Malaske v. State
Malaske v. State
Opinion of the Court
OPINION
¶ 1 Appellant, John William Malaske, was tried by jury in the District Court of Kay County, Case Number CF-2001-221, and convicted of Second Degree (Felony) Murder, in violation of 21 O.S.1991, § 701.8(2). The jury set punishment at ten (10) years imprisonment, and the trial judge sentenced Appellant accordingly. Appellant now appeals his conviction and sentence.
¶ 2 Appellant raises the following propositions of error in this appeal:
I. The trial court erred in overruling Appellant’s motion to quash the information because the facts alleged did not constitute the crime of second-degree felony murder. Additionally, the evidence presented was insufficient to support a conviction for second-degree felony murder;
II. Instruction number 2, the homicide causation instruction, was extremely misleading, especially in light of the prosecutor’s argument. A reasonable jury could have interpreted the instruction as allowing conviction of second degree felony murder under a proximate cause theory, contrary to Oklahoma statutory and case law;
III. The prosecutor’s closing argument improperly misled the jury about the law, shifted the burden of proof to the defendants, and commented on Appellant’s failure to testify;
IV. Detective Marshall’s improper comment on Appellant’s post-arrest invocation of his rights to counsel and to remain silent violated Appellant’s constitutional rights and requires a new trial;
V. Appellant was denied a fair trial by the introduction of irrelevant evidence and evidence of prior crimes, which the prosecutor repeatedly emphasized throughout closing argument;
VI. The trial court committed fundamental error in failing to give Oklahoma uniform jury instruction CR-10-27, as recently revised; and
VII. The trial errors cumulatively deprived Appellant of a fair trial and reliable verdict.
¶ 3 After thoroughly considering these propositions and the entire record before us, including the original record, transcripts, and briefs of the parties, we find reversal or modification is not required.
¶4 With respect to propositions one and two, we find the crime of furnishing alcohol to a minor is a felony that is “potentially dangerous in light of the facts and circumstances surrounding both the felony and the homicide.” Wade v. State, 1978 OK CR 77, 581 P.2d 914, 916; 37 O.S.2001, § 538(F). In so finding, we observe that our state legislature, by making the furnishing of alcoholic beverages to persons under the age of twenty-one a felony punishable by up to five years in prison, has made “alcoholic beverage” a controlled substance and persons under twenty-one years of age a protected class. Thus, it can be fairly said that in Oklahoma, the proscribed felony is “inherently dangerous as determined by the elements of the offense.” Wade, 581 P.2d at 916. Therefore, under the facts of this case,
¶ 5 While our cases have, perhaps, used proximate cause terminology a bit
¶ 6 Moreover, Franks, supra, cited to Wade’s nexus language with approval. 636 P.2d at 364-65. See also Lampkin v. State, 1991 OK CR 33, 808 P.2d 694, 695 (“It is true that there must be a nexus between the underlying felony and the death of the victim in order for the felony-murder doctrine to apply.”); Diaz v. State, 1986 OK CR 167, 728 P.2d 503, 509 (finding a nexus between the death and the underlying felony); Irvin v. State, 1980 OK CR 70, 617 P.2d 588, 597 (nexus recognized). This is the approach taken by OUJI-CR 2d 4-60, which requires the defendant’s conduct to be a “substantial factor in bringing about the death and the conduct is dangerous and threatens or destroys life.” We find this instruction was appropriately given in this case, an accurate description of Oklahoma law as it currently stands, and not confusing, given Appellant’s defense. Accordingly, we deny relief with respect to propositions one and two.
¶ 7 With respect to proposition three, we find the prosecutor made a series of improper and potentially prejudicial arguments during his closing.
¶ 9 In this case, defense counsel did not initially object to the questions, as he could have done, and thereby denied the trial court the opportunity to cure the error. However, there is no indication the trial court would have ruled in his favor, for counsel did ultimately object, and the trial court ruled this was not improper argument.
