Hoffman v. State
Hoffman v. State
Opinion of the Court
George A. Hoffman was convicted in the municipal court of Cleveland for a violation of Section 12628-1, General Code. Said section reads as follows:
“That it shall be a misdemeanor for any person to operate a motorcycle or motor vehicle of any kind upon any public highway or street while in a state of intoxication, and upon conviction he shall be subject to punishment by a fine not less than twenty-five dollars nor more than one hundred
A motion for a new trial was filed and overruled, and error was prosecuted to the court of appeals, which court affirmed the judgment below.
The sole error claimed in the court of appeals and claimed here as the basis for a reversal of the conviction grows out of the following journal entry from the record of the municipal court:
“July 25, 1916. Affidavit filed, warrant issued’ and returned. Defendant in court and pleads not guilty. Hearing had and he is found guilty and he is sentenced to thirty days imprisonment in the county jail, and to pay a fine of fifty dollars and costs, and to be imprisoned in the county jail until said fine and costs are paid or secured to be paid or he is discharged according to law.”
Obviously in. this journal entry there is no specific reference to any jury in this trial; nor to a judge in the trial. The language is “defendant in court and * * * hearing had * * * and he is found guilty.” But the conceded facts are that this was all done by the municipal judge.
It is urged that before such municipal judge could try this cause there would have to be a prior waiving of a jury, and that such waiver must affirmatively appear in the record in order to give the judge sole jurisdiction, since imprisonment is a part of the penalty provided by the statute.
It must be conceded, of course, that such affirmative waiver does not expressly appear in this record.
Prosecutions for misdemeanors under federal and state laws, and for petty offenses under
1. Those where a jury must be waived before the judge has jurisdiction to try the offense without a jury.
2. Those in which a jury must be demanded before the judge has jurisdiction to try the case with a jury — before the defendant is entitled to a jury.
Manifestly an affirmative act is therefore contemplated by the statute under the. first class to avoid a jury, and under the second class to avail oneself of a jury.
How does the statute giving jurisdiction read in this case?
Plaintiff in error admits that the municipal court, as such, had jurisdiction by virtue of Section 1579-12 et seq., General Code, and that Section 1579-20, General Code, provides the general plan of practice and procedure in reference to criminal jurisdiction of the municipal court, said section providing that it shall be the same as that now, or hereafter “possessed by police courts in municipalities.”
By virtue of the foregoing sections plaintiff in error contends that Section 4577, General Code, relating to the jurisdiction of police courts, controls in this case in the municipal court. The latter part of that section is as follows:
“Cases in which the accused is entitled to a jury trial, shall be so tried, unless a jury be waived.”
“All causes in the municipal court shall be tried to the court unless a jury trial be demanded by a party.”
This language is all-comprehensive and includes both civil causes and criminal causes. If there -be any doubt as to this construction, the subsequent provisions will remove such doubt.
Now, what is guaranteed by the Constitution? It is “the right of trial by jury;” that is, no law may be passed denying, restricting or limiting this right, as it is known at the common law. But a requirement imposed by law upon the accused to demand his right before he may enjoy it is not a restriction, limitation or violation of such right.
This has been the uniform holding in Ohio for so long a time, and with such strong show of reason, that it ought not now to be disturbed, as will fully appear from the following cases.
One of the earliest cases decided by this court involving this question is that of Dailey v. State, 4 Ohio St., 57, where there was a,criminal prosecution in the probate court for the unlawful sale of intoxicating liquors. The statute regulating trial by jury in the probate court then provided “upon
This was held to be a valid and constitutional statute in no wise violating the constitutional provision safeguarding the right of trial by jury.
Judge Kennon, speaking for the court, then composed of himself and Judges Thurman, Ranney, Bartley and Swan, said:
“Does this act in any sense interfere with the right of trial by a jury? If the act had provided, in express terms, that the accused might have his own choice of two modes of trial, either by the court or jury, as he might think proper, and if he supposed the court the safer mode of trial, should expressly waive his right of trial by jury, and request that the court should try the issue, it would be hard to see how his right of trial by jury was violated. The provision of the constitution was intended to limit the power of the legislature in this particular, and prohibit it from depriving the accused of the right to have a jury of twelve impartial men to pass on his guilt or innocence. That right still exists; all he has to do is to demand a jury trial, and the law awards it to him; but if he will not demand such trial, then the law authorizes the judge to try the issue. * * * The accused does not demand a jury, but submits to he tried by the court; and after trial, and after he is found guilty, says T have been deprived of my right of jury trial.’ But who deprived him of that right? Surely, not the court nor the statute.”
