[Cite as UBS Fin. Servs., Inc. v. Lacava,

.]

STATE OF OHIO ) IN THE COURT OF APPEALS )ss: NINTH JUDICIAL DISTRICT COUNTY OF SUMMIT )

UBS FINANCIAL SERVICES INC., et al. C.A. No. 28147

Appellee

v. APPEAL FROM JUDGMENT ENTERED IN THE ALBERT LACAVA, JR. COURT OF COMMON PLEAS COUNTY OF SUMMIT, OHIO Appellant CASE No. JL 2011-9431

DECISION AND JOURNAL ENTRY

Dated: September 29, 2017

SCHAFER, Presiding Judge.

{¶1} Defendant-Appellant, Albert Lacava, appeals from the judgment of the Summit

County Court of Common Pleas ordering Plaintiff-Appellee, UBS Financial Services, Inc.

(“UBS Financial”), to proceed with the execution against his inventoried personal property. For

the reasons set forth below, we affirm.

I.

{¶2} This matter arises from a 2010 judgment that UBS Financial obtained against

Mr. Lacava in the amount of $196,963.89 plus interest. A certificate of judgment was filed with

the Summit County Clerk of Court in 2011. Upon receiving UBS Financial’s praecipe for writ

of execution in October 2015, the clerk of court issued a writ of execution instructing the

Summit County Sheriff to levy on all of Mr. Lacava’s non-exempt personal property. Mr.

Lacava subsequently requested a hearing pursuant to R.C. 2329.091 to address whether certain

personal items were exempt from execution pursuant to R.C. 2329.66. Following a hearing on 2

the matter, the trial court determined that Mr. Lacava failed to prove that any of his personal

property was exempt from execution. The trial court, however, noted that Mr. Lacava could

renew his objections to the writ of execution after his personal property had been inventoried and

designated as property which will be sold to satisfy the judgment.

{¶3} On December 2, 2015, the sheriff filed a list of Mr. Lacava’s inventoried personal

property with the clerk of court. Thereafter, Mr. Lacava filed objections to the writ of execution

arguing that the inventoried personal property was exempt from execution. Specifically, Mr.

Lacava argued that he is entitled to an exemption since he does not believe that any of the

inventoried items would sell for more than the statutory exemption amounts set forth in R.C.

2329.66. Additionally, Mr. Lacava argued that his wife, Mary Ellen Lacava, fully owns 24 of

the inventoried items and owns half of the remaining inventoried items. UBS Financial filed a

brief in opposition arguing that the trial court should overrule Mr. Lacava’s objections and order

the sheriff to proceed with the appraisal of the inventoried items. A magistrate held a hearing on

Mr. Lacava’s objections on January 22, 2016. Following the hearing, the magistrate advised the

trial judge that neither party presented additional evidence apart from what was already

contained in their respective briefs. On January 29, 2016, the trial court concluded that Mr.

Lacava failed to establish that any of the personal property listed in the sheriff’s inventory is

exempt from collection. The trial court also ordered that UBS Financial could proceed with

executing against the inventoried property.

{¶4} Mr. Lacava filed this timely appeal and raises seven assignments of error for this

Court’s review.1 Mr. Lacava also filed a motion to stay all proceedings pending appeal, which

1 On May 9, 2016, following Mr. Lacava’s filing of his notice of appeal, Mrs. Lacava filed a motion in the trial court to intervene pursuant to Civ.R. 24 and R.C. 2329.84. However, the magistrate concluded that the trial court was without jurisdiction to consider the motion, 3

the trial court granted subject to the filing of a supersedeas bond. To facilitate our analysis, we

elect to address Mr. Lacava’s assignments of error out of order.

II.

{¶5} This Court initially questions its jurisdiction to hear this appeal. On March 10,

2016, UBS Financial filed a motion to dismiss the instant appeal arguing, in relevant part, that

the trial court’s January 29, 2016 journal entry from which Mr. Lacava appeals is not a final

appealable order. This Court denied UBS Financial’s motion to dismiss after provisionally

concluding that the trial court’s January 29, 2016 journal entry is a final order under R.C.

