H.R. v. P.J.E.
Ohio Supreme Court
H.R. v. P.J.E., 172 Ohio St. 3d 1407 (Ohio 2023)
222 N.E.3d 633; 2023 Ohio 4185
Per Curiam
H.R. v. P.J.E.
Opinion
[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as H.R. v. P.J.E., Slip Opinion No.2023-Ohio-4185
.]
NOTICE
This slip opinion is subject to formal revision before it is published in an
advance sheet of the Ohio Official Reports. Readers are requested to
promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
South Front Street, Columbus, Ohio 43215, of any typographical or other
formal errors in the opinion, in order that corrections may be made before
the opinion is published.
SLIP OPINION NO. 2023-OHIO-4185
H.R., APPELLANT, v. P.J.E, APPELLEE.
[Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as H.R. v. P.J.E., Slip Opinion No. 2023-Ohio-4185.]
S.Ct.Prac.R. 4.03(A)—Appeal not accepted for review—Memorandum in support
of jurisdiction filed on behalf of appellant deemed frivolous—Appellant’s
counsel sanctioned for instituting a frivolous appeal and declared to be
vexatious litigators.
(No. 2023-0907—Submitted October 24, 2023—Decided November 22, 2023.)
APPEAL from the Court of Appeals for Cuyahoga County, No. 112990.
__________________
Per Curiam.
{¶ 1} We decline to accept this discretionary appeal filed on behalf of
appellant, H.R. The purpose of this opinion is not to explain that decision but to
explain why the three attorneys representing H.R. are being sanctioned for
instituting a frivolous appeal. That sanction shall consist of appellee P.J.E.’s
reasonable attorney fees, which may be recouped in the manner described in
SUPREME COURT OF OHIO
Section II(B) of this opinion. Further, as explained in Section II(C) below, we
declare H.R.’s three attorneys to be vexatious litigators.
I. BACKGROUND
{¶ 2} According to H.R.’s jurisdictional memorandum and P.J.E.’s
memorandum in response, the underlying dispute involves two motions filed by
H.R. to modify a divorce decree regarding a spousal-support obligation payable by
P.J.E. to H.R. H.R. is represented by Joseph G. Stafford, Nicole A. Cruz, and
Kelley R. Tauring (collectively, “the Stafford counsel”), all of whom are attorneys
employed at Stafford Law Company, L.P.A.
{¶ 3} On July 19, 2023, the trial court entered an order denying H.R.’s
motion to continue the hearing on her motions to modify, which had been scheduled
for that day. Later that day, H.R. appealed the trial court’s order to the Eighth
District Court of Appeals; the court of appeals sua sponte dismissed the appeal,
explaining that the granting or denying of a motion for a continuance is not a final,
appealable order; and H.R. filed a notice of appeal with a jurisdictional
memorandum in this court.
{¶ 4} H.R.’s jurisdictional memorandum asks this court to accept the appeal
on the following proposition of law: “A trial court’s arbitrary denial of a motion for
continuance, when a party is unavailable to attend and/or participate in trial due to
known and substantial medical conditions is a final, appealable order subject to
immediate review and constitutes an abuse of discretion.” P.J.E. opposes H.R.’s
jurisdictional appeal, noting that “[i]t is well established that the denial of a motion
for continuance is not a final appealable order” and contending that H.R. had
instituted her appeal merely to delay the motions hearing.
{¶ 5} The appeal brought by H.R. on July 19 was not the first time that the
Stafford counsel have asked this court to decide whether a trial court’s denial of a
motion for a continuance is immediately appealable as a final order. The Stafford
counsel have asked this court no fewer than three times this year to accept an appeal
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January Term, 2023
presenting a substantially similar question. See L.M. v. W.M., Supreme Court case
No. 2023-0233 (appeal filed on February 16, 2023, by Stafford, Cruz, and Tauring);
C.H. v. J.H., Supreme Court case No. 2023-0723 (appeal filed on June 7, 2023, by
Stafford, Cruz, and Tauring); Johnson v. Johnson, Supreme Court case No. 2023-
0768 (appeal filed on June 15, 2023, by Stafford and Cruz).
