State ex rel. Khumprakob v. Mahoning Cty. Bd. of Elections (Slip Opinion)
State ex rel. Khumprakob v. Mahoning Cty. Bd. of Elections (Slip Opinion)
Opinion
*1185 *582 {¶ 1} In this case, relators, four Youngstown electors, 1 seek a writ of mandamus to compel respondents, the Mahoning County Board of Elections and its members (collectively, "the board"), to place a proposed amendment to the Youngstown city charter-a so-called "Youngstown Drinking Water Protection Bill of Rights"-on the May 2018 ballot. The proposed charter amendment, if adopted by Youngtown's electors, would in general terms (1) recognize certain rights of Youngstown residents and of "ecosystems and natural communities within the city" to "clean water, air, and soil" and to be free from certain fossil-fuel drilling and extraction activities, (2) require the city to prosecute violations of the amendment and allow the city to recover attorney fees and experts' costs incurred in prosecuting violations, (3) impose strict liability on any government or corporation that violates the rights established by the amendment, (4) restrict the use of funds allocated to the city's water and sewer infrastructure, and (5) give the people of Youngstown the right "to compel their governments to protect their rights, health, and safety."
{¶ 2} On February 12, 2018, the committee formed to have the measure placed on the ballot submitted its part-petitions to the Youngstown city clerk. After the board certified a sufficient number of valid signatures to qualify the measure for the ballot, the Youngstown City Council passed an ordinance instructing the board to place the proposed charter amendment on the May 2018 ballot. But the board, finding that the proposed amendment "contains provisions that are beyond the scope of the City of Youngstown's power" to enact, voted not to place the proposed amendment on the ballot.
{¶ 3} On March 16, relators filed this original action for a writ of mandamus to compel the board to place the proposed charter amendment on the ballot.
{¶ 4}
To be entitled to a writ of mandamus, relators must prove, by clear and convincing evidence, (1) a clear legal right to the requested relief, (2) a clear legal duty on the part of the board to provide it, and (3) the lack of an adequate remedy in the ordinary course of the law.
State ex rel. Waters v. Spaeth
,
{¶ 6} In Flak , applying our caselaw that preceded the enactment of 2016 Sub.H.B. No. 463, we examined whether the board had abused its discretion in determining that the measure was outside the municipality's legislative authority. See Flak at ¶ 9, 17. We agreed with the board's determination that a municipality lacks legislative power to authorize Youngstown residents to file suit as a "private attorney general," because a municipality cannot create a new cause of action. Id. at ¶ 15-16.
{¶ 7} Significantly, the offending provision in Flak is not included in the proposed charter amendment now before us, and the board offers no clear support for its conclusion that relators' current proposal is beyond the scope of the city's legislative power. The hearing transcript reveals that two members of the board decided this matter on the basis of Flak , but there was no creation of a private right of action-an "individual's right to sue in a personal capacity to enforce a legal claim," Black's Law Dictionary 1520 (10th Ed. 2014)-in this case.
{¶ 8} A municipality retains the ability to "make the violation of any of its ordinances a misdemeanor, and provide for the punishment thereof by fine or imprisonment, or both." R.C. 715.67. The proposed charter amendment's requirement that the city prosecute violations of the amendment committed by corporations and its establishment of a strict-liability mens rea for violations may become elements of future ordinances. But as presented to the board, the proposed amendment's provisions are vague and largely aspirational. They do nothing without further legislative action by the city. Thus, although the proposed amendment would not necessarily be constitutional or legally enforceable if enacted, the board abused its discretion in finding that the measure exceeds Youngstown's legislative power.
{¶ 9} We hold that relators have a clear legal right to have their proposal placed on the ballot and that the board has a clear legal duty to provide that relief. Also, because relators could not have challenged the board's action until *584 the board voted to exclude the proposed measure from the ballot, we hold that relators lack an adequate remedy in the ordinary course of the law.
Writ granted.
