Torres v. State
Torres v. State
Opinion of the Court
T1 Osbaldo Torres was tried by jury, convicted of two counts of first degree murder and other charges, and received two sentences of death in Oklahoma County District Court, Case No. CF-19938-4802. This Court affirmed Torres's convictions for murder, and the United States Supreme Court denied Torres's Petition for Certiorari.
T2 While his application for post-convietion relief was pending before this Court, Torres also pursued clemency proceedings. On May 13, 2004, the same day as this Court's Order remanding for an evidentiary hearing, Governor Brad Henry granted Torres clemency and commuted Torres's death sentences to life without the possibility of parole.
13 We remanded for an evidentiary hearing on two issues: (a) whether Torres was prejudiced by the State's violation of his Vienna Convention rights in failing to inform Torres, after he was detained, that he had the right to contact the Mexican consulate; and (b) ineffective assistance of counsel. This Court commends Judge Twyla Mason Gray and counsel on a thorough, well-conducted hearing. Briefly summarized, Judge Gray found that Torres was prejudiced by the violation of his Vienna Convention rights. She did not specifically find Torres's counsel was ineffective, noting that standards for capital counsel may have changed since the time of Torres's trial. . For the reasons discussed below, we agree with Judge Gray's findings but find no relief is required.
$4 In finding that Torres was prejudiced by the violation of his Vienna Convention rights, the trial court used the following three-prong test: (1) whether the defendant did not know he had a right to contact his consulate for assistance; (2) whether he would have availed himself of the right had he known of it; and (8) whether it was likely that the consulate would have assisted the defendant. This test, which has been used by several jurisdictions, was suggested in the specially concurring opinion to this Court's Order remanding the case for an evidentiary hearing.
11 5 We reject any construction of the third prong of the test which would require a defendant to show that the consular assistance would, or could, have made a difference in the outcome of the criminal trial. Appellate review in the criminal justice system necessarily involves balancing uncertainties. In each eriminal trial, a factfinder determines guilt or innocence beyond a reasonable doubt. In most trials there may be some doubt, and some questions may remain unanswered. Very rarely, a conviction may later be shown to be wrongful by subsequent evidence of actual innocence such as DNA testing or a confession by a third party. Also very rarely, an evidentiary or legal error may so obviously inflame a jury's passions as to render its sentencing determination unreliable as a matter of law. More usually, a defendant will present evidence of factual or legal errors which may or may not have affected a jury's decision and which thus cannot be shown to have affected a verdiet or sentence.
T6 The essence of a Vienna Convention claim is that a foreign citizen, haled before an unfamiliar jurisdiction and accused of a crime, is entitled to seek the assistance of his government. Even if that assistance cannot, ultimately, affect the outcome of the proceedings, it is a right and privilege of national citizenship and international law. The issue is not whether a government can actually affect the outcome of a citizen's case, but whether under the Convention a citizen has the opportunity to seek and receive his government's help. This protection extends to every signatory of the Convention, including American citizens. It is often impossible to say whether a particular action in a criminal trial could affect the outcome. However, it is possible to show what particular assistance, if any, a government would offer its citizen defending against a crime in a foreign country. That is the right and privilege safeguarded by the Convention. This Court is unwilling to raise the bar beyond that which the Convention guarantees. If a defendant shows that he did not know he could have contacted his consulate, would have done so, and the consulate would have taken specific actions to assist in his criminal case, he will have shown he was prejudiced by the violation of his Vienna Convention rights.
17 This test for prejudice from a violation of Vienna Convention rights is consistent with the direction of the International Court of Justice decision, Case Concerning Avena and Other Mexican Nationals (Mexico v. United States of America ) [Avena ].
