[Cite as Hicks v. Union Twp.,

.]

IN THE COURT OF APPEALS

TWELFTH APPELLATE DISTRICT OF OHIO

CLERMONT COUNTY

CHRISTOPHER RICHARD HICKS, :

Appellant, : CASE NO. CA2022-10-057

: OPINION - vs - 3/20/2023 :

UNION TOWNSHIP, CLERMONT : COUNTY BOARD OF TRUSTEES, : Appellee.

APPEAL FROM OHIO COURT OF CLAIMS Case No. 2022-00408PQ

Christopher Richard Hicks, pro se.

Bricker & Eckler, and Brodi J. Conover, for appellee.

HENDRICKSON, J.

{¶1} Appellant, Christopher Richard Hicks, appeals from a decision rendered by

the Court of Claims of Ohio which adopted a special master's report and recommendation

in favor of appellee, the Union Township, Clermont County Board of Trustees ("the

Township"), on a public-records dispute brought under R.C. 2743.75. For the following

reasons, we affirm the judgment of the Court of Claims.

{¶2} On January 12, 2022, Hicks submitted a public records request to the Clermont CA2022-10-057

Township as follows:

This is a record request for the mailing lists for the township newsletter. I am requesting two formats:

• EMAIL LIST – the full email list used for township newsletters. • MAIL LIST – the full mail list used for township newsletters.

I request the records in electronic format. * * *

The Township denied Hicks' request, stating in a January 18, 2022 response that "[n]either

of [the] lists * * * document the activities or function of the Township and, therefore, neither

are public records." A subsequent response by legal counsel for the Township, emailed to

Hicks on January 26, 2022, reiterated that the requested items would not be produced as

"neither of the records [Hicks] requested document the activity and function of the

Township." Hicks sought clarification and reconsideration of the denial. On May 10, 2022,

the Township notified Hicks that "the information [he sought was] not a public record and

does not document the activity of the Township."

{¶3} On May 11, 2022, Hicks, acting pro se, filed a complaint in the Court of Claims

pursuant to R.C. 2743.75(D) asserting that the Township denied him access to public

records in violation of R.C. 149.43(B). Specifically, Hicks alleged in his complaint the

following:

The [T]ownship uses postal mail and email to distribute newsletters to some or all citizens in the township. The [T]ownship maintains an online sign up to receive the newsletters via email (consisting of only name and email addresses).

***

The case comprises a postal mailing list and an email distribution list, with no personal information beyond that needed to "mail." The requested lists do not contain personal information nor information that is personal in the sense of profiling (ex: jury member). The list is a record that documents

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"the operations, or other activities of the office."

***

Requester asks that the two requested distribution lists be provided in total or with limited redaction that may be supported by statute or caselaw.

{¶4} The Court of Claims appointed a special master to handle the case pursuant

to R.C. 2743.75(A), and the matter was referred to mediation. On July 8, 2022, mediation

was terminated after the parties failed to reach a settlement. Thereafter, the Township filed

a response to Hicks' complaint, contending that "the records sought by [Hicks] are non-

records and do not document the activity and function of the Township, and therefore are

not subject to release." The Township requested the court deny Hicks' complaint and in

support of its request, submitted the affidavit of Susan C. Ayers, the Township Administrator

since March 2022.

{¶5} In her affidavit, Ayers attested that since at least 2013, the Township has

produced quarterly newsletters that focus on stories for the community. Topics the

newsletters have covered include ways of growing churches in the Township, warnings of

scammers, tips on preventing and preparing for fires during the winter, and information on

junk disposal. The newsletters have also included the Township's meeting schedule, the

contact information for each of the Township's department, and a "Bulletin Board" section

that provides notice of specific programs or upcoming events. To the best of Ayers'

knowledge, "the newsletter was not started by a Trustee resolution."

{¶6} Ayers further attested as follows regarding distribution of the newsletters:

7. The Township utilizes a third-party direct mail vendor that sends the newsletter to all Township addresses. That vendor is responsible for assembling the list of addresses, maintaining the list, and ensuring that the newsletter is mailed to each of those addresses.

8. The Township does not assemble the list, does not maintain

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the list, and does not use the list for any other reason.

9. The Township also provides an opportunity for individuals to subscribe to the newsletter and receive it electronically.

10. On the Township's website, those individuals are asked for their name and their email address.

11. The Township has a list of the names and email addresses that are sent a copy of the electronic version of the newsletter.

12. That list is only used for the administrative purpose of sending the electronic version of the newsletter. It is not kept for or used for any other reason.

13. The mailing list and the email mailing list for the Township newsletter do not document the activity and function of the Township. They are only kept for the administrative purpose of sending out the newsletter.

{¶7} With leave, Hicks filed a reply to the Township's responsive pleading. Hicks

challenged the accuracy of Ayers affidavit, contending the affidavit was "riddled with

falsehoods, selective information, and inaccuracies." Hicks noted that Ayers had only

recently been hired as Township Administrator and did not have familiarity with the

newsletter or all that it entailed. Hicks obtained an affidavit from Gina DiMario, a retired,

former employee of the Township who had served as the editor and manager of the

Township newsletter from 2005 to March 2022.

