United States v. Scheiblich
United States v. Scheiblich
Opinion of the Court
*1077"I consider [trial by jury] as the only anchor ever yet imagined by man, by which a government can be held to the principles of its constitution."
-Thomas Jefferson
I. BACKGROUND
Defendant Robert Scheiblich pleaded guilty in this Court on July 6, 2018, to one count of being a felon in possession of a firearm, in violation of
That expectation was thwarted when the Probation Office released its Presentence Report, which recommended a sentence of 10 years. The Government and the Probation Office reasoned that Mr. Scheiblich should be held accountable not only for the underlying offense, but also for an offense charged in the Franklin County Common Pleas Court for Aggravated Robbery, Robbery, Felonious Assault, and Kidnapping. (State v. Scheiblich , Dkt. No. 18-cr-229). Trial is pending in the state court matter, and Mr. Scheiblich denies the charges. Nevertheless, the Government argues that the firearm cited in the offense of conviction was used in the crime charged in state court It concludes, therefore, that this Court should apply the cross-reference provision at U.S.S.G. § 2K2.1(c)(1)(A) and sentence Mr. Scheiblich for the underlying charge as well as for conduct he neither admits nor has a jury found occurred: the crime of Attempted Murder or Assault With Attempt to Murder.
Mr. Scheiblich raised his objection to the Presentence Report in Court on October 12, 2018. The Court heard oral argument on the Objection on October 19, 2018. (ECF No. 55). For the reasons articulated below, the Court GRANTED Mr. Scheiblich's objection, DECLINED to apply the cross-reference, and SENTENCED Mr. Scheiblich to 30 months incarceration and three years of supervised release.
A. Factual Background
Robert Scheiblich has admitted, pursuant to a plea agreement, that he was a Felon in Possession of a Firearm on or about the dates of December 22, 2017, to December 24, 2017, in violation of
The Government contends that the firearm was also used during the commission of another crime: the attempted murder of Jesse James. The following allegations are contained in the Presentence Report: On December 23, 2017, law enforcement responded to 911 calls reporting gunshots in Galloway, Ohio. Police arrived to find an individual named Jesse James bleeding, but still alive and conscious, on the side of the road. In response to police questioning, Mr. James told law enforcement officers that he had been robbed by Mr. Scheiblich *1078and his son, Dillon, and had been beaten with a baseball bat at their residence before having been driven to his current location. Mr. James also reported that he had been shot, but medical evidence suggested otherwise-the Government claims he was pistol whipped. (ECF No. 54 at 9). Mr. James was transported to the hospital, but left the hospital three days later against medical advice. On December 27, Mr. James was found dead, wearing only his hospital gown, in an abandoned car several blocks from the hospital. The coroner identified his cause of death as hypothermia.
Mr. Scheiblich faces prosecution for the above allegations in the Franklin County Common Pleas Court. He denies the charges.
B. The Contested Sentencing Calculations
The Government argued that the Court should adopt the recommendation of the Probation Office, which calculated the Guidelines range as follows:
The defendant pled guilty to Being a Felon in Possession of a Firearm. The guideline for a violation of 18 U.S.C § 922(g)(1) is U.S.S.G, § 2K2.1. Pursuant to the cross reference at U.S.S.G. § 2K2.1(c)(1)(A), apply U.S.S.G. § 2X1.1 (Attempt, Solicitation or Conspiracy), if the defendant used or possessed any firearm or ammunition cited in the offense of conviction in connection with the commission of another offense, if the resulting offense level is greater than that determined under U.S.S.G. § 2K2.1. To determine the base offense level under U.S.S.G. § 2X1.1, the guideline for the substantive offense, plus any adjustments from such guideline for any intended offense conduct that can be established with reasonable certainty is applied. The defendant is accountable for the Attempted Murder or Assault With Intent to Commit Murder of Jesse James; therefore, U.S.S.G. § 2A2.1 is used to determine the offense level because it results in a higher offense level. This conduct represents the acts Scheiblich aided, abetted, counseled, commanded, induced and willfully caused during the offense of conviction, as per U.S.S.G. § 1B1.3(a)(1)(A), and the conduct attributable to him in the jointly undertaken criminal activity, as per U.S.S.G. §§ 1B1.3(a)(1)(B)(i) through (iii). The base offense level is 33, if the object of the offense would have constituted first degree murder, as per U.S.S. G. § 2A2.1(a)(1).
