In re K.S.

Ohio Court of Appeals
In re K.S., 2015 Ohio 4117 (2015)
Fain

In re K.S.

Opinion

[Cite as In re K.S.,

2015-Ohio-4117

.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY

IN RE: : : Appellate Case No. 26701 K.S. and K.S. : : Trial Court Case Nos. 2009-11660 : Trial Court Case Nos. 2011-5411 : : (Juvenile Appeal from : Common Pleas Court) : :

...........

OPINION

Rendered on the 2nd day of October, 2015.

...........

MATHIAS H. HECK, JR., by DYLAN SMEARCHECK, Atty. Reg. No. 0085249, Montgomery County Prosecutor’s Office, Appellate Division, Montgomery County Courts Building, P.O. Box 972, 301 West Third Street, Dayton, Ohio 45402 Attorney for Appellee

MARCY A. VONDERWELL, Atty. Reg. No. 0078311, Nowicki & Vonderwell, LLC, 120 West 2nd Street, Suite 333, Dayton, Ohio 45402 Attorney for Appellant

MAUREEN MOLONEY, Atty. Reg. No. 0033567, 239 Green Street, Dayton, Ohio 45402 Guardian ad Litem -2-

.............

FAIN, J.

{¶ 1} G.S., the natural father of K.S. and K.S., appeals from a judgment granting

permanent custody of the children to Montgomery County Children's Services (MCCS).

G.S. contends that the juvenile court's decision is not supported by the evidence. He

also contends that the court erred in relying upon the written report of the Guardian Ad

Litem (GAL). He further claims that the court’s finding that MCCS had made reasonable

efforts to reunify the family was erroneous. Finally, G.S. contends that he was denied

the effective assistance of counsel.

{¶ 2} We conclude that the juvenile court acted appropriately and in the best

interests of the children. Both had been in the temporary custody of MCCS for at least

twelve months before the agency filed for permanent custody. The evidence clearly and

convincingly showed that a grant of permanent custody to MCCS was in their best

interest. The evidence also shows that the agency made appropriate efforts toward

reunification. Finally, the claim of ineffective assistance of counsel is not supported by

the record. Accordingly, the judgment of the trial court is Affirmed.

I. The Course of Proceedings

{¶ 3} G.S. is the natural father of K.S. and K.S.1 In January 2012, the children

were removed from the home due to concerns about domestic violence and the mental

health of the parents. The children were placed in the temporary custody of MCCS,

1 The mother is not a party to this appeal. -3-

following an adjudication that they were dependent. A case plan was initiated for G.S.

MCCS moved for permanent custody in November 2013. A hearing was conducted in

March 2014.

{¶ 4} Following the hearing, the magistrate issued a decision recommending that

MCCS be awarded permanent custody of both children. G.S. filed objections thereto;

the juvenile court overruled the objections, and adopted the magistrate’s decision as the

order of the court. G.S. appeals.

II. There Is Evidence in the Record to Support the Judgment

{¶ 5} G.S.’s First Assignment of Error states as follows:

THE TRIAL COURT ERRED IN FINDING THAT CLEAR AND

CONVINCING EVIDENCE SUPPORTED THE GRANTING OF

PERMANENT CUSTODY.

{¶ 6} G.S. argues that because he showed substantial progress on his case plan

objectives, the juvenile court erred in granting permanent custody to MCCS.

{¶ 7} R.C. 2151.414(B) sets forth the circumstances under which a court may grant

permanent custody of a child to a children services agency. Pursuant to R.C.

2151.414(B)(1)(d), the court may grant permanent custody of a child to the agency if the

court determines, by clear and convincing evidence, that it is in the best interest of the

child to grant permanent custody of the child to the children services agency and that the

child has been in the temporary custody of one or more public children services agencies

or private child placing agencies for twelve or more months of a consecutive twenty-two -4-

month period.2

{¶ 8} In this case, there is no dispute that the children have been in the custody of

MCCS for well over twelve months at the time of the hearing. Therefore, we need only

consider the issue of whether the evidence supports the juvenile court’s findings

regarding the best interest of the children.

