State ex rel. 31, Inc. v. Indus. Comm. (Slip Opinion)
State ex rel. 31, Inc. v. Indus. Comm. (Slip Opinion)
Opinion
*247 *350 {¶ 1} This is an appeal in a mandamus case in which appellant, 31, Inc., challenges the order of appellee Industrial Commission granting an additional award for the violation of a specific safety requirement ("VSSR"). The commission determined that 31, Inc. had violated the "nip point" rule found in Ohio Adm.Code 4123:1-5-11(D)(10)(a), thereby causing an industrial injury to appellee Duane Ashworth. 1
{¶ 2} The Tenth District Court of Appeals denied the request for a writ, concluding that the commission did not abuse its discretion.
{¶ 3} We hold that the nip-point rule did not apply here because an administrative-code provision applicable to the rubber and plastics industry expressly covered the machine that Ashworth was operating. Therefore, we reverse the judgment of the court of appeals and issue a writ of mandamus ordering the commission to issue a new order that denies Ashworth's application for a VSSR award.
Facts and Procedural History
{¶ 4} 31, Inc. processes rubber to make products that are used to repair tires. Ashworth was employed by 31, Inc. as a calender operator. A calender is defined as "a machine equipped with two or more metal rolls revolving in opposite directions and used for continuously sheeting or plying up rubber or plastic *351 compounds and for frictioning or coating fabric with rubber or plastic compounds." Ohio Adm.Code 4123:1-13-01(B)(3).
{¶ 5} Ashworth operated a calender with three rolls. A coworker would insert a ball of rubber between the top and middle rolls on one side of the calender, and as it came out of the opposite side, Ashworth's job was to grab the rubber with both hands and peel it off the bottom roll into a tank containing a chemical solution to cool it.
{¶ 6} On the day of the accident, as Ashworth grabbed the rubber to pull it off the roll, it caught the fingers on his right hand and pulled his hand into a three-inch space between the rolls. When he was unable to remove his hand, he pulled an emergency cable that immediately stopped the rolls.
{¶ 7} Ashworth filed a workers' compensation claim that was allowed for multiple injuries to his hand. He also applied for an additional award for a VSSR, alleging that 31, Inc. had violated Ohio Adm.Code 4123:1-5-11(D)(10)(a), a workshop-and factory-safety rule.
{¶ 8} Ohio Adm.Code 4123:1-5-11(D)(10) provides:
Nip points.
(a) Means shall be provided to protect employees exposed to contact with nip points created by power driven in-running rolls, rollover platen, or other flat surface material being wound over roll surface.
(b) Exception.
*248 Machinery covered expressly by requirements contained in other codes of specific requirements of the Ohio bureau of workers' compensation.
{¶ 9}
31, Inc. argued that the exception in Ohio Adm.Code 4123:1-5-11(D)(10)(b) applied because the calender was expressly covered by Ohio Adm.Code 4123:1-13-03, a rule that provides specific safety guidelines for calenders used in the rubber and plastics industry. A staff hearing officer rejected this argument, finding that both Ohio Adm.Code 4123:1-13-03
and
4123:1-5-11(D)(10)(a) applied to the calender, citing
State ex rel. Hartco, Inc., Custom Coated Prods. v. Indus. Comm.
,
{¶ 10} The staff hearing officer nevertheless denied Ashworth's VSSR application, concluding that "the nip point guarding provisions were not practical on the calender machine" and that the machine was equipped with alternative means of protection, such as extra safety lines and emergency-stop cords as required for the rubber industry.
*352 {¶ 11} Ashworth moved for a rehearing. A staff hearing officer granted the motion.
{¶ 12} On rehearing, a staff hearing officer concluded that Ohio Adm.Code 4123:1-5-11(D)(10)(a) applied, and the hearing officer granted the VSSR application. The hearing officer rejected 31, Inc.'s argument that the exception in Ohio Adm.Code 4123:1-5-11(D)(10)(b) applied, finding that the administrative rules for the rubber industry supplement-but do not supplant-the workshop and factory rules, citing Hartco .