{¶8} In her affidavit, DiMario attested that the newsletter, which was printed

quarterly, had been "part of [her] job responsibilities, job description and job evaluation." In

her position, she had expanded the newsletter from four to six pages and worked to create

new and pertinent topics. According to DiMario, the newsletters were "published as a

government activity to provide the Union Township community with pertinent information

from its governing body to its residents and businesses." She stated that the newsletters

included articles from the police, fire, service, and zoning departments, information about

township events and meetings, and contact information for each Township department.

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The newsletters also included "seasonal and topical stories," which covered items such as

new business spotlights, the history of the Township, improvements to school districts, and

the development of various areas inside the Township. The newsletters did not include

stories submitted from the general public, as "the [T]ownship newsletter was not a vehicle

for personal 'blogging.'" Copies of the newsletters from 2013 to 2022 exist online.

{¶9} Regarding distribution of the newsletters, DiMario averred the following about

those that were printed and mailed:

9. Purchase orders, approved by the Trustees, paid for the printing and mailing of the newsletter.

10. Cincinnati Print Solutions did the printing and the Post Office did the mailing.

11. Mailing was based on a distribution list maintained by the printer in conjunction with the Post Office and based on local zip codes.

12. The newsletter was mailed to both residences and businesses.

{¶10} As for the newsletters that were emailed, DiMario stated:

14. Beyond the physical document, the newsletter encompassed a database for email distribution.

15. A web portal allows for interested persons to sign up for electronic distribution of the newsletter. It is maintained by Brandon Miller, another [Union Township] employee.

16. The system included a database of those who signed up.

17. The newsletter's electronic distribution is done via a special newsletter address. The emails allow for subscribe and unsubscribe.

{¶11} Relying on DiMario's affidavit, Hicks contended the newsletter program is a

government function and that both the mail and email distribution lists are public records

required to be made available in accordance with R.C. 149.43(B). He argued that the

"requested information is essential to the ability of Requester to understand and form a

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critique of a specific function of the government, staffed and paid for with tax dollars." Hicks

indicated he desired to obtain the newsletter to "evaluate the conduct of the newsletter

program." For example, Hicks indicated he wished to learn who the newsletter was being

sent to (residences and businesses or only residences), if there were any citizens being

omitted, if there was an overlap of individuals receiving the newsletter by mail and email,

how "well-saturated" the email list was, and whether the emails were "valid or bot accounts."

{¶12} On August 16, 2022, the special master issued a report and recommendation

finding that based on the pleadings, affidavits and documents submitted in the action, "Hicks

has not shown by clear and convincing evidence that the requested [T]ownship newsletter

mailing or email lists meet the definition of a 'record' of the Township and are not governed

by the Public Records Act." The special master determined that the mail and email lists,

which are kept solely for the administrative purpose of sending out the newsletter,

"constitute contact information used for administrative convenience in cost-effective

communication to township residents, businesses, and other interested persons. * * *

[D]isclosure of the names and/or addresses of persons who automatically receive or have

subscribed to the township newsletter would not further the purposes of the [Public Records]

Act."

{¶13} Hicks objected to the special master's report and recommendation,

contending that the special master erred when it classified the email list and mailing list as

"administrative convenience[s]." Hicks argued that the distribution lists are public records

that document "other activities" of the Township, which should be produced as they are "not

protected by caselaw, privilege, or statutory exceptions." The Township filed a response to

Hicks' objections, arguing the objections were without merit as there was no error of law or

defect in the special master's report and recommendation.

{¶14} On September 12, 2022, the Court of Claims overruled Hicks' objections and

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adopted the special master's report and recommendation, concluding that "neither the full

email list nor the full postal, mailing list documents the organization, functions, policies,

decisions, procedures, operations, or other activities of Union Township within the meaning

of R.C. 149.011(G). Rather, the full email list and the full postal mailing list represent

contact information that Union Township uses as a matter of administrative convenience."

Hicks' request for the production of records was therefore denied.

{¶15} Hicks timely appealed pursuant to R.C. 2743.75(G)(1), raising the following

as his sole assignment of error:

{¶16} THE COURT OF CLAIMS ERRED BY HOLDING THE REQUESTED

RECORDS WERE NOT PUBLIC RECORDS.

{¶17} Ohio's Public Records Act "reflects the state's policy that 'open government

serves the public interest and our democratic system.'" Welsh-Huggins v. Jefferson Cty.

Prosecutor's Office,

,

, quoting State ex rel.

Morgan v. New Lexington,

,

, ¶ 28. The Act, codified in

R.C. 149.43, provides that upon request a public office "shall make copies of the requested

public record available to the requester at cost and within a reasonable period of time." R.C.

149.43(B)(1). "R.C. 149.43 * * * provides for full access to all public records upon request

unless the requested records fall within one of the specific exceptions listed in the Act."