O'Connor, C.J., and Kennedy, DeWine, and DeGenaro, JJ., concur.
Fischer, J., concurs in judgment only, with an opinion.
French, J., dissents, with an opinion joined by O'Donnell, J.
{¶ 10} I write separately to make clear my reasons for agreeing with this court's judgment in this case.
*1187
{¶ 11}
Last year, this court held that respondents, the Mahoning County Board of Elections and its members (collectively, "the board"), did not violate a clear legal duty when they excluded a "Youngstown Drinking Water Protection Bill of Rights" from the November 2017 ballot.
State ex rel. Flak v. Betras
,
{¶ 12} This case presents an opportunity for us to reexamine this court's prior interpretation of R.C. 3501.11(K)(1), to determine whether that interpretation is inconsistent with the separation-of-powers doctrine. I would conclude that it is and would overrule Youngstown , Sensible Norwood , and Flak to the extent that they construe R.C. 3501.11(K)(1) as authorizing and requiring boards of elections to determine whether a proposed measure exceeds a municipality's legislative power. I also would hold that certain provisions enacted through 2016 Sub.H.B. No. 463 ("H.B. 463") are unconstitutional to the extent that they purport to grant that authority to boards of elections.
{¶ 13} The Youngstown city charter provides that proposed amendments to the charter must be submitted to the city's electors "in the manner provided by the Constitution and laws of the State of Ohio." Youngstown Charter 120. Municipal electors have a constitutional right to initiate, by petition, a proposed amendment to their municipality's charter.
*585
State ex rel. Beard v. Hardin
,
{¶ 14}
Relators, four Youngstown electors, argue that they have a clear right to have their proposed charter amendment placed on the ballot because their petition satisfies the signature requirement and Youngstown City Council passed an ordinance calling for placement of the measure on the ballot. They contend that R.C. 731.28 gives the board only a ministerial role, with no authority to exclude a measure from the ballot for substantive legal reasons. Also, relying on the separation-of-powers doctrine and
State ex rel. Espen v. Wood Cty. Bd. of Elections
, --- Ohio St.3d ----,
{¶ 15} Espen does not resolve this case, because the lead opinion in that case, joined by only three justices, did not articulate a holding of this court. But relators' argument that we should overrule this court's earlier caselaw and declare aspects of H.B. 463 unconstitutional for being inconsistent with the separation-of-powers doctrine is nevertheless convincing.
*1188
{¶ 16}
In
Westfield Ins. Co. v. Galatis
,
{¶ 17}
First, I believe that
Youngstown
,
Sensible Norwood
, and
Flak
were wrongly decided at the time. In
Youngstown
, this court considered whether the board abused its discretion in excluding from the ballot a proposed amendment to the Youngstown city charter that would have made it unlawful within the city to extract oil and gas through hydrofracturing.
*586 {¶ 18} In Youngstown , the court considered the extent of the board's authority to substantively review a proposed ballot measure under former R.C. 3501.11(K) (now R.C. 3501.11(K)(1) ), which grants boards of elections authority to "[r]eview, examine, and certify the sufficiency and validity of petitions." The court concluded that this statutory authority "empowers a board of elections to determine whether a ballot measure falls within the scope of the constitutional power of referendum or initiative." Youngstown at ¶ 9. But the court held that boards of elections "do not have authority to sit as arbiters of the legality or constitutionality of a ballot measure's substantive terms." (Emphasis sic.) Id. at ¶ 11. The court explained:
An unconstitutional amendment may be a proper item for referendum or initiative. Such an amendment becomes void and unenforceable only when declared unconstitutional by a court of competent jurisdiction. Any other conclusion would authorize a board of elections to adjudicate a constitutional question and require this court to affirm its decision even if the court disagreed with the board's conclusion on the underlying constitutional question, so long as the board had not abused its discretion.
