State v. Ingels
State v. Ingels
Opinion of the Court
{¶ 1} Defendant-appellant Earl Ingels presents on appeal four assignments of error that, distilled to their essence, challenge the Hamilton County Common Pleas Court's judgments overruling his "Motion[s] to Set Aside a Void Violent Sexual Predator Sanction." We remand for resentencing on the kidnapping offenses charged in counts one and three of the indictment in the case numbered B-9800321, because those sentences are void when R.C. Chapter 2971 did not confer upon the trial court the authority to enhance the sentences based on specifications that Ingels was a "sexually violent predator."
{¶ 2} In 1998, following a joint trial on the charges contained in the indictments in the cases numbered B-9800321 and B-9802147, Ingels was convicted on five counts of kidnapping, two counts of gross sexual imposition, and a single count of attempted kidnapping. We affirmed those convictions on direct appeal.
State v. Ingels,
1st Dist. Hamilton Nos. C-980673 and C-980674,
The Motion
{¶ 3} In his 2016 "Motion to Set Aside a Void Violent Sexual Predator Sanction," filed in each of the cases numbered B-9802147 and B-9800321, Ingels sought "correct[ion]" of the sentences imposed for the kidnapping offenses charged in counts one and three of the indictment in the case numbered B-9800321, on the ground that those sentences are void because the trial court lacked the statutory authority to impose them. Citing the Ohio Supreme Court's decision in
State v. Smith
,
{¶ 4} Ingels had previously presented
Smith
claims, on direct appeal from the second common pleas court entry correcting postrelease control and in postconviction motions filed in 2009, 2011, and 2012. In 2011, we affirmed the dismissal of Ingels's 2009 motion, upon our determination that the claimed error did not render his sentences void.
See
Ingles
, 1st Dist. Hamilton No. C-100297,
{¶ 5} In this appeal from the overruling of Ingels's 2016 motion, we revisit that determination. We conclude that the sentences imposed for the kidnapping offenses charged in counts one and three of the indictment in the case numbered B-9800321 are void, because the trial court lacked the statutory authority to impose them. And on that basis, we overrule our prior decisions to the extent that they hold to the contrary.
No Statutory Authority to Enhance the Kidnapping Sentences
{¶ 6} The kidnapping charges in counts one and three of the indictment in the case numbered B-9800321 each carried a sexual-motivation specification and a sexually-violent-predator specification. With respect to each offense, the jury found that Ingels had acted with a sexual motivation, and the trial court found that Ingels was a "sexually violent predator" for purposes of the sentencing-enhancement provisions of R.C. Chapter 2971. Thus, the trial court, pursuant to R.C. 2971.03(A)(3), enhanced Ingels's sentences for the sexually motivated kidnappings, imposing for each offense a prison term of nine years to life, instead of a definite prison term of up to ten years prescribed for first-degree-felony kidnapping. See R.C. 2929.14(A)(1).
{¶ 7} R.C. 2971.03, in relevant part, mandates an enhanced sentence upon a guilty verdict or plea on a kidnapping charge if the offender also "is convicted of or pleads guilty to both a sexual motivation specification and a sexually violent predator specification that were included in the * * * count in the indictment * * * charging that offense." R.C. 2971.03(A). R.C. 2971.01(H)(1), as it provided in 1998 when Ingels was sentenced, defined a "sexually violent predator" as "a person who has been convicted of or pleaded guilty to committing , on or after January 1, 1997, a sexually violent offense and is likely to engage in the future in one or more sexually violent offenses." (Emphasis added.) In 2005, the General Assembly amended the statute to define a "sexually violent predator" as "a person who, on or after January 1, 1997, commits a sexually violent offense and is likely to engage in the future in one or more sexually violent offenses." (Emphasis added.) R.C. 2971.01(H)(1).
{¶ 8} The 2005 amendment was prompted by the Ohio Supreme Court's 2004 decision in
State v. Smith,
{¶ 9} In the proceedings below, the trial court enhanced Ingels's sentences for the sexually motivated kidnappings based upon its finding, in support of the accompanying sexually-violent-predator specifications, that Ingels was a "sexually violent predator." But the court's finding that Ingels was a "sexually violent predator" was based on the conduct underlying the sexually-violent-offense charges contained in the indictments in the cases numbered B-9800321 and B-9802147; its "sexually violent predator" finding was not, as former R.C. 2971.01(H)(1) had required, based on a sexually-violent-offense "conviction * * * that [had] existed prior to the * * * indictment" in the case numbered B-9800321, charging the sexually-violent-predator specifications. Accordingly, R.C. Chapter 2971, as it provided when Ingels was sentenced, did not confer upon the trial court the authority to enhance his sentences for the sexually motivated kidnappings.
