State v. Gardner
State v. Gardner
Opinion of the Court
At the September term of the court of common pleas of Summit county, Omar N. Gardner was indicted for offering a bribe to
It is now before this court for the first time, and while we are not insensible to the consideration
If the official acts of officers, acting in an office created by an unconstitutional statute, should be regarded as falling within the principle that sustains the act of de facto officers, until the statute has been held unconstitutional by competent judicial authority in a proceeding appropriate'to that end, all difficulty vanishes. The opposite doctrine is based upon the assertion that there can be no defacto officer unless there is a de jure office. That is a simple and summary way to dispose of this grave question. That there can be no de jure officer without a de jure office is a proposition to which all minds will, of course, assent. But that there can be a de facto officer without a de jibre .office, is disputable, if the phrase “defacto officer” includes one who in fact discharges the duties of a public office, recognized by the great body of the people and by virtue of a statute solemnly passed by the general assembly of the state, which may be unconstitutional. That there have been many officers who occupied and discharged the duties of offices created by laws that were afterwards held unconstitutional is a fact well known to every one. While in such occupancy innumerable official acts, affecting both public and private rights, may have been actually performed by them; the duration of the office may, and often does, extend through a series of years. In the ease before us the act in question is one creating a municipal government for the city of Akron, and has been in force since
The common, law in relation to defacto officers had its origin in England; it was there laid upon a foundation as broad as their necessities required. Such a thing as a written constitution controlling-legislative action was unknown to their jurispru
We think that principle of public policy, declared by the English courts three centuries ag’O, which gave validity to the official acts of persons who intruded themselves into an office to which they had not been legally appointed, is as applicable to the conditions now presented as they were to the conditions that then confronted the English judiciary. We are not required to find a name by which officers are to be known, who have acted under a statute that has subsequently been declared unconstitutional, though we think such officers might aptly be called lide facto officers. ” They
Courts in the practical administration of justice should regard the substance of things and deal with conditions as they actually exist. Here are grave and important official acts actually performed by virtue of an office, created under the provisions of a statute, regularly enacted by that branch of the government to which the-power to make law has been delegated by the constitution; there is a clearly established legal presumption of its validity. The public in its organized capacity as well as private citizens has acquiesced in and submitted to their authority. Such circumstances, the majority of the court are of opinion, are sufficient to give such color to their title as to make them defacto officers; but whether they fall within the previously existing definition of such officers or not, their official acts thus performed fall within the protection of that principle of public policy which defends them against collateral attack, and that, therefore, the question of the constitutionality of the statute in question was not before the court of common pleas.
Exceptions sustained.
Concurring Opinion
(concurring).
It is always well to start with a clear conception of the real question at issue. In his investigation of the case the judge of the common pleas reached the conclusion that.the defendant was in a position
The high estimate I entertain of the learning and ability of the trial judge, as well as the importance of the principle involved, has caused me to hesitate long before assenting to a conclusion contrary to the holding below, and it is only after careful examination of many authorities, and much reflection, that I have been satisfied to rest upon the conclusions announced in the majority opinion; and for the above mentioned reason I have preferred to express my own views on the subject. A reference to some of those authorities will prove instructive.
McKim v. Somers, 1 Penna., 297, involved the admissibility of a deposition taken before a justice
The People ex rel. v. Bangs, 24 Ill., 184, was a quo warranto to test the title of the defendant to the office of circuit judge. The constitution gave authority to the general assembly to increase the number of circuits, and in such case, the number of judges, but the assembly undertook to provide for an additional judge without creating an additional circuit, and Judge Bangs was elected, Commissioned and entered upon his duties as judge. Judgment of ouster was entered, the court holding that the portion of the law which provided for the election of a circuit judge was not authorized by the constitution and the election itself was void, but it gave the judge color of office, and his acts were as valid as if the law had been constitutional. The syllabus reads: “Though a judge elected under a law not authorized by the constitution, shall be ousted because he is not an officer cle ju/re, yet his acts colore officii will be valid. ”
The People ex rel. v. Weber, 86 Ill., 283, was a petition for a writ of mandamus by one Sullivan,
In Leach v. The People ex rel., 122 Ill., 420, one paragraph of the syllabus is as follows: “The legislature passed an act which proved to be in violation of the constitution, whereby the management of the affairs of a county acting under township organization was attempted to be taken from the supervisors of the several towns, and vested in a board of supervisors consisting of only five members, instead of fifteen, as before, to be elected in five districts, and hold their offices for four years. Supposing the act to be a valid enactment, such board of five were elected, and for a time acted without question, as the legally constituted tribunal having charge of the county affairs: Held, that their acts were valid and binding as those of defacto officers under color of office.”