Id. Because the board had expressly excluded the ballot measure based on its view that the measure would be unconstitutional if enacted, the court granted a writ of mandamus compelling the board to place the measure on the ballot. Id. at ¶ 12.
{¶ 19}
A year later, in
Sensible Norwood
, this court again considered the extent of a board of elections' authority under former R.C. 3501.11(K) to exclude a municipal initiative from the ballot.
{¶ 21} The act added R.C. 3501.11(K)(2), which provides that a board of elections shall
[e]xamine each initiative petition, or a petition filed under section 307.94 or 307.95 of the Revised Code, received by the board to determine whether the petition falls within the scope of authority to enact via initiative and whether the petition satisfies the statutory prerequisites to place the issue *1190 on the ballot, as described in division (M) of section 3501.38 of the Revised Code. The petition shall be invalid if any portion of the petition is not within the initiative power.
Before the amendment, as noted in Youngstown and Sensible Norwood , former R.C. 3501.11(K) simply required a board of elections to "[r]eview, examine, and certify the sufficiency and validity of petitions and nomination papers, and, after certification, return to the secretary of state all petitions and nomination papers that the secretary of state forwarded to the board." 2013 Am.Sub.H.B. No. 109. H.B. 463 retained that language, recodifying it as R.C. 3501.11(K)(1).
{¶ 22} H.B. 463 also added R.C. 3501.38(M), which R.C. 3501.11(K)(2) cross-references. Relevant here is R.C. 3501.38(M)(1)(a), which requires a board of elections, upon receiving a municipal initiative petition, to examine the petition to determine
[w]hether the petition falls within the scope of a municipal political subdivision's authority to enact via initiative, including, if applicable, the limitations placed by Sections 3 and 7 of Article XVIII of the Ohio Constitution on the authority of municipal corporations to adopt local police, sanitary, and other similar regulations as are not in conflict with general laws, and whether the petition satisfies the statutory prerequisites to place the issue on the ballot. The petition shall be invalid if any portion of the petition is not within the initiative power.
{¶ 23} Finally, H.B. 463 amended R.C. 3501.39(A), which now provides:
[A] board of elections shall accept any petition described in section 3501.38 of the Revised Code unless one of the following occurs:
* * *
*588 (3) In the case of an initiative petition received by the board of elections, the petition falls outside the scope of authority to enact via initiative or does not satisfy the statutory prerequisites to place the issue on the ballot, as described in division (M) of section 3501.38 of the Revised Code. The petition shall be invalid if any portion of the petition is not within the initiative power.
{¶ 24}
In October 2017, we considered two cases involving municipal initiatives in which aspects of these H.B. 463 amendments were challenged as unconstitutional. First, in
Flak
,
{¶ 25}
Less than two weeks later, we decided
Espen
, --- Ohio St.3d ----,
{¶ 26}
In
Youngstown
,
Sensible Norwood
, and
Flak
, this court construed R.C. 3501.11(K)(1) (formerly R.C. 3501.11(K) ), which requires elections boards to "[r]eview, examine, and certify the sufficiency and validity of petitions," as
*589
authorizing elections boards to determine whether a ballot measure exceeds a municipality's legislative power.
Flak
at ¶ 11 ;
Sensible Norwood
,
{¶ 27}
"The separation-of-powers doctrine represents the constitutional diffusion of power within our tripartite government. The doctrine was a deliberate design to secure liberty by simultaneously fostering autonomy and comity, as well as interdependence and independence, among the three branches."
Norwood v. Horney
,
{¶ 28}
Relators, through their initiative petition, seek to exercise municipal legislative power. Their authority to exercise that power arises from two provisions in the Ohio Constitution: Article XVIII, Section 3 authorizes municipalities "to exercise all powers of local self-government and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws," and Article II, Section 1f"reserve[s] to the people" the power to initiate measures "on all questions which * * * municipalities may now or hereafter be authorized by law to control by legislative action." As the court recognized in
Flak
, the language of Article II, Section 1f limits the permissible subject matter of a municipal initiative petition.
