Cuyahoga Cty. Bar Assn. v. Kraus
Ohio Supreme Court
Cuyahoga Cty. Bar Assn. v. Kraus, 2001 Ohio 234 (Ohio 2001)
91 Ohio St. 3d 25
Cuyahoga Cty. Bar Assn. v. Kraus
Opinion
[This decision has been published in Ohio Official Reports at91 Ohio St.3d 25
.]
CUYAHOGA COUNTY BAR ASSOCIATION v. KRAUS.
[Cite as Cuyahoga Cty. Bar Assn. v. Kraus, 2001-Ohio-234.]
Attorneys at law—Misconduct—Eighteen-month suspension with entire suspension
stayed with conditions—Neglect of an entrusted legal matter—Failing to
promptly deliver to client funds that client is entitled to receive—
Withdrawing from employment without taking reasonable steps to avoid
foreseeable prejudice to the client’s rights.
(No. 00-1107—Submitted July 25, 2000—Decided January 17, 2001.)
ON CERTIFIED REPORT by the Board of Commissioners on Grievances and
Discipline of the Supreme Court, No. 99-47.
__________________
Per Curiam.
{¶ 1} On July 13, 1999, relator, Cuyahoga County Bar Association, filed a
complaint charging respondent, David P. Kraus of Beachwood, Ohio, Attorney
Registration No. 0039592, with the violation of several Disciplinary Rules.
Respondent answered, and the matter was heard by a panel of the Board of
Commissioners on Grievances and Discipline of the Supreme Court (“board”).
{¶ 2} Based on stipulations and testimony received at the hearing, the panel
found that in 1997, Philip and Debra Einhorn retained respondent and paid him
$265 to resolve their credit problems. Although respondent sent two letters on his
clients’ behalf, he did not complete the promised legal services. The panel also
found that in December 1995, Boualoune Souksavanh retained respondent and paid
him $2,000 to represent Sonnepath Souksavanh in a criminal matter. Respondent
appeared at Sonnepath’s bindover hearing in juvenile court but did not provide any
further legal services.
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{¶ 3} The panel further found that in October 1997, after Linda J. Harvey
paid a retainer of $120 to respondent to collect a debt for her, respondent failed to
complete the promised legal services. It also found that, in March 1997, Steven
Hill retained respondent to represent him in a workers’ compensation matter and
paid him $6,000. From March through September 1997, respondent counseled Hill
and represented him before the Industrial Commission. However, in September,
respondent failed to appear at a hearing on a motion for reconsideration before the
commission. In April and May 1997, respondent failed to appear at pretrials in the
criminal matters he undertook for Lisa Freeman and James Braxton. After
respondent failed to appear at a sentencing hearing for another client, Denise Betts,
he declined to submit to a urinalysis test ordered by the common pleas court and
was held in contempt.
{¶ 4} The panel concluded that in each of these matters respondent violated
DR 6-101(A)(3) (an attorney shall not neglect an entrusted legal matter). In the
Harvey matter, he also violated DR 9-102(B)(4) (an attorney shall promptly deliver
to a client funds that the client is entitled to receive) and 2-110(A)(2) (an attorney
shall not withdraw from employment until the attorney takes reasonable steps to
avoid foreseeable prejudice to the rights of the client).
{¶ 5} In mitigation, the panel noted that respondent had refunded $265 to
the Einhorns and $121 to Harvey, and agreed to pay $2,000 to Souksavanh and
$6,000 to Hill. The panel also noted that after these offenses, in December 1998,
respondent voluntarily admitted himself to Freedom House, a center for both
alcohol and drug abuse, to deal with his alcoholism. He stayed for nine months,
four as an in-patient and the remainder on “voluntary ¾ status.” He has stayed
sober since December 1998, regularly attends Alcoholics Anonymous meetings,
and has constant communication with his sponsors. In addition, he has undertaken
to work for Ed Keating Center and Freedom House to help others like himself. At
the hearing, respondent submitted numerous letters from judges, pursuant to
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January Term, 2001
subpoena, and from staff at Freedom House, former clients, and fellow attorneys,
attesting to his legal ability, good character, and commitment to recovery. The
panel found that respondent was very sincere in his testimony, expressing both
sorrow for the time he dishonored his profession, and a commitment to change his
life and help others who have similar problems.
{¶ 6} The panel recommended that respondent be suspended from the
practice of law for eighteen months with the entire suspension stayed, during which
time respondent shall be on probation, maintain his contract with the Ohio Lawyers
Assistance Program (“OLAP”) until August 31, 2001, and make restitution to
Souksavanh and Hill.
{¶ 7} The board adopted the findings, conclusions, and recommendation of
the panel.
{¶ 8} We adopt the findings, conclusions, and recommendation of the
board. Respondent is hereby suspended from the practice of law for eighteen
months with the entire suspension stayed, during which time respondent shall be
on probation, maintain his contract with the Ohio Lawyers Assistance Program
until August 31, 2001, and make restitution to Souksavanh and Hill. Failure to
repay the full amount within one year will result in the reinstatement of
respondent’s stayed suspension.
{¶ 9} Costs are taxed to respondent.
Judgment accordingly.
MOYER, C.J., DOUGLAS, RESNICK, F.E. SWEENEY, PFEIFER and COOK, JJ.,
concur.
LUNDBERG STRATTON, J., dissents.
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LUNDBERG STRATTON, J., dissenting.
{¶ 10} I respectfully dissent. Respondent took money from at least five
clients and did not complete the promised legal services. It also appears that the
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respondent did not refund his clients’ money until he was charged with disciplinary
violations. Although the respondent appears to be a recovering substance abuser, I
find that his disciplinary violations were so severe as to warrant an actual
suspension.
{¶ 11} I would, therefore, suspend respondent for eighteen months, with
only six months stayed with conditions.
__________________
Jay Milano, Jack Guttenberg, Alvin Brauman and Ellen Mandeu, for relator.
Mary L. Cibella, for respondent.
__________________
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Reference
- Cited By
- 2 cases
- Status
- Published
- Syllabus
- Attorneys at law—Misconduct—Eighteen-month suspension with entire suspension stayed with conditions—Neglect of an entrusted legal matter—Failing to promptly deliver to client funds that client is entitled to receive—Withdrawing from employment without taking reasonable steps to avoid foreseeable prejudice to the client's rights.