State v. Easterling

Ohio Court of Appeals
State v. Easterling, 2019 Ohio 2470 (2019)
Froelich

State v. Easterling

Opinion

[Cite as State v. Easterling,

2019-Ohio-2470

.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT GREENE COUNTY

STATE OF OHIO : : Plaintiff-Appellee : Appellate Case No. 2018-CA-33 : v. : Trial Court Case No. 2018-CR-189 : BRIAN K. EASTERLING : (Criminal Appeal from : Common Pleas Court) Defendant-Appellant : :

...........

OPINION

Rendered on the 20th day of June, 2019.

...........

DAVID M. MORRISON, Atty. Reg. No. 0084368, Greene County Prosecutor’s Office, Appellate Division, 61 Greene Street, Suite 200, Xenia, Ohio 45385 Attorney for Plaintiff-Appellee

DAVID R. MILES, Atty. Reg. No. 0013841, 1160 E. Dayton-Yellow Springs Road, Fairborn, Ohio 45324 Attorney for Defendant-Appellant

.............

FROELICH, J. -2-

{¶ 1} Brian K. Easterling was convicted after a jury trial of domestic violence, a

third-degree felony, and obstructing official business, a second-degree misdemeanor.

The trial court sentenced him to concurrent sentences totaling 36 months in prison.

Easterling appeals from his convictions, raising seven assignments of error. For the

following reasons, the trial court’s judgment as to obstructing official business will be

affirmed; the judgment as to domestic violence will be modified to a first-degree

misdemeanor, the sentence for domestic violence will be modified to the maximum 180

days in jail, and the judgment will be affirmed as modified. Easterling will be ordered

released from custody on this matter, subject to any detainers, hold orders, or other orders

that would require his continued imprisonment or detention.

I. Factual and Procedural History

{¶ 2} The State’s evidence at trial established the following facts.

{¶ 3} On March 1, 2018, Easterling, then 43 years old, and his 78-year-old father,

Ernest Easterling,1 resided together in Xenia. Easterling’s 51-year-old brother, Michael

Shane Easterling (“Shane”), lived approximately one and a half blocks away. Shane

stated that it would take one to two minutes to drive from one residence to the other.

{¶ 4} Sometime between 11:00 p.m. and midnight on March 1, Ernest drove to

Shane’s home and “beat” on Shane’s door. Shane testified that Ernest appeared “very

stressed out” and “dazed.” Shane stated that Ernest was acting normally, but appeared

“very anxious” and “very agitated.” Shane noticed that Ernest (who shaved his head)

1 Because Easterling’s family members share the same surname, we will refer to his family members by their first names for the sake of clarity. -3-

had a lump on the back of his head. Shane had seen his father earlier in the day, and

Ernest did not have a lump on his head at that time. Shane testified that his father had

“thin skin” on his arms, which bled easily, but he had never seen his father develop a knot

from someone just touching him.

{¶ 5} Shane testified, over objection,2 that Ernest asked him “to please come and

get Brian [Easterling] out of his house because Brian had just punched him and knocked

him to the floor.” Shane responded to his father that he “wasn’t messing with Brian.

That he’s not worth me going to jail over.” Shane calmed his father down and called the

police. Shane then drove his father home in his father’s truck. The two men sat in the

truck awaiting the police. Shane repeatedly offered to drive his father to the hospital, but

Ernest refused to go.

{¶ 6} Xenia Police Officers Atkins and Roelker arrived almost instantaneously.

Ernest remained in the truck, and Shane stood outside the vehicle. Officer Roelker

spoke with Ernest, while Officer Atkins spoke with Shane and another man. The officers

offered to call an ambulance, but Ernest refused medical treatment.

{¶ 7} While Shane was speaking with Officer Atkins, Easterling came onto the front

porch and walked to the edge of the steps, approximately 10 feet from the front door.

Officer Atkins testified that he started to approach Easterling, told Easterling that he

needed to talk with Easterling, and told Easterling not to go back into the house.

Easterling, however, turned around and started back toward the front door. Officer

Atkins continued to tell Easterling to stop and not go back into the house.

2 The trial court ruled that Ernest’s statement to Shane was admissible as an excited utterance. -4-

{¶ 8} Shane told Officer Atkins that Easterling was going to lock the door and they

were not going to be able to enter. In response, Officer Atkins went to the front door and

grabbed the door. Atkins stated that Easterling slammed the door shut. Shane testified

that Easterling was forcibly holding the door closed and got into a “pushing match” with

the officer. Officer Roelker then went to the front door to assist Officer Atkins, and the

two officers pushed their way in. The officers struggled briefly with Easterling while

arresting him. Officer Atkins testified that Easterling’s actions hindered his ability to

perform his official duties.

{¶ 9} Officer Anthony Vitale came to Easterling’s residence to assist Officers Atkins

and Roelker. He was asked to take photographs of Ernest’s reported injuries. Ernest

was still seated in the passenger seat of his vehicle. Officer Vitale took photographs of

the outside of the residence, of Ernest taken from the outside of the truck, and of the back

right side of Ernest’s head. Vitale testified that he personally observed Ernest’s head,

and there appeared to be a “slight swelling to the area where I took photos.” Officer

Vitale stated that he saw small red marks in that area.

{¶ 10} The parties stipulated that Easterling had two or more prior convictions for

domestic violence.

{¶ 11} On March 12, 2018, Easterling was indicted for domestic violence and

obstructing official business. The domestic violence charge included an allegation that

Easterling had previously been convicted of domestic violence three times – twice in

Xenia Municipal Court (Case Nos. 05 CRB 1759 and 12 CRB 1150) and once in the

Greene County Court of Common Pleas (Case No. 02 CR 862). The existence of the

prior convictions elevated the domestic violence charge to a third-degree felony. See -5-

R.C. 2919.25(D)(4).

{¶ 12} Trial was scheduled for May 21, 2018. On May 3, Easterling requested a

continuance of the trial date on the ground that his counsel had a scheduling conflict.

The court granted the motion and reset the matter for noon on June 4, 2018.