Brown, Treas., v. O' Connell, 36 Conn., 432, was an action of debt on a recognizance given in the police
■Judge Van Vleet, in his work on Collateral Attack, p. 33, remarks: “If it is necessary, in order to guard the rights of the public, to hold the acts of an actual although unlawful incumbent of a judicial office valid, as being done by an officer de facto, then a fortiori is it necessary to hold an actual judicial tribunal, erected under the forms of law, sustained by the power of the state, and settling rights and titles, a tribunal de facto.”
And, as conclusion from divers authorities cited, the same learned author observes on page 51: “The de facto character of the officer is not impaired because he was appointed bj^ virtue of a ' void statute. ' Thus, a'judge appointed by the governor, or a city council, or transferred to another district; or a probate clerk, or district attorney,' appointed by authority of an unconstitutional statute; and county officers elected in a new county before the law organizing it could take effect, are all officers defacto.
See also Burt v. Railroad, 31 Minn., 472; Morris v. The People, 3 Denio, 381; The State ex rel. v. Choate, 11 Ohio, 511; Same v. Alling, 12 Ohio, 16; Taylor v. Skrine, 2 Treadw., 696; Case v. The State, 5 Ind., 1; Creighton v. Piper, 14 Ind., 182; Plymouth v. Painter, 17 Conn., 585.
And, in the same sense, is not the office of city commissioner one which the law has provided may be established? Is the “potentiality” lodged in the general assembly by the constitution, by the general grant (article 2, section 1), and by article 13, section 6, in the words: “The general assembly shall provide for the organization of cities and incorporated villages,” etc., any less potent in the constituting of municipal offices generally than is the “potentiality” lodged in the council by act of the general assembly to create a particular office ? And where the council, attempting to act under such authority, violates the fundamental law in such way as to fail to clothe its appointee with a good title to the office, and yet, because it possessed power to do the thing lawfully, and because its appointee has entered upon and is performing its duties to the exclusion of all others and to the acceptance of the public, this court says there being both color of office and fact of office, that the appointee is an officer de facto. Shall we now sajr in this case, where is the most
No question is made as to the regularity of the proceedings by which the board of city commissioners was appointed. Every legal formality was observed. The objection urged is that there was no power in the officers who appointed, to make the appointment in any manner, however regular. This is sufficiently answered, we submit, if there was color of authority.
As before stated, the ground upon which acts of defacto officers are sustained is that of public policy. But it is insisted that this is a criminal case and hence a different public policy should prevail. Many courts have thought differently.
In State v. Carroll, 38 Conn., 449, the prisoner had been found guilty of libel and breach of the peace by the city court of New Haven. Carroll’s complaint was that the person acting as judge was not such, having been called in to take the place of the judge by the clerk acting under an unconstitutional statute. The court, applying the general rules as to the effect of color and of fact, in an opinion of marked ability and learning by Butler, C. J., held that “the acts of ah officer appointed by and acting under and pursuant to an unconstitutional law, and performed before the unconstitionality.of the law has been judicially determined,
In Mapes v. The People, 69 Ill., 523, a liquor prosecution, objection was made by defendant that the jury was an illegal body because drawn by an unauthorized person, one Lee, who, although authorized to perform other duties as clerk was not empowered to draw juries. The court held that whether Lee was an officer de jv/re was not material. He was an officer defacto, in possession of the office, performing its duties, and until he was in some direct way adjudged to be without authority, his official acts must be regarded as valid.
