State v. Ralston
State v. Ralston
Opinion
{¶ 1} Appellant, Megan Ralston, appeals from the judgment of the Portage County Court of Common Pleas convicting her of aggravated possession of drugs following her plea of guilty. At issue is whether a court strictly complies with the requirements of Crim.R. 11(C) if it orally advises a defendant that she is entitled to a trial, but does not expressly state that it would be a jury trial. For the following reasons, we reverse the trial court's judgment and remand the matter for further proceedings.
{¶ 2} On August 24, 2017, appellant was indicted for aggravated trafficking in drugs, in violation of R.C. 2925.03(A)(2), a felony of the second degree; aggravated possession of drugs, in violation of R.C. 2925.11(A) and (C)(1)(c), a felony of the second degree; and falsification, in violation of R.C. 2921.13(A)(3), a misdemeanor of the first degree.
{¶ 3} Ultimately, appellant entered a plea of guilty to an amended count of aggravated possession of drugs, in violation of R.C. 2925.11(A) and (C)(1)(b). The remaining counts were nolled. Appellant was sentenced to three years in prison and ordered to pay a $5,000 fine. Appellant now appeals, assigning the following as error:
{¶ 4} "The trial court committed reversible error in accepting Ms. Ralston's guilty plea on grounds that the trial court failed to comply with Crim.R. 11 during the plea colloquy by not advising her that she had a right to a jury trial."
{¶ 5} A guilty plea entered in a criminal case must be made knowingly, intelligently, and voluntarily to be valid under both the United States and Ohio Constitutions.
Boykin v. Alabama
,
{¶ 6} [P]ursuant to the strict-compliance standard set forth in Ballard, the trial court must orally inform the defendant of the rights set forth in Crim.R. 11(C)(2)(c) during the plea colloquy for the plea to be valid. Although the trial court may vary slightly from the literal wording of the rule in the colloquy, the court cannot simply rely on other sources to convey these rights to the defendant. "We cannot presume a waiver of these * * * important federal rights from a silent record." Boykin [v. Alabama,395 U.S. 238 ,] 243 [89 S.Ct. 1709 ,23 L.Ed.2d 274 (1969) ]. When the record confirms that the trial court failed to perform this duty, the defendant's plea is constitutionally infirm, making it presumptively invalid. See Ballard, [ supra ,] at 481 [423 N.E.2d 115 ] ; State v. Griggs,103 Ohio St.3d 85 ,2004-Ohio-4415 [814 N.E.2d 51 ], ¶ 12. Veney , supra , at ¶ 29.
{¶ 7} In this case, the trial court informed appellant she was waiving her right to a trial. At no point, however, did the court orally inform appellant she was waiving her right to a jury trial or reference a jury during the plea colloquy. We recognize that appellant's written plea of guilty indicated that appellant acknowledged the following: "I have been informed by my Attorney and by the Judge that by pleading guilty I waive the following constitutional rights * * * [m]y right to a jury trial." The written plea, however, is an outside source upon which the trial court could not solely rely. Pursuant to Veney , appellant's plea is invalid.
{¶ 8} The state characterizes the omission at issue as an ambiguity in the oral plea colloquy which, pursuant to
Barker
,
supra
, may be clarified by reference to the written waiver. This construction, however, conflicts with the unequivocal statement of law in
Veney
,
supra
; namely, "that the court cannot simply rely on other sources to convey [constitutional] rights to the defendant."
Id.
Veney
makes it additionally clear that it is the trial court's obligation to verbally inform the defendant and obtain an actual knowing, intelligent, and voluntary waiver of his or her rights. By clarifying the alleged ambiguity by reference to the written plea agreement, we are relying exclusively on an outside source and therefore presuming waiver.
See
State v. Young
, 11th Dist. Trumbull No. 2009-T-0130,
{¶ 9} In order to satisfy constitutional due process, there must be some actual indication the trial court orally mentioned a jury would be involved were the matter tried. This does not necessarily mean the reference to a jury must overtly advise a defendant she has a right to a jury trial which she would be waiving by pleading guilty; nevertheless, the reference or statement must meaningfully inform a defendant of the right in a reasonably intelligible fashion. For instance, by indicating "neither a judge nor jury" has the right to pass judgment on a defendant's decision not to testify, a trial court directly implies a defendant is entitled to have the jury adjudicate his or her case.
