State ex rel. Mobley v. Witt

Ohio Supreme Court
State ex rel. Mobley v. Witt, 2025 Ohio 868 (Ohio 2025)

State ex rel. Mobley v. Witt

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State
ex rel. Mobley v. Witt, Slip Opinion No. 
2025-Ohio-868
.]




                                           NOTICE
      This slip opinion is subject to formal revision before it is published in an
      advance sheet of the Ohio Official Reports. Readers are requested to
      promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
      South Front Street, Columbus, Ohio 43215, of any typographical or other
      formal errors in the opinion, in order that corrections may be made before
      the opinion is published.




                           SLIP OPINION NO. 
2025-OHIO-868
                THE STATE EX REL . MOBLEY v. WITT, PROS. ATTY.
  [Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as State ex rel. Mobley v. Witt, Slip Opinion No. 
2025-Ohio-868
.]
Mandamus—Public-records requests—Requester failed to prove by clear and
        convincing evidence that the requested records exist—Writ, statutory
        damages, and court costs denied—Prosecutor’s motion for sanctions
        denied.
    (No. 2023-1566—Submitted January 7, 2025—Decided March 18, 2025.)
                                       IN MANDAMUS.
                                   __________________
        The per curiam opinion below was joined by KENNEDY, C.J., and FISCHER,
DEWINE, BRUNNER, DETERS, HAWKINS, and SHANAHAN, JJ.


        Per Curiam.
        {¶ 1} In this original action, relator, Alphonso Mobley Jr., an inmate at
Southeastern Correctional Institution, requests (1) a writ of mandamus ordering
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respondent, Fairfield County Prosecuting Attorney R. Kyle Witt,1 to provide him
with copies of records he previously requested, (2) statutory damages, and (3) court
costs. Also before us is the prosecutor’s motion for sanctions against Mobley for
frivolous conduct. For the reasons explained below, we deny Mobley’s requests
and deny the prosecutor’s motion.
                    I. FACTS AND PROCEDURAL HISTORY
     A. Mobley’s Public-Records Request and the Prosecutor’s Response
        {¶ 2} In November 2022, Mobley sent a letter to the prosecutor’s office by
certified mail. The letter itself has not been submitted as evidence in this case, but
Mobley states that he requested copies of the prosecutor’s (1) “[c]ash book for years
2016-2021, pursuant to R.C. 2335.25” and (2) “[c]ertified reports for the years
2016-2021, pursuant to R.C. 2335.27.” The prosecutor does not deny that Mobley
made those requests.
        {¶ 3} R.C. 2335.25 requires prosecuting attorneys to enter in a cashbook or
journal an accurate account of all moneys that they collect or receive in their official
capacity. The statute further provides that the cashbook “shall be a public record
of the office.” R.C. 2335.27 provides that each year, the prosecuting attorney shall
file with the clerk of the court of common pleas a certified report of all costs
collected in felony cases and a similar certified report of costs collected in
misdemeanor cases.
        {¶ 4} One week after Mobley sent his request, the prosecutor’s office
responded by letter to Mobley and denied having any public records responsive to
either of his requests. The letter asserted that the prosecutor’s office does not have
such records, because the office does not collect costs or fines or “receive any
moneys in the official capacity of the Prosecuting Attorney.”




