State v. Pate, 90313 (11-6-2008)
State v. Pate, 90313 (11-6-2008)
Opinion of the Court
{¶ 4} The underlying purpose of Crim. R. 11(C) is for the court to give enough information to a defendant to allow him to make an intelligent, voluntary, and knowing decision of whether to plead guilty. SeeState v. Ballard (1981),
{¶ 5} Pursuant to Crim. R. 11(C)(2)(a), a court may not accept a guilty plea "without first addressing the defendant personally and * * * [determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximumpenalty involved, and if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing." (Emphasis added.)
{¶ 6} Courts must substantially comply with the Crim. R. 11 mandates regarding informing an offender of the maximum penalty involved because it is not a constitutional right. State v. Clark,
{¶ 7} In the instant case, the court informed appellant that by pleading guilty, he would be subject to three to ten years in prison for count one; three to ten years for count two; consecutive three-year firearm specifications for counts one and two; one to five years for count five, consecutive to any other sentence; two to eight years for count six; and one to five years for count seven. In addition, the court stated, "At the conclusion of any state sentence that will result from these charges, you will be subject to 5 years post-release *Page 5 control. Violating those terms and conditions could return you to the institution for half of any time you will have served."
{¶ 8} Appellant argues that this colloquy fails to advise him of the consequences of a postrelease control violation. We disagree. InState v. Evans, Cuyahoga App. Nos. 84966 and 86219,
"It is only at the sentencing hearing that the court must inform a defendant of the maximum prison term that could be imposed for violation of postrelease control. Logic dictates that it is only at the time of the sentencing hearing that the trial court is aware of the sentence it will impose and only then can it adequately inform a defendant of the maximum prison term that could be imposed for violation of postrelease control, or one-half of the sentence imposed. Asking a trial court to inform a defendant of this information at the time of the plea is asking a court to do the impossible, accurately predict what sentence it would impose, and then calculate what one-half of that sentence would be."1
{¶ 9} We hold that the plea colloquy in the instant case contains an accurate statement of the maximum penalty appellant faced, and the court substantially complied with Crim. R. 11 regarding postrelease control. Appellant's first assignment of error is overruled.
{¶ 11} In the instant case, at the plea hearing, defense counsel stated that she advised appellant "that he would be eligible for judicial release after a particular amount of time, but that judicial release is not something that is guaranteed." In fact, the law reflects that an offender is eligible for judicial release if he or she is serving a prison term that is ten years or less and the mandatory stated term, if any, has already been served. R.C.
{¶ 12} Accordingly, appellant's status as an offender eligible for judicial release depended on the length of his sentence. For example, the mandatory prison term that appellant was subject to was seven years — three for the first count, three for the firearm specification, and one for the failure to comply, assuming the sentences for the other counts were less than, and concurrent to, this minimum sentence. Had appellant been sentenced to less than ten years, he would have been eligible for judicial release after seven years, under R.C.
{¶ 13} Crim. R. 11 mandates what the court must say to a defendant while accepting a guilty plea. It does not control trial counsel's representations to his or her client. Nonetheless, we find this case analogous to State v. Mitchell, Trumbull App. No. 2004-T-0139,
{¶ 14} In the instant case, the record shows that the parties discussed a 14-year sentence as something that the victims in the case would not be opposed to. However, the state did not make a sentencing recommendation; rather, it deferred to the trial court's discretion. When appellant mentioned 14 years to the court, the court responded by saying, "Let's be clear on that. Nobody has committed to that 14 years. Okay?" There is nothing in the record to show that appellant was induced to plead guilty based on a promise of a certain sentence or the notion of judicial release. As such, counsel's representation regarding judicial release was not prejudicial to appellant, nor did it invalidate his plea, where the court otherwise complied with Crim. R. 11. Appellant's second assignment of error is overruled.
{¶ 16} To substantiate a claim of ineffective assistance of counsel, an appellant must demonstrate that 1) the performance of defense counsel was seriously flawed and deficient, and 2) the result of appellant's trial or legal proceeding would have been different had defense counsel provided proper representation. Strickland v. Washington (1984), 466 U.S. 668; State v. Brooks (1986),
{¶ 17} As to appellant's first reason, we thoroughly analyzed counsel's comment regarding judicial release in assignment of error two, and found that it was not prejudicial to appellant. Compare with Statev. Persons, Meigs App. No. 02CA6, 2003-Ohio-4213 (finding that a plea was not voluntarily made when a misstatement regarding judicial release was made part of the plea bargain and agreed to by defense counsel, the state, and the court). In the instant case, defense counsel's comment regarding judicial release was a statement, not a misstatement. Furthermore, it was not part of the plea agreement and it was not endorsed by the state or the court. There is no evidence that appellant would have changed his guilty plea had counsel not made the statement in question, therefore, this argument fails the second prong ofStrickland.
