State v. Goff (Slip Opinion)
State v. Goff (Slip Opinion)
Opinion
*218
{¶ 1}
Appellant, James R. Goff, was convicted of the aggravated murder of Myrtle Rutledge and sentenced to death. We affirmed his convictions and sentence on direct appeal.
State v. Goff
,
*219
{¶ 2}
In 2010, concluding that Goff had received ineffective assistance of appellate counsel with respect to his right to allocution at trial, a federal court granted a writ of habeas corpus effective 120 days later "unless the Ohio courts reopen Goff's direct appeal * * * to permit his counsel to raise this issue."
Goff v. Bagley
,
{¶ 3} In this appeal as of right, Goff asserts four propositions of law. For the reasons explained below, we reject each of Goff's propositions of law and affirm his death sentence.
I. FACTS AND PROCEDURAL HISTORY
A. The murder of Myrtle Rutledge
{¶ 4}
In
Goff I
, this court set forth the facts of Rutledge's murder in detail.
{¶ 5} In September 1994, Rutledge, an 88-year-old woman, was in the process of moving out of her farmhouse and into a new home. On September 14, Rutledge purchased furniture for her new home from a store in Wilmington, Ohio. The next day, Goff and a coworker, Manuel Jackson, delivered the furniture to Rutledge's home and assembled a bed for her.
{¶ 6}
Two days later, Rutledge's daughter went to her mother's house to pick her up for a family reunion and "found her mother's battered and naked body lying on the floor of the bedroom."
Id. at 125,
B. Goff's trial and initial sentence
{¶ 7} A jury found Goff guilty of aggravated murder, aggravated robbery, aggravated *493 burglary, and grand theft of a motor vehicle.
{¶ 8} At the mitigation phase of Goff's trial, the defense presented testimony from Goff's former teacher, his former landlord, and a psychologist, Dr. Jeffrey Smalldon. Dr. Smalldon had examined Goff and also compiled a social history.
{¶ 9} The jury recommended a sentence of death. After conducting its own independent weighing of the aggravating circumstance and mitigating factors, the trial court sentenced Goff to death.
*220 C. Direct appeal and collateral review in state court
{¶ 10}
Goff unsuccessfully appealed his convictions and death sentence to the Twelfth District Court of Appeals.
State v. Goff
, 12th Dist. Clinton No. CA95-09-026,
{¶ 11}
Goff then pursued postconviction relief in state court without success.
See
State v. Goff
, 12th Dist. Clinton No. CA2000-05-014,
D. Collateral review in federal court
{¶ 12}
In 2002, Goff filed a petition for habeas corpus relief in the United States District Court for the Southern District of Ohio, which was denied.
Goff v. Bagley
, S.D.Ohio No. 1:02-cv-307,
E. Reopening of Goff's direct appeal and resentencing
{¶ 13}
In accordance with the Sixth Circuit's directive, the Twelfth District reopened Goff's direct appeal to permit him to raise his allocution claim.
State v. Goff
, 12th Dist. Clinton No. CA95-09-026,
{¶ 14} On remand, the trial court granted Goff's motion to proffer new mitigation evidence and awarded him funds to hire a consulting psychologist.
{¶ 15} At the resentencing hearing, Goff's counsel proffered a report prepared by psychologist Dennis Eshbaugh, Ph.D., as representative of testimony Dr. Eshbaugh would have given had he been permitted to testify at the hearing. Counsel urged the court to impose a life sentence, emphasizing Goff's difficult childhood, his youth at the time of the offenses, his substance abuse at the time of *221 the offenses, and his positive adjustment to prison life. The state advocated for a death sentence. Goff then made a statement in allocution. He noted that he had not been violent in prison, referred to his difficult childhood, *494 and asked the court for leniency. The trial court sentenced Goff to death.
{¶ 16}
The court of appeals affirmed Goff's sentence.
Goff III
,
II. ANALYSIS
{¶ 17} Goff raises four propositions of law, urging reversal of his death sentence:
1. Defendant-Appellant Goff was denied his substantive and procedural due process rights to a fair trial when the trial court refused to empanel a new jury for the sentencing proceeding.
2. The trial court erred when it excluded testimony of additional mitigating evidence in the time between the two sentencing hearings, in violation of Goff's rights under [the United States and Ohio Constitutions].