2505.02(B)(2), but explicitly reserved the right to revisit the issue upon final disposition of the

appeal. See State v. Lacava, 9th Dist. Summit No. 28147 (Apr. 13, 2016). UBS Financial

subsequently filed a renewed motion to dismiss the instant appeal, which this Court again denied.

See State v. Lacava, 9th Dist. Summit No. 28147 (May 6, 2016). We elect to revisit the issue

concerning the finality of the trial court’s January 29, 2016 journal entry at this time.

{¶6} When jurisdiction appears uncertain, a court of appeals must raise issues of

jurisdiction sua sponte. Kouns v. Pemberton,

(4th Dist. 1992), citing In

re Murray,

, (1990) fn. 2. Article IV, Section 3(B)(2) of the Ohio

Constitution and R.C. 2505.03(A) restrict the appellate jurisdiction of courts of appeal to the

having been divested of jurisdiction except to take action in aid of Mr. Lacava’s pending appeal. Mrs. Lacava thereafter filed a notice of appeal from the magistrate’s order. This Court dismissed Mrs. Lacava’s attempted appeal for lack of a final appealable order. See UBS Fin. Servs., Inc. v. Lacava, 9th Dist. Summit No. 28309 (Aug. 10, 2016). The trial judge thereafter adopted the magistrate’s decision. On September 6, 2016, the trial court denied Mr. Lacava’s motion for reconsideration. Mrs. Lacava again filed a notice of appeal from the denial of her husband’s motion for reconsideration. This Court then consolidated both of the Lacavas’ appeals. See UBS Fin. Servs., Inc. v. Lacava, 9th Dist. Summit Nos. 28147, 28373 (Oct. 3, 2016). UBS Financial subsequently filed a motion to dismiss Mrs. Lacava’s appeal for lack of a final appealable order, which this Court ultimately granted. See UBS Fin. Servs., Inc. v. Lacava, 9th Dist. Summit Nos. 28147, 28373 (Nov. 29, 2016). In sum, Mrs. Lacava is not a party in the present appeal. 4

review of final orders. Flynn v. Fairview Village Retirement Community, Ltd.,

, 2012–Ohio–2582, ¶ 5. In the absence of a final order, an appellate court has no jurisdiction.

Gehm v. Timberline Post & Frame,

, 2007–Ohio–607, ¶ 14. An order is final

only if it meets the requirements of R.C. 2505.02 and, if applicable, Civ.R. 54. CitiMortgage,

Inc. v. Roznowski,

, 2014–Ohio–1984, ¶ 10.

{¶7} Upon careful consideration of the issue, we conclude that the trial court’s January 29,

2016 journal entry constitutes a final order pursuant to R.C. 2505.02(B)(2). That entry, which

overruled Mr. Lacava’s objections to the writ of execution and permitted UBS Financial to

proceed with executing on the inventoried property, was made in a special proceeding or upon

summary application in an action after judgment and affected Mr. Lacava’s substantial rights.

See Home S. & L. Co. of Youngstown v. Avery Place, L.L.C., 5th Dist. Delaware No. 15 CAE 03

0021,

(considering the merits of appellant’s appeal from the trial court’s order

granting a writ of execution). Thus, having concluded that the trial court’s January 29, 2016

journal entry is a final appealable order, we proceed to consider the merits of Mr. Lacava’s

appeal.

Assignment of Error I

The trial court erred in not allowing a third party claimant’s affidavit, [wife], whom UBS has no judgment against, her Due Process under 14th Amendment of the U.S. Constitution,

, R.C. 2329.84 and R.C. 2715.40.

Assignment of Error II

Trial court erred by not legally addressing third party claimant’s affidavit, [wife]’s 100% owned personal property and illegally tagging her privately owned household goods as joint property and then making her separately owned goods available for sale, under violation of 14th Amendment of the U.S. Constitution,

, R.C. 2329.84 and R.C. 2715.40. 5

Assignment of Error IV

Trial court erred in not granting [wife] her statutory exempt status on household items.

