Cleveland Worm & Gear Co. v. Noyes
Opinion of the Court
In this case the plaintiff asks for an injunction and the appointment of a receiver. In brief, the claims of the plaintiff are, that it is a corporation organized under the laws of Ohio, located at Cleveland and engaged in the business of manufacturing worm gear drives for the propulsion of automobiles and motor vehicles of the tractor and pleasure type; that it bas been engaged in this business for several years, and bas built up a large, profitable and constantly increasing business. That the worm gear drive is an efficient and mechanical method of applying power, or for the transmission of power, and is gradually coming into greater use and rapidly displacing other methods of
There is no claim that the methods, processes, workmanship or modes of construction of worm gear drives by the plaintiff are in any sense esoteric, occult or mysterious; but the plaintiff, it is claimed, by its experimentation, long experience and observation, has acquired and is possessed of mechanical and engineering principles by the application of which the difficulties and defects of worm gear drive power transmission are practically solved; and that this knowledge enables it to successfully compete in the open market with all other manufacturers of such means of power transmission for motor vehicles. Its complaint against the defendant, briefly stated, is, that the defendant was employed by it as its foreman, and that in the course of his employment he necessarily became acquainted with certain things the keeping secret of which was important and valuable to the plaintiff; that is, that, by reason of his employment, he became acquainted with the modes and methods used and
A temporary restraining order was granted by Pearson, J., March 30, 1915. The matter is noxv before the court on motion to dissolve that restraining order. The defendant has filed no answer. It is admitted that he Avas foreman, as claimed in the plaintiff’s petition, that he made a list and description of the hobs, Avliich he offers to return. ITe admits that he intends to form a company to compete with the plaintiff in the manufacture of Avorm gear drives, and that he has made arrangements for so doing, which he proposes to carry into effect. He admits, or rather claims, that he has made certain improvements in the machine used for the grinding of Avorms, and that he has already applied for a patent on this device, claiming that it belongs to him. ITe does not deny that he has acquired certain knowledge AA-hile in the employment of the plaintiff Axdiich may enable him to better do as he proposes to do, that is, to manufacture worm gear drives in. competition Avith the plaintiff; but he claims that such knowledge is not a secret, but with the information contained in books and the general knoivledge of expert mechanics applied to what is contained in books, and technical magazines, successful and serviceable commercial worm gear drives can be manufactured by any expert engineering mechanic.
The work of Hugh Kerr Thomas, introduced in evidence, furnishes this definition:
“A worm gear may be defined as a spur wheel which is rotated by an endless rack, the teeth of which are successively pressed against the teeth of the wheel. By making the rack teeth in the form of a spiral and rotating it upon its axis, sloping the wheel teeth to a corresponding angle, the effect of an infinitely long rack is obtained.”
A rack of this kind is called a parallel worm. The author farther says:
“By revolving the worm wheel, the teeth of 1he rack may he caused to move along, that is to say, the worm will itself commence to rotate, the relative motions being thus convertible.”
The principle itself is very old, harking back to Archimedes, who died 212 B. C.; but no one will claim that its possibilities, uses and adaptations have not been tremendously enlarged. The testimony seems to clearly indicate that it is a well-known principle of mechanics that helical teeth and worm transmission of force increases smoothness of motion, especially in motor vehicles ; but smoothness of motion requires difficult and expensive workmanship. Helical teeth are open to the objection that they exert a laterally oblique pressure, which tends to increase resistance and strain machinery. To minimize -this laterally oblique pressure and decrease resistance and strain requires very skilful workmanship and nice discrimination and close care and attention to mechanical details; and this is more particularly true where high speed and smoothness of motion are
If the testimony in this case is to be believed, they have successfully solved the problem and reached the zero of absorption of energy by the transmitting mechanism. It appears in evidence that before pioneers in this field began to apply the principle of the worm gear to motor vehicles, the quantity of absorption of energy by such gears was over 50% of the energy produced by the prime mover, and this has been reduced to less than 3%. Tt is quite evident that such far-reaching results
After fully, carefully and' thoroughly considering all of the testimony, we can reach no other conclusion than that suggested.