{¶ 29} The primary question here is who decides that a measure initiated by electors exceeds a municipality's legislative power. To answer that question, it is important first to understand the nature of the decision that was made here. In this case, the board excluded relators' measure from the ballot, concluding that it was "beyond the scope of the City of Youngstown's power" to enact legislation. In its brief, the board further explains its view that "municipalities have no authority to act in areas that are reserved to the General Assembly or to the courts" and that "[m]unicipalities may not act in areas reserved to the power and authority of the state." The board argues, in essence, that it has authority to determine whether state law preempts local law in certain areas.
{¶ 30}
Significantly, our home-rule jurisprudence has rejected the idea of general subject-area preemption. A municipality's powers under the Home Rule
*590
Amendment are the "broadest possible powers of self-government in connection with all matters which are strictly local."
State ex rel. Hackley v. Edmonds
,
{¶ 31}
In this light, it is apparent that our interpretation of R.C. 3501.11(K)(1) in
Youngstown
,
Sensible Norwood
, and
Flak
has facilitated the violation of the separation-of-powers doctrine, which is intended to uphold the "power and duty of the judiciary to determine the constitutionality and, therefore, the validity of the acts of the other branches of government,"
State ex rel. Ohio Academy of Trial Lawyers v. Sheward
,
{¶ 32} But that is not the only separation-of-powers problem presented in this case. In addition to exercising judicial power, the board also has become involved in the legislative process. While the primary question here is who decides that proposed legislation exceeds municipal legislative power, the secondary question is when that decision is made. By making a substantive, preenactment legal evaluation of proposed municipal legislation, the board has interfered with the legislative process, too.
{¶ 33}
We have long held that courts lack authority to judge the legality of proposed legislation.
See
Pfeifer v. Graves
,
{¶ 34}
"[T]he judicial function does not begin until after the legislative process is completed."
Ohio Academy of Trial Lawyers
,
{¶ 35}
I additionally note that authorizing elections boards to make substantive, preenactment legal evaluations raises questions about the proper standard of review. We have typically deferred to elections boards' determinations absent fraud or corruption, abuse of discretion, or clear disregard of the law.
See
State ex rel. Jacquemin v. Union Cty. Bd. of Elections
,
{¶ 36} Therefore, I would answer the first Galatis question in the affirmative: Youngstown , Sensible Norwood , and Flak were wrongly decided to the extent that they allowed boards of elections to decide whether a proposed municipal ballot measure exceeds a municipality's legislative power.
{¶ 37}
I would also conclude that
Youngstown
,
Sensible Norwood
, and
Flak
defy practical workability. As discussed above, in
Youngstown
,
Sensible Norwood
, and
Flak
, this court held that under R.C. 3501.11(K)(1) (formerly R.C. 3501.11(K) ), elections boards have authority to decide
*1193
whether a municipality lacks the power to enact a measure but not to decide whether a measure would be unconstitutional if enacted.
See, e.g.
,
Youngstown
,
it is sometimes difficult to distinguish between a provision that a municipality is not authorized to adopt by legislative action (something an elections board may determine * * *) and one that is simply unconstitutional *592 (something an elections board may not determine, per Youngstown * * *). But that is the line our caselaw has drawn.
Flak
,
{¶ 38}
Questions on both sides of the distinction can present home-rule issues, but there is no clear reason why elections boards have been allowed to decide questions on one side but not questions on the other. For example, in
Youngstown
, the question was whether the board could exclude a ballot measure based on its concern that the proposal was unconstitutional under
Morrison
, a case involving questions of municipal power under the Home Rule Amendment.
Youngstown
at ¶ 4. The question in
Morrison
had been whether a local ordinance conflicted with a general state law.