{¶ 6} In this case, on September 29, we sua sponte ordered Stafford, as
counsel of record for H.R., to “show cause within 14 days why he should not be
sanctioned under S.Ct.Prac.R. 4.03(A) for instituting a frivolous appeal.” 171 Ohio
St.3d 1450,2023-Ohio-3498
,218 N.E.3d 958
. Stafford filed a timely response,
asking that this court reconsider the show-cause order and find that the appeal is
neither frivolous nor worthy of sanctions. The response represents that it is filed
on behalf of Stafford, Cruz, and Tauring because all three attorneys are counsel of
record for H.R. All three attorneys signed the response in writing. Although our
show-cause order extended only to Stafford, we now conclude, based on the
representation that the response to the show-cause order was filed by all three
attorneys, that it is appropriate for us to determine whether Cruz and Tauring ought
to be sanctioned as well.
{¶ 7} Also pending for our decision is P.J.E.’s motion to strike the Stafford
counsel’s response to the show-cause order.
II. ANALYSIS
A. Motion to strike
{¶ 8} P.J.E.’s motion to strike argues that the Stafford counsel’s response
to the show-cause order violates S.Ct.Prac.R. 7.04(B) because it is an impermissible
attempt to reply to P.J.E.’s memorandum in response to H.R.’s jurisdictional
memorandum. The motion is denied. The Stafford counsel’s response to the show-
cause order, although ultimately unpersuasive, reflects an attempt to explain why
sanctions should not be imposed.
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B. Frivolous conduct
{¶ 9} S.Ct.Prac.R. 4.03(A) provides:
If the Supreme Court, sua sponte or on motion by a party,
determines that an appeal or other action is frivolous or is prosecuted
for delay, harassment, or any other improper purpose, it may impose
appropriate sanctions on the person who signed the appeal or action,
a represented party, or both. The sanctions may include an award to
the opposing party of reasonable expenses, reasonable attorney fees,
costs or double costs, or any other sanction the Supreme Court
considers just. An appeal or other action shall be considered
frivolous if it is not reasonably well-grounded in fact or warranted
by existing law or a good-faith argument for the extension,
modification, or reversal of existing law.
{¶ 10} The appeal brought by the Stafford counsel in this case is frivolous
because it is neither warranted by existing law nor supported by a good-faith
argument for the extension, modification, or reversal of existing law.
{¶ 11} It is well established that a trial court’s grant or denial of a motion
for a stay or a continuance of a trial or a hearing is not immediately appealable as a
final order. See, e.g., Community First Bank & Trust v. Dafoe, 108 Ohio St.3d 472,2006-Ohio-1503
,844 N.E.2d 825, ¶ 11
(grant of a motion for a stay is not a final, appealable order); State v. Wilson, 2d Dist. Montgomery No. 29448, 2022-Ohio- 4185, ¶ 4 (denial of a motion for a continuance is not a final, appealable order); State v. Dunn, 4th Dist. Washington No. 89 CA 17,1990 WL 54909
, *2 (Apr. 17, 1990) (same); Miklovic v. Shira, 5th Dist. Knox No. 04-CA-27,2005-Ohio-3252, ¶ 25
(same); State v. Yee,55 Ohio App.3d 88, 89
,563 N.E.2d 54
(6th Dist. 1989) (same); Venable v. Venable,3 Ohio App.3d 421, 427
,445 N.E.2d 1125
(8th
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January Term, 2023
Dist. 1981) (same); Miller v. Bauer, 139 Ohio App.3d 922, 928,746 N.E.2d 217
(10th Dist. 2000) (same); State v. Peete, 11th Dist. Trumbull No. 2013-T-0104,2013-Ohio-5079, ¶ 7
(same); Denier v. Carnes-Denier,2017-Ohio-334
,77 N.E.3d 588
, ¶ 44 (12th Dist.) (same); see also In re Application for Constr. of New Union Depot, Columbus, Ohio, & Discontinuance of Present RR. Depot,160 Ohio St. 173
, 173-174,115 N.E.2d 4
(1953) (Public Utilities Commission’s denial of a motion
for a continuance of a hearing is not a final, appealable order).
