In re Adoption of H.P.
In re Adoption of H.P.
Opinion
[Cite as In re Adoption of H.P.,
2021-Ohio-4567.]
IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT VAN WERT COUNTY
IN RE: THE ADOPTION OF: CASE NO. 15-21-03
H.P.,
[KAIDIN W. - APPELLANT] OPINION
Appeal from Van Wert County Common Pleas Court Probate Division Trial Court No. 20204017
Judgment Reversed and Cause Remanded
Date of Decision: December 27, 2021
APPEARANCES:
Elizabeth M. Mosser for Appellant
Jerry M. Johnson for Appellees, Jeffrey and Nicole P.
John C. Huffman for Appellee, Josephine D. Case No. 15-21-03
WILLAMOWSKI, P.J.
{¶1} Appellant Kaidin W. (“Kaidin”) brings this appeal from the judgment
of the Court of Common Pleas of Van Wert County, Probate Division, denying his
motion to be joined as a party and finding that his consent to the adoption of H.P.
was unnecessary. On appeal, Kaidin claims that the trial court erred in 1) holding
that the putative father statute applied in his case once paternity was established, 2)
denying his motion to be joined as a party, 3) applying R.C. 3107.06(B)(3) in an
unconstitutional manner. For the reasons set forth below, the judgment is reversed.
{¶2} The trial court in this case made the following findings of fact. Prior to
February 2020, Kaidin and Josephine D. (“Josephine”) were in a dating relationship.
Doc. 27 at 1. In February 2020, Josephine advised Kaidin that she was pregnant.
Doc. 27 at 1. Josephine indicated she wished to place the child for adoption, but
Kaidin told her he wanted to keep the child. Doc. 27 at 1. For the next several
months, Kaidin spoke weekly with Josephine or her father James D. (“James”) about
the pregnancy. Doc. 27 at 2. This continued until Josephine asked him not to call
so frequently, when he reduced his contact to every other week. Doc. 27 at 2.
Kaidin was informed that the due date of the child was September 5, 2020. Doc. 27
at 2. Kaidin retained counsel who advised him to register with the putative father
registry after the birth of the child. Doc. 27 at 2. On August 26, 2020, Kaidin’s
attorney advised Kaidin that Josephine and her family did not want him to contact
them anymore. Doc. 27 at 2. H.P. was then born on August 31, 2020. Doc. 27 at -2- Case No. 15-21-03
2. On September 3, 2020, H.P. was placed for adoption with Jeffrey and Nicole P.
and they filed their petition to adopt the child on the same day in the Van Wert
County Probate Court. Doc. 27 at 2. On September 16, 2020, counsel for Kaidin
learned of the birth of the child and he notified Kaidin of the birth, advising him to
register on the putative father registry immediately. Doc. 27 at 2. An hour or so
later, the attorney learned the actual birthdate of the child and notified Kaidin of the
time. Doc. 27 at 2. On September 17, 2020, Kaidin filed a petition to determine
paternity and obtain custody in the Logan County Juvenile Court. Doc. 27 at 2.
Kaidin also filed in the Van Wert County Probate Court a motion to intervene in the
adoption case along with an affidavit indicating that he was objecting to the adoption
and that he wanted custody of H.P. Doc. 7, 18.
{¶3} The hearing on the adoption petition was held on January 21, 2020.
Prior to the hearing, the juvenile court established that Kaidin was the father of H.P.
Although Josephine defended the paternity finding, no appeal was taken from the
judgment. At the consent hearing, the parties stipulated that Kaidin had been legally
determined to be the father of H.P. pursuant to R.C. 3111.04. Doc. 27 at 2. The
trial court noted this finding and also noted that Kaidin had demonstrated a deep
commitment to parenting H.P. Doc. 27 at 3. However, the trial court determined
that since Kaidin was a putative father at the time of the filing of the adoption
petition and had not filed with the registry in a timely manner, his consent was not
needed for the adoption. Doc. 27 at 4. The trial court then denied the motion to -3- Case No. 15-21-03
intervene. Doc. 27 at 4. The trial court did not address Kaidin’s status as biological
father as was determined by the juvenile court and stipulated by the parties. Kaidin
appeals from this judgment and raises the following assignments of error.
First Assignment of Error
The trial court erred by overruling [Kaidin’s] objection to the adoption and finding his consent unnecessary.
Second Assignment of Error
The trial court erred by denying [Kaidin’s] motion to be joined as a party.
Third Assignment of Error
R.C. 3107.06(B)(3) is unconstitutional as applied in this matter when parentage is legally established at the time of the consent hearing.