State ex rel. Miami Student v. Miami Univ.,

(1997). The Public

Records Act is, therefore, "'construed liberally in favor of broad access, and any doubt is

resolved in favor of disclosure of public records.'" State ex rel. Cordell v. Paden,

,

, quoting State ex rel. Cincinnati Enquirer v. Hamilton Cty.,

(1996).

{¶18} Traditionally, an action in mandamus under R.C. 149.43(C) was the only

remedy to compel compliance with R.C. 149.43.

. However, in 2016,

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the Ohio legislature enacted R.C. 2743.75 as an alternative to a mandamus action. The

statute was enacted in an effort "'to provide for an expeditious and economical procedure

that attempts to resolve disputes alleging a denial of access to public records' in violation

of R.C. 149.43(B)." Id. at ¶ 12, citing R.C. 2743.75(A).

{¶19} "While the process established for proceedings under R.C. 2743.75 may be

new, the fundamental legal principles that govern disputes over access to alleged public

records are not." Id. at ¶ 9. Public-records-access proceedings brought in the Court of

Claims pursuant to R.C. 2743.75 are "consistent with the standards that are applicable to

mandamus-enforcement actions." Id. at ¶ 32, citing R.C. 2743.75(F)(1). "To that end, as

in a R.C. 149.43(C) mandamus action, a complainant in a R.C. 2743.75 proceeding carries

the 'burden of production * * * to plead and prove facts showing that the requester sought

an identifiable public record pursuant to R.C. 149.43(B)(1) and that the public office or

records custodian did not make the record available.'" Viola v. Ohio Atty. Gen., Pub. Record

Unit, 10th Dist. Franklin No. 21AP-126,

, quoting

. "Likewise, the 'burden of persuasion' remains at all times on the requester to prove his

or her 'right to relief under R.C. 2743.75 by the requisite quantum of evidence.'"

quoting

.

{¶20} In an action filed under R.C. 2743.75, the requester must establish his or her

right to relief by clear and convincing evidence. Viola v. Cuyahoga Cty. Pros. Office., 8th

Dist. Cuyahoga No. 110315,

; Hurt v. Liberty Twp., 5th Dist. Delaware

No. 17 CAI 05 0031,

. Clear and convincing evidence "'is a

measure or degree of proof that is more than a preponderance of the evidence, but not to

the extent of such certainty as proof beyond a reasonable doubt, which is the requisite

burden of proof in a criminal case, and that will produce in the trier of fact's mind a firm belief

as to the fact sought to be established." State ex rel. Griffin v. Doe,

,

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, quoting State ex rel. Miller v. Ohio State Hwy. Patrol,

,

.

{¶21} When a public-records-access case is appealed pursuant to R.C.

2743.75(G)(1), "Ohio courts of appeals have applied the standard of appellate review

applicable to such mixed questions of law and fact, reviewing the application of a claimed

exemption de novo while according due deference to the trial court's factual

determinations." Welsh-Huggins,

.

{¶22} Hicks argues that the Court of Claims erred in denying his records request as

the requested email distribution list and mail distribution list for the Township's newsletters

are public records "essential to monitoring the performance of government." He contends

the lists "document a function of government" and are not kept merely as an "administrative

convenience." Because public policy favors their disclosure, and because the records are

not part of any statutory exception, Hicks contends the Court of Claims erred by denying

his request for production of the records.

{¶23} Pursuant to R.C. 149.43(A)(1), a "'[p]ublic record' means records kept by any

public office." R.C. 149.011(G) defines "records" as

any document, device, or item, regardless of physical form or characteristic, including an electronic record as defined in section 1306.01 of the Revised Code, created or received by or coming under the jurisdiction of any public office of the state or its political subdivisions, which serves to document the organization, functions, policies, decisions, procedures, operations, or other activities of the office.

{¶24} R.C. 9.03(B) permits the "governing body of a political subdivision * * *[to] use

public funds to publish and distribute newsletters, or to use any other means, to

communicate information about the plans, policies, and operations of the political

subdivision to members of the public within the political subdivision and to other persons

who may be affected by the political subdivision." There is no doubt that the newsletters

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created by the Township qualify as a public record subject to production upon request. The

question posed by the present appeal is whether the list of addresses and list of names and

email addresses where the newsletters are distributed constitute a public record.

{¶25} To establish that the mail distribution list and the email distribution list are

records for purposes of R.C. 149.011(G) and 149.43, Hicks must have proved by clear and

convincing evidence that the distribution lists are (1) documents, devices, or items, (2)

created or received by or coming under the jurisdiction of the state agencies, (3) which

serve to document the organization, functions, policies, decisions, procedures, operations,

or other activities of the Township. See State ex rel. Dispatch Printing Co. v. Johnson,

,

, ¶ 19. If Hicks fails to prove any of these three

requirements, he is not entitled to compel access to the requested lists, as those records

are not subject to disclosure under the Public Records Act.

See also State ex rel.