In determining the questions' under consideration, some general principles should be kept in view.
In automobiles or motor vehicles we have a combination of statics and kinetics. In most mechanical appliances the structure or form remains fixed or stationary. In motor vehicles the prime mover carries or moves the form or structure along a given path, and in designing the prime mover , and the power transmission, the nature and character .of the form or structure and the load it has to carry, as well as the topography of the country to be traversed, must be considered. A motor vehicle
The pitch of the screw, which is the distance between two successive turns of the same thread or helical projection measured parallel to its axis, should Be the same as the pitch in the teeth of the gear wheel, if they are to work correctly and accurately together. It is, therefore, of the utmost importance that the threads and teeth do not grind or unduly bear upon each other at any point of contact. The proper clearance must be provided for with an exactness almost microscopical. If the surface of the metal come into grinding contact, heating takes places, and the threads of the screw and the teeth of the gear wheel aré destroyed by friction. It is claimed that this is prevented by a film of oil, which, acting as a cushion, keeps the surfaces separated. This film of oil is so thin that it can not be accurately measured. It has been determined, however, that- there can be no metallic contact, and that this oil cushion or film must roach and remain on or upon every part of pressure contact. It will therefore be readily seen that the character and viscosity of the lubricant, is a matter of supreme importance, as is also the alloy or the material of which the gear wheel is made.
A glance through the text books on the subject of worm gear drives discloses the truth of the fact, as the American Machinists Gear Book aptly puts it, that “Many of us know things that are not so.” We were convinced during the hearing that there are many things about gears and worm drives that the experts do not know, but that there is nothing connected with this subject which they can not attempt at least to explain. The testimony convinces us, however, that the plaintiff has acquired and accumulated a fund of knowledge and experience on this subject, possessed, perhaps, by no other person or cor
Tins contention is not supported by the evidence, but, on the contrary, is clearly disproved by the weight of the evidence. Counsel for the defendant strenuously insists that his client is thoroughly experienced in the. details and intricacies of worm gear drives, and that, the. plaintiff seeks to enjoin the use and operation of the natural law of ideas.
The, testimony is quite clear that, before the. defendant became connected with the plaintiff, his experience in worm gear mechanism as applied to motor vehicles was quite limited. We think counsel for defendant takes too broad a view of the contention of counsel for the plaintiff, who, as we understand it, do not seek to prevent the defendant from using ideas of his own, even if they were conceived and assumed tangible shape while he was in the employment of the plaintiff; but the plaintiff does seek to prevent the defendant from appropriating discoveries or secrets or results which were the realization of effort and experience on the part of the plaintiff and its agent before the defendant became its servant.
An idea, as Locke defines it, “is the object of the undestanding when a man thinks; ’ ’ or it may be said to be a concept which is the product of thinking, or the mental image, the immediate object of thought. These, concepts, ideas or mental pictures, which are the, result of a man’s thought or cognition, springing from his own consciousness and experience, belong to him to use
Undoubtedly the defendant’s knowledge of and experience with worm gear drive mechanism was greatly widened and broadened and his efficiency vastly improved by the opportunities afforded him during his service with the plaintiff. This experience and knowledge, as well as the ideas the result of his own thought, can not be taken from him, nor does the plaintiff seek to do so. The plaintiff specifically claims that this knowledge, as applied by it to pitch angles, diametrical pitch and circular pitch, adendum clearance, thickness of teeth, contact, outside diameter, oil film or cushion, and many other mechanical details in relation to these worm gear drives, have been reduced to concrete form in the shape of written data for each particular customer and each particular kind and variety of motor vehicle, and as adapted to the topography of the locality in which each is used; and that the defendant, by reason of his confidential and trust relationship to the plaintiff, wrongfully obtained possession of these data, as well as the names and addresses of its patrons or customers; and that he is about to associate himself with others to enter into competition with the plaintiff and use the knowledge thus acquired for the benefit of himself and others, and to the detriment and injury of the plaintiff.
