Helms v. City of Green, 23534 (6-13-2007)
Helms v. City of Green, 23534 (6-13-2007)
Opinion of the Court
{¶ 3} On May 23, 2006, City council adopted and City Mayor Croghan approved Resolution Nos. 2006-R39 and 2006R-40 formally awarding the contracts for the Project to Kenmore Construction (the "Resolutions"). Kenmore and the City entered into contracts related to the Project. The contracts provided that the City would pay Kenmore Construction $3,677,271.80 for the Sewer Project and $1,260,558.15 for the Road Improvement Project.
{¶ 4} All of the City's sewer facilities and equipments are owned and operated by Summit County pursuant to GCO 1250.01(a). The Sewer Project was to be owned and operated by Summit County. Accordingly, on April 17, 2006, Summit County ("County") adopted Resolution No. 2006-145 authorizing the County executive to execute all documents necessary to permit the County to *Page 3 participate in the design and property acquisition related to the Project. On October 25, 2006, the County and the City entered into a contract, entitled Agreement for the Construction of Private Financed Sanitary Sewer and Pump Station ("County Contract").
{¶ 5} It should also be noted that after the resolutions were passed, Appellants filed referendum petitions seeking to put the Project on the ballot. The petitions were forwarded to the Board of Elections to determine the validity and sufficiency of the signatures. The Board of Elections determined that there were not sufficient signatures on the petitions. Appellants dispute this determination.
{¶ 6} On September 14, 2006, Appellants brought an action for declaratory judgment, injunctive relief and mandamus asking the court to suspend construction of the Project pending a required referendum submission and disposition of that referendum. The City and Kenmore Construction each filed motions for summary judgment and Appellants filed a motion for partial summary judgment on their claims for declaratory judgment and injunctive relief. The City also filed a motion for sanctions for frivolous conduct against Appellants. On November 30, 2006, the trial court issued its judgment entry granting the City and Kenmore Construction's motions for summary judgment and denying Appellants motion for partial summary judgment.
{¶ 7} Appellants have timely appealed the court's November 30, 2006 judgment entry and raise one assignment of error. *Page 4
"The trial court erred in granting Defendant-Appellees' summary judgment motions, and denying Plaintiff-Appellants' motion for partial summary judgment."
{¶ 8} Appellate courts review the grant of summary judgment de novo, applying the same standard used by the trial court. Grafton v. OhioEdison Co. (1996),
{¶ 9} The party seeking summary judgment bears the initial burden of informing the trial court of the basis for the motion and identifying portions of the record that demonstrate an absence of any genuine issue of material fact as to the essential elements of the nonmoving party's claims or defenses. Dresher v. Burt (1996),
{¶ 10} Pursuant to Civ.R. 56(C), only certain evidence and stipulations, as set forth in that section, may be considered by the court when rendering summary judgment. Specifically, the court is only to consider "the pleadings, depositions, answers to interrogatories, written admissions, affidavits, transcripts of evidence, and written stipulations of fact." Civ.R. 56(C). Due to this strict language, affidavits are the means typically used to introduce evidence for consideration in a summary judgment motion. Robinson v. SpringfieldLocal School Dist. (Mar. 27, 2002), 9th Dist. No. 20606. An affidavit must be made on personal knowledge and a sworn or certified copy of the document referred to in the affidavit must be attached to or served with it. Civ.R. 56(E). Thus, affidavits overcome concerns with authenticity of the evidence. Mitchell v. Ross (1984),
{¶ 11} Appellants present five issues for review. In their first three issues, Appellants assert that the Resolutions are subject to referendum proceedings pursuant to Article
{¶ 12} The trial court specifically addressed Article
"[Pursuant to Section
1f , ArticleII of the Ohio Constitution, actions taken by a legislative body, whether by ordinance, resolution, or other means, that constitute administrative action, are not subject to referendum proceedings." Buckeye at paragraph two of the syllabus.
{¶ 13} In Donnelly, the Ohio Supreme Court set forth the test of whether a city council's action is legislative or administrative as "whether the action taken is one enacting law, ordinance or regulation, or executing or administering a law, regulation or ordinance already in existence." Donnelly at paragraph two of the syllabus. *Page 7
{¶ 14} We initially note that Chapter 1250.01(a) of the City charter specifies that "all sanitary sewage systems and water supply systems which shall become owned and operated by Summit County as approved by the City Council and the County Executive through the Department of Environmental Services, shall conform to the design standards, specifications and procedures of the Department[.]" Thus, it is clear that the City's water and sewage systems were to be owned and operated by the County as of the date the Charter was enacted in 1992. Indeed, Mayor Croghan indicated via affidavit that the City has never owned or operated its sanitary sewer system. He further indicated that the City has partnered with the County on several occasions to expand and improve the City's sewer system and that, in all cases, the ownership of the new facilities was conveyed to the County.
{¶ 15} Next, it is undisputed that the Resolutions were passed according to existing Ohio law and GCO 210.06, which set forth the procedure for City council's approval of capital improvement projects:
"(b) After receiving and opening the bids in a manner prescribed by law, the Mayor or the Mayor's designee shall transmit such bids with a recommendation thereon to Council for consideration at a regular meeting of Council. The information set forth therein shall be presented to Council by resolution." GCO § 210.06(b).