Mr. Scheiblich argues that the cross-reference provision should not be used to enhance his offense level because the facts related to the robbery and assault are not contained in the underlying Plea Agreement and because he is Constitutionally entitled to a full fact-finding process on the disputed charges.
II. LAW AND ANALYSIS
A. The Court is not Constrained by Facts in the Plea Agreement
First, Mr. Scheiblich argues that the relevant facts the Court may take into consideration are only those facts contained in the Plea Agreement. This conclusion is foreclosed by the Supreme Court's holding in United States v. Watts . In Watts , the Court concluded that a sentencing court may even consider acquitted conduct as long as the sentencing court determines the facts are proven by a preponderance of the evidence:
For these reasons, "an acquittal in a criminal case does not preclude the Government from relitigating an issue when it is presented in a subsequent action governed by a lower standard of proof." .... The Guidelines state that it is "appropriate" that facts relevant to sentencing be proved by a preponderance of the *1079evidence, USSG § 6A1.3, comment., and we have held that application of the preponderance standard at sentencing generally satisfies due process.
United States v. Watts ,
Whether actually to apply the cross-reference, however, remains a matter of discretion for the Court. As the en banc Sixth Circuit held in White :
To say that district court judges may enhance a defendant's sentence based on acquitted conduct, however, is not to say that they must do so. First, and most obviously, a factual presentation that fails to persuade a jury beyond a reasonable doubt may well fail to persuade a judge by a preponderance of the evidence. Second, one of the central points of Booker , highlighted by Kimbrough v. United States ,552 U.S. 85 ,128 S.Ct. 558 , 564,169 L.Ed.2d 481 (2007), is that a district court judge may disagree with the application of the Guidelines to a particular defendant because the Guidelines range is too high or too low to accomplish the purposes set forth in § 3553(a). If the district court judge concludes that the sentence produced in part by these "relevant conduct" enhancements "fails properly to reflect § 3553(a) considerations," Rita v. United States ,551 U.S. 338 ,127 S.Ct. 2456 , 2465,168 L.Ed.2d 203 (2007), the judge may impose a lower sentence, including, if reasonable, a lower sentence that effectively negates the acquitted-conduct enhancement, Third, a district court that enhances a sentence based on acquitted conduct, in fulfilling its duty to "adequately explain the chosen sentence to ... promote the perception of fair sentencing," Gall v. United States ,552 U.S. 38 ,128 S.Ct. 586 , 597,169 L.Ed.2d 445 (2007), should articulate how and why, in its judgment, such conduct appropriately influenced its § 3553(a) analysis with respect to the specific defendant and specific crime at issue.
Here, for the reasons articulated below, the Government's factual presentation did not prove by a preponderance of the evidence that Mr. Scheiblich should be held accountable at sentencing for the Attempted Murder or Assault With Intent to Commit Murder of Jesse James. This ends the inquiry: the cross-reference does not apply.
B. The Government Did Not Carry its Burden by a Preponderance of the Evidence
The Government presented its case over the course of several hours, and as the Court probed the evidence, the Government's theory as to the nexus between the alleged kidnapping and assault of Jesse James and the revolver at issue in this *1080case transformed radically. The Government at first asserted a direct relationship: Mr. Scheiblich pistol-whipped Jesse James with the revolver. In a later theory, the gun took on a more metaphysical role: Mr. Scheiblich may not have used the gun, but he was emboldened to assault Jesse James by the mere existence of the gun. Then, finally, the Government argued that even if this gun was not implicated in the conduct indicted in the state court case, some gun was, and the Court should still apply a cross reference under a different provision of the Guidelines. This quixotic march through potential theories of liability sheds light on the Government's evidence in support of applying a cross reference: where it exists, it is weak.