Fourth Assignment of Error
R.C. 3107.07(B)(1) is unconstitutional as applied in this matter when [Kaidin] registered with the putative father registry prior to the consent hearing, was present at the consent hearing, and petitioners had notice of such registration and objection to the petition within two weeks of their petition being filed.
{¶4} In the first assignment of error, Kaidin claims the trial court erred by
overruling his objection to the adoption and finding his consent was unnecessary as
a putative father. In re Adoption of H.N.R.,
145 Ohio St.3d 144,
2015-Ohio-5476, ¶ 16,
47 N.E.3d 803. At the time of the filing of the adoption petition, Kaidin had
not registered with the putative father registry and did not do so within 15 days of
-4- Case No. 15-21-03
the birth.1 “For the purpose of preserving the requirement of his consent to an
adoption, a putative father shall register before or not later than fifteen days after
the birth of the child.” R.C. 3107.062. The consent of a father who fails to register
in a timely manner is not needed for the adoption to proceed. R.C. 3107.07. There
is no question that Kaidin, at the time the petition to adopt was filed was a putative
father. There is also no question that Kaidin did not register within 15 days of the
birth of H.P. As a matter of law, Kaidin’s consent as a putative father was not
necessary. The trial court did not err in making such a determination.
{¶5} Although the trial court did not err in finding Kaidin’s consent was not
necessary as a putative father, that is not the end of the consideration because at the
time of the hearing Kaidin had a second status, that of biological father whose
paternity had been judicially determined.
[S]eparate from [the putative-father] process, a father still has the option of securing the right to receive notice of the filing of an adoption petition and the right to withhold consent to an adoption by establishing legal paternity through court or administrative proceedings[.]
H.N.R., supra at ¶ 19. The failure to timely register merely “precludes him from
receiving notice and an opportunity to prove that his consent as a mere putative
1 This court notes that the trial court’s findings of fact show that despite the failure to register with the putative father registry, Josephine was aware of Kaidin’s objections. Prior to the birth, Josephine and her family broke off all communication with Kaidin and told him to not contact them. When the child was born, no one contacted Kaidin and Josephine proceeded to place the child for adoption even knowing that Kaidin objected. Kaidin did not even learn of the child’s birth, which was early, until after the time to register had passed. The trial court also found that Kaidin’s counsel was the one who told him not to register until after the birth. -5- Case No. 15-21-03
father should be required for a child’s adoption.”
Id.This court notes that this issue
stems from the fact that two different courts were exercising their original exclusive
jurisdiction at the same time. Prior to 2016, the rule in Ohio was if one court was
exercising jurisdiction over a child, other courts would stay any proceedings filed
until the first court was finished exercising its jurisdiction. The Supreme Court of
Ohio has since changed this rule to allow a juvenile court and a probate court to
exercise their exclusive original jurisdiction over a child at the same time. State ex
rel. Allen County Children Servs. Bd. v. Mercer County Court of Common Pleas,
Probate Division, et al.,
150 Ohio St.3d 230,
2016-Ohio-7382,
81 N.E.3d 380. In
that case, the Court held that a probate court could proceed with an adoption case
despite the fact that a juvenile court was already exercising jurisdiction over the
child by having awarded temporary custody of the child to the Allen County
Children Services Board. Using the logic set forth in that case, the juvenile court
had jurisdiction to hear the paternity case although the adoption petition was filed
first. The juvenile court proceeded to reach a conclusion that Kaidin was the
biological father of H.P., thus setting forth a second status for Kaidin.
{¶6} The facts of this case, as stipulated by the parties and found by the trial
court, show that paternity was established prior to the consent hearing.2 Although
the paternity action was not filed before the petition to adopt, R.C. 3111.04 does not
2 This Court notes that no continuances or stays were granted to Kaidin to allow him extra time to have the paternity proceeding completed before the consent hearing on the adoption. -6- Case No. 15-21-03
set a time limit for when the action must be filed. Likewise, the Supreme Court of
Ohio has not strictly construed the requirement set forth in R.C. 3107.06(B)(3),
which states that to be considered a father whose consent is necessary, the paternity
must be established prior to the filing of the adoption petition. In re Adoption of
Pushcar,
110 Ohio St.3d 332,
2006-Ohio-4572,
853 N.E.2d 647. Instead, the Court
has held that even though the paternity was not established prior to the filing of the
petition, it was not “too late for the paternity action to render the man contesting the
adoption a ‘father’”. In re Adoption of P.A.C.,
126 Ohio St.3d 236, 2010-Ohio-
3351, ¶ 12,
933 N.E.2d 236. In P.A.C., the biological father had filed his complaint
for allocation of parental rights in the juvenile court prior to the filing of the adoption
petition in the probate court, but it was not finalized, as required by the statute for
consent to be necessary. The probate court granted a stay in the adoption proceeding
pending the outcome of the juvenile court paternity action. As discussed above, this
was done because the juvenile court was already exercising its exclusive original
jurisdiction at the time that the petition to adopt was filed to invoke the exclusive
original jurisdiction of the probate court. Since juvenile and probate courts can now
exercise their exclusive original jurisdiction concurrently, there no longer is a “race
to the courthouse” to see which can be filed first. Instead, apparently as a result of
the Supreme Court’s allowance of two courts to simultaneously exercise jurisdiction
over a child, it has become a race to see who can get the judgment completed first.
