Hockett v. State Liquor Licensing Board
Hockett v. State Liquor Licensing Board
Opinion of the Court
This case is based on what has - become politically known as “The Home Rule Amendment,” pertaining to intoxicating liquors.
The question is not “Should it have passed?” That was addressed to the voters of Ohio at the November election. The question is not “What is the meaning and scope of the amendment?” That is a moot question here and must be reserved for concrete cases arising under the amendment if it should be a valid amendment.
The questions here are:
1. Did it carry? Did it become a part of our Ohio constitution?
2. Is it in conflict with the federal constitution?
Plaintiff in error contends that notwithstanding the official returns made to the secretary of state show a majority prima facie of 12,618 for the amendment, still said amendment did not carry because there was no valid legal machinery provided, either by the constitution or the statutes, for the submission of such amendment and for the casting, counting and returning of the votes thereon.
Article VIII, Section 1, Bill of Rights of the Ohio Constitution of 1802, contained the following provision:
“ * * * Every free republican government, being founded on their sole authority, and organ
The Constitution of 1851 contains the following provision:
“All political power is inherent in the people. Government is instituted for their equal protection and benefit, and they have the right to alter, reform, or abolish the same, whenever they may deem it necessary; * * * .” Article I, Section 2, Bill of Rights, Constitution of 1851.
This provision remains in the Constitution of 1912.
Under the amendments proposed and passed in the Constitution of 1912 for the submission of amendments the following provisions are pertinent. Article II, Section 1, of the Constitution of 1912, reads as follows:
“ * * * but the people reserve to therm selves the power to propose to the general assembly laws and amendments to the constitution, and to adopt or reject the same at the polls on a referendum vote as hereinafter provided. They also reserve the power * * * and independent of the general assembly to propose amendments to the constitution and to adopt or reject the same at the polls.”
Pursuant to this sovereign political power, which is inherent in the people, and their reserved right “to propose amendments to the constitution and to
No complaint is now made, or ever has been, that the petition was not in due form, duly signed and verified, all in accordance with the provisions of law, but the complaint is that there was no legal machinery, constitutional or statutory, for the submission of such amendment to the people for counting, canvassing and returning the votes thereon and the final determination and proclamation as to the official vote of the people of the state on such amendment. It may also be observed in passing that no claim or contention whatsoever was made prior to the election that such amendment had not been regularly and legally submitted. It is now claimed by the plaintiff in error that the vote on the amendment, therefore, was a mere nullity because the constitution failed to provide the necessary legal machinery agreeable to the words “as hereinafter provided,” as found in said Article II, Section 1.
We must remember that we are here construing the constitution of the state of Ohio, affecting five millions of people scattered over more than forty thousand square miles. We are not to use any millimeter measure of interpretation nor employ that strict construction peculiar to criminal law and procedure, but we are to employ that broad-gauged liberal construction that the general terms of constitutional provisions necessarily require in order to make them effective and carry out the real
The polestar in the construction of constitutions, as well as other written instruments, is the intention of the makers and adopters.
Now what was to be “hereinafter provided?”
Manifestly the manner and means of proposing amendments to the constitution and adopting or rejecting the same by a referendum vote.
An examination of Section la, Article II, clearly and conclusively shows that the constitutionmakers proceeded forthwith to “hereinafter provide” for the submission of amendments to the constitution and for a referendum vote thereon. Notice the language of the very next section:
“Sec. la. The first aforestated power reserved by the people is designated the initiative, and the signatures of ten per centum of the electors shall be required upon a petition to propose an amendment to the constitution. When a petition signed by the aforesaid required number of electors, shall have been filed with the secretary of state, and verified as herein provided, proposing an amendment to the constitution, the full text of which shall have been set forth in such petition, the secretary of state shall submit for the approval or rejection of the electors, the proposed amendment, in the manner hereinafter provided, at the next succeeding regular or general election in any year occurring subsequent to ninety days after the filing of such petition. The initiative petitions, above described, shall have printed across the top thereof:
In addition to these numerous provisions specifically providing for the submission of constitutional amendments for a referendum vote in Section la, Section 1 g includes the further provisions:
"A true copy of all * * * proposed amendments to the constitution, together with an argument or explanation, or both, for, and also an argument or explanation, or both, against the same, shall be prepared. * * * The secretary of state shall cause to be printed * * * proposed amendment to the constitution, together with the arguments -and explanations * * * and shall mail, or otherwise distribute, a copy of such * * * proposed amendment to the constitution, together with such arguments and explanations for and against the same to each of the electors of the state, as far as may be reasonably possible. Unless otherwise provided by law, the secretary of state shall cause to be placed upon the ballots, the title of any such * * * proposed amendment to the constitution, to be submitted. He shall also cause the ballots so to be printed as to permit an affirmative or negative vote upon each * * * proposed amendment to the constitution. The style of all laws * * * shall be * * * and of all constitutional amendments: 'Be it Resolved by the People of the State of Ohio.’ * * * .”
