor beneath a bench in the Medina City Police station's booking room, but acknowledged that this discovery occurred some hours after Appellant had been transferred, and he could not testify that he had seen Appellant seated at this location. The $50 bill was later identified as having been one of the marked bills used in the controlled buy at Appellant's business that led to the arrest.
{¶ 25} The informant testified that he purchased drugs from Appellant on three occasions, at the behest of the police, and identified Appellant in court. He described the events of the drug purchases with reasonable detail, and acknowledged that Appellant had been visibly intoxicated on the second occasion. The informant admitted on direct examination that he had a felony record for receiving stolen property as well as larceny, that he was paid by the police to perform these controlled buys, and that he had worked with the police in this capacity before. On cross examination, Appellant attempted to impeach the informant's testimony by emphasizing the informant's criminal history, suggesting that he was paid only if he succeeded in purchasing drugs, and contradicting the informant's trial testimony with the audio tapes from the controlled buys.
{¶ 26} On the first occasion (October 6, 2003), the informant was heard on the tape describing Appellant as drooling and very drunk, which contradicted the informant's in court testimony that Appellant had been visibly intoxicated only on the second occasion. However, the tape also revealed that Appellant sold a small quantity of marijuana to the informant that night. On the second occasion (October 14, 2003), the informant was once again heard on the tape describing Appellant as visibly drunk, which was actually consistent with the informant's prior testimony. This tape also illustrated the informant's story at trial that Appellant had scraped together a small quantity of marijuana remnants and sold it to the informant. Appellant did not play the third tape or specifically challenge the informant's testimony as to this third occasion (October 17, 2003); however, the State played the tape of this transaction for the jury on redirect examination. Appellant was depicted as coherent, which was consistent with the informant's independent testimony. Moreover, the tape recounted the transaction for the jury: $50 for a quarter ounce of marijuana.
{¶ 27} On appeal, Appellant attacks the informant's credibility and insists that his unreliability renders the State's case unbelievable. This was a point worth arguing at trial, as the jury members were obligated to assess the evidence critically under the strict standard of beyond-a-reasonable-doubt. This Court, under the manifest weight standard, is similarly charged with independently "consider[ing] the credibility of witnesses," Thompkins,
{¶ 28} This Court has reviewed the entire record, including the informant's trial testimony, and finds that the State presented a coherent version of the events supported by sufficiently believable evidence. The record demonstrates that Appellant's attack on the informant's credibility was presented to the jury: the informant was present to testify and was subjected to rigorous cross examination; the court instructed the jury as to its role in evaluating witness credibility; and this unreliability issue was emphasized by Appellant in both his opening and closing arguments. Based on our analysis of the testimony, we are not persuaded that the informant's credibility was so impugned as to undermine the State's case. However, we also find, from our perspective on review, that the informant's credibility was rendered inconsequential by the audiotape recordings.
{¶ 29} Even without the informant's testimony, the jurors were able to hear for themselves the actual transactions that transpired between Appellant and the informant, in Appellant's own voice. Taking this audiotape evidence into account, we find that the State presented a believable case based upon the evidence, and we find Appellant's criticisms unpersuasive. SeeThompkins, 78 Ohio St.3d at 3878-8. Moreover, the State's version was not so unbelievable as to undermine the integrity of the jury's finding of guilt or to cause us to question whether justice was done. See id. The informant's alleged lack of credibility does not alter the persuasiveness of the tapes, which document Appellant in the act of selling drugs.
{¶ 30} Appellant also points to other evidence as weighing against a finding of guilt, such as the incorrect location of the marijuana pouch, the $50 bill, or the fact that the bartender was also found to have marijuana. However, the above rationale nullifies these questions as well. None of these issues would need to be resolved in order to listen to the taped conversation between Appellant and the informant and decide that Appellant sold marijuana to the informant on October 17, 2003. Similarly, we find the character testimony offered by Appellant's lifelong friend and business partner to be irrelevant in light of these tapes.
{¶ 31} Finally, we address Appellant's theory of inconsistent verdicts. Appellant is troubled by these verdicts due to his express assumption that the jury must have disbelieved the informant in order to acquit him of the first two counts. From this, Appellant theorizes that the jury could not have believed the informant on the third count, after not believing him about the first two; and the conviction on the third count must therefore be against the manifest weight of the evidence. Since nothing in the record actually documents what the jurors believed or disbelieved, or why they acquitted or convicted Appellant, Appellant's premise is mere speculation. We need not agree that the jury acted as alleged by Appellant, or that the verdicts were necessarily inconsistent on that basis.
{¶ 32} We conclude that Appellant has failed to prove that the jury lost its way or that the conviction constitutes a manifest miscarriage of justice. See id. This Court finds that the conviction is not against the manifest weight of the evidence. See id. This determination is also dispositive of the issue of sufficiency. See Lee at ¶ 18. These assignments of error are overruled.
Judgment affirmed.
The Court finds that there were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Medina, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. App.R. 22(E). The Clerk of the Court of Appeals is instructed to mail a notice of entry of this judgment to the parties and to make a notation of the mailing in the docket, pursuant to App.R. 30.
Costs taxed to Appellant.
Carr, P.J., Moore, J., concur.
Reference
- Full Case Name
- State of Ohio v. Michael A. Klema
- Cited By
- 1 case
- Status
- Unpublished