In Clark v. The Commonwealth, 29 Pa. St., 129, the prisoner had been convicted of murder in a court, the judge of which was exercising functions in a county attached to his district subsequent to his election, and the contention of the prisoner was that the act of the legislature by which such addition was attempted to be made was unconstitutional. But the court held that, the question could not be raised collaterally,’ that the judge was a judge de facto, and, as against all but the commonwealth, a judge de jure. The murderer- was hanged.
In Campbell et al. v. The Commonwealth, 96 Pa. St., 344, the prisoner had been convicted in Fayette county of arson in burning a dwelling house and other buildings. Two associate judg-es, not learned in the law, but who had been elected by the people of the county and commissioned, sat with the president judge and participated in the trial and sentence. The validity of their title to the office, and hence of the composition of the court, was questioned on the ground that, under the constitution of 1874, and subsequent legisla
Of like import was the holding in Coyle v. The Commonwealth, 104 Pa. St., 117; and the murderer was executed.
In The State v. Brooks, 39 La. An., 817, the defendant had been convicted of manslaughter. The person killed was one Allen, an acting constable, who, armed with a warrant was in the act of seizing Brooks’ property at the time of the homicide. The defendant sought to prove that Allen had not been legally appointed and was not a legal constable. This proof was rejected. The ruling was affirmed. The court quote with approval, language of the court in an earlier case, that: “We do not desire to be understood however, as intimating that a party charged with crime can be heard to raise an issue that the ministerial and other officers of court, actually and defacto, acting as such, have no right to such offices. We should never get a criminal tried at that rate. We would, commence with a kind of collateral quo loarranto as to the judge, and then go on down through the official roster of the court. ’ ’ The manslayer went to the penitentiary for fifteen years.
Regarding the respect which is to be paid to officers de facto Mr. Bishop, in his New Criminal Law, vol. 1, p. 284, observes: “The criminal law will not justify a person in resisting an arrest by an officer de facto on the ground that he is not such de jure. Other methods of testing the right are open. Indeed it would be little less than a breach of the peace by the court itself to permit men to try, 'in pais, the titles of constables and sheriffs, by beating them over the head and raising a riot. ’ ’ And by Prof. Wharton, in his work on Criminal Law, section 1572$, it is observed: “It has been already seen that on an indictment for resisting an officer, his title is not at issue when it appears that, at the time in question, he was a de facto officer, i. e. the recognized official representative of the government actually in power. That is what is called color of title.”
Ex parte Strang, 21 Ohio St., 610, was a proceeding in habeas corpus in the probate court reviewed in this court. Strang had been convicted in the police court of Cincinnati and was held by the chief of police under a mittimus requiring his conveyance to the work house. His ground of release was that he had been tried and convicted before one Carter, who was not the police judge, •but an appointee of - the mayor under an unconstitutional statute, the police judge being at the time ill and absent from his post. This court affirmed the judgment, holding: “That assuming (without deciding the question) the power of appointment thus conferred on the mayor to be un
In the consideration of the case the police court is treated as one of the courts inferior to the supreme court, which, by the constitution, the general assembly is authorized to establish, the judges of which are to be elected by the people,, and the acting police judge was regarded as appointed to hold the police court, and to exercise all the jurisdiction pertaining thereto. So that the inquiry was not into the jurisdiction of the court, but an inquiry into the right of Carter to hold the office.