{¶ 9} Under R.C. 2151.414(D), the finding of the best interest of the child requires

a juvenile court to consider “all relevant factors.” This includes the following:

(1) The interaction and interrelationship of the child with the child's parents,

siblings, relatives, foster caregivers and out-of-home providers, and any

other person who may significantly affect the child;

(2) The wishes of the child, as expressed directly by the child or through

the child's guardian ad litem, with due regard for the maturity of the child;

(3) The custodial history of the child, including whether the child has been

in the temporary custody of one or more public children services

agencies or private child placing agencies for twelve or more months of

a consecutive twenty-two month period ending on or after March 18,

1999;

(4) The need for a legally secure placement;

(5) Whether any of the factors in divisions (E)(7) to (11) of this section apply

in relation to the parents and child.

2 The State incorrectly refers to R.C. 2151.414(B)(1)(a) in arguing this issue. However, because the children were in the custody of MCCS for twelve or more months of a consecutive twenty-two month period, only R.C. 2151.414(B)(1)(d) applies. -5-

{¶ 10} The children are currently in the same foster home. The evidence shows

that they have been in this home since January 2012, and that they are bonded to their

foster family and doing well. There was also evidence that G.S. loves the children, but

that he does not have much of a bond with the children as the children have been in foster

care for the majority of their lives, and because G.S. has failed to consistently visit with

them. The evidence demonstrates that from March 2013 to March 2014, G.S. attended

fourteen of fifty-two scheduled visits. He attended one visit in January 2014, and one visit

in February 2014.

{¶ 11} While the children, both of whom were under the age of five at the time of

the hearing, have not expressed their wishes, the GAL appointed to represent their

interests has recommended that permanent custody be awarded to MCCS. G.S. desires

to have both children returned to his care.

{¶ 12} The children have been in the care of MCCS for more than eighteen months

prior to the filing date of the motion for permanent custody. The record demonstrates

that the agency has been involved with this family since 2005. Indeed, G.S. has three

older children who were removed from his custody due to concerns about housing,

income and domestic violence. R.C. 2151.414(E)(11). G.S.’s parental rights were

terminated with regard to one child who was subsequently adopted. Another child was

placed in the legal custody of a non-relative. The third child is deceased; the child’s

death did not occur while in the care of G.S.

{¶ 13} Thus, a case plan has been in effect for G.S. since prior to the removal of

K.S. and K.S., the children with which this appeal is concerned. That plan requires that -6-

G.S. complete a domestic violence batterer’s intervention program, address his mental

health issues, complete parenting education, and obtain suitable housing.

{¶ 14} G.S. did not participate in the domestic violence program until 2013. He

completed the program in December 2013. However, he continues to have disputes with

the mother of the children, notwithstanding that they are no longer in a relationship. He

also continues to get very agitated. Thus, MCCS considers this portion of the case plan

only partially completed.

{¶ 15} In November 2013, G.S. did obtain suitable housing, which he rents from

his parents.

{¶ 16} The record demonstrates that G.S. has been diagnosed with bipolar

disorder and with personality disorder with attendant antisocial tendencies, both of which

are among the most difficult conditions to treat. He was first diagnosed as bipolar when

he was eight years old. Bipolar disorder can be controlled with medication, but can never

be cured. Personality disorder requires a minimum of treatment/therapy twice weekly for

two years. The evidence indicates that G.S. also has issues with managing his anger

and emotions. He has significant depression, and has a history of suicidal behavior.

There is credible, competent evidence in this record that these disorders are serious, and

that they inhibit G.S.’s ability to take proper care of the children.

{¶ 17} The case plan regarding G.S.’s mental health issues requires that he remain

on psychotropic medication, which he has done. However, he was also required to

undergo intensive individual and group therapy. The record demonstrates that he has

failed to consistently engage in therapy, and that he stopped attending all but his medical

appointments. The court found that G.S. had failed to demonstrate a commitment to -7-

consistent engagement in services necessary to address his mental health issues.

{¶ 18} Finally, G.S. did not complete the parenting education recommended by

MCCS, but he did complete a different course.

{¶ 19} While G.S. testified that he was engaged in his case plan, and was

complying with its requirements, the trial court, as trier of fact, was free to reject his claims.

We conclude that the court did not act unreasonably in failing to credit his testimony.

