Disciplinary Counsel v. Nichols
Ohio Supreme Court
Disciplinary Counsel v. Nichols, 1993 Ohio 228 (Ohio 1993)
Disciplinary Counsel v. Nichols
Opinion
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Office of Disciplinary Counsel v. Nichols.
[Cite as Disciplinary Counsel v. Nichols (1993), Ohio
St.3d .]
Attorneys at law -- Misconduct -- Suspended six-month
suspension with conditions to be served consecutively to
earlier imposed sanctions for actions treated as a
continuation of an earlier disciplinary proceeding --
Neglect of an entrusted legal matter.
(No. 92-1324 -- Submitted January 5, 1993 -- Decided
March 17, 1993.)
On Certified Report by the Board of Commissioners on
Grievances and Discipline of the Supreme Court, No. 90-73.
In an amended complaint filed on November 21, 1991,
relator, Office of Disciplinary Counsel, charged respondent,
LeRoy Alvin Nichols, Attorney Registration No. 0015743,with misconduct involving, inter alia, four violations of DR 6-101(A)(3) (neglecting an entrusted legal matter). A panel of the Board of Commissioners on Grievances and Discipline of the Supreme Court heard the matter on January 24, 1992. At that time, respondent was practicing law pursuant to Columbus Bar Assn. v. Nichols (1991),61 Ohio St.3d 546
,575 N.E.2d 799
, in
which he was given a one-year suspension for neglecting clients
during 1988 and 1989, but was permitted to practice on the
condition that he commit no further misconduct during a
two-year monitored probation period.
The panel found one instance of neglect based on the
testimony of Elmer D. Johnson, who retained respondent in
December 1987 to challenge his wife's, Sandra K. Johnson's,
discharge from employment. Mr. Johnson had been warned that
the statute of limitations for this action was about to expire,
so he asked respondent to file a complaint by January 15,
1988. Respondent agreed, but did not file the complaint until
February 26, 1988. Respondent claimed that Johnson had
misunderstood him, but the panel credited Johnson's testimony.
The Johnsons' action was later dismissed, based on two motions
to which respondent did not reply, because the statute of
limitations had run.
The panel found a second instance of misconduct based on
the testimony of a bankruptcy trustee's paralegal, who said
that after filing a petition in bankruptcy for Teresa C. Fown
on August 9, 1990, respondent came unprepared for one creditor
hearing and missed another. It appears respondent did not
respond to Fown's concerns about calls from her creditors.
The third charge of misconduct was substantiated by Niaomi
A. Phillips, a missionary stationed in the Phillipines.
Phillips said that respondent prepared, but subsequently
misplaced the original will of her father-in-law, Erwin William
Phillips, who died in 1989. As a result, respondent could not
probate the Phillips' estate as promised.
The panel found a fourth instance of misconduct based on
the testimony of William G. Jewett, who said that respondent
promised to send a certified letter to Jewett's former employer
and to provide Jewett with a copy. Respondent apparently sent
the letter, but not by certified mail, and he never provided
the copy.
Before recommending a sanction for his misconduct, the
panel considered that respondent had a history of mental
illness and that these violations of DR 6-101(A)(3) occurred
about the same time as respondent's earlier neglect, which had
been caused, in some measure, by severe depression. Columbus
Bar Assn. v. Nichols, supra, at 548,575 N.E. 2d at 800
. Thus,
the panel did not conclude that respondent had violated the
conditions of his probation, but that he deserved a separate
penalty commensurate with the misconduct charged in the instant
complaint. The panel recommended that respondent be suspended
from the practice of law for six months. The board adopted the
panel's findings and its recommendation.
J. Warren Bettis, Disciplinary Counsel, and Dianna L.
Chesley, Assistant Disciplinary Counsel, for relator.
Donald H. Rathbun, for respondent.
Per Curiam. We agree that respondent committed the
additional misconduct found by the board. However, we believe
these four instances of neglect to be related to those we
considered in Columbus Bar Assn. v. Nichols, supra, which were
attributable to respondent's severe depression, now controlled
through medication. Accordingly, we treat this as a
continuation of the earlier case and, to appropriately sanction
respondent for all his misconduct, we augment his initial
penalty by imposing an additional six-month suspension, to be
served consecutively, from the practice of law in Ohio. This
sanction is also suspended, however, on the condition that
respondent complete a third year of monitored probation during
which he must comply with the Code of Professional
Responsibility and the Supreme Court Rules for the Government
of the Bar of Ohio. Costs taxed to respondent.
Judgment accordingly.
A.W. Sweeney, Douglas, Wright, Resnick, F.E. Sweeney and
Pfeifer, JJ., concur.
Moyer, C.J., dissents and would order a six-month
suspension without a stay of execution.
Reference
- Status
- Published
- Syllabus
- Attorneys at law - Misconduct - Suspended six-month suspension with conditions to be served consecutively to earlier imposed sanctions for actions treated as a continuation of an earlier disciplinary proceeding .