{¶ 39}
That conclusion is hard to reconcile with other cases, such as
Sensible Norwood
and
Flak
, in which the elections boards framed the issue as a scope-of-municipal-authority question,
see
Sensible Norwood
,
{¶ 40} Our existing caselaw on R.C. 3501.11(K)(1) has shown itself to be unworkable in one other way: as seen in the elections boards' decisions in Flak and Espen , it does not lead to consistent results among various county boards of elections. By leaving behind the interpretation of R.C. 3501.11(K)(1) articulated in Youngstown , Sensible Norwood , and Flak , this court not only would maintain the separation of powers but also would ensure greater uniformity in elections boards' decision-making throughout the state. Accordingly, I would answer the second Galatis question in the affirmative.
{¶ 41} Finally, I would answer the third Galatis question in the negative: there is no reason why elections boards cannot decide future cases under a more constrained scope of review without disruption or difficulty.
{¶ 42} Accordingly, I would overrule Youngstown , Sensible Norwood , and Flak to the extent that those decisions hold that R.C. 3501.11(K)(1) authorizes and requires elections boards to determine whether ballot measures are within the *593 scope of a municipality's power to enact legislation. And because R.C. 3501.11(K)(2), 3501.38(M)(1)(a), and 3501.39(A)(3) track *1194 the language of this court's prior interpretation of R.C. 3501.11(K)(1), those statutes also require boards to make substantive legal determinations in violation of the separation-of-powers doctrine and are unconstitutional to that extent.
{¶ 43} In reaching this conclusion, I emphasize that this case involves an elections board's authority to make a substantive, preenactment legal determination that a proposed measure exceeds a municipality's legislative power. Because this case does not involve other types of initiative or referendum measures, there is no need to address them here, and I leave for the future any questions about elections-board review in those cases.
{¶ 44} Finally, I note that this court's judgment in this case does not validate the Youngstown Drinking Water Protection Bill of Rights. Indeed, even if adopted by Youngstown's electors, the proposal might not be constitutional or legally enforceable, and it could be beyond the scope of Youngstown's home-rule power. In my view, a county elections board lacks constitutional authority to make these decisions. It is understandable why some may desire to keep off the ballot a proposal such as this, with its questionable constitutionality and legality, but we must be vigilant in guarding against the executive branch's encroachment on the duties and powers of other branches of government. The course I propose would prevent the concentration of unaccountable power within county boards of elections by protecting the legislative power reserved to the people and preserving judicial review.
{¶ 45} Respectfully, I dissent.
{¶ 46} The question before us is whether respondents, Mahoning County Board of Elections and its members (collectively, "the board"), abused their discretion by refusing to certify the proposed charter amendment for placement on the May 8, 2018 ballot based on their determination that the amendment contains provisions that are beyond the scope of the city of Youngstown's legislative power. Plainly, the proposed amendment does contain provisions that are beyond the scope of the city's legislative power.
{¶ 47} The proposed Section 133(a) of the charter states that the city's citizens hold rights to be free from activities-including, for example, the drilling of fossil fuels-that interfere with specified rights to clean air and water. Section 133(b), if adopted, would require the city to prosecute "all violations of this Amendment by corporations." Section 133(c), if adopted, would hold any government or corporation that engaged in such activities "strictly liable for all resulting harms."
*594
{¶ 48}
This court has already determined that "a municipality is not authorized to create new causes of action."
State ex rel. Flak v. Betras
,
O'Donnell, J., concurs in the foregoing opinion.
The four named relators are Mary C. Khumprakob, Hattie Wilkins, Lynn Anderson, and Susan L. Beiersdorfer.
Reference
- Full Case Name
- The STATE EX REL. KHUMPRAKOB Et Al. v. MAHONING COUNTY BOARD OF ELECTIONS Et Al.
- Cited By
- 10 cases
- Status
- Published
- Syllabus
- Mandamus-County board of elections abused its discretion in finding that proposed charter amendment exceeds city's legislative power-Writ compelling board to place proposed amendment on May 2018 ballot granted.