{¶ 13} Ernest died of an unrelated illness on May 28, 2018. On the morning of

June 4, 2018, Easterling filed a motion in limine, seeking to preclude the admission of

statements made by Ernest to the Xenia police officers and Ernest’s written statement.

Easterling argued that the admission of these statements would violate the Confrontation

Clause. The trial court did not rule on the motion before the parties appeared for trial.

{¶ 14} On June 4, prior to beginning the trial and outside the presence of

prospective jurors, the trial court invited the parties to place on the record the status of

any plea negotiations. Defense counsel stated that his understanding of the procedure

under Lafler v. Cooper,

566 U.S. 156

,

132 S.Ct. 1376

,

182 L.Ed.2d 398

(2012), was that

the trial court needed to be satisfied that plea negotiations were made, that Easterling

was aware of the plea negotiations, and that Easterling’s decision regarding the plea was

made with full understanding of what those plea negotiations were. The court then

questioned Easterling about the plea negotiations, and Easterling repeatedly stated that

he did not “understand any of this.” When Easterling stated that he had chosen to go to

trial, the trial court indicated that the trial would proceed.

{¶ 15} Defense counsel told the trial court that the State had offered a plea

whereby Easterling would pled to domestic violence as a fourth-degree felony and the

case would be “administratively terminated today.” The trial court responded that the

State had made that offer during the previous week and that the offer had been rejected -6-

by Easterling. Defense counsel agreed that the plea had been rejected, but noted that

the rejection occurred within 24 hours of Ernest’s death. The court then had the

prospective jurors brought into the courtroom to begin jury selection.

{¶ 16} Before the State called its first witness (Shane), the State brought to the

court’s attention that it had not addressed the motion in limine. The court invited

arguments from counsel. Defense counsel argued that the admission of statements by

Ernest to the police would violate the Confrontation Clause. Counsel further stated that

he had recently become aware that the State intended to offer statements made by Ernest

to Shane; defense counsel argued that these statements were inadmissible hearsay.

The prosecutor responded that Ernest’s statements to Shane fell within a hearsay

exception and were not testimonial. The trial court provisionally overruled the motion,

stating that it would “allow the testimony to develop” and that defense counsel could object

when he felt an objection was appropriate.

{¶ 17} The trial proceeded with three witnesses from the State; Easterling did not

call any witnesses. Through cross-examination of the State’s witnesses, Easterling

attempted to show that Ernest was alcoholic and prone to falling and that Shane’s

testimony was not credible due to animosity between the brothers. During closing

argument, defense counsel further argued that Easterling did not obstruct official

business, because his actions delayed his arrest by only 90 seconds, per Officer Atkins’s

testimony.

{¶ 18} The jury found Easterling guilty of both domestic violence and obstructing

official business; the verdict form for domestic violence did not require a finding regarding

Easterling’s prior convictions, and it did not reference the degree of the offense. After a -7-

presentence investigation, the trial court imposed 60 days for obstructing official business

and a maximum 36 months for domestic violence as a third-degree felony, to be served

concurrently.

{¶ 19} Easterling appeals, raising seven assignments of error. We will address

them in a manner that facilitates our analysis.

II. Plea Negotiations

{¶ 20} Easterling’s first and second assignments of error concern the plea

bargaining process. His first assignment claims that he received ineffective assistance

of counsel during plea negotiations. His second assignment claims that the trial court

erred in not allowing him to explain his reasons for turning down the proposed plea

agreement.

{¶ 21} The Sixth Amendment to the United States Constitution guarantees a

defendant the effective assistance of counsel at “critical stages of a criminal proceeding,”

including during the plea bargaining process. E.g., Lafler,

566 U.S. at 162, 165

,

132 S.Ct. 1376

,

182 L.Ed.2d 398

; Lee v. United States, __ U.S. __,

137 S.Ct. 1958, 1964

,

198 L.Ed.2d 476

(2017); State v. Romero, Ohio Slip Opinion No.

2019-Ohio-1839, ¶ 14

.

When a defendant alleges ineffective assistance of counsel arising from the plea

bargaining process, the defendant must satisfy the two-prong test set out in Strickland v.

Washington,

466 U.S. 668, 688

,

104 S.Ct. 2052

,

80 L.Ed.2d 674

(1984). Romero at ¶

14.

{¶ 22} To establish ineffective assistance of counsel, a defendant must

demonstrate both that trial counsel’s conduct fell below an objective standard of

reasonableness and that the errors were serious enough to create a reasonable -8-

probability that, but for the errors, the outcome of the case would have been different.

See

Strickland at 688

; State v. Bradley,

42 Ohio St.3d 136, 142

,

538 N.E.2d 373

(1989).

The failure to make a showing of either deficient performance or prejudice defeats a claim

of ineffective assistance of counsel.

Strickland at 697

.

{¶ 23} Trial counsel is entitled to a strong presumption that his or her conduct falls

within the wide range of reasonable assistance.

Id. at 688

. A defendant is entitled to

“reasonable competence” from his or her attorney, not “perfect advocacy.” See

Maryland v. Kulbicki,

136 S.Ct. 2, 5

(2015), citing Yarborough v. Gentry,

540 U.S. 1, 8

,

124 S.Ct. 1

,

157 L.Ed.2d 1

(2003). Hindsight is not permitted to distort the assessment

of what was reasonable in light of counsel’s perspective at the time, and a debatable

decision concerning trial strategy cannot form the basis of a finding of ineffective

assistance of counsel. State v. Cook,

65 Ohio St.3d 516, 524-525

,

605 N.E.2d 70

(1992); State v. Fields,

2017-Ohio-400

,

84 N.E.3d 193

, ¶ 38 (2d Dist.).