-7- Case No. 15-21-03
{¶7} This is not to say that there is no logic in allowing the paternity action
to proceed without a stay.
“[T]he right of a natural parent to the care and custody of his children is one of the most precious and fundamental in law.” In re Adoption of Masa (1986), [
23 Ohio St.3d 163, 164,
492 N.E.2d 140] citing Santosky v. Kramer (1982),
455 U.S. 745, 753,
102 S.Ct. 1388,
71 L.Ed.2d 599. Santosky has been characterized as “requiring a clear and convincing standard for termination of parental rights because the parent’s interest is fundamental but the State has no legitimate interest in termination unless the parent is unfit, and finding that the State’s interest in finding the best home for the child does not arise until the parent has been found unfit.” Cruzan v. Dir., Missouri Dept. of Health (1990),
497 U.S. 261, 319,
110 S.Ct. 2841,
111 L.Ed.2d 224(Brennan, J., dissenting).
“Few consequences of judicial action are so grave as the severance of natural family ties.” Santosky,
455 U.S. at 787,
102 S.Ct. 1388,
71 L.Ed.2d 599(Rehnquist, J. dissenting). Because adoption terminates fundamental rights of the natural parents, “we have held that ‘* * * [a]ny exception to the requirement of parental consent [to adoption] must be strictly construed so as to protect the right of natural parents to raise and nurture their children.’” [
Masa, supra at 165] quoting In re Schoeppner (1976), [
46 Ohio St.2d 21, 24,
345 N.E.2d 608]. With “a family association so undeniably important * * * at stake,” we approach the case before us “mindful of the gravity” of the circumstances and the long- term impact on all the concerned parties. M.L.B. v. S.L.J. (1996),
519 U.S. 102, 117,
117 S.Ct. 555,
136 L.Ed.2d 473.
P.A.C. supra at ¶ 5-6. Likewise, this Court has previously held that we must strictly
construe the language in the adoption statutes to protect the interests of the
nonconsenting parent who may be subjected to the loss of his or her parental rights.
In re Adoption of S.S., 3d Dist. Van Wert No. 15-17-06,
2017-Ohio-8956, ¶ 18,
101 N.E.3d 527. -8- Case No. 15-21-03
{¶8} The trial court correctly considered whether Kaidin’s consent as a
putative father was required and determined that, pursuant to the statute, it was not.
However, as Kaidin had obtained a determination of paternity prior to the consent
hearing, he also had the status as the legal father with all of the rights and
responsibilities that entails. That includes the right to have the trial court determine
whether his consent is necessary pursuant to R.C. 3107.07(A). This question was
not considered by the trial court. This matter must be remanded for the trial court
for such consideration. Thus, the trial court erred by finding Kaidin’s consent was
not necessary solely because of his status as a putative father and the first assignment
of error is sustained.
{¶9} Kaidin alleges in the second assignment of error that the trial court erred
in denying his motion to intervene because he failed to register as a putative father.
As discussed above, Kaidin has a second status as legal father based upon the
judicial determination of paternity by the juvenile court. As the legal father, Kaidin
is entitled to be a part of the proceedings. Thus, the trial court erred in denying the
motion to intervene. The second assignment of error is sustained.
{¶10} In the third and fourth assignments of error, Kaidin alleges that the
statutes at issue in this case were unconstitutional as applied. Based upon our
holdings in the first two assignments of error, the third and fourth assignments of
error are rendered moot. App.R. 12(A)(1)(c). This court thus issues no opinion on
them. -9- Case No. 15-21-03
{¶11} Having found error prejudicial to the appellant in the particulars
assigned and argued, the judgment of the Court of Common Pleas of Van Wert
County, Probate Division, is reversed and the matter is remanded for further
proceedings in accord with this opinion.
Judgment Reversed And Cause Remanded ZIMMERMAN and MILLER, J.J., concur.
/hls
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Reference
- Cited By
- 2 cases
- Status
- Published
- Syllabus
- Trial court correctly determined that putative father's consent was not necessary as he did not register with the registry in a timely manner. However, paternity was established prior to the consent hearing and the trial court did not consider whether the father's consent was necessary pursuant to R.C. 3107.07(A).