Beacon Journal Publishing Co. v. Bond,

,

("To the

extent that an item does not serve to document the activities of a public office, it is not a

public record and need not be disclosed").

Email Distribution List

{¶26} Hicks presented evidence that the Township has a web portal that allows

interested individuals to sign up to receive the newsletters by email. This web portal,

maintained by a Township employee, asks individuals to provide their names and email

addresses. This information is then used by the Township to email out the newsletters.

{¶27} The email distribution list satisfies the first two requirements for "records"

under R.C. 149.011(G). The email distribution list is (1) an item (2) created by the

Township. Whether the email distribution list is a "record" therefore depends upon whether

the email list meets the final requirement specified in R.C. 149.011(G). Does it "serve[] to

document the organization, functions, policies, decisions, procedures, operations, or other

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activities" of the Township?

{¶28} In answering this question, it is helpful to review supreme court precedent that

examined this issue, albeit in a different context. For example, in Johnson, 2005-Ohio-

4384, the Ohio Supreme Court considered whether state-employee residential addresses

were public records under R.C. 149.011(G). There, the requester, Dispatch Printing

Company, sought payroll records for all state employees, including names, addresses, job

and agency titles and all pay fields from the Ohio Department of Administrative Services

(DAS) and other state agencies. When DAS and the other state agencies refused to turn

over the state-employee residential addresses, Dispatch filed a mandamus action with the

supreme court. The court found that "simply because an item is received and kept by a

public office does not transform it into a record under R.C. 149.011(G). '[N]ot all items in a

personnel file [or other generally public record] may be considered public records.'" Id. at

¶ 29, quoting State ex rel. Fant v. Enright,

(1993). "None of th[e]

evidence [submitted] establishes that state-employees home addresses 'document the

organization, functions, policies, decisions, procedures, operations, or other activities' of the

state agencies within the meaning of R.C. 149.011(G). At best, home addresses represent

contact information used as a matter of administrative convenience." (Emphasis added.)

Id. at ¶ 25.

{¶29} The court noted that "any state-agency policy requiring that its employees

provide and update their home addresses would document a policy and procedure of a

public office, but the home addresses themselves would not do so." Id. at ¶ 26. "[H]ome

addresses generally document the places to which state employees return after they have

performed the work comprising the 'organization, functions, policies, decisions, procedures,

operations, or other activities' of their state agencies." (Emphasis sic.) Id. The court further

noted that while the purpose of the Public Records Act was to "expose government activity

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to public scrutiny," the "[d]isclosure of the home addresses of state employees 'would reveal

little or nothing about the employing agencies or their activities.'" Id. at ¶ 27, quoting United

States Dept. of Defense v. Fed. Labor Relations Auth.,

,

(1994). The court therefore denied the writ of mandamus. Id.1

{¶30} In Bond,

, the Ohio Supreme Court considered whether juror

questionnaires and a list of juror names and addresses were "public records" subject to

inspection under R.C. 149.43. A newspaper had filed a mandamus action asking the

supreme court to order a trial court in a capital-murder case to release the information. Id.

at ¶ 5. The court held that "[t]he disclosure of information regarding prospective and

impaneled jurors does little to ensure the accountability of government or shed light on the

trial court's performance of its statutory duties. * * * [D]isclosure of information about private

citizens is not required when such information 'reveals little or nothing about an agency's

own conduct' and 'would do nothing to further the purposes of the [Public Records] Act.'"

Id. at ¶ 11, quoting McCleary v. Roberts,

(2000).

{¶31} The court noted that the trial court did not use the juror questionnaire response

information in rendering its decision, "but rather collected the questionnaires for the benefit

of the litigants in selecting an impartial jury and maintained the jurors' names and addresses

for the administrative purpose of identifying and contacting individual jurors." Id. at ¶ 12.

The court therefore concluded that the questionnaire responses and juror names and

addresses were not "records" subject to disclosure under R.C. 149.43. Id. at ¶ 13.

However, the court distinguished the juror responses from the actual questions from which

1. The supreme court did recognize that there were "limited exceptions in which public-employee home addresses may constitute records as defined by R.C. 149.011(G)." State ex rel. Dispatch Printing Co. v. Johnson,

,

, ¶ 39. For instance, when the public employee's work address is also that employee's home address or "when one of the employment requirements is that the employee live within a certain state, county, or municipality, that portion of the home address constitutes a record for purposes of the Public Records Act."

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the responses were solicited and determined that "the questions that elicited such

responses [were] invariably written or approved by the trial court."

As such, the supreme

court concluded that the "questions serve to document the activities of a public office and

thereby satisfy the statutory definition of a 'record' under R.C. 149.011(G)."

The

supreme court ordered that the questionnaires without responses be disclosed to the

newspaper.

{¶32} In McCleary,

, the Ohio Supreme Court was asked to

determine whether a city department's database containing the identifying, personal

information of children who used the city's recreation facilitates constituted a "record" for

purposes of the Public Records Act. The court found that it was not a record, holding that

"[s]tanding alone, that information, i.e., names of children, home addresses, names of

parents and guardians, and medical information, does nothing to document any aspect of

the City's Recreation and Parks Department."