1. The 2K2.1(c)(1) Cross Reference Does Not Apply
Section 2K2.1(c)(1)(A) of the Guidelines provides that "[i]f the defendant used or possessed any firearm or ammunition cited in the offense of conviction in connection with the commission or attempted commission of another offense, or possessed or transferred a firearm or ammunition cited in the offense of conviction with knowledge or intent that it would be used or possessed in connection with another offense, apply ... § 2X1.1 (Attempt, Solicitation, or Conspiracy) in respect to that other offense ...." U.S.S.G. § 2K2.1(c)(1)(A). Application Note 14(A) to that section notes that the cross-application provision applies "if the firearm or ammunition facilitated, or had the potential of facilitating, another felony offense or another offense" and that the firearm "be cited in the offense of conviction." U.S.S.G. § 2K2.1 cmt. n. 14(A). The pertinent question, then, is whether the Government proved that the revolver in the offense of conviction was also used during the course of conduct alleged in state court.
The Government argued that the evidence would show that the gun was used in a pistol-whipping of Mr. James, and identified three pieces of inculpatory evidence to that effect: testimonial evidence placed the gun at issue in the offense of conviction at the Scheiblich house immediately before the alleged assault and kidnapping, a 911 call indicating that the caller heard shots fired, and the fact that Mr. Scheiblich was later pulled over with the gun charged in the offense of conviction in his car. The latter two facts do not connect - either directly or indirectly - the gun at issue in the offense to the alleged kidnapping and assault, so the Court affords them no weight in its analysis. As for the testimonial evidence, it was provided by Gary Spradlin, an individual who testified that he was at the Scheiblich house at the time of the alleged assault and kidnapping Mr. Spradlin testified that he saw a .357 caliber revolver in the house before the alleged events took place, and that the gun reappeared in the car when the Scheibliches drove Mr. Spradlin to the pharmacy later that night. But Mr. Spradlin offered no evidence connecting the gun to a pistol-whipping. Even if he had, though, it would not have been especially compelling because, as the Government admitted, none of Mr. James' DNA is on the weapon of the charged offense.
The argument that the mere possession of the gun emboldened Mr. Scheiblich to participate in the conduct alleged in state court is even less tenable: the law simply does not support it The Court presumes that the Government, in advancing this argument, refers to the "fortress theory," a theory which the Sixth Circuit has endorsed as a means of connecting a firearm to another felony offense to support the application of U.S.S.G. § 2K2.1. In United States v. Ennenga , the Sixth Circuit articulated the "fortress theory," noting that a sufficient connection between a gun and other felony conduct is established "if it reasonably appears that the firearms found on the premises controlled or owned by a defendant and in his actual or constructive possession are to be used to protect the drugs or otherwise facilitate a drug transaction." United States v. Ennenga ,
2. The 2K2.1(B)(6)(b) Cross Reference Does Not Apply
The § 2K2.1(b)(6)(B) enhancement applies to defendants who "[u]sed or possessed any firearm or ammunition in connection with another felony offense" or who "possessed or transferred any firearm ... with knowledge, intent, or reason to believe that it would be used or possessed in connection with another felony offense." U.S.S.G. § 2K2.1(b)(6)(B). Two factors differentiate the 2K2.1(B)(6)(b) cross reference from the 2K2.1(c)(1) cross reference: 2K2.1(b)(6)(B) does not contain "the additional requirement that the firearm or ammunition be cited in the offense of conviction," U.S.S.G. § 2K2.1 cmt. n. 14(A), but "the threshold question for the court is whether the two unlawful possession offenses ... were 'part of the same course of conduct or common scheme or plan,' "
3. Other Enhancements Requested by the Government
After the Court orally conveyed that it would decline to apply the cross-reference provisions, the Government sought the following additional enhancements to Mr. Scheiblich's base offense level.
