Ohio Supreme Court, 1994

Lake Cty. Bar Assn. v. Marshall

Lake Cty. Bar Assn. v. Marshall
Ohio Supreme Court · Decided August 23, 1994
1994 Ohio 247

Lake Cty. Bar Assn. v. Marshall

Opinion

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Lake County Bar Association v. Marshall. [Cite as Lake Cty. Bar Assn. v. Marshall (1994), Ohio St.3d .]

Attorneys at law -- Misconduct -- Six-month suspension with full restitution to clients ordered -- Engaging in conduct involving dishonesty, fraud, deceit or misrepresentation -- Neglecting an entrusted legal matter -- Failing to carry out contract of employment. (No. 94-891 -- Submitted June 15, 1994 -- Decided August 24, 1994.)

On Certified Report by the Board of Commissioners on Grievances and Discipline of the Supreme Court, No. 92-33.

In an amended complaint filed February 3, 1993, relator, Lake County Bar Association, charged respondent, David S.

Marshall of Mentor, Ohio, Attorney Registration No. 0031544, with three counts of misconduct, alleging that he had violated, inter alia, DR 1-102(A)(4) (conduct involving dishonesty, fraud, deceit, or misrepresentation), 6-101(A)(3) (neglecting a legal matter entrusted to him), and 7-101(A)(2) (failing to carry out a contract of employment for professional services).

In his answers, respondent denied all allegations as to the first and second counts of the amended complaint. Regarding the third count, respondent admitted that he had neglected a legal matter entrusted to him, but denied any damages in excess of restitution.

On September 13, 1993, the parties entered into stipulations in which respondent admitted each of the allegations contained in relator's amended complaint. A panel of the Board of Commissioners on Grievances and Discipline of the Supreme Court ("board") considered the matter on the stipulated evidence.

As to Count One, it was stipulated that on October 20, 1990, respondent was retained by Barbara Zekanis to represent her in the preparation of a living trust, survivorship deed, will, and power of attorney for a fee of $450, with one-half of the amount payable in advance. On November 20, 1990, respondent left a rough draft of most of the documents with Zekanis and was paid the balance of his $450 fee.

Respondent subsequently advised Zekanis to telephone him after January 1, 1991 to finalize the documents. Zekanis and several others acting on her behalf attempted to contact respondent from January 1 through June 4, 1991, but respondent failed to return any calls and did not produce the finalized documents during this period. On June 4, 1991, respondent informed Zekanis that the papers were complete even though the living trust had not been finalized. On July 8, 1991, respondent failed to contact Zekanis as he had promised. When Zekanis attempted to contact respondent by using the telephone number he had given to her, she discovered that the number was not currently listed. The panel concluded that respondent had violated DR 1-102(A)(4), 6-101(A)(3) and 7-101(A)(2).

As to Count Two, it was stipulated that despite several oral and written communications to respondent by an investigator appointed by relator, respondent repeatedly refused to answer or deny Zekanis' allegations and failed to cooperate in the investigation of her grievance. The panel concluded that respondent's conduct violated his oath of office and the Code of Professional Responsibility.

With regard to Count Three, it was stipulated that on December 17, 1991, respondent was retained by Robert Ohler, Jr., President of Twilight Limousine Service, to represent him in preparing documents and obtaining a Public Utilities Commission license to allow Twilight Limousine Service to provide transportation on a scheduled route. Respondent was paid a $500 fee for the services to be rendered. Respondent did not obtain the license for Ohler's company nor did he perform any of the requested services.

Despite thirty-four messages left by Ohler with respondent's answering service between January 21 and June 4, 1992, respondent failed to return any of Ohler's calls. On June 4, 1992, Ohler informed respondent's answering service that respondent was discharged and that his $500 retainer should be refunded immediately. Respondent failed to contact Ohler or refund any portion of the retainer. The panel concluded that respondent had violated DR 1-102(A)(4), 6-101(A)(3) and 7-101(A)(2).

In the parties' stipulations, respondent agreed to make full restitution to Zekanis and Ohler and to pay the costs of the disciplinary action. Relator recommended that respondent be suspended from the practice of law for six months.

The panel recommended that respondent be suspended from the practice of law for six months because respondent had failed to present any mitigating evidence. The panel further recommended that respondent make full restitution to his clients, Zekanis and Ohler, and pay the costs of these proceedings. The board adopted the findings of fact, conclusions of law, and recommendation of the panel.

Stephen G. Macek, Michael P. Hurley and Eugene A. Lucci, for relator.

Keller & Curtin Co., L.P.A., and G. Michael Curtin, for respondent.

Per Curiam. We adopt the findings and recommendation of the board. David S. Marshall is hereby suspended from the practice of law for a period of six months, and ordered to make full restitution to his clients. Costs taxed to respondent.

Judgment accordingly.

Moyer, C.J., A.W. Sweeney, Douglas, Wright, Resnick and F.E. Sweeney, JJ., concur.

Pfeifer, J., dissents and would publicly reprimand respondent.

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