{¶ 24} With respect to claims of ineffective assistance regarding plea negotiations,

we have held that a defendant must demonstrate that (1) he or she was offered a plea

agreement; (2) his or her defense counsel provided legally unsound advice by

recommending that he reject the offer; (3) he or she would have entered into the

agreement but for counsel’s unsound advice; (4) the offer would not have been

withdrawn; (5) the trial court would have approved the agreement; and (6) the sentence

pursuant to the agreement would have been more favorable than the sentence actually

imposed by the court. State v. Thompson, 2d Dist. Montgomery No. 27924, 2018-Ohio-

4689, ¶ 11, citing Lafler at 162-164 and State v. Royster, 2d Dist. Montgomery No. 26378,

2015-Ohio-625

, ¶ 32-33. -9-

{¶ 25} The court conducted a Lafler hearing 3 shortly before trial. During that

hearing, Easterling repeatedly stated that he did not understand the plea negotiations,

and he seemed confused about what was occurring during the Lafler hearing. However,

Easterling told the court that he had decided to go to trial. The basis for that decision

was not discussed. Defense counsel described a plea agreement that had been offered

by the State, but the court noted, and defense counsel agreed, that the offer had been

rejected. Defense counsel indicated that the rejection occurred within a day of Ernest’s

death. There was no discussion about the reasoning behind the rejection, including

whether the rejection was based on legal advice from defense counsel. Neither

Easterling nor defense counsel asked to place the reasoning on the record.

{¶ 26} On appeal, Easterling contends that his defense counsel did not properly

3 We note the parties’ briefs refer to the pretrial on-the-record discussion of a plea offer and its rejection as a “Lafler hearing,” but that is a misnomer. In Lafler, the United States Supreme Court indicated the trial court could have conducted a hearing, at the point after the jury’s guilty verdict and before sentencing, to flesh out defendant’s post-verdict and pre-sentencing claim that he had received ineffective assistance in plea negotiations before trial. In situations where the charges that would have been admitted as part of the plea bargain are the same as the charges the defendant was convicted of after trial, “the court may conduct an evidentiary hearing to determine whether the defendant has shown a reasonable probability that but for counsel’s errors he would have accepted the plea.” Lafler,

566 U.S. at 171

,

132 S.Ct. 1376

,

182 L.Ed.2d 398

(2012). In other situations, such as when the offer was to plead to lesser charges, the prosecution may be required to reoffer the plea proposal.

Id.

The procedure utilized in the case before us, where the trial court assures that the defendant is aware of a plea offer and accepts or rejects it on the record, is a prophylactic measure to document a plea offer and its rejection. That is not a true “Lafler hearing” where the defendant has the opportunity to raise ineffective assistance of counsel in previous plea negotiations. In fact, case law supports the notion that a court, pre-trial, should not inquire into the reasons for defendant’s rejection of a plea offer or counsel’s specific advice because that could interfere with attorney-client privilege or unwittingly reveal defense trial tactics. See, e.g., United States v. Quezada-Trujillo, D.N.M. No. 17- CR-578 WJ,

2018 WL 1662548

, *1-3 (Apr. 5, 2018). Nevertheless, we refer to the pretrial record in this case as a “Lafler hearing,” because that is what the parties called it. -10-

advise him of the consequences of his father’s death as it related to the State’s ability to

prosecute him without his father’s appearance as a witness. Easterling indicates that he

learned on the morning of trial that his brother would be testifying about statements that

their father made concerning the domestic violence. Easterling thus claims that his

decision to go to trial was not an informed decision.

{¶ 27} “A claim of ineffective assistance of counsel cannot be asserted on direct

appeal if it relies on matters outside the record.” State v. Harris, 2d Dist. Montgomery

No. 27179,

2017-Ohio-9052, ¶ 19

. Here, the basis for Easterling’s rejection of the State’s

plea is not part of the record. The record also does not detail the advice that Easterling

received from his attorney regarding the plea. Accordingly, Easterling’s ineffective

assistance claim is not properly raised in this appeal.

{¶ 28} In addition, we find no indication in the record that the trial court precluded

Easterling from stating, on the record, his reasons for turning down the proposed plea.

Easterling states that the trial court was “rude,” did not provide him an opportunity to

explain, and did not inquire of defense counsel the status of plea negotiations. However,

the court provided defense counsel an opportunity to raise any additional matters during

the Lafler hearing, and defense counsel did not request an opportunity to place on the

record Easterling’s reasons for rejecting the plea.

{¶ 29} Easterling’s first and second assignments of error are overruled.

III. Sufficiency of the Evidence

{¶ 30} In his fourth and fifth assignments of error, Easterling claims that his

convictions for obstructing official business and domestic violence were based on

insufficient evidence. -11-

{¶ 31} “A sufficiency of the evidence argument disputes whether the State has

presented adequate evidence on each element of the offense to allow the case to go to

the jury or sustain the verdict as a matter of law.” State v. Wilson, 2d Dist. Montgomery

No. 22581,

2009-Ohio-525, ¶ 10

, citing State v. Thompkins,

78 Ohio St.3d 380, 386

,

678 N.E.2d 541

(1997). The relevant inquiry is whether any rational finder of fact, after

viewing the evidence in a light most favorable to the State, could have found the essential

elements of the crime proven beyond a reasonable doubt. State v. Dennis,

79 Ohio St.3d 421, 430

,

683 N.E.2d 1096

(1997). A guilty verdict will not be disturbed on appeal

unless “reasonable minds could not reach the conclusion reached by the trier-of-fact.”

Id.

{¶ 32} In reviewing challenges based on the sufficiency of the evidence, we are

required to consider all of the evidence admitted at trial, regardless of whether it was

admitted erroneously. State v. Brewer,

121 Ohio St.3d 202

,

2009-Ohio-593

,

903 N.E.2d 284

; State v. Rosales, 2d Dist. Montgomery No. 27117,

2018-Ohio-197, ¶ 16

, citing State

v. Johnson,

2015-Ohio-5491

,

55 N.E.3d 648

, ¶ 95 (2d Dist.).

A. Obstructing Official Business

{¶ 33} Easterling was convicted of obstructing official business, in violation of R.C.

2921.31(A). That statute reads: “No person, without privilege to do so and with purpose

to prevent, obstruct, or delay the performance by a public official of any authorized act

within the public official’s official capacity, shall do any act that hampers or impedes a

public official in the performance of the public official’s lawful duties.”

{¶ 34} Easterling claims that his conviction for obstructing official business must

be reversed for several reasons. First, he asserts that he did not engage in any -12-

affirmative act or undertaking that hampered or obstructed the Xenia police officers in

their investigation of domestic violence. He argues that he merely refused to cooperate.