The case illustrates the proposition that color of authority to appoint is sufficient to clothe the appointee with color of title to office. And if this be so, will not an act of the general assembly, which purports to authorize an inferior body to appoint to office give color of authority for such appointment where the power of the general assembly over the subject is unquestioned, and the only criticism is in the manner of its exercise? The constitution recognizes municipal corporations, and authorizes the general assembly to organize them and adopt methods by which they may be provided
It is not here assumed that there is not disagreement among the authorities. There is. Perhaps, Norton v. Shelby County, 118 U. S., 425, is most relied on as sustaining the contrary-doctrine. In that case the legislature of Tennessee had undertaken, by statute, to constitute for the county of Shelby a board of commissioners to be appointed by the governor, and clothe it with all the powers and duties then possessed by the quarterly court of the county, composed of the justices of the peace who had been elected by the people. This county court was one of the institutions of the state, recognized in the constitution. County commissioners were wholly unknown to the consti
If the people may reasonably be expected to have sufficient knowledge of the constitution so that when called upon to deal with one exercising the functions of an office they may intelligently inquire far enough to ascertain whether the office be one which the constitution creates, or gives authority to the general assembly to create, it eertainyl
It is sought to dispose of this case by use of the phrase that there can be no officer de facto unless there is an office to fill. The proposition begs the question. The obvious answer is that there is an office to fill whenever our law-making power, exercising its authority to create a constitutional office, by a duly enacted and promulgated statute, ordains there shall be such office, and it remains an office until the act is repealed or held unconstitutional by a court of competent authority, in a proceeding to which the one holding the office is a party, who, in the meantime, his election or appointment being regular, and the public acquiescing in his discharge of the duties, is an officer whose title can be questioned only by the state itself.
Staight v. The State, 39 Ohio St., 496, has not been overlooked. The holding of the court, given in the syllabus, is, in substance, this: Perjury cannot be assigned of an oath taken before one acting as a deputy clerk of the probate court, holding without new appointment, during the second term of the judge ■ appointing him, ■ for the reason that the oath is not administered by lawful authority.
The position of deputy clerk is not, in the constitutional sense, an office. At common law the officer and his deputy filled but a single office. By statute the probate judge is ex-officio clerk of his own court; the deputy is appointed by him, and
But it is insisted that the title of the officer is an essential ingredient of the crime, and that an unconstitutional act cannot create a material element of a crime. This begs the question by assuming as though proved 1, that an act of our general assembly, duly enacted, purporting’ to establish an office which the assembly has power to establish, may be treated as a nullity before it has been declared invalid by a court of competent jurisdiction in a proper case; and 2, that the question of constitutionality can be raised in the manner attempted by this defendant. We have already undertaken to give some reasons why these propositions are not tenable. It may be added that considerations of justice, the uniformity of administration of law, and public policy alike forbid assent to them. In the old days when persons accused of crime could have no compulsory process for witnesses, could have no counsel, could not testify in their own behalf, and were subject to other disabilities, it was usual for courts to resort to technicalities, and sometimes trivialities, to aid the prisoner. But that condition has passed away and courts are not now so willing to favor shifts invented to get guilty men off, and the sub
It is suggested that the general assembly might have provided that an attempt to bribe an acting officer should be a crime, but that it has failed to do so. But is not that exactly what has been done? The same authority which provides punishment for attempting to bribe an officer in one act has said in another act that a city commissióner is an officer. Treating the acts as in pari materia, and construing them together, what is lacking?
It seems to be conceded that, on grounds of public policy, one occupying an existing de jw^e office should be regarded an officer defacto, although his appointment thereto is pursuant to an unconstitutional statute. Does any reason exist why the same public policy will not require that one occupying, with general acceptance, an office which the general assembly has power to create, should like
It would seem plain that the proceeding to challenge such a legislative act should be a direct one to which the officer is a party, so that the judgment of the court may have the direct effect of settling the question permanently, and for the whole world, in such manner as that it could not afterward be made the subject of judicial investigation.
Justice to the judge of the common pleas makes it proper to add that (as appears by his opinion reported in vol. 3, Ohio Legal News, p. 34), he was disposed to adopt, as matter of personal judgment, the view “that the office so created, as long as acquiesced in, could not be impeached by persons recognizing its existence for their benefit until the same had been declared invalid by competent authority, ’ ’ but, inasmuch as the matter would be
Dissenting Opinion
(dissenting).
The question considered assumes that the act of March 5, 1891 (88 O. L.,77), by which the legislature attempted to create the office of city commissioner of Akron is unconstitutional.
The substance of the indictment is that Gardner “unlawfully, fraudulently and corruptly did off el- and promise to one Joseph Hugill, he, the said Joseph Hugill, being then and there an officer of the city of Akron * * *. to-wit: a city commissioner of said city duly appointed, qualified and acting * * * a large sum of money,” etc.