1. Mobley misspelled the prosecutor’s name as “Whitt” in his complaint.




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                            B. The Mandamus Action
       {¶ 5} In December 2023, Mobley filed a complaint in this court requesting
a writ of mandamus ordering the prosecutor to produce copies of the requested
records. Mobley also seeks statutory damages and court costs. The prosecutor filed
a motion to dismiss. In March 2024, we denied the prosecutor’s motion to dismiss,
ordered him to file an answer, granted an alternative writ, and set a schedule for the
submission of evidence and briefs.       
2024-Ohio-880
.      Both parties submitted
evidence and briefs.
       {¶ 6} The prosecutor also filed a motion asking us to sanction Mobley for
engaging in frivolous conduct. Mobley did not file a response to the prosecutor’s
motion for sanctions.
                                  II. ANALYSIS
       {¶ 7} Mandamus is an appropriate remedy to compel compliance with R.C.
149.43, Ohio’s Public Records Act.            State ex rel. Physicians Commt. for
Responsible Medicine v. Ohio State Univ. Bd. of Trustees, 
2006-Ohio-903
, ¶ 6;
R.C. 149.43(C)(1)(b). To obtain the writ, “the requester must prove by clear and
convincing evidence a clear legal right to the record and a corresponding clear legal
duty on the part of the respondent to provide it.” State ex rel. Griffin v. Sehlmeyer,
2021-Ohio-1419, ¶ 10
.      The relator has the “burden to prove, by clear and
convincing evidence, that the records that [he] requested exist and are public
records maintained by the [public] office.” State ex rel. Cordell v. Paden, 2019-
Ohio-1216, ¶ 8.
                  A. Cashbook Kept Pursuant to R.C. 2335.25
       {¶ 8} The prosecutor denied Mobley’s request for copies of a “[c]ashbook
pursuant to R.C. 2335.25 for the years 2016-2021” because the prosecutor’s office
did not have any records responsive to that request.         Mobley advances two
arguments to show that the prosecutor possesses responsive records, but we reject
both arguments as explained below.



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1. The records-retention schedule and internal policies of the prosecutor’s office
                       do not establish that cashbooks exist
       {¶ 9} Mobley argues that the prosecutor’s assertion that he does not have
cashbooks that are responsive to his requests is contradicted by the prosecutor’s
own records-retention schedule and internal control policy for the receipt and
expenditure of proceeds from forfeited property and mandatory fines. Mobley
submitted both the records-retention schedule and internal control policy into
evidence. He points out that the internal control policy requires that any money
collected from forfeiture or mandatory fines be deposited into a Law Enforcement
Trust Fund account and that the records-retention schedule contains a schedule item
for bank deposits, receipts, and statements. Mobley thus asserts that under R.C.
2335.25, the prosecutor’s office must record the receipt of the money it collects.
       {¶ 10} In response, the prosecutor argues that his office complied with the
Public Records Act when it informed Mobley that no responsive records exist,
because the prosecutor’s office does not maintain records pursuant to R.C. 2335.25.
The prosecutor further contends that the fact that a records-retention schedule
contains a category of records does not prove that a specific record exists.
       {¶ 11} The prosecutor submitted his own affidavit and an affidavit from his
office manager. His office manager avers that the prosecutor’s office does not keep
a cashbook or journal pursuant to R.C. 2335.25 and that such a cashbook or journal
does not exist for the years 2016 through 2021. The prosecutor similarly attests
that he has never kept or ordered kept a cashbook or journal pursuant to R.C.
2335.25. He states that it is the office’s “policy not to accept any payments, cash
or otherwise, for any fines, costs, penalties, or other monetary amounts assessed by
Court orders or in response to any pleas.” He further avers that, to his knowledge,
the prosecutor’s office “has never directly accepted any payments for fines,
penalties, or other monetary amounts pursuant to R.C. 2335.25 or 2335.27.”




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                                January Term 2025