{¶ 13}
31, Inc. filed a complaint for a writ of mandamus, alleging that both the decision to grant a rehearing and the decision to order a VSSR award were contrary to law and not supported by some evidence,
see
State ex rel. McKee v. Union Metal Corp.
,
{¶ 14}
The court of appeals concluded that the commission did not abuse its discretion when granting the rehearing motion or the VSSR award. The court determined that
Hartco
, which interpreted the same Administrative Code provisions at issue here, held that the rules for the rubber and plastic industries supplement but do not supplant the rules for workshops and factories. The court of appeals denied the writ.
{¶ 15} The direct appeal filed by 31, Inc. is now before the court.
Legal Analysis
{¶ 16}
At the outset, we deny 31, Inc.'s request for oral argument. Granting oral argument in a direct appeal is subject to the court's discretion. S.Ct.Prac.R. 17.02(A). This case does not present an issue that necessitates oral argument, and the parties' briefs are sufficient to resolve the issues raised.
See
State ex rel. Woods v. Oak Hill Community Med. Ctr
.,
{¶ 17} 31, Inc.'s argument that the commission's decision to grant a rehearing was an abuse of its discretion is resolved by our analysis of the merits of the VSSR claim. Regarding the VSSR, 31, Inc. argues that the rule in Ohio Adm.Code 4123:1-5-11(D) (10(a) relating to "nip points" does not apply to calenders, because of the exception in Ohio Adm.Code 4123:1-5-11(D)(10)(b) for "machinery covered expressly by requirements contained in other codes of specific requirements of the Ohio bureau of workers' compensation."
*249 {¶ 18} 31, Inc. maintains that there are express safety requirements for calender machines in Ohio Adm.Code 4123:1-13-03, which is within the chapter that applies to the rubber industry. That rule requires employers to protect employees either by providing safety trip cords that immediately stop the calender's rolls when the cord is pushed or pulled, *353 Ohio Adm.Code 4123:1-13-03(A), or by locating the calender where employees cannot come into contact with the roll bites, Ohio Adm.Code 4123:1-13-03(B). 31, Inc. argues that because this rule expressly covers calenders, the exception in Ohio Adm.Code 4123:1-5-11(D)(10)(b) applies.
{¶ 19}
We agree. Ohio Adm.Code 4123:1-13-03 expressly establishes safety controls for calenders. For the commission to require 31, Inc. to comply with the nip-point rule, it must ignore the rule that expressly covers the safety controls for calender machines. While we defer to the commission's
reasonable
interpretation of its own rules,
State ex rel. Richmond v. Indus. Comm
.,
{¶ 20}
Furthermore, the court of appeals' reliance on
Hartco
is misplaced because that case is factually distinguishable.
Hartco
involved a reroll machine used in the rubber industry. The injured worker alleged that the employer had failed to guard the nip point on the reroll machine in violation of former Ohio Adm.Code 4121:1-5-11(D)(10)(a).
2
The
Hartco
court concluded that because no
specific rules
within the chapter of the Administrative Code dealing with the rubber industry applied to the reroll machine, the general rules for that industry applied but merely supplemented-and did not supplant-the workshop and factory rules, including the nip-point rule, that applied to all workers.
{¶ 21}
Because a VSSR award is a penalty, a specific safety requirement must be strictly construed and all reasonable doubts concerning the interpretation must be resolved in favor of the employer.
State ex rel. Burton v. Indus. Comm
.,
{¶ 22}
31, Inc. has met its burden of showing a clear legal right to the relief requested and is entitled to a writ of mandamus.
See
State ex rel. M.T.D. Prods., Inc. v. Stebbins
,
Judgment reversed and writ granted.
O'Connor, C.J., and O'Donnell, Kennedy, French, Fischer, and DeWine, JJ., concur.
O'Neill, J., dissents, with an opinion.