. The court further stated:

The existence of the Department's photo identification program has been well documented. It is no secret as to when the program was initiated, the purpose of the program, how the program operates, and the effect it has had in making the City's recreational facilities safer and more manageable. It is also no secret that the Department possesses certain personal information, voluntarily provided, of those children who use the City's swimming pools and recreational facilities. We fail to see how release of the requested information to appellee, or anyone else, would provide any further insight into the operation of the Department's photo identification program than that already available."

(Emphasis added.)

.

{¶33} Finally, the court emphasized that the personal information requested was

provided by private citizens rather than contained in the personnel files of a public

employees. It stated:

The subjects of appellee's public records requests are not employees of the government entity having custody of the

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information. They are children—private citizens of a government, which has, as a matter of public policy, determined that it is necessary to compile private information on these citizens. It seems to us that there is a clear distinction between public employees and their public employment personnel files and files on private citizens created by government. To that extent the personal information requested by appellee is clearly outside the scope of R.C. 149.43 and is not subject to disclosure.

.

{¶34} Though email distribution lists were not at issue in Johnson, Bond, and

McCleary, the analysis and holdings set forth in those cases provide useful guidance in

analyzing the issue before us. Like in McCleary, the information subject to the public

records request is information of private citizens – names and email addresses – that has

been compiled by the government into a database. Standing alone, the names and email

addresses do nothing to document any aspect of the Township's newsletter program.

Releasing such information to Hicks, or anyone else, would not provide any further insight

into the Township's newsletter program than that already available from accessing the

newsletter itself or the Township's policies regarding the creation and distribution of the

newsletter. As the supreme court noted in Bond, "disclosure of information about private

citizens is not required when such information 'reveals little or nothing about an agency's

own conduct' and 'would do nothing to further the purposes of the [Public Records] Act.'"

Bond,

, quoting

. Hicks has not presented

evidence establishing that private citizens' names and email addresses "document the

organization, functions, policies, decisions, procedures, operations, or other activities" of

the Township within the meaning of R.C. 149.011(G). Rather, the names and email

addresses represent contact information used as a matter of convenience in distributing the

newsletters. See Johnson,

at ¶ 25;

. We therefore find that

the email distribution list for the newsletters is not a public record as defined by R.C.

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149.011(G) and is not subject to production by the Township under R.C. 149.43. The Court

of Claims did not err in denying Hicks' request for production of the names and email

addresses comprising the email distribution list.

{¶35} In reaching this determination, we note that we have reviewed the 2014 Ohio

Attorney General Opinion cited and relied upon by Hicks in his appellate brief. See 2014

Ohio Atty.Gen.Ops. No. 2014-029. Though "Attorney General Opinions are not binding on

courts," they can be persuasive authority. State ex rel. Van Dyke v. Pub. Emp. Retirement

Bd.,

,

, ¶ 40. In the opinion at issue here, the attorney

general addressed whether the personal email address of a township resident that appears

in a public record of the township was itself a public record. Atty.Gen.Ops. No. 2014-029,

at 1. There, a West Chester Township fiscal officer sent an email to several hundreds of

people discussing township activities, the conduct of two township trustees, the work of the

township's legal counsel, duties of the township fiscal officer, and the township fiscal

officer's impressions of the actions of the township trustees and the township's legal

counsel.

The Attorney General Opinion examined whether the personal email

addresses of the recipients of the email are themselves public records, and concluded that

"[w]hether personal email addresses that are contained in a public record are themselves

public records is a fact-specific inquiry that must be determined on a case-by-case basis."

at paragraph one of the syllabus.

{¶36} "To determine whether personal email addresses document the organization,

functions, policies, decisions, procedures, operations, or other activities of the township, the

township must determine whether disclosure of the email addresses would facilitate the

public's ability to monitor the functions of the township in performing its statutory duties, and

whether the township actually used the email addresses in making decisions or in

performing its functions."

at paragraph three of the syllabus. Factors the attorney

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general identified as relevant to this determination include (1) whether the email was sent

as part of the township's or its employees' official duties, (2) whether a township resolution

required the sending of such email, (3) whether the recipients are constituents of the

township, (4) whether the recipients' email addresses are maintained in a database of the

township, and (5) whether the recipients provided their email addresses to the township for

the purpose of receiving an email that is sent by the township as part of its official activities.

Id. at 9. "Affirmative responses to some or all of these queries may lead the township to

conclude that the personal email addresses were used in the performance of township

functions and disclosing the personal email addresses will facilitate the public's ability to

monitor those functions." Id. at 9-10. However, if the email was sent to recipients for a

reason unrelated to the performance of township responsibilities, "the township may

conclude that the personal email addresses were not used by the township in the

performance of its functions and disclosure of the email addresses will shed little light on

the functions and activities of the township." Id. at 10.