We think this claim is fully established by the evidence; indeed the defendant does not, in many respects, expressly deny ihe claim, only insisting that the plaintiff never had any knowledge of worm gear drives or any methods or processes of their manufacture not known generally by manufacturers of this type of power transmission, and not found in public books and mechanical magazines on the. subject; and that therefore he has a right to use not only the ideas the result of his own thought or cognition, but any ideas, details or improvements of construction originating with others; for he claims that the principle of worm gear drives is so ancient and so simple that there can not possibly be anything new' or novel in connection with or in relation to it.
It is said there once lived a man in a woods remote from the habitations of man, and -to whose house or home there was no road or even a path; but because this man made a better mouse trap than anybody else, the public wore a beaten path to his door.
In former times, the shoemaker who could make a better boot than his fellows had the choice of the trade; nor could the less efficient man, by pulling apart the boot made by the more efficient mechanic, make a boot in all respects similar or as serviceable.
In skill and efficiency we always see evidences of the reasoning faculty, and the discrimination based upon practical knowledge, as well as occasional flashes of genius. But take the case of the skilful shoemaker: The excellence of his work may not have been wholly the result of manual dexterity. He may also have had a secret method of lasting, shrinking and stretching,
About two hundred years ago Antonio Stradivari made violins at Cremona, Italy, that can not be duplicated and never have been. There are over fifty specimens of this man’s workmanship still in existence, whose special advantage, whatever it was, has been lost irrecoverably. Violins of this make have been taken apart and microscopically studied, the proportions and details faithfully followed by the careful workmanship of skilled hands, but the quality of its tone, its soul or the heart of its mystery lias never been reproduced or discovered. Some little detail of seasoning or varnishing, or some secret process of handling, has been lost and probably never will be found.
In Tube Co. v. Tube Co., 29 O. C. C., 468 (3 C.C.[N.S.], 459), Donahue, J., defines a trade secret to be ‘ ‘ a plan or process, tool, maehanism or compound known only to its owner or those of his employees to whom it is necessary to confide it in order to apply it to the uses intended.” There are other definitions of a trade secret, but this is sufficiently specific for our purpose.
The mechanism known as the worm gear drive is of course not a secret; but as between a number of such drives, that one may be more efficient and serviceable than the others admits of no doubt; and the process of making a more serviceable and efficient drice may well be secret or involve a series of secrets. Process in this connection means the actions, operations and methods of treatment applied to the construction of the screw or worm and the gear wheel and fitting it all to work synchronously so as to attain the most efficient result. In a word, it means the whole course of proceeding from the time the plan as conceived is drawn until the finished product is encased in the lubricant and placed in position for operation. Just wliat this secret is, or what the secrets are, it may be difficult from the evidence to state in precise words; it may be in that skilful and accurate workmanship which produces perfect synchronization betw.een the different parts, or such as provides for a perfect oil film or cushion, or it may consist in a series of adaptations which produced the results established by the evidence.
Merryweather v. Moore, L. R. (1892), 2 Chancery Division, 518, is a ease in point. It seems that two days before leaving the plaintiff’s employ, the defendant compiled a table of dimensions of various types of fire engines made by the plaintiff, which dimensions the plaintiff claimed to he trade secrets. The defendant claimed that he prepared the table for his general information; and further, that all the information contained in 1 he tables might he obtained by measuring up engines which had been sold by the plaintiff. Among other things the court said:
"I will put aside once for all any cases arising,on express contract. Perhaps the real solution is that the confidence postulates an implied contract; that, -where the court is satisfied of ihe existence of the confidential relation, then it at once infers or implies the contract arising from that confidential relation— a contract which thus calls into exercise the jurisdiction to which. 1 have referred. * * *
"It may he that with care all these details might have been obtained by inspection of the different engines which were either at hand or available, perhaps, through working drawings, or otherwise; but in this particularly compendious form it is common ground that these materials did not exist. Mr. Moore considered it to be for liis benefit that they should exist, and exist in his possession; and he must be taken, whatever he says, to have intended to use them for his own purposes. * *
“ But the question is, is not this an abuse of the confidence necessarily existing between him and his employers — a confidence arising out of the mere fact of bis employment, tbe confidence being shortly this, that the servant shall not use, except for the purposes of the service, the opportunities which that service gives him of gaining information.”