3. Trial counsel rendered ineffective assistance by failing to adequately prepare their client for allocution and by failing to proffer available, mitigating information from Goff's institutional file, in violation of Goff's rights under [the United States and Ohio Constitutions].
4. The Defendant-Appellant was denied due process, freedom from cruel and unusual punishment, and a fair and reliable sentence when his death sentence was imposed, in part, on the basis of information that he had no opportunity to deny or explain.
We will address Goff's propositions out of order for ease of analysis.
A. Exclusion of new mitigation evidence
{¶ 18}
Goff's second proposition of law asserts that the trial court violated his Eighth Amendment rights by excluding testimony that he sought to present as additional mitigating evidence, including evidence of Goff's good behavior in prison since the first sentencing hearing. Goff argues that he "should have been permitted to present any and all relevant mitigation evidence at the time of resentencing." In support of this argument, he relies on the United States Supreme Court's decisions in
Lockett v. Ohio
,
{¶ 19} We have previously rejected claims similar to Goff's argument, and we find the argument unpersuasive in the current procedural context of this case.
{¶ 20}
We have held that when "the errors requiring resentencing occur[ ] after the close of the mitigation phase of the trial"-after the jury has returned its verdict and made a sentencing recommendation-"the trial court is to proceed on remand from the point at which the error occurred."
State v. Chinn
,
{¶ 21}
The underlying error currently at issue is the trial court's failure to provide Goff an opportunity to allocute at his initial sentencing hearing. Crim.R. 32(A)(1) requires a trial court to ask the defendant whether he "wishes to make a statement in his * * * own behalf" "[a]t the time of
imposing
sentence." (Emphasis added.) This cannot occur until after the defendant has had an opportunity to present mitigation evidence and the factfinder has made its sentencing recommendation.
See
State v. Mason
,
{¶ 22}
Goff urges us to apply-instead of the above caselaw-the Sixth Circuit's holding in
Davis v. Coyle
that "at resentencing, a trial court must consider any new evidence that the defendant has developed since the initial sentencing hearing,"
{¶ 23}
We have already rejected similar claims based on
Coyle
: "To hold, as
Coyle
does, that a new mitigation hearing must be held, even though no constitutional error infected the original one, would transform the right to present relevant mitigation into a right to
update
one's mitigation. Such a right has no clear basis in
Lockett
or its progeny." (Emphasis sic.)
Roberts
,
{¶ 24} We reject proposition of law No. 2.
*496 B. Denial of jury for resentencing
{¶ 25} As his first proposition of law, Goff contends that the trial court violated his substantive- and procedural-due-process rights by refusing to empanel a new jury for the resentencing hearing. He presents both statutory and constitutional arguments in support of this proposition.
1. R.C. 2929.06(B)
{¶ 26}
Goff asserts that R.C. 2929.06(B) directs the trial court on remand " 'to empanel a new jury and conduct a fresh penalty hearing,' " Goff's brief at 5, quoting
State v. White
,
{¶ 27} R.C. 2929.06(B) provides:
*224 Whenever any court of this state or any federal court sets aside, nullifies, or vacates a sentence of death imposed upon an offender because of error that occurred in the sentencing phase of the trial and if division (A) of this section does not apply, the trial court that sentenced the offender shall conduct a new hearing to resentence the offender. If the offender was tried by a jury, the trial court shall impanel a new jury for the hearing.
{¶ 28}
We have previously considered and rejected Goff's argument. In
State v. Roberts
,
{¶ 29} We found Roberts's argument unpersuasive. We reasoned that there was "no indication in R.C. 2929.06(B) that the General Assembly intended to abrogate" in capital cases the general rule that required the trial court on remand to proceed from the point at which the error occurred. Id. at ¶ 45. Because the error was the trial court's failure to consider Roberts's allocution, which occurred after the jury was discharged, on remand the "trial court was required to proceed from the point of error, not from an earlier point in the sentencing proceedings." Id. We further stated, "Because a legally valid penalty-phase jury verdict has already been rendered in this case, there is no reason to empanel a jury and retry the evidentiary portion of either the guilt or penalty phases of the proceeding." Id. at ¶ 46.
{¶ 30} As in Roberts , the sentencing error at issue in this case occurred after the verdict and R.C. 2929.06(B) did not require the trial court to empanel a new jury for resentencing.