{¶ 20} We will not reverse a juvenile court judgment regarding an award of

permanent custody unless its decision is not supported by evidence sufficient to meet the

clear and convincing standard of proof. In re Z.W., 2d Dist. Montgomery No. 23657,

2010-Ohio-1619

, ¶ 27. “Clear and convincing evidence” is that level of proof “which

would cause the trier of fact to develop a firm belief or conviction as to the facts sought to

be proven.” Cross v. Ledford,

161 Ohio St. 469

,

129 N.E.2d 118

(1954), paragraph three

of the syllabus.

{¶ 21} We conclude that this record contains evidence that permitted the trial court

to find, as it did, that awarding permanent custody to MCCS is in the best interest of the

children. Accordingly, the First Assignment of Error is overruled.

III. The Trial Court Did Not Err in Considering the Report of the Guardian ad

Litem, and the Father Did Not Seek to Cross-Examine The Guardian ad

Litem, who Was Present at the Hearing

{¶ 22} The Second Assignment of Error asserted by Father is as follows:

THE TRIAL COURT COMMITTED REVERSIBLE ERROR IN -8-

RELYING UPON THE WRITTEN REPORT OF THE GUARDIAN AD LITEM

IN MAKING ITS DECISION TO GRANT PERMANENT CUSTODY AS THE

SAME DENIED APPELLANT DUE PROCESS.

{¶ 23} G.S. contends that the trial court impermissibly relied upon the report of the

Guardian Ad Litem in its decision regarding permanent custody. He notes that the

magistrate, at the conclusion of the hearing on custody, mentioned that the report had

been reviewed, but that it was not introduced into evidence. He further notes that the

trial court proceeded to utilize portions of the report in its decision, which he contends

violated his due process rights.

{¶ 24} In permanent custody proceedings the GAL is to recommend what is in the

child's best interests. In re Ridenour, 11th Dist. Lake Nos. 2003–L–146, 2003–L–147, and

2003–L–148, 2004–Ohio–1958, ¶ 22. The GAL's recommendation is contained within a

written report, which “shall be submitted to the court * * * but shall not be submitted under

oath.” R.C. 2151.414(C). The purpose of the report is “to give the court information, in

addition to that elicited at the hearing, to assist it in making sound decisions concerning

permanent custody placements.” In re Hoffman,

97 Ohio St.3d 92

,

2002-Ohio-5368

,

776 N.E.2d 485

, ¶ 13. Thus, the report is not considered to be evidence, and instead is

intended to be submitted as “an independent source of information to guide the juvenile

court in making its decision.” In re Ridenour, 11th Dist. Lake Nos. 2003-L-146, 2003-L-

147, 2003-L-148,

2004-Ohio-1958, ¶ 25

. See also In re K.W., 2d Dist. Clark No. 2013-

CA-107,

2014-Ohio-4606, ¶ 17

; In re Robinson, 5th Dist. Stark No. 2004-CA-94, 2004-

Ohio-6142, ¶ 13. Since the juvenile court is entitled to rely on the report, despite any

hearsay contained therein, due process requires that parties to the proceeding be -9-

afforded an opportunity to cross-examine the GAL. Hoffman, at ¶ 25.

{¶ 25} In this case, the record shows that the parties were properly provided copies

of the GAL report prior to the hearing. And the transcript reveals that the GAL was

present at the trial, but did not testify. Either party was entitled to request that the GAL

testify. At the conclusion of the hearing, the magistrate asked the GAL whether her

recommendation to award permanent custody to MCCS had changed, to which the GAL

responded in the negative. The magistrate then asked the parties whether they wished

to present closing argument.

{¶ 26} G.S. did not object to the question presented to the GAL. At no time did

G.S. request to cross-examine the GAL. Furthermore, he did not raise any issue

regarding the GAL report, or the lack of cross-examination, in his objections to the juvenile

court.

{¶ 27} In its decision, the juvenile court did note that the children are not bonded

with Father, and that Father only has a “slight bond” with the children. Upon a review of

the GAL report, it appears that the findings regarding bonding are based upon the GAL’s

own observations, rather than upon matters related by other individuals to the GAL.

Thus, while the matter presents a question of hearsay, i.e., the GAL’s written opinion, it

does not constitute hearsay within hearsay. In other words, had Father elected to cross-

examine the GAL, he could have elicited testimony from her regarding the basis for her

conclusion on this issue.