See
Ballard
,
supra
. Similarly, if a court states it would "instruct the jury" that a defendant's decision not to testify cannot be used against that defendant, it stands to reason that the defendant has a right to
*237
have a jury consider the merits of the charges he or she is facing.
See
State v. Hayward
, 6th Dist. Wood No. WD-17-010,
{¶ 10} We are aware that this court, as well as other courts, have upheld pleas where trial courts included
no
reference to the word "jury" in their plea colloquys. Specifically, in
State v. Gibson
, 11th Dist. Portage No. 2005-P-0066,
{¶ 11} Similarly, in
State v. DeArmond
,
{¶ 12} Also, in
State v. Benjamin
, 8th Dist. Cuyahoga No. 73017,
{¶ 13} Gibson , DeArmond , and Benjamin were decided before Veney . In light of the express requirement that a court must orally inform a defendant of his or her constitutional rights and cannot rely exclusively on "other sources" to meet its obligations, we conclude these cases are inconsistent with controlling precedent.
{¶ 14} To meet the requirements of due process, the trial court must orally advise the defendant of his or her right to a jury trial in a manner reasonably intelligible to that defendant. The trial court failed to do so in this case. Appellant's plea is therefore invalid.
*238 {¶ 15} Appellant's assignment of error has merit.
{¶ 16} For the reasons discussed in this opinion, the judgment of the Portage County Court of Common Pleas is reversed and the matter is remanded.
THOMAS R. WRIGHT, P.J., concurs,
DIANE V. GRENDELL, J., dissents with a Dissenting Opinion.
DIANE V. GRENDELL, J., dissents with a Dissenting Opinion.
{¶ 17} I respectfully dissent and would affirm the validity of Megan Ralston's guilty plea.
{¶ 18} The majority duly notes the several cases which have affirmed guilty pleas despite the trial court's failure to expressly advise the defendant that he is waiving his right to a " jury trial" as opposed to merely a "trial." In each of these cases, as in the present case, the defendant's written plea agreement properly qualified the "trial" being waived as a "jury trial."
{¶ 19} The majority declines to follow this authority, however, on the grounds that, "[a]t no point * * * did the court * * * reference a jury during [Ralston's] plea colloquy." Supra at ¶ 7. In other words, an incidental reference to a "jury" somewhere else in the plea colloquy is sufficient to render the plea constitutionally valid. Without such incidental reference, the majority finds the plea invalid, even though the defendant acknowledges, in writing, her knowledge of her right to a "jury" trial.
{¶ 20} The majority rests its position on the point that "the court cannot simply rely on other sources to convey [constitutional] rights to the defendant."
State v. Veney
,
{¶ 21} Here, Ralston was expressly advised by the trial court that she was waiving her right to a trial. The only ambiguity in the colloquy was whether this was a right to a jury trial or a bench trial. Courts are not required to define "trial" for the defendant. Ralston's written plea clarifies any such ambiguity by the qualifying word "jury." Of the essential right, that of a trial, however, Ralston was advised in compliance with Criminal Rule 11 and the constitutional mandate.
{¶ 22} The federal courts would hold that Ralston was adequately advised of her constitutional rights and would affirm her plea.
State v. Bourque
,
{¶ 23} The majority cites no authority for the proposition that Criminal Rule 11 sets a higher standard for what constitutes a voluntary, knowing, and intelligent plea than the standard set by the United States Supreme Court in Boykin .
*239 {¶ 24} For the foregoing reasons, I respectfully dissent and would affirm the decision of the court below.
Reference
- Full Case Name
- STATE of Ohio, Plaintiff-Appellee, v. Megan C. RALSTON, Defendant-Appellant.
- Cited By
- 6 cases
- Status
- Published
- Syllabus
- CRIMINAL LAW - plea of guilty Crim.R. 11 Boykin Veney strictly comply no reference to a right to jury trial cannot rely exclusively upon outside sources advise in a manner reasonably intelligible failure to comply plea invalid.