Second, Easterling argues that he did not make any false or incorrect statements to the

officers. Third, citing State v. Grice,

190 Ohio App.3d 700

,

2009-Ohio-372

,

906 N.E.2d 1203

(1st Dist.), he argues that his conduct did not create a “substantial stoppage of the

officer’s progress,” because he was quickly apprehended. Id. at ¶ 12.

{¶ 35} To be guilty of the offense of obstructing official business, an individual must

commit an overt act done with an intent to obstruct a public official, such as a police

officer, and the act must succeed in actually hampering or impeding that officer. State

v. Davis,

2017-Ohio-5613

,

94 N.E.3d 194, ¶ 37

(2d Dist.). “The proper focus in a

prosecution for obstructing official business is on the defendant’s conduct, verbal or

physical, and its effect on the public official’s ability to perform the official’s lawful duties.”

State v. Henry,

2018-Ohio-1128

,

110 N.E.3d 103, ¶ 55

(10th Dist.), quoting State v.

Wellman,

173 Ohio App.3d 494

,

2007-Ohio-2953

,

879 N.E.2d 215, ¶ 12

(1st Dist.); State

v. Gibson,

2019-Ohio-1022

, __ N.E.3d. __, ¶ 18 (2d Dist.). The totality of the defendant’s

conduct should be considered, as opposed to viewing each act in isolation. State v.

Body,

2018-Ohio-3395

,

117 N.E.3d 1024, ¶ 22

(2d Dist.).

{¶ 36} We have consistently held that, to violate the obstructing official business

statute, the defendant must engage in an affirmative act(s) that hampers or impedes a

public official in the performance of the official’s duties. E.g., State v. Gillam, 2d Dist.

Montgomery No. 27998,

2019-Ohio-808, ¶ 15

; State v. Fader, 2d Dist. Montgomery No.

27828,

2018-Ohio-4139, ¶ 12

; State v. Prestel, 2d Dist. Montgomery No. 20922, 2005-

Ohio-5236. “A mere failure or refusal to respond to an officer’s request does not -13-

constitute obstructing official business.” (Citations omitted.) State v. Crawford, 2d Dist.

Montgomery No. 25506,

2013-Ohio-4398, ¶ 17

; see also

Body at ¶ 21

. “For example,

refusing to answer the door when police knock and identify themselves and refusing to

obey an officer’s request for information [do] not constitute obstructing official business.”

Prestel at ¶ 16.

{¶ 37} “Generally, an individual can be found guilty of obstructing official business

when he [or she] persists in performing a specific act [after] a police officer has told him

[or her] to stop.” Girard v. Oakman,

2018-Ohio-1212

,

110 N.E.3d 530, ¶ 52

(11th Dist.);

see

Gibson at ¶ 19

. “[I]f an officer has the right to detain an individual, the individual

cannot continue walking away from the officer once he [or she] is aware that the officer is

trying to detain him [or her].” State v. Harris,

2015-Ohio-5378

,

56 N.E.3d 286

, ¶ 7 (9th

Dist.), citing State v. Davis,

140 Ohio App.3d 751, 753

,

749 N.E.2d 322

(1st Dist. 2000);

see State v. Holloway, 2d Dist. Clark No. 2017-CA-91,

2018-Ohio-4636, ¶ 37

. Fleeing

from a lawful Terry stop is an affirmative act that constitutes obstructing official business.

Holloway at ¶ 37.

{¶ 38} For example, in State v. McLaughlin,

2015-Ohio-4611

,

48 N.E.3d 987

(2d

Dist.), a police officer was investigating a report of a stolen vehicle when he observed a

prior occupant of the vehicle (the defendant) walking toward the vehicle. Upon seeing

the officer by the vehicle, the defendant turned and began to walk away. The officer

immediately ordered the defendant to stop. The defendant turned and looked at the

officer, but continued to walk away. We concluded that “walking away despite being

ordered repeatedly to stop in the course of [the officer’s] investigation of the stolen vehicle

constitutes an affirmative act or undertaking that impeded [the officer’s] ability to perform -14-

his duty.” Id. at ¶ 17.

{¶ 39} Other appellate districts have concluded that a defendant’s act of retreating

into his or her home, contrary to an officer’s instructions, can constitute obstructing official

business. For example, the Ninth District Court of Appeals affirmed a conviction for

obstructing official business when the defendant retreated into his house after being

ordered to place his hands on his head. Harris at ¶ 8. Similarly, the Third District

concluded that a defendant’s acts of twice withdrawing into his home, failing to provide

identification, and using belligerent and profane language constituted obstructing official

business. State v. Shoe, 3d Dist. Shelby No. 17-17-22,

2018-Ohio-3006

.

{¶ 40} In this case, Easterling came onto the porch of his home while two police

officers were talking to his father, brother, and another individual regarding a complaint

of domestic violence. Officer Atkins approached Easterling, told Easterling that he

(Atkins) needed to talk with Easterling, and instructed Easterling not to go back into the

house. Easterling ignored Officer Atkins’s instructions and started back toward the front

door, despite Officer Atkins’s continued commands that Easterling stop and not go back

into the house. When Officer Atkins reached the front door, Easterling slammed the door

in his face and pushed on the door to prevent the officer’s entry. Officer Roelker, who

had been speaking with Shane and another individual, came and assisted Officer Atkins’s

efforts to enter the home and arrest Easterling. Easterling did not merely refuse to

cooperate; he engaged in the affirmative conduct of disobeying the officer’s order to stop

and not return to the house, entering his home, and pushing against the door to prevent

the officers from apprehending him.

{¶ 41} Easterling asserts that he did not obstruct official business, because he did -15-

not provide incorrect or false statements. We have stated that verbal acts alone,

including the provision of false identification or statements, can constitute obstructing

official business. See, e.g., Gibson,

2019-Ohio-1022

, __ N.E.3d __, at ¶ 18; Fader, 2d

Dist. Montgomery No. 27828,

2018-Ohio-4139, ¶ 18

(State presented sufficient evidence

of obstructing official business based on defendant’s provision of false identity).