18 Reviewing the evidence presented in the evidentiary hearing, as well as the evidence submitted to this Court, we find that, under the unusual cireumstances of this case, with regard to his convictions for first degree murder, Torres has not shown he was actually prejudiced by the State's failure to inform him of his rights under the Vienna Convention. Torres has provided ample evidence that the Mexican government takes its consular obligations to its citizens very seriously, particularly when those citizens are capital defendants in another country. The Mexican government has a tradition of active assistance extending back to the 1920s, and provided extensive assistance to capital defendants in 1998, the year of Torres's arrest. Had the consulate been contacted, it would have monitored Torres's case, consulted with and offered assistance to his attorney, and helped gather evidence, particularly in preparation for the second stage of trial. "[The protection of Mexican nationals who face capital proceedings or capital trials is one of the highest priority of the Mexican Consular representatives. All their efforts are focused on trying to avoid the imposition of the death penalty."
I 9 Torres clearly showed that the Mexican government would have expended considerable resources on the capital phase of his case. If Torres were still under a capital sentence, this would indeed amount to a showing of prejudice. However, the Governor's grant of clemency in Torres's case ensures that Torres is not subject to the death penalty. Any assistance Mexico could have given in this regard has become moot. Torres did not present evidence showing he was prejudiced in the guilt/innocence stage of trial by the Vienna Convention violation. Under these cireumstances, Torres is not entitled to relief from his convictions, and has already received relief from his capital sentences. No further relief is required.
$10 We also asked the district court to determine whether trial counsel was ineffective. Mary Bane, an experienced capital criminal defense attorney, testified that, in her opinion, trial counsel was ineffective for failing to use a gunshot residue expert, and have the bloodstain evidence tested, to support Torres's claim that his co-defendant shot the victims.
112 Torres correctly notes that customs of practice for capital defense attorneys have evolved since his trial. During testimony and argument, Torres relied on the American Bar Association guidelines for minimum standards of counsel in capital cases, arguing that trial counsel's performance as described above failed to meet those standards.
113 After a thorough evidentiary hearing, the trial court found that Torres had been prejudiced by the violation of his Vienna Convention rights, and declined to find whether trial counsel had been ineffective. Upon review, this Court concludes, first, that Torres suffered actual prejudice regarding his Vienna Convention claim only in the context of his capital sentence. The record shows that the Mexican government would have, and subsequently has, offered Torres assistance in finding and presenting mitigating evidence in order to avoid the imposition
DECISION
114 Torres's application for post-convietion relief is DENIED. Pursuant to Rule 3.15, Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch.18, App.(2005), the MANDATE is ORDERED issued upon the delivery and filing of this decision.
. Torres v. State, 1998 OK CR 40, 962 P.2d 3, cert. denied, 525 U.S. 1082, 119 S.Ct. 826, 142 L.Ed.2d 683 (1999).
. Torres v. State, Case No. PCD-1998-213 (Ok. Cr. August 4, 1998) (Order not for publication).
. Torres v. Mullin, 317 F.3d 1145 (10th Cir. 2003), cert. denied, 540 U.S. 1035, 124 S.Ct. 562, 157 L.Ed.2d 454.
. Torres v. State, 2002 OK CR 35, 58 P.3d 214, cert. denied, 538 U.S. 928, 123 S.Ct. 1580, 155 L.Ed.2d 323 (2003).
. Okla. Const. art. VI, § 10; 57 O.S.2001, § 332.
