State v. Smith

Ohio Court of Appeals
State v. Smith, 2017 Ohio 1155 (2017)
Kilbane

State v. Smith

Opinion

[Cite as State v. Smith,

2017-Ohio-1155

.]

Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA

JOURNAL ENTRY AND OPINION No. 104263

STATE OF OHIO PLAINTIFF-APPELLEE

vs.

EDWARD A. SMITH DEFENDANT-APPELLANT

JUDGMENT: AFFIRMED

Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-88-226041-A

BEFORE: Kilbane, P.J., McCormack, J., and Boyle, J.

RELEASED AND JOURNALIZED: March 30, 2017 ATTORNEYS FOR APPELLANT

Robert L. Tobik Cuyahoga County Public Defender Jeffrey Gamso Assistant Public Defender 310 Lakeside Avenue - Suite 200 Cleveland, Ohio 44113

ATTORNEYS FOR APPELLEE

Michael C. O’Malley Cuyahoga County Prosecutor Brett Hammond Assistant County Prosecutor The Justice Center - 9th Floor 1200 Ontario Street Cleveland, Ohio 44113

Also Listed

Edward A. Smith Inmate No. R135-659 Grafton Correctional Institution 2500 South Avon Belden Road Grafton, Ohio 44044 MARY EILEEN KILBANE, P.J.:

{¶1} Defendant-appellant, Edward A. Smith (“Smith”), appeals from the trial

court’s judgment denying his postsentence motion to withdraw his guilty plea for

aggravated murder. For the reasons set forth below, we affirm.

{¶2} In November 1985, Smith fatally stabbed the victim, while burglarizing the

victim’s home. Smith was 17 years of age at the time. In July 1988, Smith entered into

a plea agreement with the state of Ohio (“State”) in which he pled guilty to aggravated

murder. On the same day of his plea, the trial court sentenced Smith to 20 years to life in

prison. The sentence was ordered to run concurrently to three other cases Smith had

pending at that time.

{¶3} In August 2014, the trial court issued the following entry regarding Smith to

the Ohio Adult Parole Authority:

The court is in receipt of the Ohio Adult Parole Authority’s 08/14/2014 notice of offender’s hearing before the parole board. The court imposed a sentence after due consideration of all relevant factors and opposes any reduction or modification of sentence by the Ohio parole board from that which was imposed. Clerk ordered to send a copy of this order to: Cynthia Mausser, Parole Board Chair; Adult Parole Authority, 770 West Broad Street, Columbus, Ohio 43229

{¶4} In January 2015, the Ohio Parole Board held a hearing to determine whether

it would release Smith. The parole board decided not to release Smith because of the

severity of his crime and the serious infractions he committed while incarcerated. The

parole board found that Smith’s release would create either an undue risk to public safety

or be inconsistent with the welfare and security of society. {¶5} In June 2015, which was approximately five months after the parole board’s

decision and 27 years after his sentence was imposed, Smith filed a motion seeking to

withdraw his previously entered guilty plea. In his motion, he argued the trial court

breached his plea agreement when the trial court submitted a letter to the Adult Parole

Authority opposing his release. Smith contends that as part of his plea agreement, the

trial court would not oppose his release on parole.

{¶6} In February 2016, the trial court held a hearing on Smith’s motion. The

court appointed counsel to assist Smith with his plea challenge. At the hearing, Smith’s

counsel advised the trial court that there is no copy of the 1988 plea and sentencing

transcript and the trial judge and Smith’s defense counsel passed away. Counsel advised

that it was Smith’s understanding at the time of his plea that the trial court would not

oppose parole as part of the plea agreement. The only evidence that the trial court would

not oppose Smith’s release on parole is what Smith averred to in his affidavit. Smith

claims that had he known that 28 years later the court would oppose the parole, he would

not have pled guilty.

{¶7} The State introduced the testimony of the assistant prosecuting attorney who

worked Smith’s case. The prosecuting attorney explained that he had the opportunity to

review the prosecutor’s case file. He had no independent recollection of the case, the

plea, or if the trial court promised to not oppose parole as a condition of the plea. He

stated that “[a]s a prosecutor * * * [h]e never partook in sentencing hearings.” He

further explained that if there “were a condition [of the plea], [he] would have noted it on the file jacket” because he kept detailed notes. In reviewing this case file, the

prosecuting attorney did not observe anything indicating that the prosecutor’s office

would not oppose parole. He further testified that generally, the prosecutor’s office

would not take a position with respect to whether it would oppose parole. Following the

hearing, the trial court denied Smith’s motion.