There is much in. this language that is quite applicable to the case before us.
In Lamb v. Evans, L. R. (1893), 1 Chancery Division, 218, at 226, the. court say:
*541 “What right has any agent to use materials obtained by him in the course of his employment and for his employer against the _ interest of that employer ? T am not aware that he has any such right. Such a use is contrary to the relation which exists berween principal and agent. It is contrary to the good faith of the employment, and good faith underlies the whole of an agent’s obligation to his principal. * . # * An employer gives to Ms agent by employing him the means of obtaining in his name and for the purposes of the contract certain materials and certain information which has been committed for the purposes of that contract to writing, it is intelligible that the bargain made between the principal and agent should be any other than one which implies that the agent, having obtained these materials and information under the cover of this agency, is not to turn around and use the materials against his employer as soon as the agency is determined.”
In Little v. Gallas, 4 N. Y. (App. Div.), 569, it is said:
“The law raises an implied contract that an employee who occupies a confidential relation towards his employer will not divulge any trade secrets imparted to him, or discovered by him uj the course of his employment. ’ ’
See also to the same effect 1 High on Injunction, Section 19; 1 Beach on Injunction, Section 35.
The authorities that might be quoted in support of this proposition are almost innumerable.
It appears from the evidence that a cutter is a tool for cutting a worm or screw, and also for cutting the hob. The angle at which the cutter is placed in the machine determines the lead of the screw, as well as its general character, and the kind and character of hob which it is desired to make. A hob is a tool for rutting the teeth of the gear wheel. The character of the worm or screw depends, as has been said, upon the angle at which the cutter is set. The hob for each patron or customer of the plaintiff has a number; and the character and kind of cutter used for each of the plaintiff’s patterns is also indicated as well as the number of the cutter. These hobs and cutters were kept in a vault or other secure place under lock and key; doubtless they were not available 1o anybody except upon an order from the
It may be said, however, that defendant denies that he made a list or copy of cutters, although some of the plaintiff’s witnesses insist that he did.
It seems that the blue prints and other data, such as shop orders, were in the defendant’s desk during the time he was emT ployed, and were kept there; and that a day or two after he left, and when these things were sought for by the agente of the plaintiff, they could not he found, although diligent search has been made for them.
Counsel for defendant relies largely upon the case of National Tube Company v. Eastern Tube Company, 23 O. C. C., 468, supra. In the second paragraph of the syllabus of this case it is said:
‘ ‘ The fact that the discoverer of a trade secret which he is using secretly communicates to an employee to better enable the latter to discharge his duties as such, does not authorize such employee to sell it in the market, nor to sell his services with the added value of the secret; but if the employee himself knew the idea, or brought the knowledge to his employer, the only property interest the employer can claim is the product of the skill, indus*543 try and intelligence of the workman. He does not own the idea.”
With this doctrine there can possibly be no quarrel.
In this case it seems that the defendant was employed by the plaintiff, who claimed that during the term or course of his employment the plaintiff had perfected through various stages of evolution certain patterns that were strictly individual and distinct from the patterns of .all other tool mills. That the defendant occupied toward it a confidential relation, and that he wrongfully, fraudulently and secretly took and carried away the patterns of the plaintiff, and had certain castings made for the use and benefit of another company; and that he could not have secured these patterns except by reason of his confidential employment.
The defendant, Nuttall, denied that the patterns were a trade secret, and avers that these and like patterns were in common use; that artisans or workmen in that line of business had full knowledge of the character of the machinery and of the patterns, and could easily and readily reproduce them.
During the trial one of the witnesses, in answer to a question with respect to these patterns, said it was a question of engaging a competent engineer and a man to do the work. The court in the opinion, page 472, say:
“That there was isome care taken of these patterns, and some intention of keeping them from the public generally, there can be little doubt; but a trade secret, as we said a moment ago, is a secret known only to the owner or proprietor of it and such of his employees to whom it is necessary to communicate the secret in order that he may use them to advantage. It does not mean that when I employ a man who 'has skill, knowledge and experience in a particular line, and ask him to furnish me the knowledge, and employ him because of his knowledge and experience, and lie then supplies me an article, or does for me that which his skill, knowledge and experience ’enable him to do, the idea or ideas he evolves become the property of. the employer as a trade secret.”