The case of Billigheimer v. State, 32 Ohio St., 435, is to the same general effect. The prosecution there was in the police court of Cincinnati for a violation of the statute forbidding common labor on the first day of the week. The third paragraph of the syllabus of that case expressly holds:
“Unless the record shows that defendant demanded a jury, he will be deemed to have waived it.”
The statute controlling the police court in Cincinnati, however, at the time provided that:
“The power to hear and determine such offenses shall extend to cases where the accused is entitled to a trial by jury, if a jury be waived.”
That is, the affirmative act required of the accused before he might be tried without a jury was to waive it. Whereas, under the present statute of demanding a jury, the affirmative act of a demand is necessary before the accused may have a jury. The opinion of Judge Wright, however, goes much further, and holds that, the record being silent as to waiver, waiver is presumed:
“We think a defendant may waive his rights impliedly as well as expressly, and if he remains silent, when by speaking he could have obtained what he desired, it is too late to complain after his cause has proceeded to final adjudication.”
One of the latest Ohio cases touching this same subject is that of Simmons v. State, 75 Ohio St., 346. The syllabus of that case reads as follows:
“1. In a prosecution under Section 3718a, Revised Statutes [relating to cruelty to animals] upon a plea of not guilty, before the justice can acquire jurisdiction to hear the complaint and render final judgment in the case without the intervention of a jury, the accused must waive his right to a jury trial.
“2. Such waiver must clearly and affirmatively appear upon the record, and it can not be assumed or implied by a reviewing court from the silence of the accused, or his mere failure to demand a jury. (Dailey v. State, 4 Ohio St., 57, and Billigheimer v. State, 32 Ohio St., 435, distinguished.)”
In the Simmons case the court reversed the conviction below upon the record of the justice of the peace, which recited the following facts:
The court distinctly held that under the language of the statute then in force such a recital in the record of the court was not sufficient to show a waiver necessary to give the justice of the peace jurisdiction to try the cause. This holding is consistent with the syllabus of the Billigheimer case, supra, but in flat contradiction of the opinion in said case.
However, in the Simmons case, this court recognized and reaffirmed the doctrine of the Dailey case, as well as the syllabus in the Billigheimer case, when applied to the identical kind of statute involved in the instant case, that is, a statute requiring the accused to demand a jury in order to avail himself of the right of trial by jury.
Another claim has been urged upon this court to the effect that the right of trial by jury guaranteed by the Constitution of Ohio cannot be waived; in short, if the accused be entitled to a jury he must at all events have a jury, whether he wants it or no, and we are cited to the dissenting opinion of Mr. Justice Harlan in Schick v. United States, 195 U. S., 63.
Justice Harlan based his dissent, however, upon the peculiar wording of the Federal Constitution in this behalf.
In this federal case there was a prosecution under the federal law touching the subject of oleomargarine unstamped according to law. The defendants, in writing, waived a jury and agreed to
The venerable Harlan held that the provision of Section 2, Article III, of the original Federal Constitution, to-wit, that the trial of all crimes, except in cases of impeachment, shall be by jury, was a mandatory provision which the defendant could not • waive, and that this mandatory provision was in no wise affected or modified by a subsequent change in the Constitution made by virtue of the 6th Amendment, to-wit, that the accused “shall enjoy the right to a speedy and public trial, by an impartial jury.” The 6th Amendment is in substance the Ohio constitutional provision, the latter provision reading that “The right of trial by jury shall be inviolate.”