. Torres v. State, No.2004-442 (Okl.Cr. May 13, 2004) (not for publication)(Chapel, J., specially concurring). See also People v. Preciado-Flores, 66 P.3d 155, 161 (Colo.App. 2002); State v. Lopez, 633 N.W.2d 774, 783 (Iowa 2001); Zavala v. State, 739 N.E.2d 135, 142 (Ind.App. 2000); State v. Cevallos-Bermeo, 333 N.J.Super. 181, 754 A.2d 1224, 1227 (A.D. 2000); U.S. v. Chaparro-Alcantara, 37 F.Supp.2d 1122, 1126 (C.D.Ill. 1999); U.S. v. Esparza-Ponce, 7 F.Supp.2d 1084, 1097 (S.D.Cal. 1998); U.S. v. Villa-Fabela, 882 F.2d 434, 440 (9th Cir. 1989), overruled on other grounds, U.S. v. Proa-Tovar, 975 F.2d 592 (9th Cir. 1992). The test was articulated in U.S. v. Rangel-Gonzales, 617 F.2d 529, 533 (9th Cir. 1980). Finding that the defendant had shown he was prejudiced by deportation proceedings which included a Vienna Convention violation, the Court found defendant had met "his initial burden of going forward with evidence that he did not know of his right to consult with consular officials, that he would have availed himself of that right had he known of it, and that there was a likelihood that the contact would have resulted in assistance to him in resisting deportation."
. See, e.g., State v. Byron 683 N.W.2d 317, 323-24 (Minn.App. 2004); Hernandez v. U.S., 280 F.Supp.2d 118, 124-25 (S.D.N.Y. 2003); Preciado-Flores, 66 P.3d at 161; Cevallos-Bermeo, 754 A.2d at 1228; U.S. v. Briscoe, 69 F.Supp.2d 738, 747 (D.Virgin Islands 1999); Murphy v. Netherland, 116 F.3d 97, 100-01 (4th Cir. 1997); Lopez,
. Many cases discuss the appropriate remedy for Vienna Convention violations in the context of motions to suppress evidence or dismiss an indictment where a defendant's Vienna Convention rights were violated. Courts discussing this issue have concluded that the Vienna Convention is equivalent to a statute rather than a constitutional provision, and that neither the treaty itself nor any statute authorize these remedies. Given this result, the courts either fail to reach the question of prejudice or treat it as dicta. See, e.g., U.S. v. Duarte-Acero, 296 F.3d 1277 (11th Cir. 2002); People v. Preciado-Flores, 66 P.3d 155 (Colo. 2002); U.S. v. Jimenez-Nava, 243 F.3d 192 (5th Cir. 2001); U.S. v. Page, 232 F.3d 536 (6th Cir. 2000); U.S. v. Lawal, 231 F.3d 1045 (7th Cir. 2000), cert. denied, 531 U.S. 1182, 121 S.Ct. 1165, 148 L.Ed.2d 1024 (2001); U.S. v. Lombera-Camorlinga, 206 F.3d 882 (9th Cir. 2000); U.S. v. Li, 206 F.3d 56 (1st Cir. 2000); U.S. v. Raven, 103 F.Supp.2d 38 (D.Mass. 2000); U.S. v. Alvarado-Torres, 45 F.Supp.2d 986 (S.D.Cal. 1999), aff'd, 230 F.3d 1368 (9th Cir. 2000).
. 2004 I.C.J. 128 (Judgment of March 31, 2004).
. Avena, 2004 I.C.J. 128 at ¶ 121.
. Testimony of Victor Vribe, Director for Foreign Litigation as the Mexican Minister of Foreign Relations. Tr. 48.
. We note the State also argued that Torres's co-defendant shot the victims.
. ABA Guidelines for the Appointment and Performance of Defense Counsel in Death Penalty Cases, § 4.1(A)(1)(Rev.Ed. 2003).
. Strickland v. Washington, 466 U.S. 668, 688-89, 104 S.Ct. 2052, 2065, 80 L.Ed.2d 674 (1984).
. Wiggins v. Smith, 539 U.S. 510, 521, 123 S.Ct. 2527, 2535, 156 L.Ed.2d 471 (2003); Williams v. Taylor, 529 U.S. 362, 390-91, 120 S.Ct. 1495, 1511-12, 146 L.Ed.2d 389 (2000); Strickland, 466 U.S. at 687, 104 S.Ct. at 2064. In Valdez v. State, 2002 OK CR 20, 46 P.3d 703, 710, we found trial counsel was ineffective because counsel's failure to inform Valdez of his Vienna Convention rights resulted in prejudice to the defendant, without which a jury reasonably might have imposed a sentence other than death.