Section lb provides for the ballots on such proposed amendment; also, if the amendment shall carry by a majority of the electors voting thereon,
“Ballots shall be so printed as to permit an affirmative or negative vote upon each measure submitted to the electors. Any proposed law or amendment to the constitution submitted to the electors as provided in section la and section lb, if approved by a majority of the electors voting thereon, shall take effect thirty days after the election at which it was approved and shall be published by the secretary of state.”
Again, in Section lg we have the following language:
“Any initiative, supplementary or referendum petition may be presented in separate parts but each part shall contain a full and correct copy of the title, and text of the law, section or item thereof sought to be referred, or the proposed law or proposed amendment to the constitution
This same section goes on to provide who may sign such petitions and how, and then further provides:
“No law or amendment to the constitution sub- ■ mitted to the electors by initiative and supplementary petition and receiving an affirmative majority of the votes cast thereon, shall be held unconstitutional or void on account of the insufficiency of the petitions,” etc.
The astonishing thing about these provisions is not their brevity but the minutia and detail with which the constitutionmakers provided for safeguarding the initiative and referendum as to constitutional amendments.
“The foregoing provisions of this section shall be self-executing, except as herein otherwise provided. Laws may be passed to facilitate their operation, but in no way limiting or restricting either such provisions or the powers herein reserved.”
Agreeable to the last three lines of Section lg above quoted, the legislature of Ohio had formerly passed the following section (Section 4785, General Code), which reads:
“Except when otherwise provided by law, all public elections in this state shall be conducted according to the provisions of this title.”
And Section 5019, General Code, provides how constitutional amendments shall be submitted, as follows:
“ * * * The provisions of this title, so far as practicable, shall apply to the marking of ballots and the counting of votes upon any constitutional amendment so submitted.”
This section and other kindred sections are found in Part First of the General Code, under the head of “Title XIV. Public Elections,” which title provides for the entire election machinery of the state.
Again, Sections 5088 and 5089, General Code, under the same title, provide for the tally-sheet entries and the compiling and preparing of the count
But it may be claimed that some of these sections were enacted by the legislature prior to the constitutional amendment on the initiative and referendum, and, therefore, have no application. This is fully answered by the express provision of the constitution saving certain statutes, as found in a schedule adopted with the regularly proposed amendments to the constitution on September 3, 1912. Such schedule reads as follows:
“The several amendments passed and submitted by this convention when adopted at the election shall take effect on the first day of January, 1913, except as otherwise specifically provided by the schedule attached to any of said amendments. All laws then in force, not inconsistent therewith shall continue in force until amended or repealed; 5ft * *
So that by express provision of the schedule all old statutes not repugnant to or inconsistent with the provisions of the new constitution are as applicable to the constitutional amendment as those that are passed subsequently to the adoption of the constitutional amendments of 1912.
So that throughout the constitution and the amendments we have abundance of provision for the submission of the amendment at a public election, for the preparation of the ballots, for the casting and counting of them, the certification of the result and the publication finally by the secretary of state. Indeed, it is difficult to imagine any additional provision that could have been made under
Judge Brewer in the famous Kansas case goes even further and holds that “If there were no legal machinery provision the court nevertheless must take judicial notice of the result.”
The language of the court on the prohibitory amendment is found in Constitutional Prohibitory Amendment, 24 Kans., 700, and is as follows:' “Suppose a majority did adopt, but no machinery is provided for ascertaining that fact, no one is authorized to canvass and proclaim the result, and no one in fact does so canvass and proclaim: must not the court nevertheless take judicial notice of the result ? When the constitution says that upon certain conditions an amendment is adopted, must we not take judicial notice of the happening of those conditions ? It is the election, and not the canvass, that works the change; and if we are bound to take notice ‘of everything that is allowed to affect the validity of any law,’ must we not of everything affecting the fundamental as well as the statute law ?” We hold that this objection to the amendment is not well taken.
As a reenforcement of our position on this question we quote liberally from the pertinent parts of the Kansas case, supra, by Judge Brewer:
“And first, the election itself was authorized by law. It was not a mere voluntary proceeding. The proposition was put by legislative sanction before the people, who were invited to consider and 'act upon it. ‘The following proposition * * * shall be submitted to the electors of the state for
“Must not the court take judicial notice of the result? We are bound to know what the constitution is — what the statutes are. We take judicial notice of them. No proof is required — none is proper. * * * ‘Of course, we take judicial notice, without proof, of all the laws of our own state. * * •* And in doing this, we take judicial notice of what our books of published law contain, of what the enrolled bills contain, of what the journals of the legislature contain, and, indeed, of everything that is allowed to affect the validity of any law, or that is allowed to affect or modify its meaning in any respect whatever.’
“The courts are to know what is and what is not a public law of the state; what is and what is not a part of the constitution; and to that end, must take judicial notice of everything, near or remote, that determines such fact. This argument condensed, is this: The courts take judicial notice of what is public law, statutory or constitutional. When a majority of the electors voting on an amendment at an election properly ordered, adopts it, then it becomes a part of the constitution. So the constitution itself says. The courts must judicially know whether such amendment has been adopted, and is in fact a part of the constitution, and to that end, if need be, must take judicial notice of every ballot cast at that election.
