State v. Gilbert
State v. Gilbert
Opinion
{¶ 1} This is an appeal of a September 29, 2016 judgment of the Sandusky County Court of Common Pleas. Defendant-appellant, Glen Gilbert, pled guilty to one count of pandering obscenity involving a minor, in violation of R.C. 2907.321(A)(2), a felony in the second degree. The trial court sentenced Gilbert to 48 months in prison, and he appealed.
{¶ 2} Gilbert's original appellate counsel asserted that he could not find any non-frivolous issues for appellate review and moved to withdraw from the case, pursuant to
Anders v. California
,
Facts and Procedural History
{¶ 3} The facts of this case are not in dispute. Gilbert was indicted on four criminal counts: pandering obscenity involving a minor, in violation of R.C. 2907.321(A)(2), a second-degree felony; importuning, in violation of R.C. 2907.07(D)(2), a fifth-degree felony; attempted unlawful sexual conduct with a minor, in violation of R.C. 2907.04(A) and 2923.02, a fourth-degree felony; and disseminating matter harmful to a juvenile in violation of R.C. 2907.31(A)(1), a fifth-degree felony.
{¶ 4} The charges stem from a personal advertisement Gilbert placed on "Craigslist" and the resulting online conversation he had with someone whom he believed was a 13-year-old girl, but was actually a Bellevue police officer posing as a young girl. Gilbert sent four pornographic videos, including child pornography, to "the girl" and arranged to meet her in a park for the purpose of engaging in sexual conduct. The police arrested Gilbert in the park.
{¶ 5} Gilbert was appointed trial counsel. During the plea hearing, Gilbert agreed to plead guilty to the pandering obscenity charge, in exchange for the state's agreement to dismiss the remaining three counts. With regard to penalties he would face if convicted of a sexually oriented offense, the trial court advised Gilbert as follows:
THE COURT: You also understand that you will be required to register as a sexual offender, as a Tier II sex offender, and that you would be required to register for 25 years?
THE DEFENDANT: Yes, sir.
THE COURT: And that means verifying your address every six months, and you would do that through the Sandusky County Sheriff's Office if you're still residing in Sandusky County.
THE DEFENDANT: Yes, sir.
{¶ 6} The trial court accepted Gilbert's plea and found him guilty. At a subsequent hearing, the court sentenced him to serve 48 months in prison, to pay certain costs, to register as a Tier II sex offender and to verify his address for the sex offender notification requirements for 25 years. Through his newly appointed appellate counsel, Gilbert assigns a single assignment of error.
ASSIGNMENT OF ERROR: The trial court committed reversible error when it did not fully explain the reporting requirements of a Tier II sex offender prior to accepting Appellant's plea of guilty, in violation of Crim.R. 11(C).
Law and Analysis
{¶ 7} Crim.R. 11(C) governs guilty and no contest pleas in felony cases. Before a trial court may accept a guilty plea, it must address the defendant personally and inform him of, and ensure that he understands, "the nature of the charges and of the maximum penalty involved" and the "effect of the plea of guilty." Crim.R. 11(C)(2)(a) and (b). The underlying purpose of Crim.R. 11(C) is to ensure that the information a defendant needs to make a voluntary and intelligent decision about pleading guilty is conveyed to him.
State v. Ballard
,
{¶ 8} "If a trial court fails to literally comply with Crim.R. 11, reviewing courts must engage in a multitiered analysis to determine whether the trial judge failed to explain the defendant's constitutional or nonconstitutional rights and, if there was a failure, to determine the significance of the failure and the appropriate remedy."
State v. Clark
,
{¶ 9} A less stringent standard applies to nonconstitutional rights. If the trial judge imperfectly explained nonconstitutional rights, such as the right to be informed of the maximum possible penalty and the effect of the plea, a substantial-compliance rule applies.
Id.
at ¶ 31. "Under this standard, a slight deviation from the text of the rule is permissible; so long as the totality of the circumstances indicates that 'the defendant subjectively understands the implications of his plea and the rights he is waiving,' the plea may be upheld."
Id.
, quoting
State v. Nero
,
{¶ 10} Where the trial court does not substantially comply with Crim.R. 11 nonconstitutional rights, a reviewing court must determine whether the trial court
partially
complied or
failed
to comply.
Nero
at 108,
{¶ 11} When a plea results in a defendant being classified as a sex offender or a child victim offender under R.C. Chapter 2950, "the trial court must inform the defendant of all of the punitive consequences of entering a guilty plea and having a child victim or sex offender classification in order to substantially comply with non-constitutional provisions of Crim.R. 11."