In other words, it seems in this case that, the defendant, and perhaps other employees, evolved the.idea or ideas embodied in
In sharp contrast to this case is the case of Tabor v. Hoffman, 118 N. Y., 34. The plaintiff, Tabor, was a manufacturer n pumps, which were sold upon the market. He claimed to have a secret process of so doing, that is, in making the perfected pump, but did not obtain the protection of the patent laws; and the court say, page 35:
“As the plaintiff had placed the perfected pump upon the market without obtaining the protection of the patent laws, he thereby published that invention to the world and no longer had any exclusive property therein.” Citing Rees v. Pelzer, 75 Ill., 475; 14 Fed., 728.
The court then proceeds to say:
“But the completed pump was not his only invention, for he had also discovered means, or machines in the forms of patterns, which greatly aided, if they were not indispensable, in the manufacture of the pumps. This discovery lie did not intentionally publish, but had kept it secret, unless by disclosing the invention of the pump he had also disclosed the invention of the patterns by which the pump was made. * * * The pump consists of many different pieces, the most of which are made by running melted bars of iron and brass in a mold. The mold is formed by the use of the patterns, which exceed in number the separate parts of the pump, as some of them are divided into several sections. The different pieces out of which the pump is made are not of the same size as the corresponding patterns,*545 owing to tlie shrinkage of the metal in cooling. In constructing patterns it is necessary to make allowance not only for shrinkage, which is greater in brass than in iron; but also for the expansion of the completed casting under different conditions of heat and cold, so that the different parts of the pump may properly fit together and adapt themselves, by nicely balanced expansion and contraction, to pumping either hot or cold liquids.”
This is precisely the situation before us. In the Tabor case, taking the perfected or manufactured pump which was placed upon the market apart, a similar or precisely similar pump could not be reproduced, because of the conditions indicated by the court. The size of the patterns could not be discovered by merely using different sections of the. pump, because of the shrinkage of metals, as indicated; and various changes had to be made if a perfected pump was to be built, and these changes could only he ascertained by a series of experiments involving the expenditure of both time and money; and this is preqisely .what is claimed in the ease before the court.
Vann, J., in Tabor v. Hoffman, supra, said:
“Are not the size and shape of-the patterns, therefore, a secret which the plaintiff has not published, and in which he still has exclusive property? Oan it be truthfully said that this secret can be learned from the pump when experiments must be added to what can be learned from the pump before patterns of the proper size can be made?”
And it is frankly admitted in the ease before us that to" make a serviceable and efficient gear or worm gear drive, experimentation is absolutely' essential, as there are many variable conditions under which the worm gear drive has to be used. In the Tabor case the court further said, speaking about a valuable medicine not protected by a patent: . .. :
‘‘If one-finds out the secret of the proprietor, he may use it to any extent that he desires - without danger of interference by the courts. But, because this discovery may be possible by fair means! it would not justify a discovery by unfair means, such as the bribery of a clerk, who in course of his employment had aided .in compounding the medicine, and had thus become . familiar.udtb-the formula.”-
Counsel for the defendant claim that the case of Tube Co. v. Tube Co., supra, is in pari passu, with the case before the court; but as has been said, an examination of the case does not sustain this claim, for it seems the employee or the servant, and not the owner or employer, thought out or originated the idea or ideas which found expression in the patterns.
That a trade secret is a species of property will not be denied. The word property embraces money, debts, dioses in action of every kind, as well as things that are visible or tangible. Stahl v. Webster, 11 Ill., 68; Chadwick v. Covell, 151 Mass., 190; Watkins v. Landon, 52 Minn., 389.