{¶37} Looking at the principles expressed in the Attorney General Opinion, we are

not convinced that the names and addresses contained in the email distribution list

constitute a "record" as defined in R.C. 149.011(G). Though the names and addresses are

kept in a Township-created database and are used to send the Township-created

newsletter, the recipients of the emailed newsletter are not limited to Union Township

residents. Rather, anyone across the globe may subscribe to the newsletter. Those who

do subscribe to the newsletter do not participate in the creation of the newsletter or

contribute to the contents of the newsletter. The recipients, therefore, are not part of the

decision-making process surrounding the newsletter and they do not assist the township in

the performance of its functions. Rather, the names and email addresses are merely used

as a matter of administrative convenience in sending out the newsletters. See Johnson,

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at ¶ 25; Bond,

. We therefore conclude that the

Court of Claims did not err in denying Hicks' request for production of the names and email

addresses comprising the email distribution list.

Mail Distribution List

{¶38} The mail distribution list for the newsletter differs significantly from the email

distribution list. Both Ayers' and DiMario's affidavits indicate that after the newsletter is

created by the Township, it is provided to a printer, or "direct mail vendor." According to

DiMario, "[m]ailing was based on a distribution list maintained by the printer in conjunction

with the Post Office and based on local zip codes." Ayers attested that it was this vendor

who "is responsible for assembling the lists of addresses, maintaining the list, and ensuring

the newsletter is mailed to each of those addresses." Ayers further attested that the

Township "does not assemble the list, does not maintain the list, and does not use the list

for any other reason."

{¶39} The mail distribution list satisfies the first requirement of the three-part test for

"records" under R.C. 149.011(G), as the list of addresses is an "item." It also arguably

meets the second part of the three-part test as the address list comes under the jurisdiction

of the Township. Though "a public office has no duty to provide records that do not exist,

or that it does not possess;" Viola,

, citing State ex rel. Gooden v.

Kagel,

,

; a governmental entity "cannot conceal

information concerning public duties by delegating these duties to a private entity." State

ex rel. Cincinnati Enquirer v. Krings,

(2001). See also State ex rel.

Gannett Satellite Info. Network v. Shirey,

("the open-record law

[cannot] be circumvented by the delegation of a public duty to a third-party, and these

documents are not any less a public record simply because they were in the possession of

[a private entity]"). Records maintained by a private entity are nonetheless "public records"

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under R.C. 149.43 where (1) [the private entity] prepare[s] the records in order to carry out

a public office's responsibilities, (2) the public office * * * [is] able to monitor the private

entity's performance, and (3) the public office * * * [has] access to the records for this

purpose."

.

{¶40} Here, the Township, authorized by R.C. 9.03(B), used public funds and

contracted with a private entity, the printer, to have the newsletters mailed to all Township

addresses. Though the printer, a private entity, was responsible for creating and

maintaining the mail distribution list, the Township had to be able to monitor the printer's

performance and ensure mailing occurred before paying the printer for its services. The

mailing list, therefore, came under the jurisdiction of the Township.

{¶41} Nonetheless, Hicks has failed to present evidence demonstrating the third

part of the three-part tests for records under R.C. 149.011(G). Hicks has not demonstrated

that the mailing list serves to document the organization, functions, policies, decisions,

procedures, operations, or other activities of the Township. Rather, the addresses that

comprise the mailing list represent contact information used as a matter of convenience in

distributing the newsletters. See Johnson,

at ¶ 25; Bond,

. Compare State ex. rel. Harper v. Muskingum Watershed Conservancy Dist., 5th

Dist. Tuscarawas No. 2013 AP 06 0024,

(finding the names and billing

addresses of those engaged in business with the Watershed District were public records as

they documented the rental and leasing functions of the government); State ex rel.

Cincinnati Enquirer v. Jones-Kelley,

,

(stating the names

and addresses of foster caregivers were public records as they documented the

Department of Job and Family Services' function of certifying and maintaining foster

caregivers). The mailing addresses do not provide any insight into the Township's

newsletter program beyond that already available from accessing the newsletter itself or

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from accessing the Township's policies regarding the creation and distribution of the

newsletter. See

. We therefore find that the mail distribution list for the

newsletters is not a public record as defined by R.C. 149.011(G) and is not subject to

production by the Township under R.C. 149.43. The Court of Claims did not err in denying

Hicks' request for production of the addresses comprising the mail distribution list.

{¶42} Accordingly, for the reasons stated above, we find that the Court of Claims

did not err in denying Hicks' public records request for the email distribution list or the mail

distribution list for the Township's newsletter. Hicks' sole assignment of error is overruled.

{¶43} Judgment affirmed.