However, obstructing official business is not limited to situations where false or incorrect

statements are made.

{¶ 42} Finally, the fact that the delay occasioned by Easterling’s conduct was

approximately 90 seconds does not require the reversal of his conviction. As stated by

the First District, “ ‘[w]e do not hold that any finite period of time constitutes a “substantial

stoppage,” be the delay occasioned by the interference thirty seconds or two minutes.’

If the record demonstrates that the defendant’s act hampered or impeded the officer in

the performance of his duties, the evidence supports the conviction.” Wellman,

173 Ohio App.3d 494

,

2007-Ohio-2953

,

879 N.E.2d 215, ¶ 18

, quoting State v. Dunn, 1st Dist.

Hamilton No. C-790319,

1980 WL 352885

, * 2 (Mar. 26, 1980); see, e.g., Fader at ¶ 18

(quoting Wellman). While the delay occasioned by Easterling’s conduct was not long,

the State’s evidence established that Easterling’s conduct impeded and delayed the

officers’ investigation of the domestic violence complaint and Easterling’s arrest.

{¶ 43} Easterling’s fourth assignment of error is overruled.

B. Domestic Violence

{¶ 44} Easterling was also convicted of domestic violence, in violation of R.C.

2919.25(A). R.C. 2919.25(A) provides: “No person shall knowingly cause or attempt to

cause physical harm to a family or household member.” The phrase “family or household -16-

member” includes a parent of the offender who is residing with the offender. R.C.

2919.25(1)(a)(ii).

{¶ 45} Easterling’s argument that the State’s evidence was insufficient is based on

a contention that his father’s statements to his brother should have been excluded.

Easterling asserts that, if his father’s statements to his brother were excluded, the

remaining evidence would be insufficient to convict him of domestic violence.

{¶ 46} As stated above, in reviewing the sufficiency of the evidence, we consider

the evidence that was admitted at trial, regardless of whether it was improperly admitted.

As the Ohio Supreme Court stated in Brewer,

121 Ohio St.3d 202

,

2009-Ohio-593

,

903 N.E.2d 284

:

By permitting a reviewing court to consider all the evidence

presented at trial, Lockhart’s [Lockhart v. Nelson,

488 U.S. 33

,

109 S.Ct. 285

,

102 L.Ed.2d 265

(1988)] holding recognizes that the state may rely

upon the trial court’s evidentiary rulings in deciding how to present its case.

“If the evidence offered by the State is received after challenge and is legally

sufficient to establish the guilt of the accused, the State is not obligated to

go further and adduce additional evidence that would be, for example,

cumulative. Were it otherwise, the State, to be secure, would have to

assume every ruling by the trial court on the evidence to be erroneous and

marshall [sic] and offer every bit of relevant and competent evidence. The

practical consequences of this would adversely affect the administration of

justice, if for no other reason, by the time which would be required for

preparation and trial of every case.” State v. Wood (Mo. 1980), 596 -17-

S.W.2d 394, 398-399; State v. Gray (1986),

200 Conn. 523, 538

,

512 A.2d 217

.

Brewer at ¶ 19. Easterling does not argue that the State’s evidence as a whole was

insufficient to support his conviction for domestic violence.

{¶ 47} Construing the evidence in the light most favorable to the State, we

conclude that the State’s evidence was sufficient to support Easterling’s conviction for

domestic violence. The State’s evidence at trial, if believed, established that Easterling

assaulted Ernest, his father, at their home and that Ernest drove to Shane’s residence to

seek help to remove Easterling from the residence. Shane and Officer Vitale observed

a lump on Ernest’s head; that injury was not present when Shane saw Ernest earlier in

the day. Accordingly, the State’s evidence was sufficient to show that Easterling

knowingly caused physical harm to a family member, in violation of R.C. 2919.25(A).

{¶ 48} The fifth assignment of error is overruled.

IV. Admissibility of the Father’s Statements to Brother

{¶ 49} In his third assignment of error, Easterling claims that the trial court erred in

admitting into evidence a statement made by Ernest to Shane, Easterling’s brother.

Easterling argues that the statement was inadmissible hearsay and its admission violated

the Confrontation Clause of the Sixth Amendment to the United States Constitution.

{¶ 50} “[T]he [United States] Supreme Court has recognized that a defendant’s

Sixth Amendment right to confront witnesses against him is violated when an out-of-court

statement that is testimonial in nature is admitted into evidence without the defendant

having had the opportunity to cross-examine the declarant.” State v. Eicholtz, 2d Dist.

Clark No. 2012-CA-7,

2013-Ohio-302, ¶ 26

, citing Crawford v. Washington,

541 U.S. 36

, -18-

68,

124 S.Ct. 1354

,

158 L.Ed.2d 177

(2004).

Testimonial statements include statements “ ‘that were made under

circumstances which would lead an objective witness reasonably to believe

that the statement would be available for use at a later trial.’ ” State v.

Kelley, 2d Dist. Clark No. 2011 CA 37,

2012-Ohio-1095, ¶ 58

, quoting

Crawford at 52

. “ ‘[S]tatements are nontestimonial when made in the

course of police interrogation under circumstances objectively indicating

that the primary purpose of interrogation is to enable police assistance to

meet an ongoing emergency. They are testimonial when the

circumstances objectively indicate that there is no such ongoing

emergency, and that the primary purpose of the interrogation is to establish

or prove past events potentially relevant to later criminal prosecution.’ ”

Eicholtz at ¶ 26, quoting Davis v. Washington,

547 U.S. 813

,

126 S.Ct. 2266

,

165 L.Ed.2d 224

(2006), paragraph one of the syllabus.

State v. Kerr, 2d Dist. Montgomery No. 26686,

2016-Ohio-965, ¶ 22

.