O'Neill, J., dissenting.
*250 {¶ 23} Respectfully, I dissent.
{¶ 24}
I have dissented before when this court has overstepped its constitutional boundaries in order to overturn an Industrial Commission order granting an award for the violation of a specific safety requirement ("VSSR").
State ex rel. Precision Steel Servs., Inc. v. Indus. Comm.
,
{¶ 25} Ultimately, this case presents a fair disagreement between an employer-appellant, 31, Inc.-and the Industrial Commission about a safety regulation. Ohio Adm.Code 4123:1-5-11(D)(10)(a) requires employers to provide means "to protect employees exposed to contact with nip points." A "nip point" is, broadly, "the point or points at which it is possible to be caught between the moving parts of a machine, or between the material and the moving part or parts of a machine." Ohio Adm.Code 4123:1-5-01(B)(94). The parties disagree over whether Ohio Adm.Code 4123:1-5-11(D)(10)(a) applies to employers that are also regulated by the rubber-and-plastic-industries safety regulations found in Ohio Adm.Code Chapter 4123:1-13. On the one hand, 31, Inc., argues that the calender it operates at its factory falls within the "exception" in Ohio Adm.Code 4123:1-5-11(D)(10)(b) for "[m]achinery covered expressly by requirements contained in other codes of specific requirements of the Ohio bureau of workers' compensation." On the other hand, the commission rightly argues that according to Ohio Adm.Code 4123:1-13-01, the regulations that apply to the rubber and plastic industries were explicitly intended to "supplement" the regulations found in Ohio Admin.Code 4123:1-5. This disagreement was settled at the Industrial Commission. Its decision should have been final.
{¶ 26} The majority barely describes the standard that we are bound to follow when reviewing a lower court's decision denying an employer's petition for a writ of mandamus that would compel the Industrial Commission to vacate an order granting a VSSR award. Under the law, "[t]he interpretation of a specific safety requirement lies exclusively with the commission."
*355
State ex rel. Internatl. Truck & Engine Corp. v. Indus. Comm.
,
{¶ 27}
Applying that stringent, deferential standard, we have required a claimant challenging the commission's
denial
of a VSSR award to "establish that his or her injury resulted from the employer's failure to comply with a specific safety requirement" while construing "all reasonable doubts concerning the interpretation of the safety standard * * * against its applicability to the employer."
State ex rel. Burton v. Indus. Comm.
,
{¶ 28}
Whether the commission has granted or denied a VSSR award, we must deny a writ of mandamus that would substitute our judgment for the commission's judgment if there is a "bona fide difference of opinion as to the interpretation of the safety requirement in question."
State ex rel. Wilms v. Blake
,
{¶ 29}
The Ohio Constitution demands no less deference, and it probably demands more. I have argued before that "it is not the Supreme Court's role to interpret rules for the commission in VSSR cases" or to "advance alternate theories that support one outcome or another."
Precision Steel Servs.
,
Such board shall have full power and authority to hear and determine whether or not an injury, disease or death resulted because of the failure of the employer to comply with any specific requirement for the protection of the *356 lives, health or safety of employees, enacted by the General Assembly or in the form of an order adopted by such board, and its decision shall be final * * *.
(Emphasis added.) Reading that passage early on in the history of workers' compensation, and with an eye toward giving it meaning, this court adopted a rule that the commission's decision "whether or not an injury, disease or death resulted because of the failure of the employer to comply with any specific requirement" was exclusive and final.
Slatmeyer v. Indus. Comm.
,
{¶ 30}
In the following decades, we treated the applicability of a specific safety requirement to an employer as a question left exclusively to the judgment of the commission.
E.g.
,
State v. Ohio Stove Co.
,
{¶ 31}
In the 1970s, the rule in
Slatmeyer
began to evolve into the "some evidence" rule we commonly apply today.
See
State ex rel. Mees v. Indus. Comm.