Assignment of Error VI

[Wife] and [Lacava] unjustly suffer[] from unconscionable court decisions that [have] facilitated the attempted criminal activity of trespass, in the hands of a documented corrupt foreign entity, [UBS Financial].

{¶8} In his first, second, fourth, and sixth assignments of error, Mr. Lacava advances

several arguments contending that the trial court’s January 29, 2016 journal entry violated his

wife’s various statutory and constitutional rights. We do not reach the merits of Mr. Lacava’s

arguments, however, since we determine that he lacks standing to raise these arguments on his

wife’s behalf.

{¶9} “Appeal lies only on behalf of a party aggrieved by the final order appealed from.

Appeals are not allowed for the purpose of settling abstract questions, but only to correct errors

injuriously affecting the appellant.” State ex rel. Gabriel v. Youngstown,

(1996), quoting Ohio Contract Carriers Assn., Inc. v. Pub. Util. Comm.,

(1942), syllabus. An appellant usually does not have standing to argue issues affecting another

person. In re Leo D., 6th Dist. Lucas No. L–01–1452,

, *2, fn. 2. “Similarly, a

party generally may not prosecute an appeal to protect the rights of a third party.” Mulqueeny v.

Mentor Chiropractic Center, Inc., 11th Dist. Lake No. 2001–L–034,

, *2. An

appellant may not assign errors committed against a non-appealing party, unless the errors are

prejudicial to the rights of the appellant. In re Smith,

(6th Dist. 1991),

citing State v. Ward, 9th Dist. Summit No. 13462,

, *6-7 (Sept. 21, 1988). “An

appealing party is not permitted to vicariously assert that a non-party’s constitutional due process

rights were violated.” Cain v. Cain, 11th Dist. Portage No. 2016-P-0011,

, 6

citing In re Spencer Children, 12th Dist. Butler No. CA98-05-103,

, *5-6 (Mar.

22, 1999).

{¶10} Here, Mr. Lacava does not explain in his first, second, fourth, or sixth

assignments of error how the trial court’s January 29, 2016 journal entry adversely affected his

interests. Rather, Mr. Lacava argues that the trial court’s entry violates his wife’s various

constitutional and statutory rights since she purportedly has an ownership interest in several of

the items that are inventoried for sale. Thus, we conclude that Mr. Lacava lacks standing to

assert these arguments on his wife’s behalf.

{¶11} Accordingly, Mr. Lacava’s first, second, fourth, and sixth assignments of error are

overruled.

Assignment of Error III

Trial court erred in ruling no item is exempt, when by law, all Albert’s items are exempt, not to exceed the statutory dollar cap, by satisfying four elements required in Ohio Statutory Code, irrespective of any price value for any item.

{¶12} In his third assignment of error, Mr. Lacava argues that the trial court erred by

associating the value of the inventoried property with exempt status. We disagree.

{¶13} R.C. 2329.091 provides for a hearing before property levied upon in a writ of

execution can be sold, but only if the judgment debtor timely requests such a hearing. The issues

at such a hearing “are limited to a consideration of the amount of property of the judgment

debtor that can be executed upon to satisfy all or part of the debt owed to the judgment creditor.”

Avery Place, L.L.C.,

, citing R.C. 2329.091(D). Moreover, if the

judgment debtor requests a hearing, the judgment debtor must demonstrate at the hearing the

reasons why his or her property is exempt from execution. Id. at ¶ 13, citing R.C. 2329.091.

Following the hearing, the trial court must determine what portion, if any, of the judgment 7

debtor’s property is exempt under R.C. 2329.66. Id., citing R.C. 2329.091(H). “The trial court

then must issue an order setting forth that determination and ordering the [judgment debtor’s]

nonexempt property to be sold.” Id. at ¶ 12.

{¶14} R.C. 2329.66 lists the property that a person domiciled in Ohio may hold exempt.

Relevant to this appeal, the statute states that every person who is domiciled in Ohio may hold

property exempt from execution, garnishment, attachment, or sale to satisfy a judgment or order,

as follows:

The person’s interest, not to exceed five hundred twenty-five dollars in any particular item or ten thousand seven hundred seventy-five dollars in aggregate value, in household furnishings, household goods, wearing apparel, appliances, books, animals, crops, musical instruments, firearms, and hunting and fishing equipment that are held primarily for the personal, family, or household use of the person[.]”