{¶ 51} The Sixth Amendment right to confrontation of witnesses does not extend

to nontestimonial hearsay. State v. Norris, 2d Dist. Montgomery No. 26147, 2015-Ohio-

624, ¶ 13, citing State v. Stahl,

111 Ohio St.3d 186

,

2006-Ohio-5482

,

855 N.E.2d 834

,

¶ 21. Evid.R. 803(1) permits the admission of a “present sense impression,” which is

defined as “[a] statement describing or explaining an event or condition made while the

declarant was perceiving the event or condition, or immediately thereafter unless

circumstances indicate lack of trustworthiness.” Similarly, Evid.R. 803(2) excludes an

excited utterance from the hearsay rule. An excited utterance is “[a] statement relating -19-

to a startling event or condition made while the declarant was under the stress of

excitement caused by the event or condition.” Evid.R. 803(2).

{¶ 52} The excited utterance and present sense impression exceptions to the

definition of hearsay reflect “an assumption that statements or perceptions that describe

events uttered during or within a short time from the occurrence of the event are more

trustworthy than statements not uttered at or near the time of the event. Moreover, ‘the

key to the statement’s trustworthiness is the spontaneity of the statement, either

contemporaneous with the event or immediately thereafter. By making the statement at

the time of the event or shortly thereafter, the minimal lapse of time between the event

and statement reflects an insufficient period to reflect on the event perceived — a fact

which obviously detracts from the statement’s trustworthiness.’ ” State v. Travis,

165 Ohio App.3d 626

,

2006-Ohio-787

,

847 N.E.2d 1237, ¶ 35

(2d Dist.), quoting State v.

Ellington, 8th Dist. Cuyahoga No. 84014,

2004-Ohio-5036, ¶ 10

.

{¶ 53} Finally, relevant evidence is generally admissible whereas irrelevant

evidence is not. Evid.R. 402. “Relevant evidence” is defined as “evidence having any

tendency to make the existence of any fact that is of consequence to the determination

of the action more probable or less probable than it would be without the evidence.”

Evid.R. 401. Relevant evidence is not admissible if its probative value is substantially

outweighed by the danger of unfair prejudice, of confusion of the issues, or of misleading

the jury. Evid.R. 402; Evid.R. 403(A).

{¶ 54} A trial court has broad discretion to admit or exclude evidence, and its

exercise of that discretion will not be disturbed on appeal absent an abuse of discretion.

Norris, 2d Dist. Montgomery No. 26147,

2015-Ohio-624

, at ¶ 14. “A trial court abuses -20-

its discretion when it makes a decision that is unreasonable, unconscionable, or arbitrary.”

State v. Darmond,

135 Ohio St.3d 343

,

2013-Ohio-966

,

986 N.E.2d 971, ¶ 34

.

{¶ 55} We find no abuse of discretion in the trial court’s determination that Ernest’s

statements to Shane were admissible under the excited utterance exception to the

hearsay rule. Shane testified that he lived one and a half blocks from Ernest’s home,

and that it would take a minute to 90 seconds to get from one residence to the other.

Shane stated that Ernest came to his (Shane’s) home late at night, looking “very stressed

out,” “very anxious,” and “very agitated.” Shane indicated that Ernest had a “dazed look

in his eyes” and a lump on his head, which had not been there earlier in the day. Based

on the testimony, the trial court reasonably concluded that Ernest was “under the stress

of excitement caused by the event or condition” when he came to Shane’s home and

spoke to Shane.

{¶ 56} In addition, although Easterling did not expressly raise the Confrontation

Clause as part of his objection during Shane’s testimony, we conclude that Ernest’s

statements were not testimonial. In determining whether a statement is testimonial for

Confrontation Clause purposes, we focus on the expectation of the declarant at the time

of making the statement. State v. Beasley,

153 Ohio St.3d 497

,

2018-Ohio-493

,

108 N.E.3d 1028, ¶ 182

; Stahl,

111 Ohio St.3d 186

,

2006-Ohio-5482

,

855 N.E.2d 834

, at ¶ 36.

As noted in Beasley, “[a] truly excited utterance is unlikely ever to meet this standard;

certainly an objective observer would not believe that when Davis [a shooting victim],

scared, bleeding, and in shock, sought help from strangers, he expected his statements

to be available for use at trial.” Id. at ¶ 182.

{¶ 57} In this case, Ernest went to the nearby home of his son, Shane, to seek -21-

assistance; he had recently been assaulted and wanted help removing Easterling from

his home. An objective person would not reasonably believe that the primary purpose

of Ernest’s statements to Shane was to establish or prove past events potentially relevant

to later criminal prosecution. Rather, viewed objectively, Ernest’s statements were made

under the stress of the recent abuse with the purpose to seek help. Accordingly, Ernest’s

statements were nontestimonial, and the Confrontation Clause did not preclude the

admission of his statements to Shane at trial.

{¶ 58} Easterling’s third assignment of error is overruled.

V. Degree of the Domestic Violence Offense / Verdict Form

{¶ 59} In his seventh assignment of error, Easterling claims that the trial court erred

in sentencing him for domestic violence as a felony of the third degree when the verdict

form did not include the degree of the offense or a jury finding regarding an aggravating

element (two or more prior convictions).

{¶ 60} Easterling was indicted for domestic violence, in violation of R.C.

2919.25(A). In general, a violation of R.C. 2919.25(A) is a misdemeanor of the first

degree. R.C. 2919.25(D)(2). When an offender has previously pleaded guilty to or

been convicted of one domestic violence offense, the domestic violence charge is a felony

of the fourth degree. R.C. 2919.25(D)(3). The existence of two or more prior guilty

pleas or convictions elevates the domestic violence charge to a felony of the third degree.

R.C. 2919.25(D)(4). Easterling’s indictment alleged that he had previously been

convicted of domestic violence three times – twice in Xenia Municipal Court (Case Nos.

05 CRB 1759 and 12 CRB 1150) and once in the Greene County Court of Common Pleas

(Case No. 02 CR 862). -22-

{¶ 61} R.C. 2945.75(A)(2) provides: “When the presence of one or more additional

elements makes an offense one of more serious degree: * * * A guilty verdict shall state

either the degree of the offense of which the offender is found guilty, or that such

additional element or elements are present. Otherwise, a guilty verdict constitutes a

finding of guilty of the least degree of the offense charged.”