¶ 10 Regarding the portions of this argument to which defense counsel did not object, we find no plain error occurred; although this is, at least arguably, a close question. Simpson v. State, 1994 OK CR 40, 876 P.2d 690, 693. We find, however, that the trial court erred by overruling defense counsel’s objection once it was made and by allowing the prosecutor to continue this line of improper argument. Moreover, we find the error was harmless beyond a reasonable doubt. Simpson, 876 P.2d at 705. Defense counsel explained to jurors that he had no duty to answer the prosecutor’s questions, that the State had the burden of proof. Later, the trial judge told jurors that argument was not evidence. Also, jurors received proper instructions on the burden of proof, the presumption of innocence, Appellant’s right not to testify, and that their decision had to be based upon evidence. Jurors were also instructed that “[n]o statement or argument of the attorneys is .evidence.” And finally, the improper questions posed by the prosecutor really were, for the most part, obvious from the evidence presented at trial.
¶ 11 With respect to proposition four, we find the trial judge did not abuse his' discretion by overruling defense counsel’s motion for mistrial concerning Detective Marshall’s comments. Knighton v. State, 1996 OK CR 2, 912 P.2d 878, 894. Although the comments were improper, they sprang forth from somewhat careless questioning, primarily by counsel for the co-defendant. However, both counsel had the opportunity to approach the bench when the first comment (to which Appellant does not raise error) occurred and have Detective Marshall warned against such comments. They chose not to. The jury was properly instructed that the defendants had no duty to testify and the fact that they did not testify could not be used against them in the “slightest degree,” nor could it even enter into their deliberations. Thus, we find no plain error occurred.
¶ 12 With respect to proposition five, we find the trial judge did not abuse his discretion in allowing evidence to be admitted at trial concerning Appellant writing on Dena Emery while she was passed out.
¶ 13 We do, however, find the prosecutor made improper arguments concerning the
¶ 14 In proposition six, Appellant claims the trial court committed fundamental error by failing to give the revised version of OUJI-CR 2d 10-27, as it was revised in Graham v. State, 2001 OK CR 18, 27 P.3d 1026, 1028, n. 5. The previous version of the instruction was given, however, and this case is clearly distinguishable from Graham. Moreover, Graham was handed down on June .21, 2001, the very same day that jury instructions were given in this case. It appears doubtful that Graham was available to the parties at the time jury instructions were crafted, and there is no indication the new instruction was brought to the trial judge’s attention. We find relief is not warranted.
¶ 15 Concerning proposition seven, we find the prosecutor made several improper closing arguments, as shown in propositions three and five above. (Most, however, were not objected to.) Also, the lead investigator commented on the right to remain silent, as a result of questioning by the co-defendant’s counsel. In considering the effect, if any, these errors may have had on the jury’s decision to choose between second-degree felony murder, second-degree manslaughter, and the underlying felony in the felony murder, we find the issue is a close call. However, after considering the jury instructions, the sentence imposed, and our decision with respect to propositions one and two, we find no relief is required.
DECISION
¶ 16 The judgment and sentence are hereby AFFIRMED.
. While Appellant was not actually present when the alcohol was consumed, he and his co-defendant purchased a bottle of vodka and provided it to his underage sister, knowing her intention to share it with her overnight guests, both of whom were also underage. For purposes of the felony murder statutes, these actions are sufficient for a conviction when one of the girls drank excessive amounts of that alcohol and died of blood alcohol poisoning.
. The danger the legislature obviously intended to protect against was the consumption of that alcohol by persons who are not old enough to
.See State v. Jones, 1993 OK CR 36, 859 P.2d 514, 515 (recognizing proximate cause theory but refusing to adopt it, instead following the "explicit" language of second-degree murder statute and first degree murder statute at that time); Franks v. State, 1981 OK CR 138, 636 P.2d 361, 365, cert. denied, 455 U.S. 1026, 102 S.Ct. 1729, 72 L.Ed.2d 147 (1982) (finding the primary issue was whether the commission of the predicate crime was the proximate cause of the homicide); State v. McCoy, 1979 OK CR 125, 602 P.2d 1044, 1045 (recognizing proximate cause is applicable to felony murder cases); Wade, 581 P.2d at 915-16 (finding the State is not required to prove that the felony perpetrated by the defendant is the proximate cause of the victim's death in order to establish the crime of Murder); State v. McCann, 1995 OK CR 70, 907 P.2d 239, 241 (describing that second degree felony murder occurs when a person engages in the commission of any felony other than the enumerated first-degree- felonies "which results in death.”) See also Palmer v. State, 1994 OK CR 16, 871 P.2d 429, overruled on other grounds in Willingham v. State, 1997 OK CR 62, 947 P.2d 1074.