a. 3A1.3 enhancement for physical restraints
Section 3A1.3 of the Guidelines provides for a 2-level increase to the offense level "[i]f a victim was physically restrained in the course of the offense." The Government presented evidence that Mr. James had been zip-tied - either by Robert or Dillon Scheiblich - at some point during the December 22, 2017, to December 24, 2017, timeframe during which the offense to which he pled guilty took place. That evidence included the witness testimony of Gary Spradlin, who conveyed that Mr. Scheiblich had zip-tied Mr. James, as well as photographs of a broken zip-tie in Mr. Scheiblich's basement This evidence was unrebutted, and the Court therefore APPLIES a two-level enhancement for the use of physical restraints.
b. 3B1.1(c) enhancement for organizing criminal activity
Section 3B1.1(c) of the Guidelines provides for a 2-level increase to the offense level if "the defendant was an organizer, leader, manager, or supervisor" in criminal activity. The Government argued that Mr. Scheiblich directed his son to engage in criminal activity and was therefore eligible for the enhancement, relying largely on a statement made by Mr. Scheiblich's wife, Penny Scheiblich, during a witness interview to the effect of "nobody tells [Robert] what to do." But this statement is so general, hyperbolic, and non-falsifiable as to constitute, to borrow a phrase from trade law, mere "puffery": the Court cannot rely on such a statement to prove that Mr. Scheiblich did or did not do any particular act Cf. Morris Aviation, LLC v. Diamond Aircraft Indus., Inc. ,
C. Conduct to be Used at Sentencing
Although it is not necessary for the resolution of this case, the Court would be remiss if it did not take the opportunity to note that the use of conduct neither admitted to by the defendant nor found by the jury creates profoundly troubling Constitutional issues.
A criminal defendant has a Sixth Amendment "right to have a jury find the facts behind his punishment." Hurst v. Florida , --- U.S. ----,
The Court famously safeguarded these foundational Sixth Amendment principles in Apprendi when it held that any fact which increases the range of penalties to which a criminal defendant is exposed must be found by a jury beyond a reasonable doubt.
Imagine, then, if this Court were to have found that the Government carried its burden and connected the revolver at issue in this case to the conduct charged in state court. He may have received, as the Government requested, the statutory maximum for a felon in possession charge of ten years. Now, imagine a scenario where this Court - just as it did in actuality - concluded that the Government had not proven that the cross-reference provisions should apply, but despite that tack of evidence, nevertheless elected to impose a sentence of ten years. Booker still requires that courts of appeals review district court sentencing decisions for reasonableness. United Slates v. Booker ,
As Professor Douglas Berman has written, such a scenario creates a "textbook Apprendi violation." Brief of Professor Douglas A. Berman as Amicus Curiae in Support of Petitioner at 3, Hebert v. United States ,
To sentence based on facts not admitted by a defendant or found by a jury is also irreconcilably at odds with the command in
Finally, a word on the practical consequences of using uncharged conduct in sentencing decisions: in Booker , the Supreme Court observed that "[t]he Framers would not have thought it too much to demand that, before depriving a man of [ten] more years of his liberty, the State should sutler the modest inconvenience of submitting its accusation to 'the unanimous suffrage of twelve of his equals and neighbours,' rather than a lone employee of the State." United States v. Booker ,
It is time to call this practice what it is: unconstitutional.
III. CONCLUSION
The Court DECLINES to apply the cross reference provisions under 2K2.1(c)(1) and 2K2.1(B)(6)(b). The base offense level for a violation of
IT IS SO ORDERED.
Actually, the Government argued that testing neither proved nor excluded the presence of Jesse James' DNA on the gun. But when it comes to DNA testing, absence of evidence actually is evidence of absence. See Tanner v, Yukins ,
Reference
- Full Case Name
- United States v. Robert J. SCHEIBLICH
- Cited By
- 1 case
- Status
- Published