       {¶ 12} “When a public office attests that it does not have responsive
records, the relator in a public-records mandamus case bears the burden of proving
by clear and convincing evidence that the requested records exist and are
maintained by the public office.” State ex rel. Culgan v. Jefferson Cty. Prosecutor,
2024-Ohio-4715, ¶ 13
. In this case, the affidavits submitted by the prosecutor
establish that no records responsive to Mobley’s request for cashbooks exist.
       {¶ 13} The only evidence that Mobley submitted to rebut the affidavits is
the records-retention schedule and internal control policy. But in State ex rel.
Mobley v. Bates, 
2024-Ohio-2827
, a case involving a similar request for a
prosecutor’s cashbook kept pursuant to R.C. 2335.25, we concluded that “the
existence of a particular records schedule at a public office does not necessarily
mean that the public office has records encompassed by that schedule.” Id. at ¶ 9.
The same reasoning applies here. The references to the recording of deposits
received by the prosecutor or receipts or expenditures in the records-retention
schedule and internal control policy are not clear and convincing evidence that the
prosecutor maintained a cashbook for the years requested. Accordingly, Mobley’s
argument is not well-taken.
2. Mobley has not shown that the prosecutor’s office keeps a unified record of all
                           moneys collected or received
       {¶ 14} Mobley also argues in his merit brief that “[r]espondent collects
money in [his] official capacity and records the receipt of that money consistent
with R.C. 2335.25, which provides” that a prosecutor shall enter in a cashbook or
journal an accurate account of all moneys collected or received.
       {¶ 15} The prosecutor admits in his merit brief that his office manages “a
Law Enforcement Trust Fund Account, pursuant to R.C. 2981.13(C), and a
Furtherance of Justice Account, pursuant to R.C. 325.12(E).”         However, the
prosecutor argues that when Mobley cited R.C. 2335.25 in his request, he limited
the scope of his request, which he cannot broaden through his brief. The prosecutor



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contends that the Law Enforcement Trust Fund and Furtherance of Justice Account
are not kept in accordance with R.C. 2335.25, but rather in accordance with their
own respective statutory provisions in different Revised Code chapters.
       {¶ 16} In his reply brief, Mobley argues that the record he requested is
“[t]he public record that records the receipt of all moneys collected or received in
Respondent’s official capacity as mandated by R.C. 2335.25” and is not limited to
moneys received by court order or in response to pleas. (Underlining in original.)
       {¶ 17} “It is true that a public-records requester may not broaden the scope
of a request through a legal brief filed in pursuit of the records requested.” State ex
rel. Mobley v. Powers, 
2024-Ohio-104, ¶ 24
.             However, Mobley has not
impermissibly broadened his record request here. His argument, implicit in his
merit brief and explicit in his reply brief, is instead that R.C. 2335.25 requires that
all moneys collected or received by the prosecutor’s office be recorded in a
cashbook or journal.
       {¶ 18} Nevertheless, we do not need to interpret the breadth of R.C. 2335.25
or determine whether it requires the prosecutor to keep a unified accounting of all
moneys collected or received. Instead, the issue in this case is whether Mobley has
shown by clear and convincing evidence that the prosecutor’s office kept such a
unified record, or any record made pursuant to R.C. 2335.25, for the years 2016
through 2021. Mobley has not done so. He has not introduced any evidence that
contradicts the affidavits from the prosecutor and his office manager that deny the
existence of such records. Therefore, Mobley is not entitled to a writ of mandamus
ordering the prosecutor to provide copies of the requested cashbooks or journals.
              B. Certified Reports Kept Pursuant to R.C. 2335.27
       {¶ 19} The prosecutor also denied Mobley’s request for copies of certified
reports kept pursuant to R.C. 2335.27 for the years 2016 through 2021 because the
prosecutor’s office did not have any records responsive to the request. Mobley
admits in his brief that the prosecutor’s office’s records-retention schedule does not



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                                  January Term 2025