2. Constitutional right to trial by jury
{¶ 31}
Relying on
Hurst v. Florida
, 577 U.S. ----,
{¶ 32}
The Sixth Amendment to the United States Constitution provides that "[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury." The right to a jury extends to determinations of guilt and to "any fact that increases the penalty for a crime beyond the prescribed
*497
statutory maximum."
Apprendi v. New Jersey
,
{¶ 33}
In
Hurst
, the United State Supreme Court considered the constitutionality of Florida's capital-punishment scheme, which provided that " '[a] person who has been convicted of a capital felony shall be punished by death' only if an additional sentencing proceeding 'results in findings by the court that such person shall be punished by death.' "
Hurst
at ----,
{¶ 34}
Relying on
Apprendi
and
Ring
, the Supreme Court determined that Florida's scheme violated the Sixth Amendment because it "required the judge alone to find the existence of an aggravating circumstance,"
Hurst
, 577 U.S. at ----,
{¶ 35}
We have previously concluded that "Ohio's death-penalty scheme * * * does not violate the Sixth Amendment" because it "requires the critical jury findings that were not required by the laws at issue in
Ring
and
Hurst
."
Mason
,
{¶ 36}
Again, Goff's argument fails. The weighing that occurs in the sentencing phase " 'is
not
a fact-finding process subject to the Sixth Amendment.' " (Emphasis added in
Belton
.)
Mason at ¶ 29, quoting
State v. Belton
,
*226 {¶ 37} Goff also contends that he was entitled to a jury at resentencing because the trial court imposed his 2015 death sentence not only "based upon a jury recommendation made twenty-two years ago but also recent independent factfinding by the trial court." He characterizes these "critical findings" as ones "necessary to impose the death penalty."
{¶ 38} In its sentencing opinion, the trial court noted:
*498 The Court has reviewed and considered all of the trial transcripts of this matter, as well as all of the mitigating factors presented at the original trial, in addition to those that were presented or re-presented with regard to the resentencing hearing. The Court has further searched the entire record for any further evidence as to mitigation. Although parts of this opinion are similar to the Court's original opinion herein, it has considered anew, the evidence, testimony, arguments of counsel as well as the Defendant's allocution.
The court "also reviewed the proffered evidence (report of Dr. Eshbaugh, Ph.D.) by the Defendant." After considering all these materials, the court "found additional mitigating evidence as of the date of this hearing."
{¶ 39}
As explained above, the weighing process is not fact-finding subject to the Sixth Amendment. Moreover, to the extent that the trial court improperly considered Dr. Eshbaugh's report as new mitigation evidence in its sentencing determination, Goff fails to explain how the court's consideration of the report as new mitigation evidence prejudiced him.
See
Washington v. Recuenco
,
{¶ 40} We reject proposition of law No. 1.
C. Ineffective assistance of counsel
{¶ 41} Goff asserts as his third proposition of law that trial counsel were ineffective at the resentencing hearing for inadequately preparing Goff for his allocution and failing to proffer mitigating information from Goff's institutional file.
{¶ 42}
To prevail on a claim of ineffective assistance of counsel, Goff must (1) show that counsel's performance "fell below an objective standard of reasonableness," as determined by "prevailing professional norms," and (2) demonstrate "a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different."
Strickland v. Washington
,
1. Inadequate preparation for allocution
{¶ 43} Goff acknowledges that he made a statement when the trial court, in accord with Crim.R. 32(A)(1), invited him to allocute at his resentencing hearing. He argues, however, that the "brief, detached" nature of his statement proves that trial counsel did not adequately prepare him for allocution. Goff contends that counsel should have helped him make "a coherent, compelling presentation," guided him by asking questions, encouraged him to apologize to the victim's family, and explained to Goff "the importance of his statements to the court."
{¶ 44}
Goff has failed to satisfy
Strickland.
First, there is nothing in the record detailing what steps counsel did or did not take to prepare Goff for allocution. To prove that counsel's performance was deficient, Goff would need to rely on evidence outside the record, which is " 'not appropriately considered on a direct appeal,' "
State v. Spaulding
,
*499
{¶ 45}
Second, even if counsel had performed deficiently in preparing Goff for his allocution, Goff has not demonstrated "a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different,"
Strickland
,
2. Failure to proffer evidence from Goff's institutional file
{¶ 46} Goff argues that his trial counsel were also ineffective for failing to "attempt to proffer testimony of prison staff or information from prison records" at the resentencing hearing and that he was prejudiced by that failure.