{¶8} It is from this order that Smith appeals, with two appellate briefs before us

for review. His appointed appellate counsel filed a brief setting forth the following

single assignment of error. Smith filed a pro se brief setting forth the following five

supplemental assignments of error, which shall be addressed together.

Assignment of Error Filed by Counsel

The trial court committed error when, faced with a manifest injustice caused by its own breach of a plea agreement, it denied [Smith’s] motion to withdraw his guilty plea.

Pro Se Supplemental Assignment of Error One

The successor judge abused her discretion by issuing court orders without reviewing or even possessing the facts of the case in which the successor judge issued an additional order of judgment.

Pro Se Supplemental Assignment of Error Two

The successor judge lacked jurisdiction to issue “facts of the case and recommendations” to the parole authority[,] and the issuance of court orders was an abuse of discretion and a sham legal process.

Pro Se Supplemental Assignment of Error Three

The successor judge abused her discretion when two attorneys were not appointed to an indigent [Smith] when the record was clear that [Smith] was in fact charged with aggravated murder with specification and underlying felonies with specifications. Pro Se Supplemental Assignment of Error Four

The successor judge’s issuance of a court order was additional to the Criminal Rule 11 explanatory plea agreement, and facts presented were not construed in the light most favorable to [Smith].

Pro Se Supplemental Assignment of Error Five

The additional judgment [entry of August 2014] increased the penalty [to] the authority who provided eligibility for parole, to a unique sentence of life without parole eligibility, in violation of Eighth and Fourteenth Amendments that protect against cruel and unusual punishment.

{¶9} Within these assigned errors, Smith argues that the trial court abused its

discretion when it denied his postsentence motion to withdraw his guilty plea. He also

argues the trial court lacked jurisdiction to issue a recommendation, it abused it discretion

in not appointing two attorneys to

represent him, and his “increased sentence” violates his constitutional protection against

cruel and unusual punishment.

{¶10} Under Crim.R. 32.1, the trial court may set aside a judgment of conviction

after it imposes sentence, and may allow the defendant to withdraw his or her plea, only

“to correct a manifest injustice.” State v. Smith,

49 Ohio St.2d 261, 264

,

361 N.E.2d 1324

(1977), citing United States v. Roland,

318 F.2d 406

(4th Cir. 1963). The individual

seeking vacation of the plea bears the burden of establishing the existence of a manifest

injustice. Smith at paragraph one of the syllabus. “A manifest injustice has been

defined as a ‘clear or openly unjust act,’ State ex rel. Schneider v. Kreiner,

83 Ohio St.3d 203, 208

,

1998-Ohio-271

,

699 N.E.2d 83

, meaning that a post-sentence withdrawal motion to withdraw a guilty plea is allowable only in extraordinary cases.” State v.

Conner, 8th Dist. Cuyahoga No. 98084,

2012-Ohio-3579, ¶ 5

, citing Smith at 264. On

appeal, we review a trial court’s refusal to allow a postsentence motion to withdraw a

guilty plea for an abuse of discretion.

Id.,

citing State v. Xie,

62 Ohio St.3d 521

,

584 N.E.2d 715

(1992); State v. Bankston, 8th Dist. Cuyahoga No. 92777,

2010-Ohio-4496

.

{¶11} Smith claims that as part of his plea agreement in 1988, the trial court would

not oppose his release on parole. He claims the trial court honored the agreement in

2002, 2005, and 2012, but breached the agreement in August 2014, when it issued the

following docket entry:

The court is in receipt of the Ohio Adult Parole Authority’s 08/14/2014 notice of offender’s hearing before the parole board. The court imposed a sentence after due consideration of all relevant factors and opposes any reduction or modification of sentence by the Ohio parole board from that which was imposed. Clerk ordered to send a copy of this order to: Cynthia Mausser, Parole Board Chair, Adult Parole Authority, 770 West Broad Street, Columbus, Ohio 43229

{¶12} We find the instant case similar to this court’s decision in State v. Aquila,

8th Dist. Cuyahoga No. 103889,

2016-Ohio-5140

. In Aquila, the defendant filed a

postsentence motion to withdraw his guilty plea based on his claim that the trial court

breached the plea agreement when it opposed his parole. Id. at ¶6. Aquila appealed the

trial court’s denial of his motion. On appeal, we affirmed the trial court’s decision,

despite agreeing with Aquila that the trial court’s statement to the parole board was a

statement against him. Id. at ¶13. We stated:

Aquila agreed to and was sentenced to “life in prison without the possibility of parole for 15 years.” According to that sentence, parole was only a “possibility at 15 years.” We would conclude otherwise if the trial court at the plea hearing had promised to not oppose parole after 15 years. However, our review of the plea hearing transcript shows the trial court did not become involved in the plea agreement and made no representation that it would recommend parole.