Mr. Justice Harlan’s opinion is ■ so completely answered and reviewed by Mr. Justice Brewer, who wrote the opinion for the court, that that opinion deserves special mention. Touching the subject that defendant cannot voluntarily waive a jury to which he is entitled, the learned justice said at page 71:
“Can it be that a defendant can plead guilty of the most serious, even a capital, offense, and thus dispense with all inquiry by a jury, and cannot when informed against for a petty offense waive a trial by jury? Article six of the amendments, as we have seen, gives the accused a right to a trial by jury. But the same article gives him the further right ‘to be confronted with the witnesses against him * * * and to have the assistance
This language is so strikingly consistent with progressive common sense that it need not be supplemented.
Clearly this right is for the benefit of the accused. If he regards it in the particular case as a burden,
Moreover, such a construction is highly reactionary and exceedingly technical. It fits the old order of things, but is wholly out of touch with the new, the salutary, the reasonable.
It must follow, therefore, that under statutes requiring the demand for a jury before one may have a jury, the record must show not a waiver, but an affirmative demand, before the right to a jury is available to the accused, either upon trial or review.
The judgments of the courts below are affirmed.
Judgments affirmed.
Dissenting Opinion
dissenting.
The right of an accused to a trial by jury is not based upon the provision of any statute of the state, but is a right guaranteed by the Constitution. Section 5, Article I of the Constitution of Ohio, provides among
These constitutional provisions are clear and unambiguous. The right conferred is an absolute and unconditional one. If, under this provision of the constitution of Ohio, an accused is entitled to a jury trial unless he expressly waives the same, then no statute can deprive him of this right, or impose upon him any burden other and further than is imposed by the constitution itself-; nor can “progressive common sense” deprive the accused of a right guaranteed to him by the constitution of the state, regardless of how superior such wisdom may be to the wisdom of the constitutional provisions.
The people of this state write its constitution. It is for them to say when their need demands a change in its provisions.
The first constitution of Ohio contained this same guarantee of the right of trial by jury. It was rewritten into the Constitution of 1851, and the Constitutional Convention of 1912 did not seem to think that the intelligence of this age required the elimination of this provision from the constitution of this state, nor did the people of Ohio demand such an amendment..
This constitutional guarantee of a right of trial by jury is not peculiar to this state. The Constitution of the United States and the constitution of
There was a time in the history of the human race when no man was secure in his life, liberty or property; when an anonymous accusation against an individual, deposited in a place provided for that purpose, on the evening of one day, resulted in his execution before the morning of the next.
What is now transpiring in the old world would indicate that it is at least possible that the civilization of to-day is not so far in advance of the civilization of mediaeval times as we have heretofore believed it to be. Therefore, it is well for the people of this age to observe the warning of Sir William Blackstone, one of the greatest law writers of any age. In answering the argument of convenience and expedition urged against the right of trial by jury, he said: “However convenient these may appear at first (as doubtless all arbitrary powers, well executed, are the most convenient), let it be again remembered, that delays, and little inconveniences in the form of justice, are the price that all free nations must pay for their liberty in more sub
Except in this case and the case of Billigheimer v. State, 32 Ohio St., 435, which will be discussed a little later, the courts of this country have uniformly observed, -respected and enforced this constitutional right of trial by jury, unless the defendant in a prosecution for a misdemeanor waived the same, and such waiver clearly and affirmatively appeared upon the record. Nor have the courts placed upon the accused any burden whatever as a condition precedent to such a right.
The case of Slocum v. Lessee of Swan et al., 4 Ohio St., 162, was a civil action, an action of ejectment to recover possession of “the old penitentiary lot.” This court held in that case that a record showing “neither party requiring a jury” did not show a waiver by the parties of a trial by jury. In the opinion of Thurman, Chief Justice, it is said: “The issue made by the plea of ‘not guilty’, could not be tried by the court, without a waiver by the parties of jury trial. There was no such waiver. The judgment must be reversed, and a writ of procedendo awarded.”
In the case of Gibbs v. Village of Girard, 88 Ohio St., 34, which was also a civil action, the second paragraph of the syllabus reads as follows: “The right of trial by jury, being guaranteed to all
Is it possible that in this progressive age “the dollar is to be placed above the man,” or that the protection of the liberty of the individual is of less concern to the state than the protection of his property?
It was held by this court in the case of Work v. State, 2 Ohio St., 297, that “it is beyond the power of the general assembly to impair the right [trial by jury] or materially change its character.”