. See also, proposition five.
. These were only a few of the questions posed to defense counsel. The prosecutor also asked; "Mr. Burlie, are you telling us that if a drug dealer gives someone heroin, if they don't die instantly, they have no responsibility for her death?”; "Mr. Burlie, can you tell us why you can even ask us to consider that, when the Instructions say we have to base our decision on evidence....”; "Can you please tell us why you didn't send your investigator out there to bring those witnesses in and what conclusions we should draw from that?” The prosecutor asked for straight answers to his questions and said he would give the list to defense counsel so he could
. The prosecutor then continued to challenge defense counsel to address his questions during his closing. Instead, defense counsel argued as follows in his own closing: "I'm not on trial in this case. Mr. Surber has tried to present questions to me, but, please understand, the burden is not on us; the burden is on the State in this case. They must prove guilt beyond a reasonable doubt.... I don't have to answer Mr. Surber's questions.”
. Photographs of the deceased showed the writings. Moreover, the evidence was somewhat relevant to the issue of culpable negligence in the lesser included manslaughter theory.
Dissenting Opinion
dissenting.
¶ 1 I dissent. I find merit in Proposition III. The prosecutor, in his closing arguments, made a continuing series of improper arguments. The prosecutor’s confrontational and bullying approach directed towards the defense attorney was not only inappropriate but absurd; however, when the defense counsel objected, the trial court improperly overruled the objection. Additionally, the prosecutor misstated the law on several significant occasions. These errors cannot be considered harmless. I would reverse and remand for a new trial.
Dissenting Opinion
dissenting:
¶ 1 I disagree with the majority’s insistence on expanding the felony-murder doctrine past all recognizable bounds. In Wade v. State this Court noted that the purpose of the felony murder doctrine is “to relieve the prosecution of the necessity of proving [a defendant’s] actual malice or premeditated intent”; the intent element of the underlying felony is transferred to the homicide “so that the accused can be found guilty of murder even though the killing is unintentional.”
¶ 3 Indisputably, there must be a nexus between the underlying felony and the victim’s death.
¶4 The majority concludes that the law prohibiting giving alcohol to a minor is an “inherently dangerous” offense. Malaske gave a bottle of vodka to his teenage sister, who shared it (along with other alcoholic beverages not provided by Malaske) with her underage friend. The friend died of alcohol poisoning. The majority determines that Malaske has committed second degree felony murder. Absolutely nothing in the statutory language of either the felony murder or furnishing alcohol to a minor statutes, or both taken together, suggest the Legislature intended such a stunningly broad result.
¶ 5 The key question here is whether the underlying felony, furnishing alcohol to a minor, can support a second degree felony murder charge. The law provides that any person who knowingly sells, provides or furnishes alcohol to a person under 21 is guilty of a felony punishable by a fine and imprisonment.
¶ 6 The majority’s conclusion that this felony is inherently dangerous “as determined by the elements of the offense” is explicitly based on the conclusion that minors are a protected class. However, this justification has harsh consequences. The decision also extends liability for murder to bartenders and convenience store clerks who sell alcohol to a minor, if that minor then shares the
¶ 7 According to the majority Malaske committed second degree felony murder when (a) he gave his teenage sister an alcoholic beverage, (b) she shared the alcohol with her underage friend, (c) the friend drank too much, and (d) the friend died. However, given the explicit premise on which this decision rests, Malaske could not be guilty of second degree felony murder if he had given vodka to his 22-year-old friend, who then shared the bottle with another adult who died of alcohol poisoning. That is, Malaske could have given the same controlled substance to another adult, and if an adult died after ingesting too much of that substance, it would be legal.
¶ 8 Perhaps recognizing this distinction, the majority suggests that the crime of furnishing alcohol to a minor is designed to protect people who cannot exercise good judgment in its use.
