Akron Bar Assn. v. Hoffer
Ohio Supreme Court
Akron Bar Assn. v. Hoffer, 1999 Ohio 373 (Ohio 1999)
86 Ohio St. 3d 97
Akron Bar Assn. v. Hoffer
Opinion
[This decision has been published in Ohio Official Reports at86 Ohio St.3d 97
.]
AKRON BAR ASSOCIATION v. HOFFER.
[Cite as Akron Bar Assn. v. Hoffer (1999), 86 Ohio St.3d 97.]
Attorneys at law—Misconduct—One-year suspension with six months of suspension stayed on
conditions—Neglecting entrusted legal matters—Failing to seek lawful objectives of
clients—Failing to carry out contracts of employment—Prejudicing or damaging client
during course of professional relationship—Engaging in conduct involving dishonesty,
fraud, deceit, or misrepresentation—Engaging in conduct adversely reflecting on fitness
to practice law—Failing to promptly return client’s files upon request—Failing to
cooperate in disciplinary investigation.
(No. 98-2640—Submitted May 4, 1999—Decided July 7, 1999.)
ON CERTIFIED REPORT by the Board of Commissioners on Grievances and Discipline of the
Supreme Court, No. 97-49.
__________________
{¶ 1} On December 9, 1997, relator, Akron Bar Association, filed an amended complaint
charging respondent, Paul R. Hoffer of Akron, Ohio, Attorney Registration No. 0024962, with
violating several Disciplinary Rules and a Rule for the Government of the Bar. After respondent
answered, the matter was heard by a panel of the Board of Commissioners on Grievances and
Discipline of the Supreme Court (“board”).
{¶ 2} Based on the stipulations, exhibits, and testimony of the parties, the panel found that
in March 1996, the Akron Health Department ordered Sheralynn Y. Stevens to repair the roof on
her house, which she owned subject to a mortgage. When the mortgagee learned of the repair
order, it refused to accept any more mortgage payments from Stevens and filed a foreclosure action
in July 1996. After the health department issued an order to raze the house, Stevens retained
respondent and paid him $160 to file for an injunction to prevent the city from demolishing her
house while she made arrangements to have her roof fixed. Respondent did not file the action nor
did he subsequently advise Stevens that he had not filed it. On January 4, 1997, Stevens entered
into a contract to sell her home, and the purchaser sent a facsimile copy of the contract to
respondent. Respondent did not contact either the health department or the mortgagee, and on
January 7, the city razed the house. When Stevens informed respondent, he admitted that he had
never filed the injunction action. The panel concluded that respondent’s conduct violated DR 6-
101(A)(3) (neglecting an entrusted legal matter), 7-101(A)(1) (failing to seek lawful objectives of
client), 7-101(A)(2) (failing to carry out a contract of employment), and 7-101(A)(3) (prejudicing
or damaging client during course of professional relationship).
{¶ 3} The panel additionally found that in 1990, the partners of Didado Energy Systems
(“DES”) retained respondent to represent DES in a contract dispute and to institute a replevin
action against Lamson & Sessions Co., d.b.a. Kent Machine. Respondent filed suit and obtained
a common pleas court judgment in favor of DES, but the judgment was reversed on appeal because
the court of appeals determined that the contract dispute was subject to arbitration.
{¶ 4} DES retained respondent and another attorney to handle the arbitration proceedings,
and in 1994, the arbitrator ordered that if respondent did not file a brief electing remedies for DES
SUPREME COURT OF OHIO
by July 15, 1994, the arbitration would be dismissed without prejudice. Respondent did not file
the brief and did not notify DES or its partners that the brief had not been filed. In October 1994,
the American Arbitration Association (“AAA”) informed respondent that the case would be closed
unless it was advised otherwise within ten days. Respondent took no action, and the AAA notified
him that the case had been dismissed for inaction. Respondent did not inform DES or its partners
of the dismissal, and when Gary Didado, one of the DES partners, contacted respondent, he
represented to Didado that “things were progressing.”