Id. at ¶14.

{¶13} Likewise, in the instant case, the record demonstrates that Smith agreed to

and was sentenced to life in prison without the possibility of parole for 20 years. Based

on that sentence, parole was a possibility after 20 years. Here, the plea and sentencing

transcript was destroyed and the prosecuting attorney does not recall the facts of the case.

As a result, other than Smith’s affidavit, there is no evidence that the trial court agreed

not to oppose his parole after 20 years. “‘Generally, a self-serving affidavit or statement

is insufficient to demonstrate manifest injustice.’” State v. Gibson, 11th Dist. Portage

No. 2007-P-0021,

2007-Ohio-6926, ¶ 32

, quoting State v. Wilkey, 5th Dist. Muskingham

No. CT2005-0050,

2006-Ohio-3276, ¶ 25

. See also State v. Gray, 11th Dist. Trumbull

No. 2008-T-0114,

2009-Ohio-1925, ¶ 27

.

{¶14} Nevertheless, even if we were to agree with Smith that the trial court

promised to not oppose parole, we do not find that the journal entry issued by the trial

court served as a permanent disqualifier to Smith’s release from prison. The journal

entry did not recommend a sentence of life without the possibility of parole. In addition,

the trial court was within its authority to make a recommendation regarding Smith’s

parole under R.C. 2967.03. The parole board has the discretion as to whether to require

Smith to remain incarcerated or release him.

Id.

Here, the parole board decided not to release Smith because of the severity of his crime and the serious infractions he

committed while incarcerated. The board found that Smith’s release would create either

an undue risk to public safety or be inconsistent with the welfare and security of society.

The board’s decision does not reference the journal entry of the trial court.

{¶15} Smith also argues that the trial court abused its discretion when it did not

appoint two attorneys to his postsentence motion to withdraw guilty plea. Here, the trial

court assigned Smith one attorney for his hearing. In State v. McNeal, 8th Dist.

Cuyahoga No. 82793,

2004-Ohio-50

, we previously examined whether a defendant is

entitled to representation with his postsentence motion to withdraw his guilty plea and

found that the defendant was not automatically entitled to appointed counsel. Id. at ¶ 8.

We reasoned that “[b]ecause [the defendant’s] motion was filed long after the expiration

of his initial right to appeal, he was not automatically entitled to appointed counsel.” Id.

Therefore, the trial court in this case acted within its discretion when it appointed Smith

one attorney to represent him with his postsentence motion to withdraw his guilty plea.

{¶16} Smith further argues that the journal entry issued by the trial court extended

his sentence from life with the possibility of parole to a sentence of life without parole, in

violation of his constitutional rights. However, a review of the record reflects that

neither the trial court nor the parole authority has modified his prison term so that he is

now subject to a sentence of life without the possibility of parole. Even after a prisoner

has met the minimum eligibility requirements, parole is not guaranteed. The parole

authority has wide-ranging discretion in parole matters and may refuse to grant release to an eligible offender. State v. Clark,

119 Ohio St.3d 239

,

893 N.E.2d 462

,

2008-Ohio-3748

, ¶ 37, citing Layne v. Ohio Adult Parole Auth.,

97 Ohio St.3d 456

,

2002-Ohio-6719

,

780 N.E.2d 548

. Thus, Smith’s constitutional rights have not been

violated.

{¶17} Based on the foregoing, Smith has not demonstrated that he has suffered a

manifest injustice from the trial court’s denial of his postsentence motion to withdraw his

guilty plea.

{¶18} Accordingly, Smith’s assignments of error are overruled.

{¶19} Judgment is affirmed.

It is ordered that appellee recover of appellant costs herein taxed.

The court finds there were reasonable grounds for this appeal.

It is ordered that a special mandate issue out of this court directing the common

pleas court to carry this judgment into execution.

A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of

the Rules of Appellate Procedure.

MARY EILEEN KILBANE, PRESIDING JUDGE TIM McCORMACK, J., and MARY J. BOYLE, J., CONCUR

Reference

Cited By
3 cases
Status
Published
Syllabus
Postsentence motion to withdraw guilty plea Crim.R. 32.1 manifest injustice abuse of discretion. Judgment affirmed. Appellant did not demonstrate that he suffered a manifest injustice from the trial court's denial of his postsentence motion to withdraw his guilty plea.