¶ 9 This opinion is an extension of the majority’s decision in Kinchion. Both cases rest, finally, on the notion that where a death occurs, someone must be liable for murder. In Kinchion, the victim killed Kinchion’s accomplice in self-defense. Here, a young woman died of alcohol poisoning. Felonies occurred near in time to both deaths: Kin-chion and the accomplice were committing armed robbery, while Malaske illegally gave his sister vodka. Kinchion and Malaske should be punished for the crimes they committed. There can be no doubt about that. The majority here, however, are not content with that result, and have invented a way to ensure someone is punished for murder in both cases. This can only be described as the ultimate version of the extremists blame game. There are times when somebody dies and nobody can be liable for murder. This was a sad and senseless episode. Malaske, along with the persons present while the victim drank too much, passed out, and died, should regret every step of his part in it, and suffer the consequences for having commit
.1978 OK CR 77, 581 P.2d 914, 916. For a historical review of the changes in Anglo-Saxon law leading to the felony murder doctrine, see Michelle S. Simon, Whose Crime Is It Anyway? Liability for the Lethal Acts Of Nonparticipants in the Felony, 71 Univ. of Detroit Mercy L.Rev. 223, 225-28 (Winter 1994) [Simon] (in early English law, murder had no intent element; a malice element was gradually introduced for all murder charges until the enactment of felony murder statutes); see also Leslie G. Sachs, Casenote, Due Process Concerns and the Requirement of a Strict Causal Relationship in Felony-Murder Cases: Conner v. Director of Division of Adult Corrections, 23 Creighton Law Review 629, 634 (May 1990) [Sachs] (discussing Lord Dacres' Case, Mansell & Herbert's Case, and Coke's initial statement of the felony murder rule).
. This has been described as “community condemnation”. Simon, supra n. 1, at 228-230 (discussing this and other policies justifying felony murder doctrine, including deterrence). Sachs suggests the doctrine may be justified because, by committing a felony resulting in death, the defendant has demonstrated he is a bad person whose intent need not be determined. Sachs, supra N. 1 at 635 (citing LaFave & Scott, Criminal Law 545, 560 (1972)).
. People v. Dillon, 34 Cal.3d 441, 194 Cal.Rptr. 390, 668 P.2d 697, 709 (1983); Dana K. Cole, Expanding Felony-Murder in Ohio: Felony-Murder or Murder Felony? 63 Ohio State Law Journal 15, 22 (2002 Symposium) [Cole]; Simon, supra N. 1 at 224.
. 21 O.S.2001, § 701.8.
. Id.
. Close reading of the majority opinion fails to reveal any analysis specifically applying any causation theory to the'facts of this case. -In footnote 1 the opinion states that Malaske’s actions in buying vodka and giving it to his sister, knowing she would share it, were sufficient for conviction under the felony-murder statute. The entire discussion of the importance of a nexus between the death and the offense consists of quotes from cases agreeing there must be such a nexus.
. Wade stated that, if causation is proved by a nexus between the crime and the death, the State need not prove the crime was the proximate cause of the death. 581 P.2d at 516. However, the opinion used causation analysis in determining that the evidence was sufficient. Wade's entire discussion of proximate cause and the facts of the case suggest the opinion was narrowly interpreting the phrase "proximate cause", as the opinion appeared to use a "but-for” causation theory in finding that the victim's death would not have occurred if Wade had not been illegally carrying a loaded gun in a bar. See Simon, supra n. 1, at 244-45 (suggesting Wade used a "but-for” causation analysis).
. See State v. Jones, 1993 OK CR 36, 859 P.2d 514, 515 n. 1, in which we discussed both theories of causation, declining under the terms of the felony murder statute to adopt the proximate cause theory to uphold a felony murder conviction where a victim shot an accomplice. This decision led to the revision of the felony murder statute which was interpreted in Kinchion v. State, 2003 OK CR 28, 81 P.3d 681. A sampling of cases in which this Court has used, if not adopted, the proximate cause theory include Sanders v. State, 2002 OK CR 42, 60 P.3d 1048, 1051-52; Baker v. State, 1998 OK CR 46, 966 P.2d 797, 798; State v. McCann, 1995 OK CR 70, 907 P.2d 239, 241; Franks v. State, 1981 OK CR 138, 636 P.2d 361, 365 (equating "nexus” with proximate cause, and finding issue for felony murder was whether commission of the offense was the proximate cause of the death); Irvin v. State, 1980 OK CR 70, 617 P.2d 588, 597. See also State v. McCoy, 1979 OK CR 125, 602 P.2d 1044, 1045 (as in felony murder, misdemeanor manslaughter requires proof that misdemeanor was the proximate cause of death); Miller v. State, 1977 OK CR 14, 560 P.2d 579, 582-83 (Brett, J., dissenting in part) (tracing history of felony murder in Oklahoma and noting that mens rea requirement was satisfied by the intent to commit the felony which resulted in death).