. Torres raised claims of ineffective assistance on direct appeal and post-conviction, which were denied. Rather than apply procedural bar to the claim raised in Torres's Subsequent Application, we remanded the issue for an evidentiary hearing in the context of the issues raised by Avena.
. Okla. Const. art. VI, § 10; 57 O.S.2001, § 332.
. Executive Order 2004-17, May 13, 2004. The record before us clearly indicates that Torres received two separate death sentences for two separate counts of first degree murder. The Executive Order refers to a single death sentence. However, the record is also clear that the Pardon and Parole Board submitted recommendations for clemency as to both sentences, and the intent of the commutation was to commute both of Torres's death sentences. Moreover, in any event, as our opinion indicates, Torres was actually prejudiced in the sentencing proceedings by virtue of the State's failure to provide him notice under the Vienna Convention. Had the Governor not granted clemency, this Court would have been required to grant relief on that claim.
. Okla. Const. art. VI, § 10; Hemphill v. State, 1998 OK CR 7, 954 P.2d 148, 151; Ex Parte Denton, 69 Okla.Crim. 204, 101 P.2d 276, 278 (1940); Ex Parte Warren, 39 Okla.Crim. 348, 265 P. 656, 657 (1928).
Concurring in Part
concur in part/dissent in part.
I 1 I concur in the results reached by the Court in this case, and adopt much of the analysis I shared in the unpublished order granting an evidentiary hearing in this matter.
12 However, I disagree with this Court's assertion that the trial judge found Appellant was "prejudiced" as a result of the failure to adequately inform him of his rights under the Vienna Convention. What appears from a reading of the findings by the trial judge is the judge made a finding "as a matter of policy", not "actual fact" that Appellant was prejudiced. The trial judge stated:
This Court cannot say with certainty that Appellant suffered actual prejudice because he was not informed of his rights under the Vienna Convention. However, this Court does not support a result that could lead some in the international community to believe the United States does not take seriously its obligations under the Convention. See U.S. v Carrillo, 70 F.Supp. 2nd 854. Further, this Court believes that a ruling that Appellant was not prejudiced would allow officials of foreign signatories to ignore these same provisions when American citizens are detained abroad. Therefore, this Court finds that the Appellant was prejudiced because he was not adequately informed of his rights under the Vienna Convention. (Findings of Fact at Page 7)
[3 I also disagree with this Court creating a "presumption of prejudice" standard to apply in this case. That presumption is not supported by the law or evidence presented in this record either as to the notification of consular rights or the issue of effective assistance of counsel. What the Court disregards in applying its "presumption" is the fact that Appellant is a Mexican national in form, not substance, due to the fact he has lived in the United States since he was 4 or 5 years old. (Evidentiary Hearing Order, Pg. 6) His contacts with Mexico have been minimal. There was nothing the Mexican government could provide as to evidence regarding his time in Mexico due to the fact he resided there for such a short period during his infancy. However, they could and have provided him resources, which is commendable. The mere failure to give notice of consular rights under this fact situation cannot in any manner be deemed to have been prejudicial, much less presumed prejudice.
{4 We should not attach some carte blanche presumption of prejudice due to mere failure to advise of consular rights. Those rights are important and should be given in each instance. But, if there is a failure to advise, that faflure must be judged under the totality of the circumstances and the actual impact it had upon a defendant to receive due process, effective assistance of counsel and resources needed for his/her defense. There is a valid reason for the requirement of advice of consular rights in the world today, but the failure to provide that notice must be evaluated in relation to the guarantees afforded to each person charged with a crime in this great country. Our constitution provides to the lowest of persons the guarantees not even possessed by the affluent in most countries. The methods of providing those constitutional benefits are evolving and improving on a continuing basis. The appellant in this case was never without the assistance of counsel, and there are some filings in this record that indicate his retained trial counsel actually had contact with Mexican officials prior to his trial. Regardless, Appellant's rights were protected and he was provided resources to mount his defense and seek his appeals at each stage of the proceedings. We should not deal in presumptions when we can adjudicate realities, and that should be our standard of review. If a defendant has been prejudiced he/she will be able to present evidence to support that allegation and this court can adjudicate the issue on the facts. I find the presumption of prejudice due to the failure to advise of consular rights totally unwarranted and in conflict with an understanding of our erimi-nal justice system. In support of these conclusions, I reiterate portions of my previous writings in this case.