{¶ 47}
As discussed above, the trial court correctly denied Goff's request to present new mitigation evidence, including evidence of his positive adjustment to incarceration in the 20 years since his initial sentence; he did not have a right to present new mitigation evidence at his resentencing.
See
Jackson
,
{¶ 48} We reject proposition of law No. 3.
D. Denial of opportunity to deny or explain evidence
{¶ 49} In his fourth proposition of law, Goff asserts that his constitutional rights were violated because he was sentenced to death based, in part, on information that he had no opportunity to deny or explain. Specifically, he claims that he was denied the opportunity to introduce evidence of his behavior while incarcerated to rebut the prosecutor's "argument that he was too dangerous for a life in prison."
{¶ 50}
A defendant is denied due process of law when the death sentence is "imposed, at least in part, on the basis of information which he had no opportunity to deny or explain."
Gardner v. Florida
,
{¶ 51} Contrary to Goff's assertion, the prosecutor's statement did not portray Goff's behavior while incarcerated or his adjustment to death row as support for imposing the death penalty. Instead, the statement was an observation regarding the significant period of time that Goff had been incarcerated without being executed.
{¶ 52} We reject proposition of law No. 4.
E. Independent sentence evaluation
{¶ 53}
Having considered Goff's propositions of law, we must now independently review his death sentence for appropriateness and proportionality, as R.C. 2929.05(A) requires. This review requires weighing all the facts and other evidence to determine whether the aggravating circumstance outweighs the mitigating factors and whether Goff's sentence of death
*500
is appropriate. We previously completed much of the independent sentence evaluation when we affirmed Goff's original death sentence on direct appeal.
See
Goff I
,
1. Aggravating circumstance
{¶ 54}
The evidence at trial established beyond a reasonable doubt that Goff committed the aggravated murder of Rutledge in the course of an aggravated burglary.
See
R.C. 2929.04(A)(7). The evidence also established beyond a reasonable doubt that Goff was the principal offender in the aggravated murder.
See
*229 2. Mitigation evidence
{¶ 55} We must weigh the above aggravating circumstance against the mitigating factors contained in R.C. 2929.04(B). We must consider the mitigation evidence from Goff's trial in 1995 and any mitigating information presented during Goff's allocution at his resentencing hearing.
{¶ 56}
In
Goff I
, this court found nothing in mitigation with respect to the nature and circumstances of the murder.
{¶ 57} The court identified three additional mitigating factors in Goff I : Goff's age of 19 at the time of the crime; his voluntary abuse of alcohol, marijuana, speed, inhalants, and crack cocaine; and the testimony of Dr. Smalldon, the defense psychologist, that Goff likely would adjust well to life in prison. See R.C. 2929.04(B)(4) and (7). The court afforded little weight to any of these additional mitigating factors.
{¶ 58} We now, however, afford some weight to Goff's adjustment to prison life. In his allocution, Goff stressed that he had not "shown any violence" since he was imprisoned. Goff's statement supports Dr. Smalldon's testimony at the initial trial that he would likely adjust well to life in prison.
{¶ 59} Goff also implied during his allocution that he did not accept a plea deal because he did not know what the deal entailed. While it is unclear how this information is mitigating, a reasonable interpretation is that Goff may have been willing to accept responsibility for the murder if he had understood the plea deal. We assign this evidence no weight.
{¶ 60}
Finally, Goff referred to his troubled childhood. His statement, however, failed to provide information that was not presented at the 1995 sentencing hearing. Therefore, we maintain the view that Goff's "history, character, and background" is "entitled to some mitigating weight."
*230
{¶ 61}
Upon independent weighing, we again find that the aggravating circumstance outweighs the mitigating factors beyond a reasonable doubt.
See
{¶ 62}
Finally, we hold that Goff's death sentence is proportionate to death sentences that we have affirmed in similar cases.
See
State v. Davis
,
{¶ 63} Accordingly, we affirm Goff's sentence of death.
Judgment affirmed.
O'Connor, C.J., and O'Donnell, French, Fischer, DeWine, and DeGenaro, JJ., concur.
Reference
- Full Case Name
- The STATE of Ohio, Appellee, v. GOFF, Appellant.
- Cited By
- 8 cases
- Status
- Published
- Syllabus
- Criminal law—Aggravated murder—Death sentence imposed after resentencing hearing affirmed.