S. POWELL, P.J., concurs.

M. POWELL, J., concurs in part and dissents in part.

M. Powell, J., concurring in part and dissenting in part.

{¶44} I agree with the majority that both the email and mail distribution lists are

"documents, devices, or items" under the jurisdiction of the Township and that the issue in

this appeal concerns whether the email and mail distribution lists serve to document the

"functions, policies, decisions, procedures, operations, or other activities" of the Township

as provided in R.C. 149.011. I also agree with the majority that the email distribution list

does not serve to document the "functions, policies, decisions, procedures, operations, or

other activities" of the Township and is, therefore, not a public record.2 However, for the

reasons detailed herein, I disagree with the majority's holding that the mail distribution list

2. There was no evidence to suggest that the email distribution list resulted from anything other than requests from a member of the public and that the Township sent a digital version of the newsletter to those who had requested a digital newsletter. In this respect, the email distribution list was only a "contact list" and the names and email addresses of the recipients do not document "the organization, functions, policies, decisions, procedures, operations, or other activities of the office." The mail distribution list, on the other hand, results from a decision of the Township.

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is not a public record under R.C. 149.011(G).

{¶45} R.C. 9.03(B) authorizes a political subdivision to "publish and distribute

newsletters * * * to communicate information about the plans, policies, and operations of

the political subdivision to members of the public." The Township elected to exercise its

authority under R.C. 9.03(B) to implement a newsletter program. According to Township

Administrator Susan Ayers, "[t]o the best of my knowledge, the newsletter was not started

by a Trustee resolution." The Township distributes the newsletter by ordinary mail and

email. Hicks is concerned that the Township is "selectively distributing its approved

messages, omitting parts of the community, or shadow-banning some members of the

community." Hicks requested that the Township provide him copies of its mail and email

distribution lists for the newsletter. The newsletter which the Township distributes by

ordinary mail is addressed to "Our friends at" and is therefore sent to an address, not a

person. Thus, the mail distribution list consists only of addresses without associated names

and contains no more personal information than may be gleaned from recording addresses

as one walks down the street. Hicks contends that disclosure of the mail distribution list

would serve the purposes of R.C. 149.43 because it would permit him to monitor the

Township's distribution of the newsletter. The newsletter is not a routine administrative

communication incident to some other primary function of the Township, but a Township

sanctioned communication to members of the public. Distribution of the newsletter is an

integral aspect of the newsletter program as the means by which the Township

communicates its message to the public. The mail distribution list would reveal the

addresses to which the Township mails the newsletter and thus document the distribution

aspect of the program.

{¶46} In holding that the mail distribution list is not a public record subject to

disclosure, the majority relies upon the Ohio Supreme Court's opinions in Johnson, Bond,

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and McCleary. In each of those cases, the supreme court held that the relator was not

entitled to a writ of mandamus to compel the production of records which included private

addresses. The supreme court held in each of the cases that the personal information

sought did not satisfy the R.C. 149.011(G) definition of "records."

{¶47} It is clear from Johnson, Bond, and McCleary that private addresses

maintained by a public office do not enjoy a special protected status under Ohio's public

records statutes and jurisprudence. The writs were denied in those cases, not because the

requests involved private addresses, but because the addresses did not serve to document

the "functions, policies, decisions, procedures, operations, or other activities" of the

respective public offices. None of those cases established a bright-line rule that private

addresses maintained by a public office are not records under R.C. 149.011(G). The

holding in Johnson was that "in general, state-employee home addresses are not 'records'

under R.C. 149.011(G) and 149.43 because they do not document the organization,

functions, policies, decisions, procedures, operations, or other activities of the state and its

agencies." (Emphasis added.) State ex rel. Dispatch Printing Co. v. Johnson,

,

, ¶ 1. Johnson further acknowledged that state-employee home

addresses may be considered public records in other circumstances: "When one of the

employment requirements is that the employee live within a certain state, county, or

municipality, that portion of the home address constitutes a record for purposes of the Public

Records Act." Id. at ¶ 39. In a case decided after Johnson, Bond, and McCleary, the

supreme court held that a database containing the names and addresses of foster

caregivers maintained by the Ohio Department of Jobs and Family Services ("ODJFS") is

a public record under R.C. 149.011(G). State ex rel. Cincinnati Enquirer v. Jones-Kelley,

,

. See also State ex rel. Harper v. Muskingum

Watershed Conservancy Dist., 5th Dist. Tuscarawas No. 2013 AP 06 0024, 2014-Ohio-

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1222, ¶ 8 (noting that the Johnson's holding "did not extend to addresses in general"). Thus,

resolution of whether a database of private addresses kept by a public office is a "public

record" hinges upon whether the office's use and maintenance of addresses document the

organization, functions, policies, decisions, procedures, operations, or other activities of the

office.

{¶48} Furthermore, the fact that the information requested by Hicks consists of

addresses does not lead only to a conclusion that the records are mere "contact

information" maintained and used solely as an administrative convenience. As discussed

above, the supreme court held that a database containing the names and addresses of

foster caregivers is a public record under R.C. 149.011(G) because it documents the

ODJFS's activities in the certification of foster caregivers. Jones-Kelley at ¶ 7. Additionally,

the Fifth District Court of Appeals in Harper rejected a conservancy district's argument that

the addresses of persons leasing property from the district were not public records subject

to disclosure, finding that the records shed light on the district's billing practices.