. 2003 OK CR 28, 81 P.3d 681, 684. The Kinchion analysis does not require that the death have been foreseeable in any meaningful sense, but holds a defendant strictly liable for any death which occurs at the time he commits a felony. I continue to disagree with the use of a causation theory, borrowed from civil law, which subjects a defendant to liability for murder without considering either the defendant’s intent in committing the felony or the cause of death. Kinchion, 81 P.3d at 687 (Chapel, J., dissenting). I particularly disagree with the application of proximate cause without ensuring that the death was foreseeable as a result of the defendant's conduct.
. Interestingly, the majority does not cite Kin-chion in its discussion interpreting causation for felony murder. However, that opinion, coupled with the language about proximate cause and nexus theory, suggests that, had the majority wished to engage in any causation analysis here, it would have used a proximate cause theory. See slip op. at 3, n. 3.
. 37 O.S.2001, § 538(F).
. Very few published cases have been decided under this statute. Interestingly, two of them hold that it is not illegal to sell alcohol to a minor when the minor is clearly acting as a messenger for an adult buyer. State v. Williams, 1957 OK CR 14, 307 P.2d 163 (1957) (teenage newspaper interns sent out to buy alcohol); Leathers v. State, 63 Okl.Cr. 220, 74 P.2d 967, 972-73 (1937) (sale of whisky to nine-year-old acting for grandmother not illegal). The 1937 version of the statute prohibited the barter, sale or gift of alcoholic beverages to a minor. I do not suggest this Court would reach the same conclusion under the similar language of the current statute, but it does indicate the limits of this Court's previous interpretation of the legislative intent to create a protected class of minors.
.One recent example is the recently passed law controlling the sale of pseudoephedrine in pill form. This law was enacted in an effort to hinder the manufacture of methamphetamine; one common ingredient in methamphetamine is pseudoephedrine distilled from over-the-counter pills. This effectively makes pseudoephedrine a controlled substance. However, only the sale of the pill form is regulated because only the pills are used in methamphetamine manufacture. Gel and liquid pseudoephedrine sales are unrestricted. Pseudoephedrine itself is an effective remedy for all ages; in fact, it is one of the few drugs allowed during pregnancy. Thus pseudoephed-rine is categorized as a controlled substance in order to further a larger drug eradication policy, not because the drug itself is dangerous. By contrast, look at the regulation surrounding tobacco products and firearms. While the 2004 State of the State’s Health report reaffirms the concrete health dangers associated with the use — not misuse — of tobacco products, the State has repeatedly refused any opportunity to treat this substance as inherently dangerous, but has passed numerous regulations surrounding its legal manufacture, distribution, possession and use. Firearms are inherently dangerous but their manufacture, distribution, possession and use is legal subject to state regulation.
.The potential consequences of this decision are far-reaching. For example, under the reasoning of this case, a store clerk would be liable for a homicide if he provided tobacco to a minor who developed lung cancer and died after using the tobacco. Oklahoma has recognized the scientific and medical causal connection between tobacco use and lung cancer. Providing tobacco to a minor is a misdemeanor. 21 O.S.2001, § 1241. Misdemeanor manslaughter causation requirements are comparable to those for second degree felony murder. State v. McCoy, 1979 OK CR 125, 602 P.2d 1044, 1045. Following the majority decision, the Legislature has made tobacco a controlled substance and minors are a protected class, so a violation of the prohibition against providing tobacco to minors would support a misdemeanor manslaughter conviction.
. Op. at 1117-18, n. 2. This suggestion would have more force if the Legislature had not, when modifying § 538(F), removed the earlier references to persons of unsound mind and habitual drunkards. 37 O.S.1931, § 5.
. These include marijuana, cocaine and crack, heroin, amphetamine and methamphetamine, LSD, POP, and "ecstasy” (MDMA). 63 O.S. 2001, § 2-415.
Reference
- Full Case Name
- John William MALASKE, Appellant v. STATE of Oklahoma, Appellee
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