[Cite as State v. Williams,

.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT GREENE COUNTY

STATE OF OHIO

Plaintiff-Appellee

v.

ADAM WILLIAMS

Defendant-Appellant

Appellate Case No. 2012-CA-43

Trial Court Case No. 2010-CR-181

(Criminal Appeal from (Common Pleas Court) ...........

OPINION

Rendered on the 28th day of February, 2014.

...........

ELIZABETH A. ELLIS, Atty. Reg. No. 0074332, Assistant Greene County Prosecutor, 61 Greene Street, Suite 200, Xenia, Ohio 45385 Attorney for Plaintiff-Appellee

CHARLES M. BLUE, Atty. Reg. No. 0074329, 401 East Stroop Road, Kettering, Ohio 45429 Attorney for Defendant-Appellant

............. 2

WELBAUM, J.

{¶ 1} Defendant-Appellant, Adam Williams, appeals from the trial court’s entry

revoking his community control sanctions and sentencing him to prison. Williams originally

received community control sanctions as a result of pleading guilty to five counts of possessing

cocaine and one count of trafficking cocaine. On appeal, Williams contends that the trial court

erred in convicting him of multiple allied offenses of similar import. He claims that his offenses

should have merged to form only two possession counts, or alternatively, one possession count

and one trafficking count.

{¶ 2} We conclude that the allied offense argument raised by Williams is barred by the

doctrine of res judicata. The argument was ripe for appeal after Williams had been convicted

and sentenced to community control sanctions. Instead of properly raising the argument in an

appeal from his conviction and sentence, Williams raised the argument over a year later in an

appeal from the trial court’s entry revoking his community control. Under the doctrine of res

judicata, Williams’s argument is not subject to appellate review, because it could have been

raised in an earlier appeal from his conviction. Accordingly, the judgment of the trial court will

be affirmed.

I. Facts and Course of Proceedings

{¶ 3} On April 2, 2010, Williams was indicted by the Greene County Grand Jury on

five counts of possessing cocaine in violation of R.C. 2925.11(A), five counts of possessing

criminal tools in violation of R.C. 2923.24(A), and one count of trafficking cocaine in violation

of R.C. 2925.03(A)(2), all felonies of the fifth degree. The charges arose from Williams 3

engaging in drug activity with three other individuals at a motel room in Fairborn, Ohio. A K-9

unit led police to Williams’s room, and officers saw the following items in plain view: a glass

water bong that contained residue; a plate of white powder sitting on a table; and a box of empty

sandwich bags on a dresser. After obtaining a warrant, the police searched the motel room and

found a cigarette package in a pair of Williams’s pants, which contained a small bag of cocaine

and a clear capsule of white powder. The police discovered a second cigarette package in a

purse belonging to one of the other occupants, and it also contained a small bag of cocaine and a

clear capsule of white powder. The police also found a container of white powder and a creatine

bottle sitting next to a television. Each of these items were collected by the police, and they all

tested positive for cocaine or marijuana.

{¶ 4} Williams was arrested, and he entered into a plea agreement in which he pled

guilty to five counts of possessing cocaine and one count of trafficking cocaine. In exchange,

the State dismissed the five counts for possessing criminal tools. On October 19, 2010, the trial

court sentenced Williams to five years community control sanctions with six months of inpatient

drug treatment at Greene Leaf Therapeutic Community. During sentencing, the court advised

Williams that if he violated the conditions of community control, he would have to serve 12

months in prison for each of his six offenses consecutively, which would amount to a total prison

term of 72 months. Williams did not file an appeal from his conviction or sentence.

{¶ 5} On March 29, 2012, the Greene County Adult Probation Department filed a

motion for capias on grounds that Williams had violated the conditions of community control.

Williams waived his right to a probable cause hearing on the matter, but requested an evidentiary

hearing, which was held on May 10, 2012. At the evidentiary hearing, Williams admitted to 4

violating the conditions of community control as alleged by the probation department. As a

result, the trial court revoked Williams’s community control and modified his sentence. Instead

of the 72-month term prescribed during his original sentencing, the trial court ordered him to

serve a total of 42 months in prison for all six of his offenses.

{¶ 6} Williams now appeals from the trial court’s May 10, 2012 entry revoking his

community control and sentencing him to 42 months in prison. He filed his notice of appeal on

June 11, 2012.

II. Did the Trial Court Err in Convicting the Appellant

of Multiple Allied Offenses of Similar Import?

{¶ 7} Williams’s Sole Assignment of Error states as follows:

THE TRIAL COURT ERRED BY CONVICTING THE APPELLANT OF

MULTIPLE ALLIED OFFENSES OF SIMILAR IMPORT.