{¶ 12} The jurisdictional memorandum filed by the Stafford counsel does
not cite, let alone discuss, any of this caselaw. Instead, the memorandum invokes
R.C. 2505.02(B), claiming that the trial court’s denial of H.R.’s motion for a
continuance is a final order that may be immediately appealed. In Thomasson v.
Thomasson, 153 Ohio St.3d 398,2018-Ohio-2417
,106 N.E.3d 1239, ¶ 1-2
, which
the Stafford counsel cite, we construed that provision as authorizing an immediate
appeal from a trial court’s order appointing a guardian ad litem to represent an adult.
Central to this court’s analysis was our concern that the trial court’s order, which
was not preceded by an adjudication of incompetency, prior notice, or an
opportunity to be heard, had deprived the adult of her autonomy to direct the
litigation, resulting in a denial of her due-process rights. Id. at ¶ 20-21. Nothing in
this case comes remotely close to the question presented in Thomasson.
{¶ 13} We cannot countenance the Stafford counsel’s failure to
acknowledge the body of law directly adverse to the proposition of law advanced
in the jurisdictional memorandum they filed. See Gonzalez-Servin v. Ford Motor
Co., 662 F.3d 931, 934(7th Cir. 2011) (“The ‘ “ostrich-like tactic of pretending that potentially dispositive authority against a litigant’s contention does not exist is as unprofessional as it is pointless” ’ ”), quoting Mannheim Video, Inc. v. Cook Cty.,884 F.2d 1043, 1047
(7th Cir. 1989), quoting Hill v. Norfolk & Western Ry. Co.,814 F.2d 1192, 1198
(7th Cir. 1987). Because the proposition of law contained in
the jurisdictional memorandum filed by the Stafford counsel is neither warranted
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SUPREME COURT OF OHIO
by existing law nor supported by an argument calling for the modification or
overruling of that law, we conclude that the memorandum is frivolous. See
S.Ct.Prac.R. 4.03(A).
{¶ 14} The Stafford counsel’s response to our show-cause order does not
dispel these problems. The response cites two courts of appeals’ decisions
determining that a court’s denial of a motion for a continuance is immediately
appealable. See Leiberg v. Vitangeli, 70 Ohio App. 479, 480, 487,47 N.E.2d 235
(5th Dist. 1942); Aero-Lite Window Co. v. Jackson,115 Ohio App. 257, 258
,184 N.E.2d 677
(9th Dist. 1962). The Stafford counsel do not explain why neither of these decisions were cited in the jurisdictional memorandum they filed. But regardless, the Stafford counsel do not acknowledge the Fifth District’s decision in Miklovic, decided more than 60 years after that district’s Leiberg decision, which contradicts Leiberg. See Miklovic,2005-Ohio-3252, at ¶ 25
(“The denial of a motion for a continuance is not a final, appealable order”). As for Aero-Lite, it cites our decision in Norton v. Norton,111 Ohio St. 262
,145 N.E. 253
(1924), but
completely ignores the second paragraph of the Norton syllabus holding that “[t]he
granting or refusing of a motion for continuance rests in the sound discretion of the
trial court.” Nothing in that paragraph supports the Aero-Lite court’s view that the
granting or denial of a motion for a continuance is immediately appealable. So, the
most that the Stafford counsel has going for their position is one court of appeals’
decision that is at odds with a later decision from the same district and another court
of appeals’ decision that patently misreads our Norton decision. In any event,
nowhere in the Stafford counsel’s response to the show-cause order is there any
discussion of the mountain of authority cited above that runs contrary to the view
espoused in the jurisdictional memorandum they filed.
{¶ 15} We conclude that the appropriate sanction for the Stafford counsel’s
filing of that jurisdictional memorandum is an award of reasonable attorney fees
payable by the Stafford counsel to P.J.E. See S.Ct.Prac.R. 4.03(A); see also State
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January Term, 2023
ex rel. Howard v. Doneghy, 102 Ohio St.3d 355,2004-Ohio-3207
,810 N.E.2d 958
, ¶ 11 (awarding reasonable attorney fees and expenses under a former version of the rule as a sanction for a frivolous filing); State ex rel. Grendell v. Davidson,86 Ohio St.3d 629, 710-711
,716 N.E.2d 704
(1999) (plurality opinion) (similarly
sanctioning two attorneys). The amount to be awarded will be determined after a
hearing to be held before a master commissioner, the details of which we will set
forth in a subsequent entry. P.J.E. shall be permitted to recoup reasonable attorney
fees incurred in responding to H.R.’s jurisdictional memorandum and in preparing
for and participating in the sanctions hearing.