The crime created by the statute under which the indictment was found is corruptly giving, promising or offering to an offer anything of value, etc.
Since there are no common law crimes in this state, we must look to the statutes for their exclusive definition. If it were not* averred in this indictment that Hugill is an officer, no one would question the correctness of the ruling below.
There are well considered cases in which it is held that the parties to 'civil actions have become so related to the subject of an unconstitutional enactment that, upon principles of equity, they are estopped to assert its invalidity. But an element of a crime cannot be introduced or- established by estoppel.
There are also cases in which it is held that considerations of public policy will not permit one to question the legal existence or right composition of the court before which he is brought to trial. It is not of present importance that the authority of these eases is seriously impaired, for in this case the accused, admitting the existence, composition and jurisdiction of the court, challenges only the existence of the office whose existence is indispensable to the crime defined by the statute and charged in the indictment.
In numerous cases for reasons entirely consistent with the general rule, it is held that, the office being legally created, its incumbent is an officer de
Recently by divided courts, and in some cases for reasons which obviously invited dissent, there have been holdings supposed to introduce exceptions to the established rule that there can be no defacto officer unless there is a legal office. They are cases of acts ineffectual to establish the office because of an insufficient legislative vote, the invalidity of the acts not appearing from the repugnancy of their provisions to those of the constitution, but alone from the legislative journals; and unconstitutional acts to increase the numerical membership of official boards that had been legally constituted. All such holdings disappear from the present view when it is remembered that the Akron act attempted to create an office which did not previously exist, and that the act was ineffectual because it involved the exercise ’ of power which was withheld from the general assembly by the express terms of the constitution.
The caséis therefore within the doctrine of Norton v. Shelby County, 118 U. S., 425, where itisheld that there can be no officer de facto unless there is a legal office. That case was decided in 1886. The report shows that it was decided after the most careful analysis of previous cases and full consideration of the legal reasons involved in- its determination. An examination of the numerous cases cited by counsel in that case will vindicate the language of Mr. Justice Field in the opinion: “Numerous cases are cited in which expressions are used which, read apart from the facts of the cases, seemingly give support to the position of counsel; but, when read in connection with the
In that case the nothingness of an act which the legislature is denied the power to pass is comprehensively and accurately described: ‘ ‘An unconstitutional act is not a law; it confers no rig’hts ; it imposes no duties ; it affords no protection; it creates no office; it is, in legal contemplation, as inoperative as though it had never been passed. ’ ’
This case is referred to by considerate writers as determining the law. Mechem on Public Officers, sections 324-7, and Dilion on Municipal Corporations section 276. This question is not affected by any local consideration, and a refusal' to follow Norton v. Shelby County, must imply that it was wrongly decided. That conclusion should not be hastily adopted with reference to a unanimous decision of a court so distinguished for learning and ability, even if it did not seem to be supported by satis factory reasons. But looking to the leg’al
Every view of the substance of things of this character goes beyond the mere form of an act and considers the constitutional provisions and the power of the general assembly with reference to the subject. The constitution is not only a part, but the controlling part, of the law which all are presumed to know. It is implied, though not stated, in the view of the majority that courts possess more than judicial power. For, until they have power not only to declare the law, but to make it, their judgments can neither acid to nor detract from the virtue of a legislative act. If a judgment were rendered against Hugill in quo warranto, it would not be because of any defect in his appointment, but because there is no such office as that which he assumes to fill. The judgment would not create that condition. It would only declare a condition which previously existed because of the invalidity of the act. The characterization is admirable because of its accuracy: “The notion that there can be a 'defacto officer without a legally constituted office is a political solecism. ” This view is in accord with the doctrine of State ex rel. v. O'Brien, 47 Ohio St., 464.
May be the general assembly has power to make • it a .felony to attempt to bribe one assuming to exercise the imaginary duties of an office that does not exist, but such ease is not within the present statute. The right of an accused person to invoke the provisions of the constitution to shield him from unlawful punishment cannot be less clear than that so 'frequently exercised by citizens to protect their property from unlawful taxation.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.