{¶ 8} Under this assignment of error, Williams contends that his five counts of

possessing cocaine and one count of trafficking cocaine were allied offenses of similar import

and should have been merged. Specifically, he claims that the location and packaging of the

drugs found in his motel room only support two separate possession offenses. He also claims

that one of the possession offenses must merge with the trafficking offense. As a result,

Williams argues that he only should have been convicted of two counts of possession, or

alternatively, one count of possession and one count of trafficking.

{¶ 9} In response, the State contends that Williams’s allied offense argument is outside

the scope of this appeal. Specifically, the State argues that the doctrine of res judicata prevents 5

Williams from collaterally attacking his conviction through an appeal of the court’s May 10,

2012 entry revoking his community control. It is the State’s position that Williams was required

to raise his allied offense argument by directly appealing his October 19, 2010 conviction, which

he failed to do.

{¶ 10} As a preliminary matter, we note that “allied offense claims are nonjurisdictional

and may be barred through application of the principles of res judicata.” (Citations omitted.)

State v. Segines, 8th Dist. Cuyahoga No. 99789,

. In State v. Pound, 2d

Dist. Montgomery Nos. 24789, 24980,

, we stated the following regarding the

doctrine of res judicata.

“Under the doctrine of res judicata, a final judgment of conviction bars a

convicted defendant who was represented by counsel from raising and litigating in

any proceeding, except an appeal from that judgment, any defense or any claimed

lack of due process that was raised or could have been raised by the defendant at the

trial, which resulted in that judgment of conviction, or on an appeal from that

judgment.” Id. at ¶ 8, quoting State v. Szefcyk,

,

(1996), syllabus.

{¶ 11} In other words, “any issue that could have been raised on direct appeal and was

not is res judicata and not subject to review in subsequent proceedings.” (Citations omitted.)

State v. Saxon,

,

,

, ¶ 16.

{¶ 12} Ohio’s Third, Fourth, Fifth, and Twelfth Appellate Districts have specifically

held that res judicata bars a defendant from presenting an allied offense argument in an appeal

from an entry revoking community control as opposed to appealing from the original entry of 6

conviction. See State v. Harlow, 3d Dist. Union No. 14-04-23,

; State v.

Crutchfield, 3d Dist. Paulding Nos. 11-01-09, 11-01-10,

, *2 (Feb. 8, 2002);

State v. Fields, 5th Dist. Richland No. 2012-CA-0011,

; State v. Black,

5th Dist. Richland No. 08 CA 41,

, ¶ 20-21; State v. Allbaugh, 4th Dist. Athens

No. 12CA23,

; State v. Dodson, 12th Dist. Butler No. CA2011-02-034,

, ¶ 7-9; State v. Rogers, 12th Dist. Clermont No. CA2007-05-068,

; State v. Painter, 12th Dist. Clermont No. CA2012-04-031,

.

{¶ 13} While not in the context of a defendant appealing an entry revoking community

control, we have also held that an allied offense claim must be raised in a direct appeal from a

defendant’s conviction. In Pound, 2d Dist. Montgomery Nos. 24789, 24980,

we stated the following:

[W]hen an appellant does not raise the issue of merger in a timely direct

appeal, the challenge is barred by the doctrine of res judicata. State v. Martin,

Montgomery 2d Dist. No. 21697,

. See also State v. Poole,

8th Dist. Cuyahoga No. 94759,

, ¶ 13 (“the time to challenge a

conviction based on allied offenses is through a direct appeal—not a resentencing

hearing”); and State v. Goldsmith, 8th Dist. Cuyahoga No. 95073,

,

¶ 11 (“[b]ecause [appellant] failed to raise on direct appeal from his conviction the

issue concerning whether the offenses challenged herein are allied offenses of

similar import subject to merger, we find that the issue is barred by the doctrine of

res judicata”). Id. at ¶ 14. 7

{¶ 14} The Eighth District has also concluded that an allied offense claim must be raised

in a direct appeal from a defendant’s conviction. See State v. Townsend, 8th Dist. Cuyahoga No.

97214,

(“the issue of whether two offenses constitute allied offenses subject

to merger must be raised on direct appeal from a conviction, or res judicata will bar a subsequent

attempt to raise the issue”); State v. Goldsmith, 8th Dist. Cuyahoga No. 95073,

, ¶

11; State v. Poole, 8th Dist. Cuyahoga No. 94759,

, ¶ 13; Segines, 8th Dist.

Cuyahoga No. 99789,

.

{¶ 15} We note that this topic has created some confusion given that various districts,

including ours, have also held that when a trial court imposes a sentence of community control

with a reserve prison sentence, an appeal of the prison sentence does not become ripe until after

a defendant actually violates community control. In other words, the “disposition is only

appealable if and when the court revokes community control and sentences the defendant to

prison.” State v. Lucas, 2d Dist. Champaign No. 2006 CA 1,

, citing State

v. Adams, 2d Dist. Champaign No. 2003 CA 15,

; State v. Dunson, 2d

Dist. Montgomery No. 20961,

; see also State v. Poppe, 3d Dist. Auglaize No.