specify that the prosecutor’s office retains a certified report pursuant to R.C.
2335.27. He further admits that he has no evidence that the prosecutor created such
a record, and he says that he will concede that the record does not exist if the
prosecutor provides evidence that he did not create it. Both the prosecutor and his
office manager assert in their affidavits that the office does not compile a certified
report of costs or fines collected by the office for felony or misdemeanor cases
pursuant to R.C. 2335.27.
           {¶ 20} Because the uncontroverted evidence shows that the prosecutor does
not keep certified reports pursuant to R.C. 2335.27 and, thus, that such reports do
not exist, we deny the writ as to this request. See State ex rel. Hedenberg v. N.
Cent. Corr. Complex, 
2020-Ohio-3815, ¶ 7
 (“a writ of mandamus will not issue
when the uncontroverted evidence shows that the requested documents do not
exist”).
       C. Mobley Is Not Entitled to Statutory Damages or Court Costs
           {¶ 21} Mobley also requests statutory damages and court costs. A public-
records requester shall be entitled to statutory damages if (1) he transmitted a
written public-records request by hand delivery, electronic submission, or certified
mail, (2) he made the request to the public office or person responsible for the
requested records, (3) he fairly described the records sought, and (4) the public
office failed to comply with an obligation under R.C. 149.43(B).                 R.C.
149.43(C)(2).
           {¶ 22} Mobley has not shown that the prosecutor failed to comply with an
obligation under R.C. 149.43(B). By replying in writing that he was not in
possession of any records responsive to Mobley’s public-records requests, the
prosecutor complied with R.C. 149.43(B). See Culgan, 
2024-Ohio-4715, at ¶ 16
 (a
statement that the public office has no records responsive to the requests suffices
as compliance with R.C. 149.43(B)). Therefore, Mobley is not entitled to statutory
damages.



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        {¶ 23} As for court costs, there are no court costs to award, because Mobley
filed an affidavit of indigency. See State ex rel. Straughter v. Ohio Dept. of Rehab.
& Corr., 
2023-Ohio-1543, ¶ 16
 (there are no costs to award when a requester files
an affidavit of indigency). Therefore, we deny his request for court costs.
              D. The Prosecutor’s Motion for Sanctions Is Denied
        {¶ 24} Mobley requests in his brief the maximum amount of postjudgment
interest allowed under R.C. 1343.03(C)(1)(b). In the prosecutor’s motion for
sanctions for frivolous conduct, he argues that Mobley’s request for postjudgment
interest is unwarranted by law and that the court should sanction Mobley for
requesting such interest.      Thus, the prosecutor moves for sanctions under
S.Ct.Prac.R. 4.03, which states:


        If the Supreme Court . . . determines that an appeal or other action
        is frivolous or is prosecuted for delay, harassment, or any other
        improper purpose, it may impose appropriate sanctions on the
        person who signed the appeal or action, a represented party, or both
        . . . . An appeal or other action shall be considered frivolous if it is
        not reasonably well-grounded in fact or warranted by existing law
        or a good-faith argument for the extension, modification, or reversal
        of existing law.


S.Ct.Prac.R. 4.03(A).
        {¶ 25} R.C. 1343.03(C)(1)(b) provides for interest on a judgment, decree,
or order for the payment of money in a civil action arising out of tortious conduct.
The prosecutor argues that the provision does not apply to a mandamus action
brought under a statutory right. However, S.Ct.Prac.R. 4.03(A) applies to appeals
or other actions instituted in this court, not individual filings. See State ex rel. Ware
v. Vigluicci, 
2024-Ohio-5492, ¶ 7
 (noting that S.Ct.Prac.R. 4.03(A) applies to an



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appeal or other action and Civ.R. 11 applies to individual filings), citing State ex
rel. Mobley v. Chambers-Smith, 
2024-Ohio-1910
, ¶ 5 (DeWine, J., concurring).
       {¶ 26} The prosecutor does not assert that Mobley’s entire case is frivolous,
nor does he argue that sanctions should be awarded under Civ.R. 11. Therefore,
we deny the prosecutor’s motion for sanctions.
                              III. CONCLUSION
       {¶ 27} For the foregoing reasons, we deny Mobley’s requests for a writ of
mandamus and for statutory damages and court costs.            We also deny the
prosecutor’s motion for sanctions for frivolous conduct.
                                                                       Writ denied.
                              __________________
       Alphonso Mobley Jr., pro se.
       R. Kyle Witt, Fairfield County Prosecuting Attorney, and Amy Brown
Thompson, Steven Darnell, and Austin R. Lines, Assistant Prosecuting Attorneys,
for respondent.
                              __________________




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Reference

Cited By
3 cases
Status
Published
Syllabus
Mandamus—Public-records requests—Requester failed to prove by clear and convincing evidence that the requested records exist—Writ, statutory damages, and court costs denied—Prosecutor's motion for sanctions denied.