The Kidnapping Sentences Are Subject to Correction as Void
{¶ 10} The Ohio Supreme Court in
State v. Williams
,
{¶ 11} The Eighth Appellate District concluded to the contrary in addressing a
Smith
claim in its 2006 decision in
State v. Waver
, 8th Dist. Cuyahoga No. 87495,
{¶ 12} But the
Waver
decision is not controlling on this appellate district. Nor is it persuasive. For the purpose of determining whether a
Smith
error renders a sentence void, we perceive no significance in the Supreme Court's use of the word "erred" in declaring its holding. The void-or-voidable issue was not before the Supreme Court in
Smith
because the case was before the court on direct appeal, requiring no more to "remedy" the sentencing error than to hold that "the trial court erred" and to order that Smith be resentenced. But a void-or-voidable inquiry is not superfluous when, as here and in
Waver
, it is undertaken in a collateral proceeding. To the contrary, the determination in a collateral proceeding of whether an unauthorized sentence is void effectively determines whether the court may "remedy" the error at all.
See
Fischer
,
{¶ 13} Nor do we find persuasive the decisions of the Ninth and Tenth Appellate Districts affirming the rejection of
Smith
claims advanced in postconviction motions. The Tenth District in
State v. Haynes
, 10th Dist. Franklin No. 14AP-276,
{¶ 14} Under the doctrine of the law of the case, an inferior court must follow the controlling authority of a higher court, leaving to the higher court the prerogative of overruling its own decision.
See
Johnson v. Microsoft Corp.
,
We Remand and Certify a Conflict
{¶ 15} Therefore, we affirm the common pleas court's judgments overruling Ingels's 2016 motions. But we remand this case to the common pleas court for resentencing, consistent with the law and this opinion, on the kidnapping offenses charged in counts one and three of the indictment in the case numbered B-9800321.
{¶ 16} And because this disposition conflicts with the decisions of the Eighth District in Waver , the Ninth District in Ditzler , and the Tenth District in Haynes , we certify to the Ohio Supreme Court, upon the authority conferred by Article IV, Section 3(B)(4) of the Ohio Constitution, the following question: "Is a sentence imposed under former R.C. Chapter 2971 void, and thus correctable at any time, when the finding that the offender was a 'sexually violent predator' was not, as former R.C. 2971.01(H)(1) had required, based on a sexually-violent-offense conviction that had existed prior to the indictment charging the sexually-violent-predator specification."
Judgment accordingly.
Zayas, J., concurs.
Deters, J., concurs in part and dissents in part.
Concurring in Part
{¶ 17} I concur with the majority in affirming the common pleas court's judgments overruling Ingels's 2016 motions. But I dissent from this court's order remanding for resentencing on the kidnapping offenses charged in counts one and three of the indictment in the case numbered B-9800321. I would not overrule our decision in
State v. Ingles
, 1st Dist. Hamilton No. C-100297,
Reference
- Full Case Name
- STATE of Ohio, Plaintiff-Appellee, v. Earl INGELS, Defendant-Appellant.
- Cited By
- 4 cases
- Status
- Published
- Syllabus
- SENTENCING - JURISDICTION - APPELLATE REVIEW/CRIMINAL: Defendant's kidnapping sentences were void and thus subject to correction, because the trial court had no statutory authority to enhance those sentences pursuant to sexually-violent-predator specifications charged under former R.C. Chapter 2971, when the specifications were not, as former R.C. 2971.01(H)(1) had required, based on a sexually-violent-offense conviction that had existed prior to the indictment charging the specifications: the common pleas court did not err in overruling, because the doctrine of the law of the case precluded the court from granting, defendant's postconviction motion for resentencing on that ground but following the appeals court's decision overruling its prior decisions holding that the sentences were not void, the sentences are properly remanded to the common pleas court for resentencing under the jurisdiction to correct a void judgment. [But see DISSENT: Defendant's kidnapping sentences were not subject to correction, because the claimed error did not render those sentences void.]