T5 review of the history of this case reveals the issue of ineffective assistance of counsel was raised and adjudicated in Appellant's direct appeal and that issue is now barred by res judicata. See Torres v. State, 1998 OK CR 40, 962 P.2d 3.
I 6 As with any case that has been pending for over ten years, hindsight is 20/20 and
T7 I also adhere to my previous finding that Avena and other Mexican Nationals (Mexico v. United States), 2004 I.C.J. 128 (March 31, 2004) is not binding on this Court.
18 Appellant's submissions constituted possible additional mitigation evidence. He has now had the opportunity to present that evidence to the Pardon and Parole Board, and ultimately to the Governor, and to this Court and the trial court in the remanded evidentiary hearing. As I reviewed the proffered documents and evidence I could not find any matters that brought into question the validity of the judgment and sentence in this case. His ability to present these additional matters through the executive clemency process and now the evidentiary hearing is another example of the due process that has been afforded to him. As a matter of law I do not find the subsequent application meets the requirements of 22 O.S.2001, § 1089.1(8)(9) and should be denied.
1 9 What has been exhibited and proven in this case is the United States of America continues to have the premier legal system in the world today. While many countries on this globe require the mandate of the notice of consular rights, and that is why we ascribe to and enforce them, to ensure the rights of persons charged with crimes are protected, those rights are automatically afforded to all persons pursuant to our constitution. Our concept of a "Nation of laws and not of men" works to secure and protect all who are charged with crimes without the need of an outside impetus. Granted, to ensure the proper example is presented to all who observe our system, we need to adhere to even the pro forma requirements of international agreements such as the Vienna Convention. However, we should never let form rule over substance as it is the assurance of due process, not the facade of it, that ensures the rights of the individual. In this case, substance prevailed over form and the Appellant received all the process that was due to him
. The original Application for Post-Conviction Relief, PC-1998-213, also sought to raise the issue of ineffective assistance of trial counsel. That application was denied in an unpublished opinion and not appealed.
. The Second Application for Post-Conviction relief, Torres v. State, 2002 OK Cr 35, 58 P.3d 214; and a certiorari appeal, Torres v. Oklahoma, 538 U.S. 928, 123 S.Ct. 1580, 155 LEd.2d 323 (2003).
. Additionally, I note the State raised a very interesting point of fact in 4 of their Response Brief filed in this case prior to the evidentiary hearing. In that the State pointed out that Mexico has made conflicting admissions of when they learned of Appellant, i.e. December 1997 and March 1996. But more pointedly, the State said:
In addition, trial counsel for Mr. Torres has advised undersigned that she contacted Mexico and informed them of Mr. Torres' case prior to his trial. The undersigned has been unable to obtain an affidavit from trial counsel and has filed a motion asking this Court to compel counsel to prepare an affidavit This motion has not been ruled upon by this Court.
As I stated previously, if this Court were to take any action, it should only have been to afford the State the opportunity to file an affidavit of trial counsel. If the affidavit comported with the proffer of the then the entire issue was moot,. In reviewing the record of the evidentiary hearing, I did not find this assertion to have been contested. Consular rights were afforded. Mexico was given notice.
Reference
- Full Case Name
- Osbaldo TORRES, Appellant v. STATE of Oklahoma, Appellee
- Cited By
- 11 cases
- Status
- Published