Cleveland Bar Assn. v. Lavallo

Ohio Supreme Court
Cleveland Bar Assn. v. Lavallo, 1993 Ohio 138 (Ohio 1993)

Cleveland Bar Assn. v. Lavallo

Opinion

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The Cleveland Bar Association v. Lavallo. [Cite as Cleveland Bar Assn. v. Lavallo (1993), Ohio St.3d .] Attorneys at law -- Misconduct -- One-year suspension with six months suspended and two-year monitored probation after serving six months' actual suspension -- Neglect of an entrusted legal matter -- Failure to carry out contract for professional services -- Conduct involving fraud, deceit, dishonesty or misrepresentation -- Failure to cooperate with investigation of misconduct. (No. 93-843 -- Submitted June 15, 1993 -- Decided September 15, 1993.) On Certified Report by the Board of Commissioners on Grievances and Discipline of the Supreme Court, No. 92-15. Relator, Cleveland Bar Association, charges respondent, Frank J. Lavallo, Jr. of South Euclid, Ohio, Attorney Registration No. 0037899, with four counts of misconduct, including violations of DR 6-101(A)(3) (neglect of an entrusted legal matter), 7-101(A)(2) (failure to carry out contract for professional services), and 1-102(A)(4) (conduct involving fraud, deceit, dishonesty or misrepresentation), and Gov. Bar. R. V(5)(a), now Gov.Bar.R. V(4)(G) (failure to cooperate with investigation of misconduct). The matter was heard by a panel of the Board of Commissioners on Grievances and Discipline of the Supreme Court on September 18, 1992. With respect to the first count of misconduct, relator alleged that Steven Jerrick retained respondent in December 1988 to obtain a tax release on his deceased mother's checking account and to perform other tasks related to her estate. Jerrick paid respondent a $150 retainer and promised to pay an additional $200 when the work was completed. Respondent failed to take any action on Jerrick's behalf and did not respond to Jerrick's inquiries about his progress. At the hearing before the panel, respondent stipulated that his inaction violated DR 6-101(A)(3) and 7-101(A)(2). In the second count, relator alleged that Roy Hill retained respondent in February 1990 to arrange the transfer of certain real estate. Hill mailed respondent a check for $300 to cover his fees. Respondent did not respond to Hill's inquiries about his progress, although respondent later refunded Hill's money after the certified grievance committee's finding of probable cause. Respondent stipulated at the hearing that his inaction violated DR 6-101(A)(3) and 7-101(A)(2). In the third count, relator alleged that respondent failed to respond to attempts to contact him about the Jerrick and Hill complaints and that respondent had to be subpoenaed to answer the certified grievance committee's questions.1 Respondent also stipulated at the hearing that he had failed to cooperate with the investigation of his misconduct. With respect to the fourth count of misconduct, relator alleged that Roberta Scarcelli retained respondent in February 1990 to represent her during her divorce and that she paid respondent the retainer he requested. In April 1990, respondent asked Scarcelli to meet him for a hearing to be held in the domestic relations court. After conferring with someone in a referee's office, respondent advised Scarcelli that her divorce was approved and final. Two months later, Scarcelli still had not received papers documenting the divorce. She called respondent, who advised her that the papers would arrive soon. Thereafter, however, respondent began to break appointments with Scarecelli. When Scarecelli threatened to complain to relator, respondent confessed that he had misled her about her divorce becoming final. Scarcelli retained other counsel who discovered that respondent had never filed her divorce action. At the hearing, respondent acknowledged his having made a false statement to Scarcelli, as well as his failure to perform and neglect. Based on the foregoing, the panel found that respondent violated DR 6-101(A)(3), 7-101(A)(2), and 1-102(A)(4), and former Gov.Bar.R. V(5)(a). Finding no evidence of mitigation, the panel recommended that respondent be suspended from the practice of law for one year, but that six months of the one-year suspension be stayed, and that respondent be monitored for a period of two years following the six months' actual suspension. The panel further recommended that respondent be ordered to comply with all continuing education requirements while subject to this sanction. The board adopted the panel's findings and its recommendation, except that it said nothing about continuing legal education and further recommended that respondent be ordered to pay restitution to Scarcelli.

Michael E. Murman, E. John Brzytwa and Dale LaPorte, for relator. Frank J. Lavallo, Jr., pro se.

Per Curiam. We agree with the board's findings and its recommendation. Accordingly, we order that respondent be suspended from the practice of law in Ohio for one year. Six months of that year are suspended, however, and respondent is to be placed on monitored probation for a period of two years after serving the six months' actual suspension. Moreover, respondent must make restitution to Scarecelli before resuming practice under monitored probation. Costs taxed to respondent. Judgment accordingly. Moyer, C.J., A.W. Sweeney, Douglas, Wright, Resnick, F.E. Sweeney and Pfeifer, JJ., concur.

FOOTNOTE 1 Respondent appeared before the committee in October 1990 and suggested that his medical affliction, Graves' disease, interfered with his representation of these clients. At the hearing, however, respondent stipulated that "neither the disease nor its symptoms affected his ability to practice law or in any way prevented him from attending to the legal matters entrusted to him by Jerrick and Hill."

Reference

Status
Published
Syllabus
Attorneys at law - Misconduct - One-year suspension with six months suspended and two-year monitored probation after serving six months' actual suspension - Neglect of an entrusted legal matter .