A secret process and an article made under it are separate and distinct things, and each is subject to ownership. Tlie rule of law governing the matter is concisely stated in Hartman v. Park & Sons Co., 145 Fed., 358. Number 1 of the syllabus says:
“The patent and copyright statutes, in conferring upon an inventor or axxthor the exclusive x’ight to make, xxse and sell ardides embodying his invention or authorship, create in him a new, right, and do not sxxstain or continue the previously existing right. The owner of a secret process not patented has no such exclusive right to make, use and vend the article to which it relates, bxxt he has the right to keep his knowledge to himself and to the protection of same as the property right against one who, in violation of contract or through a breach of trust or confidence, undertakes to apply the secret process to his own use or to impart it to others. ’ ’
An interesting case will be found in 114 Mich., 149-160. This is the case of Owen W. Thum Co. v. Tloczynski. It seems from the facts in this case that the process and machinery used by the proprietors of the business were regarded as secret and of great value. Much, care was taken to exclude the pxxblic from the means of obtaining the knowledge of the processes, and when
In the prayer of the petition it is asked that the defendant be enjoined “from attempting to procure a patent on said improvement and grinding machines, or communicating information in relation thereto to any other person or persons, natural or artificial ; and to deliver to such receiver, for the purpose aforesaid, any written drawings or specifications in relation thereto.”
The testimony discloses that the defendant made application for a patent on a worm grinding machine, through his attorney, in August, 1914, and that the application for such patent was filed in the patent office at Washington, D. C., as of December 26, 1914, over three months before the petition was filed. The defendant claims he had drawings partially prepared for this machine some months before he entered the employment of the plaintiff, and so informed Mr. Fitzpatrick, its superintendent. In this he is supported by the testimony of another witness who claims he saw a drawing or plan of the machine at the defendant’s house, perhaps in August, 1913. The testimony as to this grinder is not only conflicting but confusing' Ur everything relating to it the parties are in sharp conflict. As the testimony was received the court was first impressed with the conviction that the main and principal features of the machine originated with the defendant. It is admitted that the plaintiff, through its superintendent, David Fitzpatrick, began to. build a worm grinding machine some time before the defendant entered its employment. The base or structural parts of the machine had been east, and it had been so far constructed that tentative efforts had :heen made to operate it, not perhaps in actual work, but-for the
The defendant claims that on January 6, 1914, he exhibited to David Fitzpatrick and his son Clarence, at the plaintiff’s shop in Cleveland, Ohio, the drawings or a drawing of the machine practically as it was finally constructed. He stated that he was positively certain as to the date, for he says that he wrote on the drawing itself, on the day that he exhibited it to these gentlemen, the following words: .“M. E. Noyes, 1-6-14, shown to Mr. D. & C. Fitzpatrick.” That is, that the'drawing was shown to Messrs D. and C. Fitzpatrick on January 6, 1914. This endorsement is in the defendant’s handwriting. On that day, however, January 6, 1914, the evidence positively and conclusively shows that neither David Fitzpatrick nor his son Clarence Fitzpatrick was in the city of Cleveland; that Clarence Fitzpatrick left the city January 3d or 4th, 1914, and was in the city of New York January 5, 1914, in attendance at an automobile show then being held in that city; and that he remained -there until January 11, 1914. This appears from the diary kept by Clarence Fitzpatrick, which was introduced in evidence. The testimony also shows that David Fitzpatrick was also in New York City attending the same show from January 6 to January 11, 1914; and that be left the city of Cleveland perhaps on January 4th or 5th,. 1914. This is established by proof of disinterested witnesses outside of' David Fitzpatrick and his son Clarence, so clearly that there can possibly be no doubt about it.