C. Vexatious litigator
{¶ 16} Because we conclude that the jurisdictional memorandum that the
Stafford counsel filed on behalf of H.R. is frivolous, we may also impose on the
Stafford counsel “any other sanction” that we consider just, S.Ct.Prac.R. 4.03(A).
{¶ 17} As noted above, the Stafford counsel have filed multiple
jurisdictional memoranda in other cases advancing a proposition of law similar to
the one they filed on behalf of H.R. Then, as now, the Stafford counsel have failed
to acknowledge the body of law directly adverse to the proposition of law furnished
by them for this court’s review.
{¶ 18} Further, the filing of a frivolous appeal works a particularized harm
on the opposing party and the judicial system as a whole because the mere filing of
the notice of appeal divests the trial court of jurisdiction, thus forcing the trial
proceedings to come to an immediate halt. See State ex rel. Elec. Classroom of
Tomorrow v. Cuyahoga Cty. Court of Common Pleas, 129 Ohio St.3d 30, 2011- Ohio-626,950 N.E.2d 149
, ¶ 16-17. This harm is compounded when review of the
appellate court’s decision dismissing the frivolous appeal is sought in this court,
thereby extending the unwarranted delay in the trial-court proceedings. Thus, we
must be particularly vigilant in guarding against attorneys who file frivolous
appeals that serve only to delay the administration of justice.
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SUPREME COURT OF OHIO
{¶ 19} Because the Stafford counsel have repeatedly engaged in frivolous
conduct, we declare Stafford, Cruz, and Tauring to be vexatious litigators under
S.Ct.Prac.R. 4.03(A) and impose filing restrictions on them. See State ex rel. M.D.
v. Kelsey, 171 Ohio St.3d 646,2023-Ohio-2165
,219 N.E.3d 941
, ¶ 12 (imposing a
similar sanction on a client of Stafford and Cruz). Specifically, we prohibit
Stafford, Cruz, and Tauring—individually or in any combination—from instituting
legal proceedings in this court without first obtaining leave to do so, subject to the
exception that proceedings may be instituted when the notice of appeal filed in this
court arises from a final decree entered in a divorce case.
{¶ 20} In the exercise of our authority under S.Ct.Prac.R. 4.03(A), we
further order that the Stafford counsel provide notice of today’s decision to the
Eighth District Court of Appeals in any matter currently pending or in any appeal
or other action instituted in that court by Stafford, Cruz, or Tauring, whether
individually or in any combination.
III. CONCLUSION
{¶ 21} The jurisdictional memorandum that the Stafford counsel filed on
behalf of H.R. is frivolous. As a sanction, reasonable attorney fees may be
recouped by P.J.E. from the Stafford counsel in the manner described in Section
II(B) of this opinion. Further, we declare Stafford, Cruz, and Tauring to be
vexatious litigators under S.Ct.Prac.R. 4.03(A), and they shall conform their
conduct to the directives set forth in Section II(C) of this opinion. Finally, P.J.E.’s
motion to strike is denied.
So ordered.
KENNEDY, C.J., and FISCHER, DEWINE, DONNELLY, STEWART, BRUNNER,
and DETERS, JJ., concur.
_________________
Stafford Law Co., L.P.A., Joseph G. Stafford, Nicole A. Cruz, and Kelley
R. Tauring, for appellant.
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January Term, 2023
Taft Stettinius & Hollister, L.L.P., and Jill Friedman Helfman, for appellee.
_________________
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Reference
- Cited By
- 6 cases
- Status
- Published
- Syllabus
- S.Ct.Prac.R. 4.03(A)—Appeal not accepted for review—Memorandum in support of jurisdiction filed on behalf of appellant deemed frivolous—Appellant's counsel sanctioned for instituting a frivolous appeal and declared to be vexatious litigators.