In the opinion, Ranney, J., referred to the language of Sir William Blackstone above quoted, and further said, at page 306: “The question has seldom arisen, but whenever it has, the same result has followed without a single dissenting opinion or dictum to the contrary, so far as we are advised.
“We have deemed it our duty to meet and arrest at the outset, what we cannot but regard as an infringement of a great constitutional right — not in a very flagrant manner, but, nevertheless, opening the door to further encroachments.”
I do not understand that it is contended by counsel in this case that this defendant could not have waived the right of trial by jury, or that “he must at all events have a jury, whether he wants it or no.” The law of Ohio as to misdemeanors punishable by fine and imprisonment is too well settled to permit of further controversy. On the contrary, it is claimed that the accused did not waive a jury, and that no such waiver appears of record.
Upon the facts presented by the record in the case of Schick v. United States, supra, the decisions of this court are in entire harmony with the decision of the majority of the supreme court of the United States in that ease.
Justice Brewer very .carefully distinguished this prosecution under Section 11 of the Oleomargarine Act, which provides a penalty by fine only, from other sections of the same act which authorize imprisonment as a part of the penalty, and quoted with approval the following language from the case of Callan v. Wilson, 127 U. S., 540:
“Except in that class or grade of offenses called petty offenses, which, according, to common law, may be proceeded against summarily in any tribunal legally constituted for that purpose, the guarantee of an impartial jury to the accused in a
The judgment of the court in that case was not predicated upon the 6th Amendment to the Constitution, but the court expressly held that Section 2, Article III of the Constitution of the United States, “does not include a petty offense like the present.”
The “venerable” Justice Harlan, who was recognized by his compeers as one of the ablest justices that ever served the people of this country upon the supreme court of the United States, and whose place in the history of American jurisprudence is too secure to require defense or permit of successful attack, in a vigorous dissenting opinion collected and discussed practically all the authorities upon this subject.
A consideration of these authorities may aid largely in applying the unquestioned principles therein discussed to t-he question presented by the record in this case.
In the case of Cancemi v. People, 18 N. Y., 128, it was held that the consent of the prisoner to be tried by less than a full jury of twelve was a nullity, and the conviction illegal. To the same effect is the doctrine declared in the case of Dickinson v. United States, 159 Fed. Rep., 801. In the case of Houpt v. Utah, 110 U. S., 574, 579, it was held by the United States supreme court that the defendant upon trial for felony could not waive his right to
In discussing this question, the court said, at page 358: “Let it once be settled that a defendant may thus waive this constitutional right, and no one can foresee the extent of the evil which might follow. * * * One act or neglect might be recognized as a waiver in one case, and another in another, until the constitutional safeguards might be substantially frittered away.”
This court, in the case of Williams and Haynes v. State, 12 Ohio St., 622, held:
“Upon the trial of an issue raised by a plea of not guilty, in higher grades of crime, it is not in the power of the accused to waive a trial by jury, and, by consent, submit to have the facts found by the court, so as to authorize a legal judgment and sentence upon such finding.”
It is apparent from the majority opinion in the case of Schick v. United States, supra, that the supreme court of the United States agrees with the decision of this court in the case last cited.
These cases fully emphasize the importance of this constitutional right of trial by jury and the vigilance exercised by the courts in protecting the accused in this right.
In line with the decision of the United States supreme court in the case of Schick v. United States, this court has repeatedly held that the constitutional guarantee of a right of trial by jury does not apply to a prosecution under the statute which authorizes a penalty by fine only. (Inwood v. State, 42 Ohio St., 186; Whiteman v. State, 10 Ohio St., 449; Thomas v. Village of Ashland, 12 Ohio St., 124, and State, ex rel., v. Smith, 69 Ohio St., 196.) This undoubtedly is the settled law of Ohio.
This court has also held that the accused may waive a trial by jury where the offense charged is a misdemeanor _ punishable by fine and imprisonment, yet, except in the case of Billigheimer v. State, supra, it has heretofore invariably held that this waiver must affirmatively appear of record. This is particularly emphasized in the case of Simmons v. State, 75 Ohio St., 346.