{¶ 62} The Ohio Supreme Court has held that, “pursuant to the clear language of

R.C. 2945.75, a verdict form signed by a jury must include either the degree of the offense

of which the defendant is convicted or a statement that an aggravating element has been

found to justify convicting a defendant of a greater degree of a criminal offense.” State

v. Pelfrey,

112 Ohio St.3d 422

,

2007-Ohio-256

,

860 N.E.2d 735, ¶ 14

. “Pelfrey makes

clear that in cases involving offenses for which the addition of an element or elements

can elevate the offense to a more serious degree, the verdict form itself is the only

relevant thing to consider in determining whether the dictates of R.C. 2945.75 have been

followed.” State v. McDonald,

137 Ohio St.3d 517

,

2013-Ohio-5042

,

1 N.E.3d 374, ¶ 17

.

{¶ 63} The Supreme Court commented that R.C. 2945.75 is “a clear and complete

statute” that “certainly imposes no unreasonable burden on lawyers or trial judges.”

McDonald at ¶ 14

, citing Pelfrey at ¶ 12. The Court continued: “Its dictates are simple,

and the resolution of cases that do not meet its requirements is also straightforward: ‘The

statute provides explicitly what must be done by the courts [when R.C. 2945.75(A)(1) is

not followed]: the “guilty verdict constitutes a finding of guilty of the least degree of the

offense charged.” R.C. 2945.75(A)(2).’ ” Id., citing Pelfrey at ¶ 13.

{¶ 64} In this case, the verdict form for the charge of domestic violence was titled

“Verdict Form on Indictment For: Count 1 – Domestic Violence, O.R.C. 2919.25(A).” The -23-

form read: “We, the Jury, being duly impaneled and sworn, find the Defendant, Brian K.

Easterling, _________* of DOMESTIC VIOLENCE.” The jury was instructed to insert

“not guilty” or “guilty beyond a reasonable doubt” on the blank line; the jury wrote “guilty

beyond a reasonable doubt.” The record reflects, and the State agrees, that the verdict

form did not contain the degree of the domestic violence offense or the aggravating

circumstance. The jury was not asked to separately determine whether Easterling had

previously pled guilty or been convicted of two or more counts of domestic violence.

{¶ 65} The State asserts that the omission of the degree of the offense or the

aggravating circumstance in the verdict form should be deemed harmless error, because

the parties stipulated at trial that Easterling had two or more prior convictions for domestic

violence. We disagree.

{¶ 66} “A stipulation is a voluntary agreement between opposing counsel

concerning disposition of some relevant point so as to obviate the need for proof or to

narrow the range of litigable issues.” 89 Ohio Jurisprudence 3d, Trial § 60; State v. Carr,

2d Dist. Montgomery No. 23826,

2010-Ohio-6470

, ¶ 12. “[A] stipulation, which is agreed

to by both parties, is evidence. * * * ‘It is, in truth, a substitute for evidence, in that it does

away with the need for evidence.’ ” (Emphasis added.) State v. Turner,

105 Ohio St.3d 331

,

2005-Ohio-1938

,

826 N.E.2d 266

, ¶ 40, quoting 9 Wigmore, Evidence (Chadbourn

Rev. 1981) 821, Section 2588.

{¶ 67} Of relevance here, when a prior conviction elevates the level of an offense,

“ ‘the prior conviction is an essential element of the crime, and [it] must be proved by the

state.’ ” State v. Tate,

138 Ohio St.3d 139

,

2014-Ohio-44

,

4 N.E.3d 1016, ¶ 17

, quoting

State v. Allen,

29 Ohio St.3d 53, 54

,

506 N.E.2d 199

(1987). “An offender’s stipulation -24-

that he has the prior conviction satisfies the state’s obligation of proof.” State v. Harris,

2017-Ohio-5594

,

92 N.E.3d 1283, ¶ 35

(1st Dist.). As stated by the Ohio Supreme Court,

“R.C. 2945.75(B)(1) sets forth one way to provide ‘sufficient’ proof of a prior conviction,

but does not provide the only method to prove it. For example, an offender may, and

often does, stipulate to a prior conviction to avoid the evidence being presented before a

jury.” (Emphasis sic.) State v. Gwen,

134 Ohio St.3d 284

,

2012-Ohio-5046

,

982 N.E.2d 626, ¶ 14

; see also, e.g., State v. Phillips, 4th Dist. Scioto No. 18CA3832, 2018-Ohio-

5432, ¶ 56 (without stipulations regarding defendant’s prior convictions, the state was

required to provide evidence of prior convictions to establish the felony domestic violence

charge); State v. Stover, 8th Dist. Cuyahoga No. 104388,

2017-Ohio-291, ¶ 21

.

{¶ 68} In this case, the parties’ stipulation read: “1. The Defendant, Brian K.

Easterling, has previously been convicted, either after a plea of guilty, or after a jury

returned a verdict finding him guilty, of two or more offenses of domestic violence.” (Tr.

at 69; Doc. #39.) When the stipulation was read to the jury, the court instructed the jury

that “a stipulation is an agreement by both parties that certain facts are true.”

{¶ 69} During jury instructions, the trial court provided additional instructions

regarding the stipulation. Before addressing the elements of the two offenses, the trial

court repeated the definition of a stipulation and indicated that the following evidentiary

stipulation was made:

The Defendant, Brian Easterling, has previously been convicted, either after

a plea of guilty or after a jury returned a verdict finding him guilty, of two or

more offenses of Domestic Violence: specifically, Xenia Municipal Court

case number 12CRB01150; Xenia Municipal Court case number -25-

05CRB01759; and Greene County Common Pleas Court case number

02CR00862.

The trial court then addressed the elements of domestic violence, during which it provided

the following additional instructions regarding the stipulation:

Prior Conviction

The parties agree and stipulate the Defendant, Brian K. Easterling, has

been previously convicted of two or more offenses of Domestic Violence.

No other evidence needs to be submitted to make this determination.

Use of Prior Conviction: Enhancing the Degree of Offense

Evidence was received that the Defendant was previously convicted of

Domestic Violence. The offense of Domestic Violence is an offense of

violence against a family or household member. That evidence was

received because a prior conviction of Domestic Violence is an element of

the offense of Felony Domestic Violence. It was not received, and you may

not consider it, to prove the character of the Defendant in order to show that

he acted in conformity with that character.