{¶ 18} As to appellant's second reason for alleging ineffective assistance of counsel, he argues that "defense counsel's comments [at the sentencing hearing] only take up more than slightly one page of the transcript * * * and she told the judge that [appellant] had been cooperative, respectful and remorseful. She indicated that if there had been a presentence investigation, it would have disclosed that he had not committed crimes of violence in the past. Of course, there was no P.S.I., since counsel had not requested a report. And, again, *Page 9 she requested that the trial judge `structure the sentence in a manner in which my client would be eligible for judicial release.' Of course, this was an impossibility."
{¶ 19} First, there is no legal nor logical support to the notion that effective assistance requires counsel to comment for more than one page of the transcript at the sentencing hearing. Second, the record shows that appellant declined to have the court order a new presentence investigation report in order for him to be sentenced sooner. Third, the court noted that it had appellant's "older" pre-sentence investigation report to take into consideration. Fourth, we have already established that it was possible for the court to structure a sentence in which appellant would have been eligible for judicial release; however, that did not happen.
{¶ 20} Appellant failed to show that any of these reasons had a prejudicial effect against him, and his third assignment of error is overruled.
{¶ 22} R.C.
{¶ 23} In the instant case, the record shows that the court sentenced appellant to consecutive three-year prison terms for two firearm specifications. One specification was for the felonious assault charge, where the court noted the following:
"[A]s certain bars were being closed down in the Warehouse District in September of 2005, there was [sic] a number of fights going on, that you were asked by a police officer to stop, but you didn't stop in this case.
* * *
"And that you fired off a number of rounds in the direction of the police officer * * *."
{¶ 24} The second specification was for the aggravated robbery charge, about which the court noted the following:
"[T]hat in the course of your attempting to escape, you went into a vehicle being driven by another individual and attempted to — were successful in car jacking, got the guy out of the car at gunpoint, got into the vehicle * * * drove the vehicle and smashed it into the Justice Center, you then attempted to do the same thing with another vehicle and were apprehended."
{¶ 25} We find that although these facts may be a "series of continuous acts bound together by time," they were not committed with a single objective. As a matter of law, appellant's objective when firing several rounds of a .40 caliber semiautomatic handgun in a police officer's direction was to cause the officer serious physical harm. See, e.g., State v. Johnson (1978),
{¶ 26} Accordingly, we hold that the court did not err when it sentenced appellant to two consecutive terms of imprisonment for firearm specifications. See State v. McCrimon, Cuyahoga App. No. 87617,
{¶ 27} Appellant's fourth assignment of error is overruled.
The Ohio Supreme Court recently released State v. Kalish, Slip Opinion No. 2007-1703,
{¶ 29} In determining whether appellant's sentence is contrary to law, we look to R.C.
{¶ 30} Next, we must determine whether the trial court considered the purpose and principles found in R.C.
{¶ 31} Accordingly, under the first prong of the Kalish test we conclude that the court "clearly and convincingly complied with the pertinent laws." Id. at ¶ 18. The details of the court's findings will be analyzed below under the second prong of Kalish.
{¶ 32} We now review the trial court's decision for an abuse of discretion. "The term `abuse of discretion' connotes more than an error of law or judgment; it implies that the court's attitude is unreasonable, arbitrary or unconscionable." Blakemore v. Blakemore
(1983),
{¶ 33} In the instant case, the court took the following into consideration on the record: appellant deliberately fired a gun at a Cleveland police officer; appellant appeared to be genuinely remorseful regarding the offense; had appellant been successful, he "would have potentially faced the death penalty"; appellant robbed a victim at gunpoint; appellant failed to comply with an officer's signal to stop; appellant had a weapon while under disability; appellant attempted to rob another victim; at the time of the offense, appellant was on probation; appellant has a prior record; and appellant failed to appear in court when given a bond. The court also described appellant's acts as follows: "[s]hort of actual homicide, these are about as serious and heinous acts as we are confronted with here in Common Pleas Court."
{¶ 34} As there is nothing in the record suggesting that appellant's sentence is unreasonable, arbitrary, or unconscionable, we find that the court did not abuse its discretion. Appellant's fifth and final assignment of error is overruled.
Judgment affirmed. *Page 14 It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate be sent to said court to carry this judgment into execution. The defendant's conviction having been affirmed, any bail pending appeal is terminated. Case remanded to the trial court for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
SEAN C. GALLAGHER, P.J., and MARY EILEEN KILBANE, J., CONCUR
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