{¶ 5} In May 1996, Didado discovered that the arbitration had been dismissed for inaction
in October 1994. Nevertheless, through 1997, respondent repeatedly asserted to Didado that the
arbitration had been voluntarily dismissed without prejudice despite knowing that it had been
dismissed due to his inaction. Respondent also failed to promptly return all of the files concerning
his representation of DES despite Didado’s numerous requests. DES subsequently refiled the
arbitration proceeding and received a significant award. After Didado filed a grievance against
respondent, respondent did not respond to the initial investigative inquiries by relator. The panel
concluded that respondent’s conduct violated DR 6-101(A)(3), 7-101(A)(1) and (2), 1-102(A)(4)
(engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation), 1-102(A)(6)
(engaging in conduct that adversely reflects on lawyer’s fitness to practice law), 9-102(B)(4)
(failing to promptly return client’s files upon request), and Gov.Bar R. V(4)(G) (failing to
cooperate in a disciplinary investigation).
{¶ 6} In mitigation, the panel found that, as respondent testified, his office procedures had
been lax and he had failed to follow up with his clients concerning his representation. It noted that
since the disciplinary proceeding began, respondent had entered into an office sharing arrangement
with other attorneys and that he had hired his own secretary to help alleviate some of his previous
office management problems. The panel found that respondent also suffered from sleep apnea,
which contributed to some of his forgetfulness and neglect, and that he was being treated for this
condition.
{¶ 7} The panel recommended that respondent receive a six-month suspension from the
practice of law in Ohio, with the entire suspension stayed on the conditions that respondent’s office
practice be monitored for six months, that respondent obtain certification by a physician that his
medical condition has been treated and no longer poses any interference with his ability to practice
law in Ohio, that respondent attend an additional six hours of continuing legal education on ethics
and professional responsibility in addition to his regular CLE requirements, that respondent
reimburse DES for the $1,568.78 in costs in connection with the dismissal of the arbitration
proceedings, and that respondent return the $160 retainer to Stevens. The board adopted the
findings and conclusions of the panel but recommended a harsher sanction because it found
respondent’s acts concerning the Didado matter to be deceitful. The board recommended that
respondent be suspended from the practice of law in Ohio for one year, with six months of the
suspension stayed upon the conditions recommended by the panel.
__________________
Brouse & McDowell and Marc B. Merklin; Lee Peterson; James M. Campbell; and
Michael C. Scanlon, for relator.
James E. Banas and Gregg A. Manes, for respondent.
2
January Term, 1999
__________________
Per Curiam.
{¶ 8} We adopt the findings, conclusions, and recommendation of the board. “[W]hen an
attorney engages in a course of conduct that violates DR 1-102(A)(4), the attorney will be actually
suspended from the practice of law for an appropriate period of time.” Disciplinary Counsel v.
Fowerbaugh (1995), 74 Ohio St.3d 187, 191,658 N.E.2d 237
, 240. Here, respondent’s repeated deceit regarding the arbitration proceedings constitutes a “course of conduct” rather than an isolated act and consequently warrants an actual suspension from the practice of law. See, e.g., Cincinnati Bar Assn. v. Caliman (1998),83 Ohio St.3d 461
,700 N.E.2d 857
. Sleep apnea does not exonerate respondent from punishment for his acts of deceit. See Cleveland Bar Assn. v. Knowlton (1998),81 Ohio St.3d 76
,689 N.E.2d 538
. The panel’s recommendation of a stayed suspension, which the board properly rejected, did not follow the Fowerbaugh prescription of an “actual suspension.” Caliman,83 Ohio St.3d at 462
,700 N.E.2d at 857
.
{¶ 9} Accordingly, we suspend respondent from the practice of law in Ohio for one year,
with six months of the suspension stayed on the conditions that respondent’s office practice be
monitored for six months, that respondent obtain certification by a physician that his medical
condition has been treated and no longer poses any interference with his ability to practice law in
Ohio, that respondent attend an additional six hours of continuing legal education on ethics and
professional responsibility in addition to his regular CLE requirements, that respondent reimburse
DES for the $1,568.78 in costs in connection with the dismissal of the arbitration proceedings, and
that respondent return the $160 retainer to Stevens. Costs taxed to respondent.
Judgment accordingly.
MOYER, C.J., DOUGLAS, RESNICK, F.E. SWEENEY, PFEIFER, COOK and LUNDBERG
STRATTON, JJ., concur.
__________________
3
Reference
- Cited By
- 3 cases
- Status
- Published
- Syllabus
- Attorneys at law - Misconduct - One-year suspension with six months of suspension stayed on conditions - Neglecting entrusted legal matters - Failing to seek lawful objectives of clients - Failing to carry out contracts of employment .