(Emphasis added.)

{¶ 70} The presence of the parties’ stipulation did not obviate the requirement that

the verdict form include the degree of the offense or the aggravating circumstance. By

entering into the stipulation, the parties eliminated the requirement that the State present

evidence (outside of the stipulation) of Easterling’s prior convictions. The stipulation did

not eliminate the need for the jury, as the finder of fact, to make a factual finding regarding

the prior convictions or the degree of the domestic violence offense. See Carr, 2d Dist. -26-

Montgomery No. 23826,

2010-Ohio-6470

(stipulation regarding defendant’s prior drug

convictions was sufficient evidence of the prior convictions for the court to find the

defendant guilty of having weapons while under disability).

{¶ 71} The Third District held similarly in State v. Gregory, 3d Dist. Hardin No. 6-

12-02,

2013-Ohio-853

. Gregory was indicted on a single count of domestic violence, a

felony of the third degree. At trial, Gregory stipulated that he had two prior convictions

of domestic violence, and copies of those convictions were admitted into evidence. The

trial court’s jury instruction included a statement that, before it could find Gregory guilty,

it “must find Defendant has pleaded guilty to or has been convicted of two or more

offenses of domestic violence involving a person who was a family or household member

at the time of the violations or offenses.” The verdict form, however, simply stated, “We,

the Jury in this case find the Defendant, Trace Elliot Gregory, guilty of the offense of

Domestic Violence.”

{¶ 72} On appeal, Gregory asserted that he could not be convicted of domestic

violence as a felony, pursuant to R.C. 2945.75(A)(2) and Pelfrey. Reviewing under a

plain error analysis, the Third District agreed. The appellate court stated: “Although

Gregory stipulated that he had two prior convictions for domestic violence and the jury

instructions specified the correct offense and degree, these facts, under Pelfrey, do not

excuse the failure to comply with R.C. 2945.75(A)(2).” Gregory at ¶ 21. The Third

District reversed Gregory’s conviction as a third-degree felony and remanded to the trial

court for the entry of a judgment convicting Gregory of domestic violence as a first-degree

misdemeanor.

{¶ 73} As stated above, the verdict form “is the only relevant thing to consider in -27-

determining whether the dictates of R.C. 2945.75 have been followed.” McDonald,

137 Ohio St.3d 517

,

2013-Ohio-5042

,

1 N.E.3d 374, at ¶ 17

. The jury’s verdict that Easterling

was guilty of domestic violence, in violation of R.C. 2919.25(A), without more, was

inadequate to convict Easterling of domestic violence as a felony. Easterling’s conviction

for domestic violence must be modified to reflect the lesser degree on which conviction

was appropriate, i.e., a misdemeanor of the first degree.

{¶ 74} Easterling began serving his prison sentence on July 26, 2018. In addition,

the trial court awarded him 141 days of jail time credit, plus credit for additional days while

awaiting transportation to the state institution. Consequently, Easterling has already

served his sentence for obstructing official business (60 days) and the maximum possible

sentence (180 days) for domestic violence as a first-degree misdemeanor. Accordingly,

rather than remand for resentencing, we elect to modify Easterling’s domestic violence

sentence to the maximum 180 days in jail, and he will be ordered released from custody

as to this matter.

{¶ 75} Easterling’s seventh assignment of error is sustained.

VI. Maximum Sentence

{¶ 76} In his sixth assignment of error, Easterling claims that the trial court erred

in imposing a maximum sentence of 36 months in prison. In light of our disposition of

Easterling’s seventh assignment of error, the sixth assignment of error is overruled as

moot.

VII. Conclusion

{¶ 77} The trial court’s judgment as to Easterling’s conviction for obstructing official

business will be affirmed. Easterling’s conviction for domestic violence will be modified -28-

to a first-degree misdemeanor, Easterling’s sentence for domestic violence will be

modified to the maximum 180 days in jail, and the judgment as to the domestic violence

charge will be affirmed as modified.

{¶ 78} The matter is remanded to the trial court with instructions to immediately

take the appropriate steps to advise the Ohio Department of Rehabilitation and Correction

of the modified domestic violence conviction and to cause Easterling’s immediate release

from prison, assuming that he is not subject to any detainers, hold orders, or other orders

that would require his continued imprisonment or detainment. The trial court is further

instructed to file a copy of this Opinion and Final Judgment Entry as part of the trial court

record in this case. Counsel for the parties to this appeal shall advise this Court, in

writing, within ten days of the date of this Court’s Final Judgment Entry as to the status of

this matter, including whether Easterling has, if appropriate, been released from prison.

.............

HALL, J. and TUCKER, J., concur.

Copies sent to:

David M. Morrison David R. Miles Hon. Michael A. Buckwalter Ohio Department of Rehabilitation and Correction, regarding Brian K. Eastering (as spelled on the ODRC website), #A746167

Reference

Cited By
20 cases
Status
Published
Syllabus
Defendant was convicted, after a jury trial, of domestic violence and obstructing official business. The State presented sufficient evidence to support those convictions. Defendant did not establish ineffective assistance of counsel during plea negotiations, nor does the record indicate that the trial court denied defendant the opportunity to explain his reasons for rejecting a previously offered plea agreement. The trial court did not err in allowing testimony at trial about the deceased victim's statements to his son as an excited utterance the admission of those statements also did not violate the Confrontation Clause. The trial court erred in convicting defendant of domestic violence as a third-degree felony although the parties stipulated that defendant had at least two prior domestic violence offenses, the jury did not make a factual finding as to those prior convictions or as to the degree of the offense. Defendant's conviction for domestic violence is modified to a first-degree misdemeanor, and his sentence for that offense is modified to the maximum 180 days in jail. Defendant's claim that the trial court erred in imposing a maximum 36-month sentence is moot. Judgment affirmed in part and affirmed as modified in part, and defendant is ordered to be released from custody as to this matter, subject to any detainers, hold orders, or other orders that would require his continued imprisonment or detention.