“But, second: does not a fair reading, a reasonable construction of the resolution, make it broad enough to appropriate the entire election machinery, including all relating to canvass as well as to casting votes? It says that the proposition ‘shall be submitted to the electors of the state for adoption or rejection, at the general election to be held on the Tuesday succeeding,’ etc.; and the second section prescribes the form of the ballot. This, as we have just considered, plainly authorizes the vote.
“Does it not also appropriate the whole election machinery ?
The Ohio home-rule amendment in question reads as follows:
“No law shall be passed or be in effect prohibiting the sale, furnishing or giving away of intoxicating liquors operative ip a subdivision of the state
Now, as to the second contention of plaintiff in error, that said “home-rule amendment” is contrary to the federal constitution, or, to use the language of plaintiff in error, a violation of the “Federal Compact.” Plaintiff in error does not attempt to specify any particular article, section or provision of the federal constitution which he claims nullifies this amendment. He contends, however, that it is a violation of the general-welfare clause of the preamble .of the federal constitution. That preamble reads as follows:
“We the people of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquillity, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.”
The brief of plaintiff in error exhibits unusual research of cases and authorities to sustain his contention, but we are unable to find a single citation or authority which would authorize any court to declare any statuté of provision of any state constitution inyalid because the same was held com
Chief Justice Fuller in Yazoo & Mississippi Valley Rd. Co. v. Thomas, 132 U. S., 174, 188, says:
“The preamble is no part of the act, and can not enlarge or confer powers, nor control the words of the act, unless they are doubtful or ambiguous.”
Judge Story, in his work on the Constitution (5 ed.), Vol. 1, Section 462, uses this language:
“The preamble never can be resorted to to enlarge the powers confided to the general government or any of its departments. It cannot confer any power per se; it can never amount, by implication, to an enlargement of any power expressly given. * * * Its true office is to expound the nature and extent and application of the powers actually conferred by the constitution, and not substantively to create them.”
Watson in his excellent work on the Constitution, Volume 1, page 92, and following, exhaustively discusses this phase of the subject and the authorities are collected to sustain this doctrine. We quote one more, Jacobson v. Massachusetts, 197 U. S., 11, 22:
“Although that preamble indicates the general purposes for which the people ordained and established the constitution, it has never been regarded as the source of any substantive power conferred
Therefore, inasmuch as we have no delegation or denial of power in the preamble, how can it be said that any exercise of governmental power by the state by virtue of its state constitution can be violative of any grant of power or denial of power in the preamble of the federal constitution ? But it may be claimed that if a state constitutional provision cannot be held invalid or contrary to the federal constitution because of the provisions of the preamble to that federal constitution, yet the spirit of that preamble pervades all the provisions of the federal constitution, and therefore the proposed “home-rule amendment” is violative of that spirit and therefore unconstitutional.
The federal constitution is a delegation or denial of powers. This is clear from various provisions, but especially Article X of the Constitution, which reads:
“The powers not delegated to the United States by the Constitution, nor prohibited by it to the
In substance the same is true of our state constitution. It is a statement of delegated or denied powers to each branch of the government and to the various departments and subdivisions thereof. This appears in various parts of the constitution and the various amendments thereto, but is directly specified in Section 20 of Article I, which reads:
“This enumeration of rights shall not be construed to impair or deny others retained by the people; and all powers, not herein delegated, remain with the people.”
Cooley discusses the doctrine of violating the spirit of the constitution as follows:
“We have elsewhere expressed the opinion that a statute cannot be declared void on the ground solely that it is repugnant to a supposed general intent or spirit which it is thought pervades or lies concealed in the constitution, but wholly unexpressed, or because, in the opinion of the court, it violates fundamental rights or principles, if it was passed in the exercise of a power which the constitution confers. Still less will the injustice of a constitutional provision authorize the courts to disregard it, or indirectly to annul it by construing it away. It is quite possible that the people may, under the influence of temporary prejudice, or a mistaken view of public policy, incorporate provisions in their charter of government, infringing upon the proper rights of individual citizens or upon principles which ought ever to be regarded as sacred and fundamental in republican government; * * * The remedy
To same effect is the following:
“Nor are the courts at liberty to declare an act void, because in their opinion it is opposed to a spirit supposed to pervade the constitution, but not expressed in words. 'When the fundamental law has not limited, either in terms or by necessary implication, the general powers conferred upon the legislature, we cannot declare a limitation under the notion of having discovered something in the spirit of the constitution which is not even mentioned in the instrument.’ ” Cooley’s Const. Lim. (7 ed.), 239-240; and a large number of cases there cited.
If it be true that all political power is inherent in the people and the powers specified in the constitution are a delegation or denial of power to the legislative branch, judicial branch or executive branch of the government, or any subdivision thereof, then it must follow that such delegation or denial with all their limitations are absolutely obligatory upon the people of the state, no less than upon the officers of the state, so long as such provisions remain a part of the constitution of the state. The remedy is not to amend or to nullify by legislative act or judicial decree, but by further amendment to the constitution in the way provided by law.
The judgment of the court of appeals is, therefore, affirmed.
Judgment affirmed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.