2-06-23,

(“an appeal of a reserved sentence of imprisonment that is part of a

sentence of community control is not ripe until an actual sentencing order imposes the prison

term for community control violation”); State v. Reed, 3d Dist. Defiance No. 4-05-22,

; State v. Sparks, 4th Dist. Washington No. 03CA21,

.

{¶ 16} At first blush, the foregoing cases appear to conflict with the cases that require a

defendant to present an allied offense claim in a direct appeal from his conviction as opposed to 8

appealing after his community control is revoked. However, this is not the case. The ripeness

issue in the foregoing cases involve defendants who appealed aspects of their prison sentence

before their community control had been violated and/or revoked. In other words, they were

appealing a prison sentence that they had not yet received. The other line of cases involved a

completely different scenario, as there was a community control violation and a delayed appeal

on allied offense grounds.

{¶ 17} This matter is clarified in State v. Wilson, 1st Dist. Hamilton No. C -061000,

. In Wilson, the First District addressed the ripeness issue in the context of an

allied offense claim, and it pointed out that “by raising an allied-offense argument, [the appellant]

is challenging the convictions, not just the sentences.” Id. at ¶ 5. As a result, Wilson held that

the allied offense issue, which ultimately affected the defendant’s conviction, was ripe for review

before the community control violation. Id.

{¶ 18} We further note that the Supreme Court of Ohio has recently declined to certify a

conflict on this issue. On April 22, 2013, the Twelfth District granted a motion to certify a

conflict on grounds that its decision in Painter, 12th Dist. Clermont No. CA2012-04-031,

, “is in conflict with several cases from different districts that have held that a

defendant may argue issues regarding his original sentence after community control has been

revoked, because the prison sentence is not technically imposed until the revocation of the

community control.” Entry Granting Motion for Certification, 12th Dist. Clermont No.

CA2012-04-031 (Apr. 22, 2013), p. 13, citing Poppe, 3d Dist. Auglaize No. 2-06-23,

; State v. Ellis, 4th Dist. Washington No. 02CA48,

.1 In Painter,

1 The Twelfth District’s Entry Granting Motion for Certification is attached to Painter’s Notice of Certified Conflict, which was 9

the court concluded that the defendant was barred from raising an allied offense argument in an

appeal from an entry revoking community control, because the argument related to the original

sentencing entry. Painter at ¶ 13-14. After reviewing the proposed conflict in Painter, the

Supreme Court determined that no conflict existed among the districts on the ripeness issue.

State v. Painter,

,

,

.

{¶ 19} As a result of the foregoing, we will follow the precedent set by the Third,

Fourth, Fifth, and Twelfth Districts, and hold that res judicata bars a defendant from presenting

an allied offense argument in an appeal from an entry revoking community control, as the

argument is ripe for appeal after conviction, and should be presented in a direct appeal from the

original entry of conviction and sentence.

{¶ 20} In this case, Williams’s allied offense argument should have been raised in an

appeal from his October 19, 2010 conviction and sentence. Instead, he raised his argument in an

appeal from the May 10, 2012 entry revoking his community control. As a result, we find that

the doctrine of res judicata bars Williams from raising the allied offense argument in this appeal.

{¶ 21} For the foregoing reasons, Williams’s sole assignment of error is overruled.

III. Conclusion

{¶ 22} Having overruled Williams’s sole assignment of error, the judgment of the trial

court is affirmed.

.............

HALL, J., concurs.

filed under Supreme Court Case No. 2013-0801 on May 17, 2013. 10

DONOVAN, J., dissenting:

{¶ 23} I disagree. In my view, a challenge to a reserved prison term (one, in fact,

which was modified downward and resulted in a new judgment entry) is unripe and not

justiciable until the judgment is entered revoking community control. The majority’s opinion

will result in countless appeals from the grant of community control sanctions which may

ultimately be unnecessary due to successful completion of community control or administrative

termination thereof.

{¶ 24} Although Williams did not appeal his sentence when he was informed of a

potential 72-month sentence, the new judgment entry which imposed the 42-month sentence was

imposed for the very first time upon his revocation of community control. Thus, in my view,

Williams has a right to a direct appeal of the imposition of a prison term. Prior to the 42-month

sentence, the judgment entry of community control was only a “notice” of a potential sentence as

referenced in R.C. 2929.15(B)(2). “Notice” is not synonymous with imposition. Furthermore,

because Williams’ sentence includes terms which are of a consecutive nature, the court was

required to make findings pursuant to R.C. 2929.14(C)(4), which it failed to do.

{¶ 25} Lastly, in the alternative, I would grant a delayed appeal pursuant to App.R. 5(A)

as it appears the merger argument has arguable merit and would likely reduce Williams’

sentence.

...........

Copies mailed to:

Elizabeth A. Ellis Charles M. Blue Hon. Michael A. Buckwalter 11