R.C. 2329.66(A)(4)(a).

{¶15} Here, Mr. Lacava raised three arguments before the trial court in his objections to

the writ of execution. First, Mr. Lacava argued that his wife fully owns 24 of the inventoried

pieces of property. Second, Mr. Lacava argued that his wife owned half of the remaining

inventoried property. Finally, Mr. Lacava argued that a majority of the inventoried items are

exempt from execution since he believes that “no item individually or in aggregate value would

not sell above the []R.C. 2329.66 exemption dollar prices” at public auction.

{¶16} As to Lacava’s first two objections regarding his wife’s alleged ownership, we

note that there is no exemption under R.C. 2329.66 for ownership by a third party. “[A]ny claim

by an individual for an exemption from the claims of his creditors must be based upon a statutory

provision for such exemption found in R.C. 2329.66.” Avery Place, L.L.C., 5th Dist. Delaware

No. 15 CAE 03 0021,

. 8

{¶17} Nonetheless, Mr. Lacava has not filed a transcript of the trial court’s hearing on

his objections to the writ of execution with this Court. Therefore, we are unable to review this

proceeding. See Hunter Real, Inc. v. Edwards, 9th Dist. Summit No. 24216,

(noting that an appellant bears the burden of demonstrating error by reference to matters in the

record); App.R. 9(B).

{¶18} Moreover, a review of the record indicates that Mr. Lacava’s written objections to

the writ of execution do not identify with particularity facts sufficient to apply the requested

exemption to the inventoried property. Rather, Mr. Lacava’s third objection generally asserts

that he believes that none of the inventoried property would sell for more than the exemption

dollar amounts provided in R.C. 2329.66, either individually or in the aggregate. Mr. Lacava

neither asked the trial court to order an independent appraisal of his personal property prior to the

hearing on his objections, nor did Mr. Lacava conduct his own appraisal prior to the hearing.

Although Mr. Lacava did have his property appraised during the pendency of this appeal, this

evidence was not presented to the trial court and this Court therefore may not consider it. State

v. Ishmail,

(1978) (explaining that a reviewing court is “limited to what

transpired in the trial court as reflected by the record made of the proceedings.”). Since Mr.

Lacava argued without supporting evidence in his objections that his inventoried personal

property was exempt from execution based upon its purported resale value, we cannot say that

the trial court erred by associating the value of the inventoried items with exempt status. Thus,

we conclude that the trial court did not err by finding Mr. Lacava failed to prove that the

inventoried property is exempt from execution.

{¶19} Mr. Lacava’s third assignment of error is overruled. 9

Assignment of Error V

Trial court erred by not ordering multiple independent appraisals before a sale order, violating Ohio Statutory Laws.

{¶20} In his fifth assignment of error, Mr. Lacava contends that the trial court erred by

failing to order multiple independent appraisals of his inventoried personal property. We

disagree.

{¶21} R.C. 2329.15 governs public and private sales of goods on execution. This statute

provides, in pertinent part, that

All sales of goods and chattels shall be at public auction unless the court from which an execution or order of sale issues, or a judge thereof in vacation, for good cause shown, on application of either party and due notice to the adverse party, makes an order directing the sheriff, or other officer holding the process, to sell them at private sale for cash, specifying the time, not beyond the return day of the process, during which such sale will continue. Before such sale, public or private, is made, the court shall order the property to be appraised by three disinterested persons; and it shall not be sold for less than two thirds of its appraised value.

(Emphasis added.)

Thus, according to the statute’s plain language, a trial court must order

an appraisal by three neutral persons of all goods and chattel that are to be sold before such sale

occurs. See Yurick v. Yurick Enterprises, Inc., 9th Dist. Wayne No. 95CA0039,

, *2 (Dec. 27, 1995) (sustaining appellant’s assignment of error where appellant’s real

and personal property was “never appraised by three unbiased individuals prior to sale”).