State v. Ragusa
, 6th Dist. Lucas No. L-15-1244,
{¶ 12} At the plea hearing in this case, the trial court informed Gilbert of the registration obligations that would be required of him as a Tier II sex offender, but did not inform him of any community notification requirements or residential restrictions. Gilbert argues that these omissions render his plea invalid because he was not advised of all the punitive consequences he would face.
{¶ 13} We begin with community notification. R.C. 2950.11 generally requires the county sheriff to provide certain individuals with written notice of the sex offender's name, address, offense and photograph. R.C. 2950.11(B). The sheriff's duty to notify extends to individuals living within 1000 feet of the sex offender's premises and to others, such as school superintendents, principals, building managers, executive directors, and administrators within a certain geographical area.
See
R.C. 2950.11(A)(1)-(10). The community notification requirement applies only to tier III sex offender/child victim offenders and to certain delinquent child tier III sex offender/child victim offenders. R.C. 2950.11(F). It does not extend to Tier II offenders, like Gilbert.
State v. Bodyke
,
{¶ 14} Turning to residential restrictions, R.C. 2950.034(A) prohibits a person who pleads guilty to, or has been convicted of, a sexually oriented offense or a child-victim oriented offense from establishing a residence or occupying a residential premises "within one thousand feet of any school premises or preschool or child day-care center premises." These residential restrictions apply to Gilbert because he pled guilty to, and was convicted of, pandering obscenity involving a minor, in violation of R.C. 2907.321(A)(2), which is a "sexually oriented offense" under R.C. 2950.01. The trial court, however, completely failed to inform Gilbert of the residential restrictions of R.C. 2950.034(A).
{¶ 15} The state urges this court to find that "based on the totality of the circumstances, [Gilbert] subjectively understood that his plea of guilty * * * would subject him to certain restrictions as a Tier II sex offender such as the inability to live within 1,000 feet of a school, or the inability to hold a state license as an auctioneer and/or cosmetologist or barber." In support, the state cites
State v. Creed
, 8th Dist. Cuyahoga No. 97317,
{¶ 16} This court has consistently held, however, that "each of the penalty notifications of R.C. Chapter 2950 [i.e., the registration and verification requirements, community notification requirements, and residential restrictions] must be viewed independently."
Ragusa
, 6th Dist. Lucas No. L-15-1244,
{¶ 17} Gilbert's assignment of error is well-taken. The trial court's judgment accepting his plea, convicting him, and sentencing him is hereby vacated, and the case is remanded to the trial court for further proceedings consistent with this decision. The state is ordered to pay the costs of this appeal pursuant to App.R. 24.
Certification of Conflict
{¶ 18} Article IV, Section 3(B)(4) of the Ohio Constitution states that "[w]henever the judges of a court of appeals find that a judgment upon which they have agreed is in conflict with a judgment pronounced upon the same question by any other court of appeals of the state, the judges shall certify the record of the case to the supreme court for review and final determination."
{¶ 19} In order to qualify for certification to the Supreme Court of Ohio pursuant to Section 3(B)(4), Article IV of the Ohio Constitution, a case must meet the following three conditions:
First, the certifying court must find that its judgment is in conflict with the judgment of a court of appeals of another district and the asserted conflict must be "upon the same question." Second, the alleged conflict must be on a rule of law-not facts. Third, the journal entry or opinion of the certifying court must clearly set forth the rule of law which the certifying court contends is in conflict with the judgment on the same question by other district courts of appeals. Whitelock v. Gilbane Bldg. Co .,66 Ohio St.3d 594 , 596,613 N.E.2d 1032 (1993).
{¶ 20} As we recently determined in
State v. Dangler,
6th Dist. Williams No. WM-16-010,
{¶ 21} We therefore certify the record in this case for review and final determination to the Supreme Court of Ohio on the following issue:
{¶ 22} During a plea proceeding, does a trial court's failure to inform a defendant about the residential restrictions imposed on sex offenders under R.C. Chapter 2950 render the plea invalid? 1
{¶ 23} The parties are directed to S.Ct.Prac.R. 5.03 and S.Ct.Prac.R. 8.01 for guidance.
{¶ 24} It is so ordered.
Judgment vacated and remanded.
Arlene Singer, J.
James D. Jensen, J.
CONCUR.
This precise issue was previously accepted for review by the Supreme Court of Ohio in
State v. Kouts
,
Reference
- Full Case Name
- STATE of Ohio, Appellee v. Glen A. GILBERT, Appellant
- Cited By
- 2 cases
- Status
- Published
- Syllabus
- The trial court erred in failing to advise the defendant of the residency restrictions set forth in R.C. 2950.034 before accepting his guilty plea to a sexually oriented offense. The trial court's failure to advise the defendant of the penalty renders his plea invalid and must be vacated without an analysis of the totality of the circumstances or prejudicial effect. This decision is in conflict with other appellate districts and the issue is certified to the Supreme Court.