{¶ 28} We conclude that Father has failed to preserve this issue for appeal.

Furthermore, we find no prejudicial error.

{¶ 29} The Second Assignment of Error is overruled. -10-

IV. The Trial Court Did Not Err in Finding that the Agency Made

Reasonable Efforts towards Reunification

{¶ 30} G.S.’s Third Assignment of Error states:

THE TRIAL COURT ERRED WHEN IT FOUND THAT THE

AGENCY HAD MADE REASONABLE EFFORTS TO REUNIFY THE

FAMILY.

{¶ 31} G.S. contends that MCCS did not make reasonable efforts to reunify the

family. In support, he argues that the mental health evaluation indicated that he would

need to undergo twenty-four months of mental health treatment, which could not be

completed in the time between his assessment and the date of the hearing. He also

claims that he was making progress on his treatment.

{¶ 32} We agree that the recommended treatment term exceeded the amount of

time G.S. had from the date of the recommendation to the date of the hearing. However,

that ignores the actual issue. MCCS made appropriate referrals for both evaluation and

treatment. G.S. failed to attend the treatment sessions. This is not the fault of the

agency, and does not represent a failure to attempt reunification.

{¶ 33} The Third Assignment of Error is overruled.

V. Trial Counsel’s Failure to Object to Some Questions on Hearsay

Grounds Did Not Rise to the Level of Ineffective Assistance of Counsel

{¶ 34} G.S.’s Fourth Assignment of Error provides as follows:

TRIAL COUNSEL PREJUDICIALLY PROVIDED INEFFECTIVE -11-

ASSISTANCE OF COUNSEL TO APPELLANT.

{¶ 35} G.S. contends that trial counsel was ineffective because he failed to object

to hearsay testimony during the hearing. G.S. cites us to nine pages of transcript, which

he contends contain hearsay testimony.

{¶ 36} “R.C. 2151.352 and Juv.R. 4 establish a parent's right to counsel in

termination proceedings.” In re S.A., 2d Dist. Clark No. 07-CA-110,

2008-Ohio-2225, ¶ 8

, citing Jones v. Lucas Cty. Children Serv.,

46 Ohio App.3d 85, 86

,

546 N.E.2d 471

(6th

Dist. 1988). In determining whether that counsel was ineffective, we utilize the same test

as that employed in criminal cases.

Id.

In order to prevail on a claim of ineffective

assistance of counsel, the parent must demonstrate both deficient performance and

resulting prejudice.

Id.,

citing Strickland v. Washington,

466 U.S. 668

,

104 S.Ct. 2052

,

80 L.Ed.2d 674

(1984). In order to show deficiency, the parent must show that counsel's

representation fell below an objective standard of reasonableness.

Id.

Trial counsel is

entitled to a strong presumption that his conduct falls within the wide range of effective

assistance.

Id.

{¶ 37} We have reviewed the pages of transcript cited by G.S. We first note that

several pages involve questions about the mother of the children. Thus, we fail to find

prejudice. Of the remaining pages, we note that only one appears to demonstrate a

hearsay issue. On that page, the ongoing caseworker for MCCS testified that her

records indicated that G.S. had been sporadic with regard to his attendance at individual

counseling sessions. She had obtained this information from the institution where

counseling was scheduled.

{¶ 38} Even if counsel was deficient for failing to object to this instance of hearsay, -12-

G.S. has failed to show a substantial likelihood that hearsay objections would have

changed the outcome. The record shows that the caseworker had contact with G.S.

regarding his lack of attendance, which indicates that he had stopped all but medicinal

treatment as of December 2013. Thus, there was other sufficient clear and convincing

evidence presented during the hearing to support the juvenile court’s finding that G.S.

was not complying with treatment.

{¶ 39} The Fourth Assignment of Error is overruled.

VI. Conclusion

All of G.S.’s assignments of error having been overruled, the judgment of the

juvenile court is Affirmed.

.............

HALL and WELBAUM, JJ., concur.

Copies mailed to:

Mathias H. Heck, Jr. Dylan Smearcheck Marcy A. Vonderwell Maureen Moloney Hon. Nick Kuntz

Reference

Cited By
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Status
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