. Like the case at bar, the addresses of the foster caregivers in Jones-Kelly and the

lessees in Harper certainly promoted administrative efficiency in the certification of the

caregivers and the billing of the lessees. Nonetheless, the addresses were found to be

public records because they also documented the ODJFS's certification of foster caregivers

and the conservancy district's billing practices. The same reasoning applies to the

Township's mail distribution list because it facilitates public oversight of the distribution

aspect of the newsletter program.

{¶49} The upshot of Johnson, Bond, and McCleary is that records maintained solely

as an administrative incident of some other primary function do not "document the

organization, functions, policies, decisions, procedures, operations, or other activities of the

office" and are not public records. Indeed, in most instances, private addresses maintained

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by a public office and used for routine communications with the addressees will not

document the "organization, functions, policies, decisions, procedures, operations, or other

activities of the office." However, as discussed below, the mail distribution list is more than

an administrative convenience in the Township's operation of the newsletter program.

{¶50} The gist of the majority opinion is that the mail distribution list is not a public

record because it is maintained by the Township for administrative convenience in the

mailing of the newsletter. To be sure, promotion of administrative convenience is a purpose

for which government maintains many of its records. Certainly, the mail distribution list

serves to promote administrative convenience in the mailing of the newsletter. However,

that is not determinative of whether the mail distribution list is a "record" under R.C.

149.011(G). That a record promotes administrative convenience does not mean that it may

not also "document the organization, functions, policies, decisions, procedures, operations,

or other activities of the office." These concepts are not mutually exclusive. The supreme

court recognized this in Bond: "To the extent that an item does not serve to document the

activities of a public office, it is not a public record and need not be disclosed." State ex rel.

Beacon Publishing Co. v. Bond,

,

. There is nothing

in the language of R.C. 149.011(G) suggesting that records that promote administrative

efficiencies are excluded from the definition of "records," without regard to whether the

record documents the organization, functions, policies, decisions, procedures, operations,

or other activities of the public office. The supreme court in Johnson and Bond did not hold

that the requested records were not public records because they promoted administrative

efficiency, but rather because the information did not document the activities of the public

office. Nor did the supreme court hold in those cases that a record could not promote

administrative efficiency and also document the organization, functions, policies, decisions,

procedures, operations, or other activities of the office. To be clear, the analysis of whether

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a record is a public record is concerned not with whether the record promotes administrative

convenience but with whether the record documents the activities of the public office. Thus,

the administrative convenience component of the Township's maintenance and use of the

mail distribution list does not make it any less a public record to the extent that it documents

the Township's operation of the newsletter program. The mail distribution list, despite being

maintained for administrative convenience in the mailing of the newsletter, also

memorializes the addresses to which the Township is mailing the newsletter and therefore

documents this aspect of the newsletter program. Indeed, in view of Ayers' affidavit

averment that she is unaware of any "Trustee resolution" establishing the newsletter

program, the mail distribution list may be the best, if not the only, record documenting the

Township's distribution of the newsletter.3

{¶51} Hicks expresses concerns that the Township is operating the newsletter

program in a manner which targets or excludes certain communities or persons. The

Township asserts that its newsletter is mailed to all addresses within Union Township.

However, Hicks is not obliged to accept the Township's contention at face value in lieu of

his records request. The mail distribution list would permit Hicks to monitor whether the

Township is operating its newsletter program as he fears or as contended by the Township.

"Inherent in Ohio's Public Records Law is the public's right to monitor the conduct of

government." State ex rel. McCleary v. Roberts,

(2000); Johnson,

at ¶ 27. Disclosure of the Township's mail distribution list would shed light

on and provide further insight into which addresses receive the Township's newsletter,

3. In asserting that the mail distribution list does "not provide any insight into the Township's newsletter program beyond that already available from accessing the newsletter itself or from accessing the Township's policies regarding the creation and distribution of the newsletter," the majority opinion suggests that Hicks' concerns may be satisfied by resort to other records. Assuming there are other records documenting distribution of the newsletter, that redundancy does not render the mail distribution list any less a public record to the extent it documents the Township's operation of the newsletter program.

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would help monitor the conduct of the Township, and would further the purposes of R.C.

149.43.

{¶52} In summary, the newsletter is an official communication from the Township to

members of the public. Distribution of the newsletter is a fundamental aspect of the

operation of the program. The mail distribution list contains the addresses to which the

newsletter is mailed. Disclosure of the mail distribution list promotes the purposes of R.C.

149.43 because it documents the addresses to which the Township mails the newsletter

and permits Hicks to monitor this fundamental aspect of the newsletter program. Based

upon the foregoing, I find that the mail distribution list is a public record. I would therefore

reverse the Court of Claims' denial of Hicks' request to inspect or receive the mail

distribution list.

{¶53} With respect and regard for my colleagues in the majority, I dissent from the

majority's decision holding that the mail distribution list is not a public record under R.C.

149.011(G).

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