State v. Cruz-Ramos
State v. Cruz-Ramos
Opinion
{¶1} Appellant has appealed his conviction and sentence in the Mahoning County Court of Common Pleas arising from a guilty plea to felonious assault, failure to comply with an order or signal of a police officer, resisting arrest, and having weapons while under a disability. All the charges were felonies, and firearm specifications attached to many of the charges. Appellant was sentenced to an aggregate sentence of twenty and one-half years in prison. We appointed counsel to represent Appellant on appeal. Counsel filed a no merit brief and a motion to withdraw as counsel pursuant to
State v. Toney
,
{¶2} Under
Anders
, if counsel reviews the record and determines that the case is frivolous, counsel should then file a "brief referring to anything in the record that might arguably support the appeal."
Anders
at 744,
{¶3} This case provides us with an opportunity to reexamine the ethical and constitutional obligations appointed appellate counsel has to an indigent criminal defendant when counsel believes there are no meritorious grounds for an appeal, and the scope of our duty to independently examine the record for any issues containing arguable merit.
{¶4} First, we agree with the Fourth District Court of Appeals that the
Anders
procedure is an alternative, not a constitutional mandate.
State v. Wilson
, 4th Dist.,
{¶5} According to the United State Supreme Court:
[T]he Anders procedure is not "an independent constitutional command," but rather is just "a prophylactic framework" that we established to vindicate the constitutional right to appellate counsel announced in Douglas [ v. California ,372 U.S. 353 ,83 S.Ct. 814 ,9 L.Ed.2d 811 (1963) ]. We did not say that our Anders procedure was the only prophylactic framework that could adequately vindicate this right; instead, by making clear that the Constitution itself does not compel the Anders procedure, we suggested otherwise. Similarly, in Penson v. Ohio ,488 U.S. 75 ,109 S.Ct. 346 ,102 L.Ed.2d 300 (1988), we described Anders as simply erecting "safeguards." (Citations omitted.)
Smith v. Robbins
,
{¶6} Because the
Anders
procedure is not a constitutional mandate, we are able to craft alternate procedures that fulfill the purpose of
Anders
.
{¶7} Many courts have identified problems with the
Anders
procedure.
{¶8} The
Anders
procedure also creates tension between counsel's duty to the client and to the court.
Robbins
,
{¶9} The
Anders
procedure has also been criticized for creating a role reversal between counsel and the court, thus removing the adversarial nature of the judicial system in criminal cases. Counsel determines the appeal is frivolous, yet the court scours the entire record looking for meritorious issues on the client's behalf.
Huguley v. State
,
{¶10} Furthermore, the
Anders
approach has been criticized for imposing unnecessarily heavy burdens on the judiciary, because the appellate court is forced to provide a complete review of the entire record, including trial transcripts, in a case that has already been identified as frivolous by appellant counsel.
See
Murrell v. People of the Virgin Islands
,
{¶11} In what is now referred to as "the Idaho rule," the Supreme Court of Idaho rejected the
Anders
procedure, in part, on judicial economy grounds and held that "once counsel is appointed to represent an indigent client during appeal on a criminal case, no withdrawal will thereafter be permitted on the basis that the appeal is frivolous or lacks merit."
State v. McKenney
,
{¶12} Courts have also criticized
Anders
for the confusing and burdensome scope of review involved in requiring the appellate court to conduct "a full examination of all the proceedings, to decide whether the case is wholly frivolous."
Anders
,
{¶13} We are aware that some courts, such as the Eighth District Court of Appeals, have found that
Anders
does not require the appellate court to comb the entire record for error, but rather, only requires an independent appellate review of the points raised in the
Anders
no merit brief and any additional points raised by the pro se defendant.
State v. Taylor
, 8th Dist. No. 101368,
{¶14} We agree with the Fourth District that our past Anders procedure essentially required the court of appeals to act as the defendant's counsel by identifying issues that should have been argued by appointed counsel. The defendant, in effect, has not one appellate counsel but several-his original appointed counsel who filed the Anders brief; a three-judge panel of this court; and new substitute counsel. If substitute counsel also finds no meritorious issues, then the process occurs again with another review of the entire record and the possible appointment of another attorney. This gives the indigent defendant more than he could expect had counsel (whether retained or appointed) decided to simply argue the appeal on its merits. The Anders procedure attempts to protect the Sixth Amendment right to have reasonably effective professional representation on appeal, rather than a right "to have a committee of counsel including judges of the court of appeals." Wilson at ¶ 16.
{¶15} Typically, trial counsel has filed the appeal rather than appointed appellate counsel. Therefore, it is imperative that appellate counsel discuss the case with the defendant and decide whether to continue the appeal based on counsel's examination of the case. If counsel believes the appeal is frivolous, counsel should inform the defendant and explain why the appeal should be abandoned. If the defendant decides that there are specific issues that he or she wishes to raise on appeal, counsel must file a merit brief and argue the defendant's appeal as persuasively as possible regardless of any personal belief that the appeal is frivolous. This does not mean counsel must argue every issue the defendant believes meritorious. Counsel, as has always been the case, may exercise strategic judgment in the presentation of the issues in the brief. See
Jones v. Barnes
,
{¶16} Therefore, we hold that in any criminal appeal as a matter of right, it is no longer an acceptable practice in this court for counsel to file an Anders no merit brief, or as we have designated it in this court, a Toney brief. This also means that counsel may not file a motion to withdraw on the grounds that the appeal is frivolous. If the defendant does not wish to dismiss the appeal after consulting with counsel, then counsel must file a merit brief.
{¶17} We hereby overrule paragraphs two, three, four, five, six, and seven of
State v. Toney
,
{¶18} In this appeal, appointed counsel could not have anticipated our reevaluation of Anders and Toney . Therefore, we sustain counsel's motion to withdraw and we will appoint new counsel to assist Appellant in this appeal. Counsel to be appointed by separate judgment entry.
{¶19} It is so ordered.
{¶20} Copy to counsel and to the prosecutor. Appeal continues.
JUDGE GENE DONOFRIO (concurs)
JUDGE CHERYL L. WAITE (concurs)
JUDGE CAROL ANN ROBB (concurs)
Reference
- Full Case Name
- STATE of Ohio, Plaintiff-Appellee, v. Luis R. CRUZ-RAMOS, Defendant-Appellant.
- Cited By
- 17 cases
- Status
- Published
- Syllabus
- no merit briefs no longer accepted on appeal Anders v. California, 386 U.S. 738 (1967) procedure no longer followed State v. Toney, 23 Ohio App.2d 203 (1970) overruled if the defendant does not wish to dismiss the appeal, appointed counsel must file a merit brief.