This evidence of the defendant places him in an unenviable position. He may possibly have shown the drawing in question to David and Clarence Fitzpatrick at some time, but the fact that he testified that he made a memorandum on the drawing indicating that he had shown it to them on January 6, 1914, has the appearance at least of an attempt to manufacture testimony. When he añade this memoa'andum he certainly knew wlaat he was doing; and when the memorandum shows that the drawing was exhibited to David and Clarence Fitzpatrick January 6, 1914, find when from Ihc facts in- the case we' know that that statement-is not true, it is difficult to conceive .what purpose the defendant had in view iaa making the memoa'andum, .unless it was
That the defendant made valuable suggestions as to the construction of this machine, is quite evident. The automatic indexing device and other improvements upon the original conception or idea of David Fitzpatrick were undoubtedly suggested by the defendant, though David Fitzpatrick insists that 1hese ideas were taken from worm grinding machines then in use, photographs of which were called to the attention of the defendant during the construction of the machine by him. These photographs are in evidence, and bear a striking resemblance to some of the parts of the machine as finally constructed. Strictly speaking, there may be nothing really new or novel in this machine. The details of its parts do not fall within the purview of new contrivances applied to new ends, but rather to new combinations of old parts; that is, it consists in the combination, in-i' new form, of well known mechanical devices which grind worm threads in a more satisfactory manner than had been previously done, and for this reason it may be patentable. On this phase of the case the difficulty is not with the evidence, but rather with the law, so far as the prayer of the petition is concerned. '
While it is true that state courts may have jurisdiction to pass .judgment upon the title and validity of patents, this jurisdiction seems to be limited to cases where the defendant claims, incidental to his defense, the invalidity of á patent that may be involved in the controversy (Pratt v. Light & Coke Co., 168 U. S., 255). The defendant filed his application for a patent on this machine three months before this action was commenced; and for aught that the court now knows, a patent may be granted on this application without any further action upon the defendant’s part. The commissioner of patents is something more-than a mere administrative official. He is the final judge, so far as the patent office 'is .concerned, of all controverted questions arising in his office so far as granting or withholding patents is concerned (Robinson on Patents, Vol. 1, p. 84). To this extent the commissioner of patents performs judicial functions. The patentability of this device and the question of who originated the
Section 711 of the United States Revised Statutes vests exclusive jurisdiction in the federal courts “of all cases arising under the patent right or copyright laws of the United States.” This language seems broad and sweeping. Even if the defendant’s conduct could be treated as an infringement on the rights of David Fitzpatrick, the federal court could not entertain it, for equity has no jurisdiction to enjoin the infringement of an invention before a patent has been issued, notwithstanding an application has been made and is pending in the patent office.
Rein v. Clayton, 87 Fed. Rep., 354: In this case it is said in the syllabus that:
“To constitute an action when arising under the patent-right laws of the United States, the plaintiff must set up some right, title or interest under the patent laws, or at least make it appear that some right or privilege under those laws will be defeated by one construction or sustained by the opposite construction of those laws. ’ ’
Undoubtedly, as between David Fitzpatrick and the defendant, the question of priority of discovery is involved; and the claim of David Fitzpatrick or the plaintiff in this action is that *a right, that is, the right of discovery, will be defeated if the defendant is permitted to obtain a patent for the grinder machine. But as has been said, this involves the question of priority of discovery, and we believe that that question is one arising under the patent laws of the United States.
In Murjahn v. Hall, 139 Fed., 186, the complainant alleged that he was the inventor of a new kind of water paint, which he
So that it will readily appear that if the plaintiff herein, or his agent, David Fitzpatrick, was the real inventor or discoverer of the worm grinding machine, he is not without remedy, even if the defendant should obtain a patent on the machine. In the case last cited there wras no diversity of citizenship, so that the subject-matter of the litigation was the only thing of which the court had jurisdiction; and the fact that the court entertained jurisdiction is tantamount to saying or holding that a state court would not have such jurisdiction, and that the case was one arising under the.patent laws of the United States.
Curtiss on Patents, Section 49, is cited by counsel for the plaintiff, and so far as the rule of law therein enunciated is concerned, the doctrine is unquestionably sound; and that is, if David Fitzpatrick, in his capacity of employer, or as the vice-principal of the plaintiff, conceived the result embraced in the worm grinder, or the general idea of the machine, he will be regarded as the inventor, even though he employed and used the manual dexterity and inventive skill of the defendant in the mechanical details and arrangements necessary to carry out the original conception; and this even though the defendant has made valuable additions which resulted in an improvement on the original conception or design or idea of David Fitzpatrick.