{¶22} Here, the trial court’s January 29, 2016 journal entry from which Mr. Lacava

appeals merely determined that Mr. Lavaca failed to prove that the inventoried property was

exempt from execution. Accordingly, the trial court ordered that UBS Financial could proceed

with the execution against the personal property listed in the inventory. A review of the record

indicates that the trial court has yet to order the sale of the inventoried property and has stayed all

proceedings pending the resolution of this appeal. Thus, we conclude that the trial court’s failure 10

to order an appraisal by three disinterested persons at this stage in the proceedings is not

violative of R.C. 2329.15’s mandate.

{¶23} Lastly, Mr. Lacava contends that the trial court erred by not ordering an appraisal

pursuant to R.C. 2329.68 in order to ascertain the amount or value of his inventoried personal

property. However, a review of Mr. Lacava’s objections to the writ of execution reveals that he

did not advance this argument before the trial court. It is axiomatic that a party cannot raise new

arguments for the first time on appeal. State ex rel. Gutierrez v. Trumbull Cty. Bd. of Elections,

(1992). Thus, because Mr. Lacava failed to raise this argument before

the trial court, we decline to address it on appeal.

{¶24} Mr. Lacava’s argument concerning the trial court’s compliance with R.C. 2329.15

is not ripe for consideration. The remainder of the arguments raised in Mr. Lacava’s fifth

assignment of error are overruled.

Assignment of Error VII

Trial court abused its discretion, due to the bias, unreasonable, and unconscionable decisions and rulings. If the law would have been applied, the outcome would be completely opposite. A travesty of justice has occurred, and must be reversed for Justice and law to be honored.

{¶25} In his seventh assignment of error, Mr. Lacava contends that the decisions made

within the trial court’s January 29, 2016 journal entry amount to an abuse of discretion.

Specifically, Mr. Lacava argues that the purported errors detailed in assignments of error one

through six demonstrate that the trial court’s decisions are biased, unreasonable, and

unconscionable. We disagree.

{¶26} An abuse of discretion implies that the trial court’s attitude was unreasonable,

arbitrary, or unconscionable. Blakemore v. Blakemore,

(1983). When 11

applying the abuse of discretion standard, a reviewing court may not simply substitute its own

judgment for that of the trial court. Pons v. Ohio State Med. Bd.,

(1993).

{¶27} Here, Mr. Lacava argues that the errors alleged in his first six assignments of error

demonstrate that the decisions within the trial court’s journal entry amount to an abuse of

discretion. However, as indicated elsewhere in this opinion, Mr. Lacava lacks standing to raise

four of his assignments of error and we find no error with the balance of his assignments. Thus,

having found no error in Mr. Lacava’s preceding six assignments of error, we cannot say that the

trial court abused its discretion for the reasons articulated in Mr. Lacava’s seventh assignment of

error.

{¶28} Mr. Lacava’s seventh assignment of error is overruled.

III.

{¶29} Mr. Lacava’s first, second, third, fourth, sixth, and seventh assignments of error

are overruled. The argument advanced in Mr. Lacava’s fifth assignment of error concerning the

trial court’s compliance with R.C. 2329.15 is not ripe for consideration, and the remaining

arguments contained in Mr. Lacava’s fifth assignment of error are overruled. Accordingly, the

judgment of the Summit County Court of Common Pleas is affirmed.

Judgment affirmed.

There were reasonable grounds for this appeal.

We order that a special mandate issue out of this Court, directing the Court of Common

Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy

of this journal entry shall constitute the mandate, pursuant to App.R. 27. 12

Immediately upon the filing hereof, this document shall constitute the journal entry of

judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the

period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is

instructed to mail a notice of entry of this judgment to the parties and to make a notation of the

mailing in the docket, pursuant to App.R. 30.

Costs taxed to Appellant.

JULIE A. SCHAFER FOR THE COURT

CARR, J. TEODOSIO, J. CONCUR.

APPEARANCES:

ALBERT LACAVA, pro se, Appellant.

JOSEPH S. SIMMS and CHRISTINE M. COOPER, Attorneys at Law, for Appellee.