,
{¶ 33} Since it was amended in 1923, the text of Article II, Section 35 of the Ohio Constitution has stayed the same. The trend at this court, however, has changed to a notably more liberal regime that will dabble freely in judicial re-regulation. Today's case is simply another instance of this court substituting its judgment for the judgment of the commission regarding the applicability of a specific safety requirement. The majority barely describes the relevant standard of review because there is no way to write that standard down, faithfully apply it, and reach the result the majority reaches.
{¶ 34}
Most remarkably, the majority bends over backwards to distinguish an opinion this court issued in almost identical
*253
circumstances in 1988.
See
State ex rel. Hartco, Inc., Custom Coated Prods. v. Indus. Comm.
,
" * * * Specific requirements of other codes [chapters] adopted by the industrial commission of Ohio shall apply to the particular industry covered by any such other code, and, to the extent of conflict between this code and such other, the latter shall govern, but in all other respects this code shall be deemed to apply and the other to be a supplement of this."
(Brackets added in
Hartco
.)
Hartco
at 182,
{¶ 35}
In a weak attempt to distinguish
Hartco
, the majority claims that this court came to its decision in that case "because no
specific rules
within the chapter of the Administrative Code dealing with the rubber industry applied to the reroll machine" in
Hartco
. (Emphasis sic.) Majority opinion at ¶ 20. That statement is untrue in two ways. First, as emphasized above, we held more narrowly in
Hartco
that former "Ohio Adm.Code Chapter 4121:1-13
contains no nip-point protection provision
that, if conflicting, would render it controlling."
Hartco
at 182,
*359
Ohio Adm.Code 4123:1-13-04(C) ; former Ohio Adm.Code 4121:1-13-04(C). The code requires "readily accessible safety trips or devices to disengage them from their immediate source of power" when these machines are "exposed to contact." Ohio Adm.Code 4123:1-13-04(C). We were no doubt aware of that when we stated that the entire
chapter
regulating the rubber and plastic industries lacked nip-point rules that conflict
*254
with the rules in former Ohio Adm.Code 4121:1-5-11(D)(10)(a).
See
Hartco
at 182,
{¶ 36}
Fundamentally, this lawsuit is not a reasonable vehicle for 31, Inc., to seek a change in the regulations governing safety at its rubber-processing facility. Rather, it is an end run around the regulatory structures set up to protect workers. If 31, Inc., cannot reasonably protect a worker from machinery regulated by the Administrative Code due to "practical difficulty or unnecessary hardship," then it should have sought an exemption from the general rules governing workshops and factories before it had its workers operate a dangerous machine.
See
Ohio Adm.Code 4123:1-5-01(A). The stated purpose of the regulations governing workshop and factory safety is "to provide reasonable safety for life, limb, and health of employees."
{¶ 37} In consideration of the foregoing circumstances, I dissent.
A nip point is the point at which it is possible to be caught between moving parts of a machine or between material and the moving part of a machine. Ohio Adm.Code 4123:1-5-01(B)(94).
Effective November 1, 2003, former Ohio Adm.Code 4121:1-5-11 was renumbered Ohio Adm.Code 4123:1-5-11. See 2003-2004 Ohio Monthly Record 940.
On November 1, 2003, former Ohio Adm.Code Chapter 4121:1-5 was renumbered Ohio Adm.Code Chapter 4123:1-5. See 2003-2004 Ohio Monthly Record 940.
Reference
- Full Case Name
- The STATE EX REL. 31, INC., Appellant, v. INDUSTRIAL COMMISSION OF OHIO Et Al., Appellees.
- Cited By
- 8 cases
- Status
- Published
- Syllabus
- Workers' compensation-Violation of a specific safety requirement (\VSSR\")-Ohio Adm.Code 4123:1-5-11(D)(10)'s nip-point rule does not apply to a calender machine that is expressly covered by Ohio Adm.Code 4123:1-13-03-Writ of mandamus granted ordering Industrial Commission to vacate VSSR award based on violation of nip-point rule."