"With this doctrine there can be no controversy. Many cases or authorities to the same effect are cited in the excellent brief of the able and learned counsel for plaintiff. Indeed, taking the testimony as a whole, and in view of the palpably obvious attempt of the defendant to strengthen his case by the statement, glaringly false if premediated, that he submitted a. drawing of
It is true,' and is a well-recognized legal principle, that when an employee in a certain line of work devises an important method1 or implement for doing the work, and uses the employer’s property and time to put his invention into practical form, and he permits the employer to rise the invenlion, lie will thereby give him such a license to use the invention as will disentitle him to enjoin his employer as an infringer of the patent. This is what is known as shop rights. But if David Fitzpatrick really originated the idea, or discovered the method or combination of old devices or parts to a neAv application, the fact that he might use the plaintiff’s work would be poor consolation.
In the device constructed before the defendant was given charge of its reconstruction, the indexing was manual,-and by indexing is meant placing the emery wheel in the next succeeding thread to be ground. As perfected, it is automatic, an admittedly valuable improvement; but as has been said, plaintiff claims the idea of automatic indexing was suggested by other similar devices, photographs of which were called to the attention of the defendant by David Fitzpatrick. . It is not denied that David Fitzpatrick worked on this device for over a year before it was turned over to. the defendant to be reconstructed. The necessity for a new and improved worm grinder was evi
The whole question resolves itself into this proposition: David Phtzpatrick had a clear idea of what he wanted, or what device he wanted to grind worms. This idea took form and shape under his direction as a structure or machine which, upon testing, demonstrated certain defects or showed certain defects; but these’ very defects suggested ideas for their removal or remedy. Practically all inventions are the result of repeated trials. The inventor knows what he desires to accomplish; the idea assumes tangible, form in the shape of a device. It may prove defective on trial or test, but observation of the defect or defects frequently unerringly points out the road to success. But admitting that David Fitzpatrick originated and conceived the root idea embodied in this grinder, we can not see our way clear to enjoin the defendant “from attempting to procure a patent on” it, the application therefor having been filed in the 'patent office three months before commencement of this action. The patent office can not possibly be restrained from considering and passing upon the application. If the patent office should pass favorably upon this application, as it may at any time, it would be a vain thing to enjoin the defendant from attempting to do that which lie has already doné, that is, provided nothing further is necessary to be done or may be required of him. We do not believe the authorities cited by learned counsel for plaintiff sustain his contention in this respect.
If a man is sued in the state courts upon a promissory note, he may plead want of consideration. This is elementary. If the
This was the question in Darst v. Brockway, 31 Ohio, 462.
In Blakeney v. Goode, 30 O. S., 350, the action was for damages for breach of contract, the defendant having agreed, for a sufficient consideration, to use his skill as a machinist to make a patent article as salable and profitable as possible. The validity of the patent was conceded, and it could not be said in any sense that the controversy or cause of action was one “arising under the patent right or copyright laws of the United States. ’’
In Wilson v. Sanford, 10 Howard, 99, the court in the opinion said:
“The dispute in this case does not arise under any act of Congress; nor does the decision depend upon the construction of any law in relation to patents.”
In the case now before the court, David Fitzpatrick claims he conceived the idea of a worm grinder, and that he reduced his idea to practice and embodied it in a distinct useful form, and it therefore falls within the scope of a patentable invention.
The defendant, Mayhew E. Noyes, claims the idea was conceived and originated by him, and. by him reduced to practice and embodied in a distinct patentable form. We are called upon. to say or determine where the truth lies as between these men. This involves not only the question of discovery of the idea, but tine priority of discovery as well. And if we had a right to pass upon these questions, we apprehend we should be governed by the rules and precedents of the patent office, based upon acts of Congress or statutes of the United States.
In view of the foregoing, the court holds that the plaintiff may have all the relief prayed for, except that of enjoining .the defendant “from attempting to procure a patent on said improvement and grinding machine,” that is, from procuring a patent on the worm grinder.
If it is desired that this shall bo a final hearing, the defendant may file an answer and the injunction will be made perpetual; and an entry will be made to that effect, and the plaintiff and defendant given an exception.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.