In the opinion in that case, the court quoted with approval the following language of Justice Thompson in United States v. Rathbone et al., 2 Paine, 578: “Every reasonable presumption should be
The opinion in the case of Simmons v. State, supra, distinguishes that case from the cases of Dailey v. State, 4 Ohio St., 57, and Billigheimer v. State, supra, upon the theory that both of these cases had been prosecuted under a statute which conferred upon the court jurisdiction to try the complaint if the defendant did not demand a jury trial.
It is true that in the case of Dailey v. State the statute then in force provided that “Upon a plea other than a plea of guilty, if the defendant do not demand a trial by jury, the probate judge shall proceed to try the issue.” In that case, however, the record did show that the defendant did not demand a jury. The court held that “A record showing that the accused ‘did not demand a jury/ sufficiently shows a waiver of the trial by jury.” It would therefore appear that the court as then constituted was of the opinion that this waiver must affirmatively appear of record, and in that respect it is not in conflict with the decision in the case of Simmons v. State, supra.
While it may be difficult to reconcile the doctrine announced in the Dailey case, that a record showing that the accused “did not demand a jury” sufficiently shows a waiver of jury, with the doctrine announced in the civil case of Slocum v. Lessee of Swan, supra, that a record showing “neither party requiring a jury” does not show a waiver by the parties of a trial by jury, nevertheless, both of these
The judge writing the opinion in the case of Simmons v. State, supra, was wholly mistaken in the statement that the case of Billigheimer v. State, supra, was “prosecuted under a statute which conferred upon the court jurisdiction to try the complaint, if the defendant did not demand a jury trial.” On the contrary, the statute involved in that case was substantially identical with the statute involved in the case of Simmons v. State, supra, then under consideration. The statute in the latter case provided that “In any such prosecution where imprisonment may be a part of the punishment, if a trial by jury be not waived” a jury should be impaneled as therein provided.
In the case of Billigheimer v. State, supra, the statute provided that “The police judge shall have in all criminal cases the same power and jurisdiction that are or may be by law vested in justices of the peace of the county * * * . The power to hear and determine such offenses shall extend to cases where the accused is entitled to a trial by jury, if a jury be-waived.” This statute is identical in meaning with the statute construed in the case of Simmons v. State, supra.
The conclusion reached in the Billigheimer case is not only in clear conflict with the law as declared in the case of Simmons v. State, but is in conflict with all other authorities upon this subject either in the courts of this or other states, or of the United States. This court in Simmons v. State
In the case of Neales v. State, 10 Mo., 498, it was held that a record reciting “neither party requiring a jury, the cause was submitted to the court” did not affirmatively show a waiver of jury by the accused.
The last announcement of this court on this question is found in the case of City of Fremont v. Keating, 96 Ohio St., 468, in which case the identical question was .involved, but was not carried into the syllabus because other questions in the case were the only ones in serious dispute. Upon these other questions the court held with the city of Fremont, but it affirmed the judgment of the court of appeals adverse to the city of Fremont, solely for the reason that the record did not affirmatively show that the accused had waived a trial by jury.
The provisions of the ordinance involved in the case of Fremont v. Keating, supra, in reference to the trial by jury, were identical with the provisions in the statute under consideration in the cases of Simmons v. State and Billigheimer v. State, supra.
The holding of the majority of this court in this case, that the failure of the accused to demand a jury amounts to a waiver, seems to me to be in direct conflict with paragraph 2 of the syllabus in the case of Simmons v. State, supra, that a waiver “can not be assumed or implied by a reviewing court from the silence of the accused, or his mere failure to demand a jury."
It is also in conflict with the decision of the United States circuit court in the case of United States v. Gilbert et al., 2 Sumner, 19, that “Under the laws of the United States, the plea of not guilty put the prisoners upon the country by a sufficient issue, without any further express words.”'
The Constitution of Ohio provides that the accused shall be entitled to a speedy public trial by an impartial jury, and that this right to a jury trial shall be inviolate. Section 1579-24, General Code, under authority of which the trial court heard and determined the guilt of the plaintiff in error, provides that the accused “shall be tried to the court unless a jury trial be demanded.”
Case-law data current through December 31, 2025. Source: CourtListener bulk data.