{¶ 16} Based on the foregoing, the passage of the Resolutions was not an enactment of a new law or ordinance. Instead, it was the administration of an already existing ordinance which required the City's sewer systems be owned and *Page 8 operated by the County after contracts were awarded pursuant to a proper bidding procedure. We find the passage of the Resolutions to be administrative under the Donnelly test.
{¶ 17} Moreover, the Ohio Supreme Court has spoken on this issue vis-À-vis utilities owned and operated by a municipality and held that " `the alteration, repairing, improvement, enlarging and extending' of a municipal utility, was not subject to referendum under the provisions of Section 5 of Article XVIII of the Constitution." State ex rel. City ofFostoria v. King (1950),
{¶ 18} Appellants next assert that the City's charter requires the Resolutions to be subject to referendum review. Specifically, Appellants assert that Section 8.5 of the City's charter requires elector approval of the Resolutions. Section 8.5 of the City's charter states: *Page 9 "When a function of the City is proposed to be performed for the first time subsequent to the adoption of this Charter by officers and employees of the City rather than pursuant to contracts with other governments, persons, or firms, and the cost of the annual operation and capital requirements would exceed twenty percent (20%) of the City's revenues in the prior fiscal year, which revenues were lawfully available for such function, then Council shall place the question of whether such function shall be performed by officers and employees of the City rather than by contract upon the ballot of the next general, primary, or regular Municipal election to be held within the City."
{¶ 19} Appellants asserts that this provision is applicable because, while the Project was to eventually be owned and operated by the County, the County Contract was void as it was not authorized by City council via ordinance or resolution as required by R.C. §
{¶ 20} The trial court found the Project was not
*Page 10"[a] function covered by Section 8.5 * * * [because] this section applies only to City functions which City officers and employees are to perform for the first time. In this case, the County maintains a current sewer system within the County and this extension of the existing sewer system is not the first time that the sewer system has been in operation within City boundaries. [Moreover], the City does not own or operate the sewer system, including the extension projects at issue in this case."
{¶ 21} We agree with the trial court. There is no genuine issue of material fact that the City's sewer system was in existence and already owned and operated by the County pursuant to the City's charter. Moreover, as we discussed above, because the City was not acquiring, owning or operating a public utility, its actions in passing the resolutions and entering into contracts with Kenmore Construction and the County were proper and did not require referendum review. It is equally clear that the maintenance and operation of the sewer system was not going to be performed by City employees. Thus, the Project was not a "function" as set forth in Section 8.5.
{¶ 22} The trial court further found that even if the Project was a function covered by Section 8.5, based upon the affidavit of the City's Finance Director and the City's financial report, the cost of the Project did not exceed the 20% minimum required to place the matter before the voters. The trial court further found that Appellant Helms's affidavit was self-serving and lacked "the factual basis to create any issues of fact regarding city finances." We agree.
{¶ 23} "Affidavits supporting or opposing a motion for summary judgment must (1) be made on personal knowledge; (2) set forth facts that would be admissible in evidence; and (3) demonstrate the competency of the affiant to testify with respect to the subject matter of the affidavit." Premierbank Trust v. Andrass (Dec. 22, 1999), 9th Dist. No. 98CA007115, at *3; Civ.R. 56(E). *Page 11
{¶ 24} Our review of the record finds two affidavits executed by Appellant Helms purportedly in support of his assertion that the cost of the Project exceeded 20% of available revenues and therefore, should have been placed on the ballot. The first is attached to Appellants' memorandum contra the City's motion for summary judgment. This affidavit does not address the cost of the Project and does not support Appellants' position that the cost of the Project triggered referendum review pursuant to Section 8.5 of the City's charter. Moreover, the documents attached to the brief that may have supported such an argument were not authenticated by affidavit or otherwise.
{¶ 25} In the second affidavit, which was attached to Appellants' motion for leave to supplement and amend their memorandum contra, Mr. Helms references several documents attached to his affidavit without authenticating or indicating the source of some of them. Appellant Helms then makes several conclusory statements based on the knowledge he acquired from his participation in the Citizens Committee of the Akron Metropolitan Area Transportation study, and his knowledge of fair market values of rights of way and "waterline cost" components. It is unclear how this knowledge gives Appellant Helms a factual basis to make any assertion about the financial aspects of the Project vis-à-vis the City's finances. Of even greater import, however, is the fact that Mr. Helms's affidavit does not conclude that the cost of the Project exceeds the 20% requirement of Section 8.5. *Page 12
{¶ 26} Finally, there is no indication that the trial court granted Appellants' motion for leave to supplement their memorandum contra so as to place this second affidavit before the Court for consideration in determining summary judgment. The motion and attached affidavit were filed with the court two days before the trial court granted summary judgment.1
{¶ 27} We find that there is no genuine issue of material fact that either the City's charter or the Ohio Constitution required the City to subject the Resolutions to referendum review. Accordingly, we overrule Appellants' assignments of error and affirm the trial court's grant of summary judgment in favor of the City and Kenmore Construction and denial of Appellants' motion for partial summary judgment.
Judgment Affirmed. *Page 13
The record reflects that there is a motion for sanctions pending in the lower court. We, therefore, make no determination as to the reasonableness of this appeal.We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. App.R. 22(E). The Clerk of the Court of Appeals is instructed to mail a notice of entry of this judgment to the parties and to make a notation of the mailing in the docket, pursuant to App.R. 30.
Costs taxed to Appellant.
Reference
- Full Case Name
- State Ex Rel. Joel Helms v. City of Green
- Cited By
- 1 case
- Status
- Published